Brown-Forman (BF-A) Form 4 BROWN FORMAN / Campbell P Brown ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Brown Campbell P

(Last) (First) (Middle)

850 DIXIE HIGHWAY

(Street)

LOUISVILLE KY 40210

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
04/30/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class B Common	04/30/2020		M		2,260	A	$15.088	726,865(1)	D
Class B Common	04/30/2020		F		1,108	D	$63.26(2)	725,757	D
Class B Common								22,449.7494(3)	I	By 401k
Class B Common								12,676.3035(4)	I	ESPP
Class B Common								916,987	I	Brown Barker 2013 LLC
Class B Common								264,777	I	CPB 2010 #1 LLC
Class B Common								220,090	I	GGB4 2013 Trust
Class B Common								88,166	I	CPBee Charitable 2018 LLC
Class B Common								45	I	Child #1
Class B Common								45	I	Child #2
Class B Common								299,326	I	CPBee Endowment 2018 LLC
Class B Common								60,543	I	CPB 2010 #2 LLC
Class B Common								30,285	I	Trust FBO Campbell P. Brown
Class B Common								88,166	I	CPBee Sale 2018 LLC
Class B Common								35,625	I	Trust FBO Geo Garvin Brown IV (Irrev)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Appreciation Right	$15.088	04/30/2020		M			2,260	05/01/2013	04/30/2020	Class B Common	2,260	$0	0	D

Explanation of Responses:

1. Total adjusted to correct prior mathematical error.

2. The closing price of BF-B on April 29, 2020 was used to calculate the withholding obligation.

3. Number of shares acquired through the issuer's 401(k) plan as of April 30, 2020.

4. Number of shares acquired through the issuer's employee stock purchase program as of April 30, 2020.

Remarks:

	Jaileah X. Huddleston, Attorney in Fact for Campbell P. Brown	05/01/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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