The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 870 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 917 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AIRGAIN INC | COM | 00938A104 | 116 | 12,658 | SH | SOLE | 12,658 | 0 | 0 | ||
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 189 | 15,750 | SH | SOLE | 15,750 | 0 | 0 | ||
APERGY CORP | COM | 03755L104 | 2,088 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 1,222 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
AQUA METALS INC | COM | 03837J101 | 1,800 | 625,000 | SH | SOLE | 625,000 | 0 | 0 | ||
ASURE SOFTWARE INC | COM | 04649U102 | 1,595 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ASV HLDGS INC | COM | 00215L104 | 1,558 | 269,037 | SH | SOLE | 269,037 | 0 | 0 | ||
AUTOWEB INC | COM | 05335B100 | 235 | 52,100 | SH | SOLE | 52,100 | 0 | 0 | ||
B RILEY FINL INC | COM | 05580M108 | 3,576 | 158,600 | SH | SOLE | 158,600 | 0 | 0 | ||
B2GOLD CORP | COM | 11777Q209 | 259 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BALLARD PWR SYS INC NEW | COM | 058586108 | 219 | 77,000 | SH | SOLE | 77,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 3,824 | 135,637 | SH | SOLE | 135,637 | 0 | 0 | ||
BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 | 733 | 64,200 | SH | SOLE | 64,200 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 417 | 12,738 | SH | SOLE | 12,738 | 0 | 0 | ||
CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 2,918 | 2,040,300 | SH | SOLE | 2,040,300 | 0 | 0 | ||
CASI PHARMACEUTICALS INC | COM | 14757U109 | 124 | 15,090 | SH | SOLE | 15,090 | 0 | 0 | ||
CASTLE BRANDS INC | COM | 148435100 | 833 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
CELCUITY INC | COM | 15102K100 | 674 | 27,165 | SH | SOLE | 27,165 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 472 | 7,060 | SH | SOLE | 7,060 | 0 | 0 | ||
CLARUS CORP NEW | COM | 18270P109 | 990 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
CLEAN ENERGY FUELS CORP | COM | 184499101 | 185 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CRAFT BREW ALLIANCE INC | COM | 224122101 | 1,487 | 72,000 | SH | SOLE | 72,000 | 0 | 0 | ||
CVD EQUIPMENT CORP | COM | 126601103 | 1,535 | 230,500 | SH | SOLE | 230,500 | 0 | 0 | ||
CYTOSORBENTS CORP | COM NEW | 23283X206 | 2,943 | 258,200 | SH | SOLE | 258,200 | 0 | 0 | ||
DMC GLOBAL INC | COM | 23291C103 | 8,216 | 182,979 | SH | SOLE | 182,979 | 0 | 0 | ||
EASTSIDE DISTILLING INC | *W EXP 08/10/202 | 277802112 | 131 | 50,500 | SH | SOLE | 50,500 | 0 | 0 | ||
EASTSIDE DISTILLING INC | COM PAR | 277802302 | 2,100 | 247,000 | SH | SOLE | 247,000 | 0 | 0 | ||
EDAP TMS S A | SPONSORED ADR | 268311107 | 660 | 217,900 | SH | SOLE | 217,900 | 0 | 0 | ||
EXONE CO | COM | 302104104 | 708 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
EZCORP INC | CL A NON VTG | 302301106 | 362 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FRANCO NEVADA CORP | COM | 351858105 | 511 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
FRESHPET INC | COM | 358039105 | 8,386 | 305,500 | SH | SOLE | 305,500 | 0 | 0 | ||
FUNKO INC | COM CL A | 361008105 | 899 | 71,600 | SH | SOLE | 71,600 | 0 | 0 | ||
GOLDCORP INC NEW | COM | 380956409 | 823 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
GOOD TIMES RESTAURANTS INC | COM PAR $.001NEW | 382140879 | 3,905 | 1,041,400 | SH | SOLE | 1,041,400 | 0 | 0 | ||
GOPRO INC | CL A | 38268T103 | 129 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GP STRATEGIES CORP | COM | 36225V104 | 715 | 40,600 | SH | SOLE | 40,600 | 0 | 0 | ||
GSE SYS INC | COM | 36227K106 | 40 | 12,200 | SH | SOLE | 12,200 | 0 | 0 | ||
HABIT RESTAURANTS INC | COM CL A | 40449J103 | 1,250 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
HARMONIC INC | COM | 413160102 | 128 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
HMS HLDGS CORP | COM | 40425J101 | 649 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 5,065 | 107,448 | SH | SOLE | 107,448 | 0 | 0 | ||
HYDROGENICS CORP NEW | COM NEW | 448883207 | 1,767 | 235,600 | SH | SOLE | 235,600 | 0 | 0 | ||
INDUSTREA ACQUISITION CORP | UNIT 07/21/2024 | 45579J203 | 1,874 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
INTL FCSTONE INC | COM | 46116V105 | 1,929 | 37,300 | SH | SOLE | 37,300 | 0 | 0 | ||
IPASS INC | COM | 46261V108 | 362 | 1,050,000 | SH | SOLE | 1,050,000 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 3,603 | 237,800 | SH | SOLE | 237,800 | 0 | 0 | ||
JASON INDS INC | COM | 471172106 | 46 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
KIRKLAND LAKE GOLD LTD | COM | 49741E100 | 528 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
LEE ENTERPRISES INC | COM | 523768109 | 215 | 75,400 | SH | SOLE | 75,400 | 0 | 0 | ||
LIFEVANTAGE CORP | COM NEW | 53222K205 | 475 | 74,500 | SH | SOLE | 74,500 | 0 | 0 | ||
LIGHTPATH TECHNOLOGIES INC | CL A NEW | 532257805 | 2,412 | 1,048,500 | SH | SOLE | 1,048,500 | 0 | 0 | ||
LINDBLAD EXPEDITIONS HLDGS I | COM | 535219109 | 822 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
LIQTECH INTL INC | COM | 53632A102 | 1,791 | 2,405,351 | SH | SOLE | 2,405,351 | 0 | 0 | ||
LOVESAC COMPANY | COM | 54738L109 | 4,561 | 219,800 | SH | SOLE | 219,800 | 0 | 0 | ||
LRAD CORP | COM | 50213V109 | 7,534 | 2,864,680 | SH | SOLE | 2,864,680 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 2,895 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MANITEX INTL INC | COM | 563420108 | 4,838 | 387,700 | SH | SOLE | 387,700 | 0 | 0 | ||
MARINEMAX INC | COM | 567908108 | 1,679 | 88,600 | SH | SOLE | 88,600 | 0 | 0 | ||
MGP INGREDIENTS INC NEW | COM | 55303J106 | 14,414 | 162,300 | SH | SOLE | 162,300 | 0 | 0 | ||
MITCHAM INDS INC | COM | 606501104 | 975 | 242,455 | SH | SOLE | 242,455 | 0 | 0 | ||
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 4,737 | 267,300 | SH | SOLE | 267,300 | 0 | 0 | ||
NORTHERN TECH INTL CORP | COM | 665809109 | 351 | 9,800 | SH | SOLE | 9,800 | 0 | 0 | ||
NV5 GLOBAL INC | COM | 62945V109 | 13,646 | 196,907 | SH | SOLE | 196,907 | 0 | 0 | ||
OCLARO INC | COM NEW | 67555N206 | 1,525 | 170,767 | SH | SOLE | 170,767 | 0 | 0 | ||
ORASURE TECHNOLOGIES INC | COM | 68554V108 | 494 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
PAN AMERICAN SILVER CORP | COM | 697900108 | 448 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PFSWEB INC | COM NEW | 717098206 | 207 | 21,276 | SH | SOLE | 21,276 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 56 | 27,940 | SH | SOLE | 27,940 | 0 | 0 | ||
PRIMO WTR CORP | COM | 74165N105 | 22,597 | 1,292,000 | SH | SOLE | 1,292,000 | 0 | 0 | ||
PROFIRE ENERGY INC | COM | 74316X101 | 423 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
QUANTA SVCS INC | COM | 74762E102 | 501 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
QUANTENNA COMMUNICATIONS INC | COM | 74766D100 | 1,664 | 107,100 | SH | SOLE | 107,100 | 0 | 0 | ||
RED LION HOTELS CORP | COM | 756764106 | 8,104 | 695,640 | SH | SOLE | 695,640 | 0 | 0 | ||
REEDS INC | COM | 758338107 | 63 | 22,100 | SH | SOLE | 22,100 | 0 | 0 | ||
SEARS HLDGS CORP | COM | 812350106 | 68 | 28,800 | SH | SOLE | 28,800 | 0 | 0 | ||
SHARPSPRING INC | COM | 820054104 | 4,671 | 534,400 | SH | SOLE | 534,400 | 0 | 0 | ||
SHOTSPOTTER INC | COM | 82536T107 | 15,787 | 416,223 | SH | SOLE | 416,223 | 0 | 0 | ||
SMART & FINAL STORES INC | COM | 83190B101 | 555 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SMTC CORP | COM NEW | 832682207 | 71 | 24,100 | SH | SOLE | 24,100 | 0 | 0 | ||
SOCKET MOBILE INC | COM NEW | 83368E200 | 751 | 306,430 | SH | SOLE | 306,430 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | COM | 845467109 | 400 | 75,400 | SH | SOLE | 75,400 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 6,526 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
TECHTARGET INC | COM | 87874R100 | 3,414 | 120,200 | SH | SOLE | 120,200 | 0 | 0 | ||
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 246 | 19,653 | SH | SOLE | 19,653 | 0 | 0 | ||
TRILOGY METALS INC NEW | COM | 89621C105 | 486 | 272,998 | SH | SOLE | 272,998 | 0 | 0 | ||
TURTLE BEACH CORP | COM NEW | 900450206 | 10,329 | 508,310 | SH | SOLE | 508,310 | 0 | 0 | ||
ULTRALIFE CORP | COM | 903899102 | 1,352 | 140,801 | SH | SOLE | 140,801 | 0 | 0 | ||
UNISYS CORP | COM NEW | 909214306 | 3,813 | 295,600 | SH | SOLE | 295,600 | 0 | 0 | ||
USA TECHNOLOGIES INC | COM NO PAR | 90328S500 | 830 | 59,300 | SH | SOLE | 59,300 | 0 | 0 | ||
VERMILLION INC | COM NEW | 92407M206 | 296 | 379,700 | SH | SOLE | 379,700 | 0 | 0 | ||
VIAD CORP | COM NEW | 92552R406 | 5,506 | 101,500 | SH | SOLE | 101,500 | 0 | 0 | ||
VIAVI SOLUTIONS INC | COM | 925550105 | 1,024 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
VICOR CORP | COM | 925815102 | 6,619 | 151,994 | SH | SOLE | 151,994 | 0 | 0 | ||
VOCERA COMMUNICATIONS INC | COM | 92857F107 | 6,579 | 220,100 | SH | SOLE | 220,100 | 0 | 0 | ||
WESTPORT FUEL SYSTEMS INC | COM NEW | 960908309 | 6,037 | 2,386,362 | SH | SOLE | 2,386,362 | 0 | 0 |