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SC 13G/A Filing
Minim (MINM) SC 13G/AZoom Telephonics, Inc.
Filed: 12 Feb 14, 12:00am
ZOOM TELEPHONICS, INC. | ||
(Name of Issuer) | ||
Common Stock | ||
(Title of Class of Securities) | ||
98978K107 | ||
(CUSIP Number) | ||
December 31, 2013 | ||
(Date of Event Which Requires Filing of this Statement) | ||
o | Rule 13d-1(b) |
o | Rule 13d-1(c) |
þ | Rule 13d-1(d) |
1. | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Frank Blase Manning | ||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) o | ||
3. | SEC Use Only | ||
4. | Citizenship of Place of Organization United States | ||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 1,321,620 (includes 250,000 shares issuable upon exercise of options which are exercisable within 60 days of December 31, 2013) | |
6. | Shared Voting Power 0 | ||
7. | Sole Dispositive Power 1,321,620 (includes 250,000 shares issuable upon exercise of options which are exercisable within 60 days of December 31, 2013) | ||
8. | Shared Dispositive Power 0 | ||
9. | Aggregate Amount Beneficially Owned by each Reporting Person 1,321,620 shares of Common Stock, includes 250,000 shares issuable upon exercise of options which are exercisable within 60 days of December 31, 2013 | ||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | ||
11. | Percent of Class Represented by Amount in Row 9 16.05% (Based on 7,982,704 shares issued and outstanding as of February 11, 2014, plus the shares issuable upon the exercise of the options referenced above.) | ||
12. | Type of Reporting Person (See Instructions) IN |
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); | |
(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |
(h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | o | A non-U.S. institution, in accordance with §240.13d-1(b)(1)(ii)(J); | |
(k) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(K). | |
If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___________________________. |
(a) | Amount beneficially owned: 1,321,620 shares of Common Stock, includes 250,000 shares issuable upon exercise of options which are exercisable within 60 days of December 31, 2013 |
(b) | Percent of class: 16.05% (Based on 7,982,704 shares issued and outstanding as of February 11, 2014, plus the shares issuable upon the exercise of the options referenced above.) |
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: 1,321,620 shares of Common Stock (includes 250,000 shares issuable upon exercise of options which are exercisable within 60 days of December 31, 2013) |
(ii) | Shared power to vote or to direct the vote: 0 |
(iii) | Sole power to dispose or to direct the disposition of: 1,321,620 shares of Common Stock (includes 250,000 shares issuable upon exercise of options which are exercisable within 60 days of December 31, 2013) |
(iv) | Shared power to dispose or to direct the disposition of: 0 |
Dated: February 12, 2014 | By: | /s/ Frank B. Manning | |
Frank B. Manning | |||