UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
(Mark One)
| ☒ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended June 30, 2017
OR
| ☐ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File Number: 001-37511
Sunrun Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 26-2841711 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
595 Market Street, 29th Floor
San Francisco, California 94105
(Address of principal executive offices and Zip Code)
(415) 580-6900
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES ☒ NO ☐
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). YES ☒ NO ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definition of “large accelerated filer”, “accelerated filer”, “smaller reporting company”, and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☒ | ||
| Non-accelerated filer | ☐ | (Do not check if a smaller reporting company) | Smaller reporting company | ☐ | |
| Emerging growth company | ☒ | ||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). YES ☐ NO ☒
As of August 3, 2017, the number of shares of the registrant’s common stock outstanding was 106,161,704.
EXPLANATORY NOTE
Sunrun Inc. (the “Company”) is filing this Amendment No. 1 on Form 10-Q/A (this “Amendment”) to re-file Exhibits 10.2 and 10.3 (the “Exhibits”) that were filed with the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2017, as originally filed with the Securities and Exchange Commission (the “SEC”) on August 7, 2017 (the “Original Form 10-Q”). This Amendment is being filed solely to re-file revised redacted versions of the Exhibits to reflect changes to the Company’s confidential treatment request with respect to certain portions of the Exhibits, and in connection therewith, to amend and restate Part II, Item 6 of the Original Form 10-Q and to delete in its entirety the Index to Exhibits following the signature page in the Original Form 10-Q. Nothing in the Original Form 10-Q is being amended other than as described above.
As required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended, new Section 302 certifications are also filed as exhibits to this Amendment.
This Amendment should be read in conjunction with the Original Form 10-Q and the Company’s other filings with the SEC. Except as stated herein, this Amendment does not reflect events that occurred after the filing of the Original Form 10-Q and no attempt has been made in this Amendment to modify or update other disclosures as presented in the Original Form 10-Q.
ITEM 6. EXHIBITS
Exhibit Number | Exhibit Description | |
| 10.1+^ | ||
10.2¥ | ||
10.3¥ | ||
| 31.1 | ||
| 31.2 | ||
| 32.1†^ | ||
| 101.INS^ | XBRL Instance Document. | |
| 101.SCH^ | XBRL Taxonomy Schema Linkbase Document. | |
| 101.CAL^ | XBRL Taxonomy Definition Linkbase Document. | |
| 101.DEF^ | XBRL Taxonomy Calculation Linkbase Document. | |
| 101.LAB^ | XBRL Taxonomy Labels Linkbase Document. | |
| 101.PRE^ | XBRL Taxonomy Presentation Linkbase Document. | |
| + | Indicates management contract or compensatory plan. |
| † | The certifications attached as Exhibit 32.1 that accompany this Quarterly Report on Form 10-Q, are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of Sunrun Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing. |
| ¥ | Confidential treatment has been requested as to certain portions of this exhibit, which portions have been omitted and submitted separately to the Securities and Exchange Commission. |
| ^ | Previously filed or furnished with the Original Form 10-Q. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
| SUNRUN INC. | ||
| Date: December 29, 2017 | By: | /s/ Lynn Jurich |
| Lynn Jurich | ||
| Chief Executive Officer | ||
| (Principal Executive Officer) | ||
| By: | /s/ Bob Komin | |
| Bob Komin | ||
| Chief Financial Officer | ||
| (Principal Accounting and Principal Financial Officer) | ||
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