COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR RIVERFRNT DYMC | COM | 00162Q528 | 55,289 | 1,714,110 | SH | | SOLE | | 1,714,110 | 0 | 0 |
ALPS ETF TR RIVERFRNT FLEX | COM | 00162Q510 | 63,990 | 1,918,175 | SH | | SOLE | | 1,918,175 | 0 | 0 |
ALPS ETF TR RIVERFRNT STR INC | ETF - FIXED INCO | 00162Q783 | 10,389 | 419,404 | SH | | SOLE | | 419,404 | 0 | 0 |
ALPS ETF TR RIVERFRONT DYM | COM | 00162Q536 | 67,325 | 2,699,496 | SH | | SOLE | | 2,699,496 | 0 | 0 |
ALPS ETF TR RIVERFRONT UNC | COM | 00162Q544 | 4,552 | 179,990 | SH | | SOLE | | 179,990 | 0 | 0 |
FIRST TR EXCH TRADED FD III RI | COM | 33739P707 | 16,169 | 262,265 | SH | | SOLE | | 262,265 | 0 | 0 |
FIRST TR EXCH TRADED FD III RI | COM | 33739P608 | 35,295 | 622,149 | SH | | SOLE | | 622,149 | 0 | 0 |
FIRST TR EXCH TRADED FD III RI | COM | 33739P806 | 8,196 | 138,277 | SH | | SOLE | | 138,277 | 0 | 0 |
FIRST TR EXCHANGE TRADED FD UT | COM | 33734X184 | 34,710 | 1,209,015 | SH | | SOLE | | 1,207,305 | 0 | 1,710 |
FIRST TRUST RIVERFRONT DYN ASI | COM | 33739P509 | 6,748 | 133,881 | SH | | SOLE | | 133,881 | 0 | 0 |
GLOBAL X FDS US INFR DEV ET | COM | 37954Y673 | 16,523 | 1,013,740 | SH | | SOLE | | 1,010,524 | 0 | 3,216 |
GOLDMAN SACHS ETF TR EQUITY ET | COM | 381430503 | 452,192 | 7,694,274 | SH | | SOLE | | 7,683,956 | 0 | 10,318 |
Invesco Aerospace & Defense ET | COM | 46137V100 | 51,446 | 792,216 | SH | | SOLE | | 791,123 | 0 | 1,093 |
Invesco FTSE RAFI EmergingMark | COM | 46138E727 | 214 | 9,921 | SH | | SOLE | | 9,921 | 0 | 0 |
Invesco QQQ Trust | COM | 46090E103 | 123,290 | 660,226 | SH | | SOLE | | 658,807 | 0 | 1,419 |
INVESCO EXCH TRD SLF IDX FD TR | COM | 46138J619 | 31,008 | 1,044,078 | SH | | SOLE | | 1,041,066 | 0 | 3,012 |
INVESCO EXCHANGE TRADED FD TS& | COM | 46137V365 | 16,950 | 349,142 | SH | | SOLE | | 348,129 | 0 | 1,013 |
ISHARES INC CORE MSCI EMKT | COM | 46434G103 | 115,686 | 2,248,966 | SH | | SOLE | | 2,242,324 | 0 | 6,642 |
ISHARES INC MSCI AUSTRALIA | COM | 464286103 | 11,485 | 509,571 | SH | | SOLE | | 508,022 | 0 | 1,549 |
ISHARES INC MSCI CDA INDEX | COM | 464286509 | 14,733 | 514,825 | SH | | SOLE | | 513,440 | 0 | 1,385 |
ISHARES INC MSCI EMU INDEX | ETF - EQUITY | 464286608 | 310 | 7,827 | SH | | SOLE | | 7,827 | 0 | 0 |
ISHARES TR 20 YR TRS BD | COM | 464287432 | 44,605 | 335,861 | SH | | SOLE | | 335,529 | 0 | 332 |
ISHARES TR 7-10 YR TRS BD | COM | 464287440 | 20,588 | 187,127 | SH | | SOLE | | 186,263 | 0 | 864 |
ISHARES TR CONS GOODS IDX | COM | 464287812 | 9,555 | 78,670 | SH | | SOLE | | 78,526 | 0 | 144 |
ISHARES TR CORE MSCI EAFE | COM | 46432F842 | 311,467 | 5,072,756 | SH | | SOLE | | 5,066,082 | 0 | 6,674 |
ISHARES TR DJ MED DEVICES | COM | 464288810 | 20,393 | 84,720 | SH | | SOLE | | 84,468 | 0 | 252 |
ISHARES TR DJ US FINL SVC | COM | 464287770 | 121,012 | 903,824 | SH | | SOLE | | 902,640 | 0 | 1,184 |
ISHARES TR DJ US TECH SEC | COM | 464287721 | 53,849 | 272,117 | SH | | SOLE | | 271,519 | 0 | 598 |
ISHARES TR FLTG RATE NT | COM | 46429B655 | 48,884 | 959,830 | SH | | SOLE | | 959,495 | 0 | 335 |
ISHARES TR LEHMAN 10-20YR | COM | 464288653 | 72,959 | 509,778 | SH | | SOLE | | 509,542 | 0 | 236 |
ISHARES TR MBS FIXED BDFD | COM | 464288588 | 92,698 | 861,513 | SH | | SOLE | | 861,192 | 0 | 321 |
ISHARES TR MSCI EAFE IDX | COM | 464287465 | 5,074 | 77,198 | SH | | SOLE | | 77,036 | 0 | 162 |
ISHARES TR MSCI GRW IDX | COM | 464288885 | 136,650 | 1,691,849 | SH | | SOLE | | 1,686,918 | 0 | 4,931 |
ISHARES TR S&P 500 INDEX | COM | 464287200 | 301,960 | 1,024,465 | SH | | SOLE | | 1,023,661 | 0 | 804 |
ISHARES TR S&P SMLCAP 600 | COM | 464287804 | 87,612 | 1,119,214 | SH | | SOLE | | 1,117,088 | 0 | 2,126 |
ISHS US SHRT MTY BD ETF | COM | 46431W507 | 60,215 | 1,196,401 | SH | | SOLE | | 1,195,963 | 0 | 438 |
JP MORGAN EXCHANGE TRADED FDBE | COM | 46641Q712 | 24,541 | 1,075,926 | SH | | SOLE | | 1,072,795 | 0 | 3,131 |
JPMORGAN DIVERSIFIED RETURN IN | COM | 46641Q209 | 35,042 | 643,454 | SH | | SOLE | | 641,787 | 0 | 1,667 |
PIMCO ETF TR INV GRD CRP BD | COM | 72201R817 | 55,846 | 519,745 | SH | | SOLE | | 517,824 | 0 | 1,921 |
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y308 | 34,626 | 596,274 | SH | | SOLE | | 595,437 | 0 | 837 |
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y407 | 37,889 | 317,860 | SH | | SOLE | | 317,511 | 0 | 349 |
SELECT SECTOR SPDR TR SBI HEAL | COM | 81369Y209 | 80,878 | 873,040 | SH | | SOLE | | 872,029 | 0 | 1,011 |
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y506 | 26,193 | 411,141 | SH | | SOLE | | 410,987 | 0 | 154 |
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y605 | 14,115 | 511,442 | SH | | SOLE | | 510,565 | 0 | 877 |
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y704 | 14,837 | 191,645 | SH | | SOLE | | 191,569 | 0 | 76 |
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y803 | 65,049 | 833,535 | SH | | SOLE | | 833,228 | 0 | 307 |
SPDR SER TR INV GRD FLT RT | COM | 78468R200 | 11,844 | 385,414 | SH | | SOLE | | 383,704 | 0 | 1,710 |
SPDR SERIES TRUST BARC CAPTL E | COM | 78464A474 | 34,126 | 1,108,745 | SH | | SOLE | | 1,108,419 | 0 | 326 |
VANECK VECTORS ETF TR JP MORGA | COM | 92189H300 | 21,429 | 617,561 | SH | | SOLE | | 615,345 | 0 | 2,216 |
VANGUARD BD INDEX FD INC TOTAL | COM | 921937835 | 301,455 | 3,628,936 | SH | | SOLE | | 3,624,509 | 0 | 4,427 |
VANGUARD INDEX FDS LARGE CAP E | COM | 922908637 | 1,541 | 11,437 | SH | | SOLE | | 11,398 | 0 | 39 |
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C706 | 177,009 | 2,683,171 | SH | | SOLE | | 2,679,154 | 0 | 4,017 |
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C870 | 196,934 | 2,191,807 | SH | | SOLE | | 2,191,040 | 0 | 767 |
VANGUARD SCOTTSDALE FDS MORTG- | COM | 92206C771 | 5,182 | 98,090 | SH | | SOLE | | 98,090 | 0 | 0 |
VANGUARD SCOTTSDALE FDS SHRT-T | COM | 92206C409 | 212,411 | 2,632,764 | SH | | SOLE | | 2,631,839 | 0 | 925 |
VANGUARD WORLD FDS INF TECH ET | COM | 92204A702 | 7,518 | 35,650 | SH | | SOLE | | 35,534 | 0 | 116 |
VANGUARD WORLD FDS TELCOMM ETF | COM | 92204A884 | 14,997 | 172,997 | SH | | SOLE | | 172,935 | 0 | 62 |
WISDOMTREE TR ITL HDG DIV GT | COM | 97717X594 | 263 | 8,051 | SH | | SOLE | | 8,051 | 0 | 0 |
WISDOMTREE TRUST LARGECAP DIVI | COM | 97717W307 | 87,925 | 907,384 | SH | | SOLE | | 906,593 | 0 | 791 |