Brown-Forman (BF-A) Form 4 BROWN FORMAN / Laura Frazier ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Frazier Laura

(Last) (First) (Middle)

850 DIXIE HIGHWAY

(Street)

LOUISVILLE KY 40210

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/20/2015

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common	07/20/2015		W(1)	V	1,277,720	A	$0.00	9,104,153	I	Avish Agincourt LLC
Class A Common	07/20/2015		W(1)	V	2,555,440	D	$0.00	9,104,153	I	Avish Agincourt LLC
Class B Common	07/20/2015		W(1)	V	579,690	A	$0.00	4,130,474	I	Avish Agincourt LLC
Class B Common	07/20/2015		W(1)	V	1,159,381	D	$0.00	4,130,474	I	Avish Agincourt LLC
Class A Common	09/16/2015		G	V	651,681	A	(2)	9,104,153	I	Avish Agincourt LLC
Class A Common	09/16/2015		G	V	651,681	D	(2)	9,104,153	I	Avish Agincourt LLC
Class B Common	09/16/2015		G	V	295,662	A	(2)	4,130,474	I	Avish Agincourt LLC
Class B Common	09/16/2015		G	V	295,662	D	(2)	4,130,474	I	Avish Agincourt LLC
Class A Common								207,313	D
Class B Common								223,213	D
Class A Common								4,860	I	Annsley Frazier Thornton Trust
Class A Common								354	I	Brooke Huneke Trust
Class B Common								1,702	I	Brooke Huneke Trust
Class A Common								5,922	I	Brooke Huneke UTMA
Class B Common								5,155	I	Brooke Huneke UTMA
Class A Common								354	I	Chase Huneke Trust
Class B Common								1,702	I	Chase Huneke Trust
Class A Common								354	I	Cordt Huneke Trust
Class B Common								1,290	I	Cordt Huneke Trust
Class A Common								354	I	Kelli Huneke Trust
Class B Common								1,702	I	Kelli Huneke Trust
Class A Common								5,922	I	Kelli Huneke UTMA
Class B Common								5,065	I	Kelli Huneke UTMA
Class B Common								4,486	I	OBF Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the division of a family trust holding units of Avish Agincourt LLC following the death of the settlor.

2. On September 16, 2015, the reporting person transferred units of Avish Agincourt LLC to a grantor trust for the benefit of family members in which the reporting person retains a pecuniary interest. The reporting person received a note under the terms of the trust providing for a periodic payment similar in operation to a grantor retained annuity trust.

Remarks:

The reporting person disclaims beneficial ownership of shares held by trusts and entities set forth in this report except to the extent of her pecuniary interest therein.

	Kelly Bowen, Attorney in Fact for Laura Frazier	09/18/2015
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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