The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A T & T INC (NEW) | COM | 00206R102 | 7,578 | 361,585 | SH | SOLE | 361,008 | 0 | 577 | ||
ABBOTT LABS | COM | 002824100 | 986 | 9,076 | SH | SOLE | 9,076 | 0 | 0 | ||
ABBVIE INC COM | COM | 00287Y109 | 8,999 | 58,764 | SH | SOLE | 58,648 | 0 | 116 | ||
AIM TAX EXEMPT FDS INVESCO TAX | MUTUAL FUNDS | 001419555 | 493 | 40,971 | SH | SOLE | 40,971 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT DYMC | COM | 00162Q528 | 40,959 | 951,515 | SH | SOLE | 951,515 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT FLEX | COM | 00162Q510 | 11,276 | 283,668 | SH | SOLE | 283,668 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT STR INC | ETF - FIXED INCO | 00162Q783 | 5,431 | 239,535 | SH | SOLE | 239,535 | 0 | 0 | ||
ALPS ETF TR RIVERFRONT DYM | COM | 00162Q536 | 26,380 | 1,167,374 | SH | SOLE | 1,167,374 | 0 | 0 | ||
AMAZON COM INC COM | COM | 023135106 | 6,600 | 62,145 | SH | SOLE | 62,064 | 0 | 81 | ||
APPLE COMPUTER INC | COM | 037833100 | 19,567 | 143,116 | SH | SOLE | 142,996 | 0 | 120 | ||
BERKSHIRE HATHAWAY INC DEL CL | COM | 084670702 | 2,681 | 9,818 | SH | SOLE | 9,818 | 0 | 0 | ||
BOEING CO COM | COM | 097023105 | 273 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CATERPILLAR INC COM | COM | 149123101 | 11,370 | 63,605 | SH | DFND | 63,001 | 488 | 116 | ||
COCA COLA CO | COM | 191216100 | 305 | 4,841 | SH | SOLE | 4,841 | 0 | 0 | ||
COMMUNICATION SERVICES SELECT | COM | 81369Y852 | 20,152 | 371,350 | SH | SOLE | 371,323 | 0 | 27 | ||
DISNEY WALT PRODTNS | COM | 254687106 | 455 | 4,819 | SH | SOLE | 4,819 | 0 | 0 | ||
EOG RES INC COM | COM | 26875P101 | 10,763 | 97,457 | SH | SOLE | 97,268 | 0 | 189 | ||
FACEBOOK INC CL A | COM | 30303M102 | 3,618 | 22,438 | SH | SOLE | 22,391 | 0 | 47 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P707 | 5,714 | 107,110 | SH | SOLE | 107,110 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P608 | 22,972 | 429,143 | SH | SOLE | 429,143 | 0 | 0 | ||
FRANKLIN TEMPLETON ETF TR FTSE | ETF - EQUITY | 35473P678 | 8,590 | 385,395 | SH | SOLE | 384,598 | 0 | 797 | ||
GLOBAL X FDS FTSE NORDIC RE | COM | 37950E101 | 6,589 | 252,408 | SH | DFND | 247,323 | 4,535 | 550 | ||
GLOBAL X FDS US INFR DEV ET | COM | 37954Y673 | 37,243 | 1,635,666 | SH | DFND | 1,620,351 | 14,179 | 1,136 | ||
GOLDMAN SACHS ETF TR EQUITY ET | COM | 381430503 | 142,341 | 1,899,405 | SH | DFND | 1,871,875 | 24,919 | 2,611 | ||
HARTFORD FINL SVCS GROUP INC C | COM | 416515104 | 6,355 | 97,132 | SH | DFND | 95,459 | 1,501 | 172 | ||
HUNTINGTON BANCSHARES INC COM | COM | 446150104 | 165 | 13,710 | SH | SOLE | 13,710 | 0 | 0 | ||
Invesco QQQ Trust | COM | 46090E103 | 76,276 | 272,144 | SH | DFND | 266,636 | 4,983 | 525 | ||
INVESCO EXCHNG TRADED FD TR II | COM | 46138G508 | 200 | 9,887 | SH | SOLE | 9,887 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR KB | COM | 46138E628 | 3,840 | 74,213 | SH | SOLE | 74,060 | 0 | 153 | ||
INVESCO NASDAQ 100 ETF | COM | 46138G649 | 1,546 | 13,422 | SH | SOLE | 13,422 | 0 | 0 | ||
INVESCO S&P 500 HIGH BETA ETF | COM | 46138E370 | 372 | 6,355 | SH | DFND | 0 | 6,355 | 0 | ||
ISHARES CORE DIVIDEND GROWTH E | COM | 46434V621 | 19,319 | 405,530 | SH | SOLE | 405,501 | 0 | 29 | ||
ISHARES GENOMICS IMMUNOLOGY AN | COM | 46435U192 | 703 | 24,325 | SH | SOLE | 24,325 | 0 | 0 | ||
ISHARES INC CORE MSCI EMKT | COM | 46434G103 | 22,270 | 453,939 | SH | DFND | 442,635 | 10,433 | 871 | ||
ISHARES INC MSCI EMRG CHN | ETF - EQUITY | 46434G764 | 15,586 | 326,353 | SH | SOLE | 325,614 | 0 | 739 | ||
ISHARES INC MSCI GERMAN | COM | 464286806 | 1,584 | 68,842 | SH | SOLE | 68,842 | 0 | 0 | ||
ISHARES INC MSCI TAIWAN ETF | COM | 46434G772 | 249 | 4,941 | SH | SOLE | 4,941 | 0 | 0 | ||
ISHARES TR 0-3 MNTH TREAS | ETF - EQUITY | 46436E718 | 566 | 5,657 | SH | SOLE | 5,657 | 0 | 0 | ||
ISHARES TR 0-5YR HI YL CP | COM | 46434V407 | 54,107 | 1,334,343 | SH | DFND | 1,293,857 | 37,205 | 3,281 | ||
ISHARES TR 20 YR TRS BD | COM | 464287432 | 18,982 | 165,252 | SH | DFND | 162,335 | 2,459 | 458 | ||
ISHARES TR CORE MSCI EAFE | COM | 46432F842 | 25,314 | 430,157 | SH | DFND | 423,177 | 6,027 | 953 | ||
ISHARES TR CORE MSCI EURO | COM | 46434V738 | 201 | 4,479 | SH | SOLE | 4,479 | 0 | 0 | ||
ISHARES TR DJ MED DEVICES | COM | 464288810 | 14,133 | 280,200 | SH | DFND | 275,016 | 4,632 | 552 | ||
ISHARES TR DJ US FINL SVC | COM | 464287770 | 83,560 | 563,758 | SH | DFND | 558,888 | 4,452 | 418 | ||
ISHARES TR DJ US TECH SEC | COM | 464287721 | 72,572 | 907,722 | SH | DFND | 903,548 | 3,012 | 1,162 | ||
ISHARES TR FLTG RATE NT | COM | 46429B655 | 754 | 15,101 | SH | SOLE | 15,101 | 0 | 0 | ||
ISHARES TR HDG MSCI EAFE | COM | 46434V803 | 119,592 | 3,758,402 | SH | SOLE | 3,756,897 | 0 | 1,505 | ||
ISHARES TR JPMORGAN USD | COM | 464288281 | 14,773 | 173,151 | SH | DFND | 171,271 | 1,517 | 363 | ||
ISHARES TR LEHMAN 10-20YR | COM | 464288653 | 5,873 | 48,888 | SH | DFND | 46,745 | 2,007 | 136 | ||
ISHARES TR LEHMAN AGG BND | COM | 464287226 | 21,884 | 215,233 | SH | SOLE | 215,233 | 0 | 0 | ||
ISHARES TR MBS FIXED BDFD | COM | 464288588 | 58,653 | 601,637 | SH | SOLE | 601,590 | 0 | 47 | ||
ISHARES TR MSCI EAFE IDX | COM | 464287465 | 335 | 5,360 | SH | SOLE | 5,360 | 0 | 0 | ||
ISHARES TR MSCI EMERG MKT | COM | 464287234 | 256 | 6,394 | SH | SOLE | 6,394 | 0 | 0 | ||
ISHARES TR MSCI GRW IDX | COM | 464288885 | 1,015 | 12,615 | SH | DFND | 2,578 | 10,037 | 0 | ||
ISHARES TR MSCI INDIA ETF | COM | 46429B598 | 228 | 5,790 | SH | SOLE | 5,790 | 0 | 0 | ||
ISHARES TR MSCI VAL IDX | COM | 464288877 | 33,295 | 767,186 | SH | SOLE | 765,470 | 0 | 1,716 | ||
ISHARES TR RUSSELL1000GRW | COM | 464287614 | 561 | 2,564 | SH | SOLE | 2,564 | 0 | 0 | ||
ISHARES TR S&P 500 INDEX | COM | 464287200 | 112,155 | 295,808 | SH | SOLE | 295,775 | 0 | 33 | ||
ISHARES TR S&P 500 VALUE | COM | 464287408 | 9,634 | 70,086 | SH | DFND | 68,607 | 1,316 | 163 | ||
ISHARES TR S&P GLO INFRAS | COM | 464288372 | 2,357 | 50,425 | SH | SOLE | 50,425 | 0 | 0 | ||
ISHARES TR S&P LTN AM 40 | COM | 464287390 | 5,615 | 249,122 | SH | SOLE | 248,861 | 0 | 261 | ||
ISHARES TR S&P NA SOFTWR | COM | 464287515 | 345 | 1,280 | SH | DFND | 0 | 1,280 | 0 | ||
ISHARES TR S&P NATL MUN B | COM | 464288414 | 776 | 7,298 | SH | SOLE | 7,298 | 0 | 0 | ||
ISHARES TR US PFD STK IDX | COM | 464288687 | 917 | 27,890 | SH | SOLE | 27,890 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED FD | COM | 46641Q225 | 24,708 | 420,646 | SH | DFND | 415,672 | 4,101 | 873 | ||
J P MORGAN EXCHANGE-TRADED FEQ | ETF - EQUITY | 46641Q332 | 213,990 | 3,859,162 | SH | DFND | 3,836,392 | 19,739 | 3,031 | ||
KINDER MORGAN INC DEL COM | COM | 49456B101 | 6,569 | 391,991 | SH | DFND | 381,703 | 9,543 | 745 | ||
MCDONALDS CORP COM | COM | 580135101 | 595 | 2,410 | SH | SOLE | 2,410 | 0 | 0 | ||
MICROSOFT CORP COM | COM | 594918104 | 27,472 | 106,968 | SH | DFND | 106,295 | 582 | 91 | ||
PEPSICO INC COM | COM | 713448108 | 637 | 3,825 | SH | SOLE | 3,825 | 0 | 0 | ||
PROLOGIS INC. COM | COM | 74340W103 | 22,184 | 188,569 | SH | DFND | 186,664 | 1,726 | 179 | ||
RIO TINTO PLC SPONSORED ADR | COM | 767204100 | 4,448 | 72,925 | SH | DFND | 71,173 | 1,601 | 151 | ||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y308 | 22,885 | 317,051 | SH | SOLE | 316,960 | 0 | 91 | ||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y407 | 43,850 | 318,961 | SH | SOLE | 318,927 | 0 | 34 | ||
SELECT SECTOR SPDR TR SBI HEAL | COM | 81369Y209 | 68,002 | 530,272 | SH | SOLE | 530,203 | 0 | 69 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y506 | 29,832 | 417,184 | SH | DFND | 412,534 | 4,425 | 225 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y605 | 529 | 16,836 | SH | SOLE | 16,836 | 0 | 0 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y704 | 20,734 | 237,404 | SH | SOLE | 237,387 | 0 | 17 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y803 | 80,176 | 630,716 | SH | SOLE | 630,670 | 0 | 46 | ||
SELECT SECTOR SPDR TR SBI MATE | COM | 81369Y100 | 16,939 | 230,157 | SH | SOLE | 230,140 | 0 | 17 | ||
SPDR SER TR CAP S/T HI YLD | COM | 78468R408 | 22,383 | 928,003 | SH | DFND | 912,363 | 13,299 | 2,341 | ||
SPDR SERIES TRUST BARC CAPTL E | COM | 78464A474 | 574 | 19,312 | SH | SOLE | 19,312 | 0 | 0 | ||
SPDR SERIES TRUST PORTFOLIO AG | COM | 78464A649 | 198,267 | 7,524,367 | SH | SOLE | 7,523,778 | 0 | 589 | ||
SSGA ACTIVE ETF TR BLKSTN GSOS | COM | 78467V608 | 116,847 | 2,806,126 | SH | DFND | 2,797,456 | 7,695 | 975 | ||
STRYKER CORP COM | COM | 863667101 | 1,789 | 8,995 | SH | SOLE | 8,995 | 0 | 0 | ||
UNITEDHEALTH GROUP INC COM | COM | 91324P102 | 11,200 | 21,808 | SH | DFND | 21,370 | 397 | 41 | ||
VANECK VECTORS FALLEN ANGEL HI | COM | 92189F437 | 22,672 | 839,133 | SH | DFND | 817,864 | 19,402 | 1,867 | ||
VANGUARD 500 INDEX FUND | MUTUAL FUNDS | 922908710 | 1,113 | 3,186 | SH | SOLE | 3,186 | 0 | 0 | ||
VANGUARD BD INDEX FD INC TOTAL | COM | 921937835 | 173,892 | 2,310,552 | SH | SOLE | 2,310,373 | 0 | 179 | ||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C706 | 55,409 | 905,971 | SH | SOLE | 905,903 | 0 | 68 | ||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C870 | 115,547 | 1,443,986 | SH | SOLE | 1,443,874 | 0 | 112 | ||
VANGUARD SCOTTSDALE FDS MORTG- | COM | 92206C771 | 373 | 7,812 | SH | SOLE | 7,812 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS SHRT-T | COM | 92206C409 | 121,403 | 1,591,966 | SH | DFND | 1,588,042 | 3,804 | 120 | ||
VANGUARD WHITEHALL FDS INC HIG | COM | 921946406 | 496 | 4,874 | SH | SOLE | 4,874 | 0 | 0 | ||
VANGUARD WORLD FDS TELCOMM ETF | COM | 92204A884 | 11,993 | 127,545 | SH | SOLE | 127,536 | 0 | 9 | ||
WAL MART STORES INC | COM | 931142103 | 8,425 | 69,304 | SH | SOLE | 69,169 | 0 | 135 | ||
WESTROCK CO COM | COM | 96145D105 | 7,733 | 194,108 | SH | DFND | 189,949 | 3,794 | 365 | ||
WISDOMTREE TR EUROPE HEDGED | COM | 97717X701 | 927 | 14,145 | SH | SOLE | 14,145 | 0 | 0 |