COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 923 | 8,386 | SH | | SOLE | | 8,386 | 0 | 0 |
ABBVIE INC COM | COM | 00287Y109 | 9,646 | 62,243 | SH | | SOLE | | 62,196 | 0 | 47 |
ALPHABET CLASS A | COM | 02079K305 | 234 | 1,675 | SH | | SOLE | | 1,675 | 0 | 0 |
ALPHABET CLASS C | COM | 02079K107 | 17,193 | 122,006 | SH | | SOLE | | 121,915 | 0 | 91 |
ALPS ETF TR RIVERFRNT DYMC | COM | 00162Q528 | 27,852 | 584,274 | SH | | SOLE | | 584,274 | 0 | 0 |
ALPS ETF TR RIVERFRNT FLEX | COM | 00162Q510 | 8,470 | 178,679 | SH | | SOLE | | 178,679 | 0 | 0 |
ALPS ETF TR RIVERFRNT STR INC | ETF - FIXED INCO | 00162Q783 | 4,731 | 204,255 | SH | | SOLE | | 204,255 | 0 | 0 |
ALPS ETF TR RIVERFRONT DYM | COM | 00162Q536 | 9,429 | 417,141 | SH | | SOLE | | 417,141 | 0 | 0 |
AMAZON COM INC COM | COM | 023135106 | 17,797 | 117,134 | SH | | SOLE | | 117,054 | 0 | 80 |
AMERICAN BALANCED FD CL F 3 | MUTUAL FUNDS | 024071771 | 225 | 7,043 | SH | | SOLE | | 7,043 | 0 | 0 |
APPLE COMPUTER INC | COM | 037833100 | 43,655 | 226,749 | SH | | SOLE | | 226,638 | 0 | 111 |
BANK OF AMERICA CORPORATION CO | COM | 060505104 | 210 | 6,238 | SH | | SOLE | | 6,238 | 0 | 0 |
BERKSHIRE HATHAWAY INC | COM | 084670702 | 3,430 | 9,618 | SH | | SOLE | | 9,618 | 0 | 0 |
BOEING CO COM | COM | 097023105 | 521 | 2,000 | SH | | SOLE | | 2,000 | 0 | 0 |
CATERPILLAR INC COM | COM | 149123101 | 17,863 | 60,418 | SH | | SOLE | | 60,372 | 0 | 46 |
COCA COLA CO | COM | 191216100 | 5,465 | 92,741 | SH | | SOLE | | 92,741 | 0 | 0 |
COMMUNICATION SERVICES SELECT | COM | 81369Y852 | 31,876 | 438,713 | SH | | SOLE | | 438,713 | 0 | 0 |
DBX ETF TR XTRACK MSCI EAFE | COM | 233051630 | 2,541 | 102,953 | SH | | SOLE | | 102,953 | 0 | 0 |
DISNEY WALT PRODTNS | COM | 254687106 | 455 | 5,037 | SH | | SOLE | | 5,037 | 0 | 0 |
DOMINION RES INC VA NEW | COM | 25746U109 | 232 | 4,938 | SH | | SOLE | | 4,938 | 0 | 0 |
EDISON INTL COM | COM | 281020107 | 292 | 4,083 | SH | | SOLE | | 4,083 | 0 | 0 |
EOG RES INC COM | COM | 26875P101 | 12,081 | 99,883 | SH | | SOLE | | 99,810 | 0 | 73 |
EXXON MOBIL CORP | COM | 30231G102 | 204 | 2,045 | SH | | SOLE | | 2,045 | 0 | 0 |
FIRST TR EXCH TRADED FD III RI | COM | 33739P707 | 5,341 | 90,316 | SH | | SOLE | | 90,316 | 0 | 0 |
FIRST TR EXCH TRADED FD III RI | COM | 33739P608 | 20,820 | 340,248 | SH | | SOLE | | 340,248 | 0 | 0 |
FIRST TR EXCHANGE TRADED FD HI | COM | 33738R308 | 7,723 | 361,541 | SH | | SOLE | | 361,541 | 0 | 0 |
FIRST TR EXCHANGE-TRADED FD VI | COM | 33738R720 | 2,698 | 59,268 | SH | | SOLE | | 59,268 | 0 | 0 |
FRANKLIN TEMPLETON ETF TR FTSE | COM | 35473P744 | 9,744 | 348,164 | SH | | SOLE | | 347,809 | 0 | 355 |
GLOBAL X FDS GLB X MLP ENRG I | COM | 37954Y293 | 217 | 4,872 | SH | | SOLE | | 4,833 | 0 | 39 |
GLOBAL X FDS NASDAQ 100 COVER | ETF - EQUITY | 37954Y483 | 204 | 11,760 | SH | | SOLE | | 11,760 | 0 | 0 |
GLOBAL X FDS US INFR DEV ET | COM | 37954Y673 | 317 | 9,220 | SH | | SOLE | | 9,120 | 0 | 100 |
GLOBAL X S&P 500 COVERED CALL | COM | 37954Y475 | 4,018 | 101,887 | SH | | SOLE | | 101,887 | 0 | 0 |
GOLDMAN SACHS ETF TR EQUITY ET | COM | 381430503 | 207,867 | 2,215,835 | SH | | SOLE | | 2,214,975 | 0 | 860 |
HARTFORD FDS EXCHANGE TRADED T | ETF - EQUITY | 41653L503 | 264 | 6,790 | SH | | SOLE | | 6,790 | 0 | 0 |
HARTFORD FINL SVCS GROUP INC C | COM | 416515104 | 6,722 | 83,643 | SH | | SOLE | | 83,560 | 0 | 83 |
HUNTINGTON BANCSHARES INC COM | COM | 446150104 | 174 | 13,710 | SH | | SOLE | | 13,710 | 0 | 0 |
Invesco QQQ Trust | COM | 46090E103 | 42,487 | 103,749 | SH | | SOLE | | 103,595 | 0 | 154 |
INVESCO EXCH TRADED FD TR II S | COM | 46138E123 | 12,848 | 110,803 | SH | | SOLE | | 110,686 | 0 | 117 |
INVESCO NASDAQ 100 ETF | COM | 46138G649 | 2,696 | 15,999 | SH | | SOLE | | 15,918 | 0 | 81 |
ISHARES GENOMICS IMMUNOLOGY AN | COM | 46435U192 | 896 | 38,919 | SH | | SOLE | | 38,919 | 0 | 0 |
ISHARES INC CORE MSCI EMKT | COM | 46434G103 | 41,579 | 822,065 | SH | | SOLE | | 821,234 | 0 | 831 |
ISHARES INC MSCI CDA INDEX | COM | 464286509 | 316 | 8,621 | SH | | SOLE | | 8,621 | 0 | 0 |
ISHARES INC MSCI EMRG CHN | ETF - EQUITY | 46434G764 | 14,161 | 255,572 | SH | | SOLE | | 255,339 | 0 | 233 |
ISHARES INC MSCI GERMAN | COM | 464286806 | 2,280 | 76,801 | SH | | SOLE | | 76,801 | 0 | 0 |
ISHARES TR 0-5YR HI YL CP | COM | 46434V407 | 43,053 | 1,019,738 | SH | | SOLE | | 1,018,591 | 0 | 1,147 |
ISHARES TR 10 YR CR BD E | COM | 464289511 | 56,632 | 1,074,816 | SH | | SOLE | | 1,073,405 | 0 | 1,411 |
ISHARES TR 20 YR TRS BD | COM | 464287432 | 729 | 7,372 | SH | | SOLE | | 7,372 | 0 | 0 |
ISHARES TR 7-10 YR TRS BD | COM | 464287440 | 3,059 | 31,733 | SH | | SOLE | | 31,733 | 0 | 0 |
ISHARES TR CORE MSCI EAFE | COM | 46432F842 | 169,401 | 2,407,979 | SH | | SOLE | | 2,407,155 | 0 | 824 |
ISHARES TR DJ MED DEVICES | COM | 464288810 | 13,073 | 242,241 | SH | | SOLE | | 241,991 | 0 | 250 |
ISHARES TR DJ PHARMA INDX | COM | 464288836 | 7,019 | 37,863 | SH | | SOLE | | 37,827 | 0 | 36 |
ISHARES TR DJ US FINL SVC | COM | 464287770 | 81,338 | 453,872 | SH | | SOLE | | 453,760 | 0 | 112 |
ISHARES TR DJ US TECH SEC | COM | 464287721 | 67,863 | 552,862 | SH | | SOLE | | 552,496 | 0 | 366 |
ISHARES TR LEHMAN 10-20YR | COM | 464288653 | 55,597 | 513,550 | SH | | SOLE | | 513,451 | 0 | 99 |
ISHARES TR LEHMAN 1-3 YR | COM | 464288646 | 19,462 | 379,573 | SH | | SOLE | | 379,178 | 0 | 395 |
ISHARES TR LEHMAN AGG BND | COM | 464287226 | 884 | 8,914 | SH | | SOLE | | 8,914 | 0 | 0 |
ISHARES TR MSCI EURO FINL | COM | 464289180 | 8,197 | 391,101 | SH | | SOLE | | 390,762 | 0 | 339 |
ISHARES TR MSCI VAL IDX | COM | 464288877 | 57,428 | 1,102,271 | SH | | SOLE | | 1,101,213 | 0 | 1,058 |
ISHARES TR RUSSELL1000GRW | COM | 464287614 | 570 | 1,881 | SH | | SOLE | | 1,881 | 0 | 0 |
ISHARES TR S&P 500 INDEX | COM | 464287200 | 292,969 | 613,381 | SH | | SOLE | | 613,371 | 0 | 10 |
ISHARES TR S&P SHRT NATL | COM | 464288158 | 322 | 3,050 | SH | | SOLE | | 3,050 | 0 | 0 |
ISHARES TR S&P500 GRW | COM | 464287309 | 332 | 4,425 | SH | | SOLE | | 4,425 | 0 | 0 |
J P MORGAN EXCHANGE TRADED FD | ETF - EQUITY | 46641Q647 | 1,805 | 35,418 | SH | | SOLE | | 35,418 | 0 | 0 |
J P MORGAN EXCHANGE TRADED FD | COM | 46654Q203 | 98,663 | 1,976,049 | SH | | SOLE | | 1,975,596 | 0 | 453 |
J P MORGAN EXCHANGE-TRADED FD | COM | 46641Q225 | 24,881 | 388,050 | SH | | SOLE | | 387,675 | 0 | 375 |
J P MORGAN EXCHANGE-TRADED FEQ | ETF - EQUITY | 46641Q332 | 124,577 | 2,265,881 | SH | | SOLE | | 2,264,971 | 0 | 910 |
JP MORGAN EXCHANGE TRADED FD | COM | 46641Q837 | 5,380 | 107,114 | SH | | SOLE | | 106,973 | 0 | 141 |
JPMORGAN CHASE & CO COM | COM | 46625H100 | 9,256 | 54,421 | SH | | SOLE | | 54,383 | 0 | 38 |
KINDER MORGAN INC DEL COM | COM | 49456B101 | 6,950 | 393,995 | SH | | SOLE | | 393,691 | 0 | 304 |
LATTICE STRATEGIES TR HARTFORD | COM | 518416870 | 24,487 | 526,928 | SH | | SOLE | | 526,462 | 0 | 466 |
LENNOX INTL INC COM | COM | 526107107 | 1,699 | 3,796 | SH | | SOLE | | 3,796 | 0 | 0 |
MCDONALDS CORP COM | COM | 580135101 | 789 | 2,661 | SH | | SOLE | | 2,661 | 0 | 0 |
MERCK & CO. INC COM | COM | 58933Y105 | 1,177 | 10,793 | SH | | SOLE | | 10,793 | 0 | 0 |
MICROSOFT CORP COM | COM | 594918104 | 45,313 | 120,500 | SH | | SOLE | | 120,455 | 0 | 45 |
MUTUAL FD SER TR CATALYST EQUT | MUTUAL FUNDS | 62827M540 | 170 | 10,018 | SH | | SOLE | | 10,018 | 0 | 0 |
NVIDIA CORP COM | COM | 67066G104 | 202 | 407 | SH | | SOLE | | 407 | 0 | 0 |
PEPSICO INC COM | COM | 713448108 | 543 | 3,195 | SH | | SOLE | | 3,195 | 0 | 0 |
PROCTER AND GAMBLE CO COM | COM | 742718109 | 3,670 | 25,044 | SH | | SOLE | | 25,044 | 0 | 0 |
PROLOGIS INC. COM | REAL ESTATE INVE | 74340W103 | 23,808 | 178,608 | SH | | SOLE | | 178,537 | 0 | 71 |
RIO TINTO PLC SPONSORED ADR | COM | 767204100 | 6,377 | 85,659 | SH | | SOLE | | 85,601 | 0 | 58 |
ROWE T PRICE INDEX TR INC EQTY | MUTUAL FUNDS | 779552405 | 295 | 2,354 | SH | | SOLE | | 2,354 | 0 | 0 |
RUSSELL INVT CO TAX MNGD LRG F | MUTUAL FUNDS | 782493720 | 672 | 9,532 | SH | | SOLE | | 9,532 | 0 | 0 |
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y308 | 14,165 | 196,655 | SH | | SOLE | | 196,601 | 0 | 54 |
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y407 | 39,882 | 223,042 | SH | | SOLE | | 223,034 | 0 | 8 |
SELECT SECTOR SPDR TR SBI HEAL | COM | 81369Y209 | 65,609 | 481,080 | SH | | SOLE | | 481,056 | 0 | 24 |
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y506 | 54,953 | 655,456 | SH | | SOLE | | 655,264 | 0 | 192 |
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y704 | 24,909 | 218,520 | SH | | SOLE | | 218,520 | 0 | 0 |
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y803 | 108,218 | 562,229 | SH | | SOLE | | 562,229 | 0 | 0 |
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y886 | 238 | 3,756 | SH | | SOLE | | 3,756 | 0 | 0 |
SELECT SECTOR SPDR TR SBI MATE | COM | 81369Y100 | 18,362 | 214,666 | SH | | SOLE | | 214,666 | 0 | 0 |
SPDR SER TR PORTFOLIO SH TSR | COM | 78468R101 | 101,105 | 3,480,391 | SH | | SOLE | | 3,480,391 | 0 | 0 |
SPDR SERIES TRUST BARC CAPTL E | COM | 78464A474 | 65,926 | 2,213,786 | SH | | SOLE | | 2,213,786 | 0 | 0 |
SPDR SERIES TRUST PORTFOLIO AG | COM | 78464A649 | 178,528 | 6,962,875 | SH | | SOLE | | 6,962,875 | 0 | 0 |
SPDR SERIES TRUST PORTFOLIO LR | COM | 78464A854 | 63,007 | 1,127,147 | SH | | SOLE | | 1,127,147 | 0 | 0 |
SSGA ACTIVE ETF TR BLKSTN GSOS | COM | 78467V608 | 2,719 | 64,836 | SH | | SOLE | | 64,836 | 0 | 0 |
STRYKER CORP COM | COM | 863667101 | 2,343 | 7,823 | SH | | SOLE | | 7,823 | 0 | 0 |
TRUIST FINL CORP COM | COM | 89832Q109 | 226 | 6,113 | SH | | SOLE | | 6,113 | 0 | 0 |
UNITEDHEALTH GROUP INC COM | COM | 91324P102 | 11,048 | 20,985 | SH | | SOLE | | 20,969 | 0 | 16 |
VANECK ETF TRUST MRNGSTR INT M | COM | 92189F593 | 31,285 | 1,004,666 | SH | | SOLE | | 1,003,546 | 0 | 1,120 |
VANECK VECTORS FALLEN ANGEL HI | COM | 92189F437 | 13,238 | 459,999 | SH | | SOLE | | 459,480 | 0 | 519 |
VANGUARD 500 INDEX FUND | MUTUAL FUNDS | 922908710 | 1,311 | 2,979 | SH | | SOLE | | 2,979 | 0 | 0 |
VANGUARD BD INDEX FD INC TOTAL | COM | 921937835 | 159,351 | 2,166,575 | SH | | SOLE | | 2,166,575 | 0 | 0 |
VANGUARD CHESTER FDS TAR RETIR | MUTUAL FUNDS | 92202E839 | 387 | 8,452 | SH | | SOLE | | 8,452 | 0 | 0 |
VANGUARD INDEX FDS GROWTH ETF | COM | 922908736 | 221 | 712 | SH | | SOLE | | 712 | 0 | 0 |
VANGUARD INDEX FDS S&P 500 ETF | COM | 922908363 | 323 | 740 | SH | | SOLE | | 740 | 0 | 0 |
VANGUARD MUN BD FDS TAX EXEMPT | COM | 922907746 | 1,807 | 35,388 | SH | | SOLE | | 35,388 | 0 | 0 |
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C706 | 28,574 | 481,691 | SH | | SOLE | | 481,691 | 0 | 0 |
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C870 | 110,874 | 1,364,099 | SH | | SOLE | | 1,364,099 | 0 | 0 |
VANGUARD SCOTTSDALE FDS LG-TER | COM | 92206C813 | 15,751 | 196,515 | SH | | SOLE | | 196,515 | 0 | 0 |
VANGUARD SCOTTSDALE FDS LONG-T | COM | 92206C847 | 774 | 12,580 | SH | | SOLE | | 12,580 | 0 | 0 |
VANGUARD SCOTTSDALE FDS SHRT-T | COM | 92206C409 | 115,991 | 1,499,179 | SH | | SOLE | | 1,499,179 | 0 | 0 |
VANGUARD TAX-MANAGED FD EUROPE | COM | 921943858 | 3,114 | 65,008 | SH | | SOLE | | 65,008 | 0 | 0 |
VANGUARD WORLD FD EXTENDED DUR | COM | 921910709 | 66,536 | 821,132 | SH | | SOLE | | 821,132 | 0 | 0 |
VISA INC COM CL A | COM | 92826C839 | 5,162 | 19,829 | SH | | SOLE | | 19,814 | 0 | 15 |
WAL MART STORES INC | COM | 931142103 | 23,132 | 146,730 | SH | | SOLE | | 146,675 | 0 | 55 |
WHIRLPOOL CORP | COM | 963320106 | 1,218 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
WISDOMTREE TR EUROPE HEDGED | COM | 97717X701 | 1,404 | 32,763 | SH | | SOLE | | 32,763 | 0 | 0 |