Brown-Forman (BF-A) Form 3 BROWN FORMAN / Campbell P Brown ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Brown Campbell P

(Last) (First) (Middle)

850 DIXIE HIGHWAY

(Street)

LOUISVILLE KY 40210

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/26/2016

3. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common	805,313	D
Class B Common	312,208	D
Class A Common	1,981,768	I	Brown Barker 2013 LLC
Class B Common	270,442	I	Brown Barker 2013 LLC
Class B Common	4,610.8229	I	ESPP
Class B Common	7,786.0146	I	By 401k
Class B Common	18	I	Child #1
Class B Common	18	I	Child #2
Class A Common	529,554	I	CPB 2010 #1 LLC
Class B Common	24,218	I	CPB 2010 #2 LLC
Class B Common	2,746	I	CBGB LLC
Class A Common	8,042	I	Trust FBO Geo Garvin Brown IV
Class B Common	1,353	I	Trust FBO Geo Garvin Brown IV
Class A Common	5,266	I	Trust FBO Child #1
Class B Common	1,950	I	Trust FBO Child #1
Class A Common	5,296	I	Trust FBO Child #2
Class B Common	1,950	I	Trust FBO Child #2
Class A Common	71,250	I	Trust FBO Campbell P. Brown
Class A Common	71,250	I	Trust FBO Geo Garvin Brown IV (Irrev)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	05/01/2017	(1)	Class B Common	863	(2)	D
Restricted Stock Units	05/01/2018	(3)	Class B Common	476	(2)	D
Restricted Stock Units	05/01/2019	(4)	Class B Common	1,458	(2)	D
Stock Appreciation Right	07/26/2007	04/30/2017	Class B Common	1,874	33.76	D
Stock Appreciation Right	07/24/2008	04/30/2018	Class B Common	1,719	35.51	D
Stock Appreciation Right	07/22/2010	04/30/2020	Class B Common	887	38.43	D
Stock Appreciation Right	07/24/2014	04/30/2024	Class B Common	1,112	91.97	D

Explanation of Responses:

1. The restricted stock units vest May 1, 2017.

2. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

3. The restricted stock units vest May 1, 2018.

4. The restricted stock units vest May 1, 2019.

Remarks:

	Michael E. Carr, Jr., Attorney in Fact for Campbell P. Brown	06/03/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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