As filed with the Securities and Exchange Commission on January 10, 2017
RegistrationNo. 333-177829
RegistrationNo. 333-197883
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORMS-8
REGISTRATION STATEMENTNO. 333-177829
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORMS-8
REGISTRATION STATEMENTNO. 333-197883
UNDER
THE SECURITIES ACT OF 1933
COLONY CAPITAL, INC.
(Colony NorthStar, Inc., as successor by merger to Colony Capital, Inc.)
(Exact name of registrant as specified in its charter)
| Maryland | 27-0419483 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) |
515 S. Flower Street, 44th Floor Los Angeles, California 90071 | 90071 | |
| (Address of principal executive offices) | (Zip code) |
Amended and Restated 2011 Equity Incentive Plan
Colony Financial, Inc. 2014 Equity Incentive Plan
(Full title of the Plan)
Ronald M. Sanders, Esq.
712 Fifth Avenue, 35th Floor
New York, New York 10019
(212)230-3300
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
David W. Bonser, Esq.
James E. Showen, Esq.
Hogan Lovells US LLP
555 Thirteenth Street, N.W.
Washington, D.C. 20004-1109
(202) 637-5600
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, anon-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule12b-2 of the Exchange Act.
| Large accelerated filer | ☒ | Accelerated filer | ☐ | |||
| Non-accelerated filer | ☐ | Smaller reporting company | ☐ | |||
TERMINATION OF REGISTRATION STATEMENT AND DEREGISTRATION OF SECURITIES
These Post-Effective Amendments (“Post-Effective Amendments”) filed by Colony Capital, Inc. (the “Company”) remove from registration shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”) that remain unsold (the “Registered Securities”) under the following registration statements (each a “Registration Statement,” and collectively, the “Registration Statements”) filed by the Company with the Securities and Exchange Commission (the “SEC”):
| • | Registration Statement on FormS-8 (RegistrationNo. 333-177829), which was filed with the SEC on November 8, 2011, pertaining to the registration of 1,600,000 shares of Common Stock reserved for issuance under the 2011 Equity Incentive Plan. |
| • | Registration Statement on FormS-8 (RegistrationNo. 333-197883), which was filed with the SEC on August 5, 2014, pertaining to the registration of an additional 2,500,000 shares of Common Stock reserved for issuance under the 2014 Equity Incentive Plan. |
The Company is filing these Post-Effective Amendments to the Registration Statements to deregister all of the Registered Securities registered for sale that were not sold pursuant to the Registration Statements as of the date of these Post-Effective Amendments. The Company hereby terminates the effectiveness of the Registration Statements and deregisters all of the Registered Securities registered for sale under the Registration Statements.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on FormS-8 and has duly caused these Post-Effective Amendments to the above-referenced Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Los Angeles, State of California, on January 10, 2017.
COLONY NORTHSTAR, INC. as successor by merger to Colony Capital, Inc. | ||
/s/ Darren J. Tangen | ||
| Name: | Darren J. Tangen | |
| Title: | Chief Financial Officer and Treasurer | |
Note: No other person is required to sign these Post-Effective Amendments to the above-referenced Registration Statements in reliance on Rule 478 under the Securities Act of 1933, as amended.
