UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 2)*
Under the Securities Exchange Act of 1934
(Name of Issuer)
Ordinary Shares, par value $0.001 per share
(Title of Class of Securities)
(CUSIP Number)
David M. Knott
485 Underhill Boulevard, Suite 205
Syosset, New York 11791
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G2113X100 |
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| 1 | Names of Reporting Persons: David M. Knott I.R.S. Identification Nos. of Above Persons (Entities Only): |
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| 2 | Check the Appropriate Box if a Member of a Group (See Instructions): |
| | (a) | o |
| | (b) | o |
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| 3 | SEC Use Only: |
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| 4 | Source of Funds (See Instructions): WC |
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| 5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): o |
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| 6 | Citizenship or Place of Organization: United States of America |
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Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power: 233,257 |
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8 | Shared Voting Power:
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9 | Sole Dispositive Power: 233,257 |
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10 | Shared Dispositive Power:
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| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person: 233,257 |
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| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): o |
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| 13 | Percent of Class Represented by Amount in Row (11): 1.14%(1) |
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| 14 | Type of Reporting Person (See Instructions): IN |
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(1) Based on 20,430,838 shares of the Company’s Ordinary Shares outstanding on September 30, 2013, as disclosed in the Company’s Report of Foreign Private Issuer on Form 6-K, furnished by the Company on November 13, 2013.
2
CUSIP No. G2113X100 |
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| 1 | Names of Reporting Persons: Dorset Management Corporation I.R.S. Identification Nos. of Above Persons (Entities Only): 11-2873658 |
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| 2 | Check the Appropriate Box if a Member of a Group (See Instructions): |
| | (a) | o |
| | (b) | o |
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| 3 | SEC Use Only: |
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| 4 | Source of Funds (See Instructions): WC |
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| 5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): o |
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| 6 | Citizenship or Place of Organization: New York |
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Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power: 233,257 |
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8 | Shared Voting Power:
|
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9 | Sole Dispositive Power: 233,257 |
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10 | Shared Dispositive Power:
|
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| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person: 233,257 |
|
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): o |
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| 13 | Percent of Class Represented by Amount in Row (11): 1.14%(1) |
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| 14 | Type of Reporting Person (See Instructions): CO |
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(1) Based on 20,430,838 shares of the Company’s Ordinary Shares outstanding on September 30, 2013, as disclosed in the Company’s Report of Foreign Private Issuer on Form 6-K, furnished by the Company on November 13, 2013.
3
CUSIP No. G2113X100 |
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| 1 | Names of Reporting Persons: Knott Partners, L.P. I.R.S. Identification Nos. of Above Persons (Entities Only): 11-2835793 |
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| 2 | Check the Appropriate Box if a Member of a Group (See Instructions): |
| | (a) | o |
| | (b) | o |
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| 3 | SEC Use Only: |
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| 4 | Source of Funds (See Instructions): WC |
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| 5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): o |
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| 6 | Citizenship or Place of Organization: New Jersey |
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Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power: 187,000 |
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8 | Shared Voting Power:
|
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9 | Sole Dispositive Power: 187,000 |
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10 | Shared Dispositive Power:
|
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| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person: 187,000 |
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| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): o |
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| 13 | Percent of Class Represented by Amount in Row (11): 0.92%(1) |
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| 14 | Type of Reporting Person (See Instructions): PN |
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(1) Based on 20,430,838 shares of the Company’s Ordinary Shares outstanding on September 30, 2013, as disclosed in the Company’s Report of Foreign Private Issuer on Form 6-K, furnished by the Company on November 13, 2013.
4
CUSIP No. G2113X100 |
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| 1 | Names of Reporting Persons: Knott Partners Offshore Master Fund, L.P. I.R.S. Identification Nos. of Above Persons (Entities Only): 41-2221142 |
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| 2 | Check the Appropriate Box if a Member of a Group (See Instructions): |
| | (a) | o |
| | (b) | o |
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| 3 | SEC Use Only: |
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| 4 | Source of Funds (See Instructions): WC |
|
| 5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): o |
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| 6 | Citizenship or Place of Organization: Cayman Islands |
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Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power: 6,757 |
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8 | Shared Voting Power:
|
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9 | Sole Dispositive Power: 6,757 |
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10 | Shared Dispositive Power:
|
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| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person: 6,757 |
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| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): o |
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| 13 | Percent of Class Represented by Amount in Row (11): 0.03%(1) |
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| 14 | Type of Reporting Person (See Instructions): PN |
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(1) Based on 20,430,838 shares of the Company’s Ordinary Shares outstanding on September 30, 2013, as disclosed in the Company’s Report of Foreign Private Issuer on Form 6-K, furnished by the Company on November 13, 2013.
5
Amendment No. 2 to Schedule 13D
This statement on Schedule 13D/A amends and supplements the Schedule 13D filed October 4, 2011 (the “Initial Schedule 13D”), as amended by Amendment No. 1 filed February 23, 2012 (“Amendment No. 1,” and together with the Initial Schedule 13D, the “Schedule 13D”) filed by David M. Knott, Dorset Management Corporation, Knott Partners, L.P. and Knott Partners Offshore Master Fund, L.P., with respect to the Ordinary Shares of China Ceramics Co., Ltd. (the “Company”). Capitalized terms used and not defined in this Amendment No. 2 shall have the meanings set forth in the Schedule 13D. Except as specifically provided herein, this Amendment No. 2 does not modify any of the information previously reported in the Schedule 13D.
Item 3. Source and Amount of Funds or Other Consideration
Item 3 of Schedule 13D is hereby supplemented as follows:
The source of funds used in making the purchase on December 19, 2013, of the Ordinary Shares purchased indirectly by Mr. Knott through Knott Partners, L.P. was the portfolio assets of Knott Partners, L.P. on whose behalf Mr. Knott purchased the Ordinary Shares. The aggregate amount of consideration used by the Reporting Persons in making such purchase was $62,116.
Item 4. Purpose of Transaction
Item 4 of Schedule 13D is hereby supplemented as follows:
The disclosure in Item 5(c) regarding the transactions of Ordinary Shares of the Company is incorporated by referenced herein.
Item 5. Interest in Securities of the Issuer
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
(a) and (b) Items 7 through 11 and 13 of each of the cover pages of this Schedule 13D are incorporated herein by reference.
Based on 20,430,838 Ordinary Shares outstanding on March 31, 2012 (as disclosed in the Company’s Report of Foreign Private Issuer on Form 6-K furnished by the Company on May 16, 2012), as of August 3, 2012, the Reporting Persons beneficially owned an aggregate of 1,039,470 Ordinary Shares, representing 5.08% of the Ordinary Shares outstanding. Based on 20,430,838 Ordinary Shares outstanding on September 30, 2013 (as disclosed in the Company’s Report of Foreign Private Issuer on Form 6-K furnished by the Company on November 13, 2013), as of the filing date of this Schedule 13D, the Reporting Persons beneficially own an aggregate of 233,257 Ordinary Shares, representing approximately 1.14% of the Ordinary Shares outstanding.
(c) The open market transactions described in Appendix A to this Schedule 13D reflect all transactions in the class of securities reported on that were effected during the sixty days prior to the date of the event which required the filing of this Schedule 13D and all transactions since that date until the filing of this Schedule 13D.
(d) The Reporting Persons do not know of any other persons having the right to receive or the power to direct the receipt of dividends from, or the proceeds of sale of, the Ordinary Shares beneficially owned by the Reporting Persons.
(e) Based on 20,430,838 Ordinary Shares outstanding on March 31, 2012 (as disclosed in the Company’s Report of Foreign Private Issuer on Form 6-K furnished by the Company on May 16, 2012), as of August 13, 2012, each of the reporting persons ceased to be the beneficial owner of more than five percent (5%) of the Ordinary Shares.
Item 7. Material to be Filed as Exhibits
Exhibit | | Description |
| | |
Exhibit 99.1 | | Agreement of Joint Filing |
6
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Date: February 7, 2014
| /s/ David M. Knott |
| DAVID M. KNOTT |
| |
| DORSET MANAGEMENT CORPORATION |
| | |
| By: | /s/ David M. Knott |
| | |
| | Name: | David M. Knott |
| | | |
| | Title: | President |
| | |
| KNOTT PARTNERS, L.P. |
| | |
| By: | Knott Partners Management, LLC, |
| | |
| | Its managing general partner |
| | |
| By: | /s/ David M. Knott |
| | |
| | Name: | David M. Knott |
| | | |
| | Title: | Managing Member |
| | |
| KNOTT PARTNERS OFFSHORE MASTER FUND, L.P. |
| | |
| By: | Knott Partners Management, LLC, |
| | |
| | Its sole general partner |
| | |
| By: | /s/ David M. Knott |
| | |
| | Name: | David M. Knott |
| | | |
| | Title: | Managing Member |
7
Appendix A
Name of Selling Entity | | Date | | Number of Shares | | Transaction Type | | Per Share Price | |
Knott Partners Offshore Master Fund, L.P. | | 6/5/2012 | | 802 | | Sale | | $ | 2.7958 | |
Mulsanne Partners, L.P. | | 6/5/2012 | | 400 | | Sale | | $ | 2.7958 | |
Knott Partners Offshore Master Fund, L.P. | | 6/6/2012 | | 5,100 | | Sale | | $ | 2.7588 | |
Mulsanne Partners, L.P. | | 6/6/2012 | | 2,400 | | Sale | | $ | 2.7588 | |
Knott Partners Offshore Master Fund, L.P. | | 6/7/2012 | | 13,800 | | Sale | | $ | 2.7886 | |
Mulsanne Partners, L.P. | | 6/7/2012 | | 6,200 | | Sale | | $ | 2.7886 | |
Knott Partners Offshore Master Fund, L.P. | | 6/8/2012 | | 9,710 | | Sale | | $ | 2.7726 | |
Mulsanne Partners, L.P. | | 6/8/2012 | | 4,100 | | Sale | | $ | 2.7726 | |
Knott Partners Offshore Master Fund, L.P. | | 6/11/2012 | | 1,550 | | Sale | | $ | 2.7533 | |
Mulsanne Partners, L.P. | | 6/11/2012 | | 700 | | Sale | | $ | 2.7533 | |
Knott Partners Offshore Master Fund, L.P. | | 6/12/2012 | | 7,300 | | Sale | | $ | 2.7969 | |
Mulsanne Partners, L.P. | | 6/12/2012 | | 2,900 | | Sale | | $ | 2.7969 | |
Knott Partners Offshore Master Fund, L.P. | | 6/13/2012 | | 900 | | Sale | | $ | 2.85 | |
Mulsanne Partners, L.P. | | 6/13/2012 | | 400 | | Sale | | $ | 2.85 | |
Knott Partners Offshore Master Fund, L.P. | | 6/14/2012 | | 1,000 | | Sale | | $ | 2.7507 | |
Mulsanne Partners, L.P. | | 6/14/2012 | | 400 | | Sale | | $ | 2.7507 | |
Mulsanne Partners, L.P. | | 6/15/2012 | | 200 | | Sale | | $ | 2.745 | |
Knott Partners Offshore Master Fund, L.P. | | 6/18/2012 | | 14,700 | | Sale | | $ | 2.6004 | |
Mulsanne Partners, L.P. | | 6/18/2012 | | 5,300 | | Sale | | $ | 2.6004 | |
Knott Partners Offshore Master Fund, L.P. | | 6/19/2012 | | 2,100 | | Sale | | $ | 2.75 | |
Mulsanne Partners, L.P. | | 6/19/2012 | | 700 | | Sale | | $ | 2.75 | |
8
Knott Partners Offshore Master Fund, L.P. | | 6/20/2012 | | 33,500 | | Sale | | $ | 2.6914 | |
Mulsanne Partners, L.P. | | 6/20/2012 | | 9,100 | | Sale | | $ | 2.6914 | |
Knott Partners, L.P. | | 7/30/2012 | | 200 | | Sale | | $ | 2.75 | |
Shoshone Partners, L.P. | | 7/30/2012 | | 100 | | Sale | | $ | 2.75 | |
Knott Partners, L.P. | | 7/31/2012 | | 12,900 | | Sale | | $ | 2.7503 | |
Knott Partners Offshore Master Fund, L.P. | | 7/31/2012 | | 3,200 | | Sale | | $ | 2.7503 | |
Shoshone Partners, L.P. | | 7/31/2012 | | 3,700 | | Sale | | $ | 2.7503 | |
Knott Partners, L.P. | | 8/3/2012 | | 38,000 | | Sale | | $ | 2.6109 | |
Knott Partners Offshore Master Fund, L.P. | | 8/3/2012 | | 11,800 | | Sale | | $ | 2.6109 | |
Shoshone Partners, L.P. | | 8/3/2012 | | 10,200 | | Sale | | $ | 2.6109 | |
Knott Partners, L.P. | | 8/7/2012 | | 7,000 | | Sale | | $ | 2.6510 | |
Knott Partners Offshore Master Fund, L.P. | | 8/7/2012 | | 1,200 | | Sale | | $ | 2.6510 | |
Shoshone Partners, L.P. | | 8/7/2012 | | 1,800 | | Sale | | $ | 2.6510 | |
Knott Partners, L.P. | | 8/9/2012 | | 3,400 | | Sale | | $ | 2.6511 | |
Knott Partners Offshore Master Fund, L.P. | | 8/9/2012 | | 1,500 | | Sale | | $ | 2.6511 | |
Shoshone Partners, L.P. | | 8/9/2012 | | 1,200 | | Sale | | $ | 2.6511 | |
Knott Partners, L.P. | | 8/10/2012 | | 500 | | Sale | | $ | 2.70 | |
Knott Partners Offshore Master Fund, L.P. | | 8/10/2012 | | 600 | | Sale | | $ | 2.70 | |
Mulsanne Partners, L.P. | | 8/10/2012 | | 200 | | Sale | | $ | 2.70 | |
Knott Partners, L.P. | | 8/13/2012 | | 1,000 | | Sale | | $ | 2.70 | |
Knott Partners Offshore Master Fund, L.P. | | 8/13/2012 | | 700 | | Sale | | $ | 2.70 | |
Shoshone Partners, L.P. | | 8/13/2012 | | 400 | | Sale | | $ | 2.70 | |
Knott Partners, L.P. | | 8/15/2012 | | 4,800 | | Sale | | $ | 2.66 | |
Knott Partners Offshore Master Fund, L.P. | | 8/15/2012 | | 1,400 | | Sale | | $ | 2.66 | |
Shoshone Partners, L.P. | | 8/15/2012 | | 1,300 | | Sale | | $ | 2.66 | |
Knott Partners Offshore Master Fund, L.P. | | 8/24/2012 | | 100 | | Sale | | $ | 2.59 | |
Knott Partners Offshore Master Fund, L.P. | | 8/28/2012 | | 9,312 | | Sale | | $ | 2.5094 | |
Knott Partners Offshore Master Fund, L.P. | | 8/29/2012 | | 1,706 | | Sale | | $ | 2.35 | |
Knott Partners Offshore Master Fund, L.P. | | 9/4/2012 | | 100 | | Sale | | $ | 2.50 | |
Knott Partners Offshore Master Fund, L.P. | | 9/5/2012 | | 200 | | Sale | | $ | 2.50 | |
Knott Partners Offshore Master Fund, L.P. | | 9/6/2012 | | 400 | | Sale | | $ | 2.50 | |
9
Knott Partners Offshore Master Fund, L.P. | | 9/11/2012 | | 500 | | Sale | | $ | 2.50 | |
Knott Partners Offshore Master Fund, L.P. | | 9/12/2012 | | 21,110 | | Sale | | $ | 2.0333 | |
Knott Partners Offshore Master Fund, L.P. | | 9/13/2012 | | 26,634 | | Sale | | $ | 1.8793 | |
Knott Partners Offshore Master Fund, L.P. | | 9/14/2012 | | 15,640 | | Sale | | $ | 1.887 | |
Knott Partners Offshore Master Fund, L.P. | | 9/17/2012 | | 3,658 | | Sale | | $ | 1.85 | |
Knott Partners Offshore Master Fund, L.P. | | 9/18/2012 | | 5,000 | | Sale | | $ | 1.85 | |
Knott Partners Offshore Master Fund, L.P. | | 9/20/2012 | | 230 | | Sale | | $ | 1.8343 | |
Knott Partners Offshore Master Fund, L.P. | | 9/24/2012 | | 13,145 | | Sale | | $ | 1.7713 | |
Shoshone Partners, L.P. | | 9/24/2012 | | 200 | | Sale | | $ | 1.7713 | |
Knott Partners Offshore Master Fund, L.P. | | 9/24/2012 | | 8,455 | | Sale | | $ | 1.80 | |
Knott Partners Offshore Master Fund, L.P. | | 9/25/2012 | | 2,296 | | Sale | | $ | 1.83 | |
Knott Partners Offshore Master Fund, L.P. | | 9/26/2012 | | 1,000 | | Sale | | $ | 1.85 | |
Knott Partners Offshore Master Fund, L.P. | | 9/27/2012 | | 17,504 | | Sale | | $ | 1.7715 | |
Knott Partners Offshore Master Fund, L.P. | | 9/28/2012 | | 1,050 | | Sale | | $ | 1.85 | |
Knott Partners, L.P. | | 10/1/2012 | | 19,100 | | Sale | | $ | 1.76 | |
Knott Partners Offshore Master Fund, L.P. | | 10/1/2012 | | 1,361 | | Sale | | $ | 1.76 | |
Shoshone Partners, L.P. | | 10/1/2012 | | 5,200 | | Sale | | $ | 1.76 | |
Knott Partners, L.P. | | 10/2/2012 | | 80,600 | | Sale | | $ | 1.6559 | |
Knott Partners Offshore Master Fund, L.P. | | 10/2/2012 | | 7,800 | | Sale | | $ | 1.6559 | |
Shoshone Partners, L.P. | | 10/2/2012 | | 21,600 | | Sale | | $ | 1.6559 | |
Knott Partners, L.P. | | 10/5/2012 | | 36,700 | | Sale | | $ | 1.5055 | |
Knott Partners Offshore Master Fund, L.P. | | 10/5/2012 | | 3,500 | | Sale | | $ | 1.5055 | |
Shoshone Partners, L.P. | | 10/5/2012 | | 9,800 | | Sale | | $ | 1.5055 | |
Knott Partners, L.P. | | 10/12/2012 | | 400 | | Sale | | $ | 1.55 | |
Knott Partners Offshore Master Fund, L.P. | | 10/12/2012 | | 800 | | Sale | | $ | 1.55 | |
Shoshone Partners, L.P. | | 10/12/2012 | | 600 | | Sale | | $ | 1.55 | |
Knott Partners, L.P. | | 10/15/2012 | | 3,000 | | Sale | | $ | 1.5539 | |
Knott Partners Offshore Master Fund, L.P. | | 10/15/2012 | | 1,270 | | Sale | | $ | 1.5539 | |
Shoshone Partners, L.P. | | 10/15/2012 | | 900 | | Sale | | $ | 1.5539 | |
Knott Partners, L.P. | | 10/16/2012 | | 2,400 | | Sale | | $ | 1.50 | |
Knott Partners Offshore Master Fund, L.P. | | 10/16/2012 | | 600 | | Sale | | $ | 1.50 | |
10
Shoshone Partners, L.P. | | 10/16/2012 | | 800 | | Sale | | $ | 1.50 | |
Knott Partners, L.P. | | 10/17/2012 | | 300 | | Sale | | $ | 1.53 | |
Knott Partners, L.P. | | 10/18/2012 | | 1000 | | Sale | | $ | 1.50 | |
Shoshone Partners, L.P. | | 10/18/2012 | | 327 | | Sale | | $ | 1.50 | |
Knott Partners, L.P. | | 10/22/2012 | | 36,600 | | Sale | | $ | 1.48 | |
Knott Partners Offshore Master Fund, L.P. | | 10/22/2012 | | 3,500 | | Sale | | $ | 1.48 | |
Shoshone Partners, L.P. | | 10/22/2012 | | 9,900 | | Sale | | $ | 1.48 | |
Knott Partners, L.P. | | 10/22/2012 | | 3,700 | | Sale | | $ | 1.50 | |
Knott Partners Offshore Master Fund, L.P. | | 10/22/2012 | | 400 | | Sale | | $ | 1.50 | |
Shoshone Partners, L.P. | | 10/22/2012 | | 900 | | Sale | | $ | 1.50 | |
Knott Partners, L.P. | | 10/23/2012 | | 7,100 | | Sale | | $ | 1.50 | |
Knott Partners Offshore Master Fund, L.P. | | 10/23/2012 | | 600 | | Sale | | $ | 1.50 | |
Shoshone Partners, L.P. | | 10/23/2012 | | 1,800 | | Sale | | $ | 1.50 | |
Knott Partners, L.P. | | 10/24/2012 | | 400 | | Sale | | $ | 1.55 | |
Shoshone Partners, L.P. | | 10/24/2012 | | 150 | | Sale | | $ | 1.55 | |
Knott Partners, L.P. | | 11/2/2012 | | 7,500 | | Sale | | $ | 1.5020 | |
Knott Partners Offshore Master Fund, L.P. | | 11/2/2012 | | 700 | | Sale | | $ | 1.5020 | |
Shoshone Partners, L.P. | | 11/2/2012 | | 1,800 | | Sale | | $ | 1.5020 | |
Knott Partners, L.P. | | 11/6/2012 | | 7,600 | | Sale | | $ | 1.5014 | |
Knott Partners Offshore Master Fund, L.P. | | 11/6/2012 | | 300 | | Sale | | $ | 1.5014 | |
Shoshone Partners, L.P. | | 11/6/2012 | | 2,100 | | Sale | | $ | 1.5014 | |
Knott Partners, L.P. | | 11/7/2012 | | 15,000 | | Sale | | $ | 1.50 | |
Knott Partners Offshore Master Fund, L.P. | | 11/7/2012 | | 1,200 | | Sale | | $ | 1.50 | |
Shoshone Partners, L.P. | | 11/7/2012 | | 3,800 | | Sale | | $ | 1.50 | |
Knott Partners, L.P. | | 11/8/2012 | | 72,900 | | Sale | | $ | 1.50 | |
Knott Partners Offshore Master Fund, L.P. | | 11/8/2012 | | 7,500 | | Sale | | $ | 1.50 | |
Shoshone Partners, L.P. | | 11/8/2012 | | 19,600 | | Sale | | $ | 1.50 | |
Knott Partners, L.P. | | 11/9/2012 | | 43,900 | | Sale | | $ | 1.4884 | |
Knott Partners Offshore Master Fund, L.P. | | 11/9/2012 | | 4,400 | | Sale | | $ | 1.4884 | |
Shoshone Partners, L.P. | | 11/9/2012 | | 11,700 | | Sale | | $ | 1.4884 | |
Knott Partners, L.P. | | 11/12/2012 | | 500 | | Sale | | $ | 1.50 | |
11
Knott Partners Offshore Master Fund, L.P. | | 11/12/2012 | | 117 | | Sale | | $ | 1.50 | |
Knott Partners, L.P. | | 11/13/2012 | | 36,600 | | Sale | | $ | 1.4748 | |
Knott Partners Offshore Master Fund, L.P. | | 11/13/2012 | | 3,700 | | Sale | | $ | 1.4748 | |
Shoshone Partners, L.P. | | 11/13/2012 | | 9,800 | | Sale | | $ | 1.4748 | |
Knott Partners, L.P. | | 11/14/2012 | | 36,500 | | Sale | | $ | 1.4863 | |
Knott Partners Offshore Master Fund, L.P. | | 11/14/2012 | | 3,500 | | Sale | | $ | 1.4863 | |
Shoshone Partners, L.P. | | 11/14/2012 | | 9,700 | | Sale | | $ | 1.4863 | |
Knott Partners, L.P. | | 11/15/2012 | | 11,100 | | Sale | | $ | 1.4856 | |
Knott Partners Offshore Master Fund, L.P. | | 11/15/2012 | | 1,125 | | Sale | | $ | 1.4856 | |
Shoshone Partners, L.P. | | 11/15/2012 | | 3,000 | | Sale | | $ | 1.4856 | |
Knott Partners, L.P. | | 11/16/2012 | | 14,500 | | Sale | | $ | 1.50 | |
Knott Partners Offshore Master Fund, L.P. | | 11/16/2012 | | 1,600 | | Sale | | $ | 1.50 | |
Shoshone Partners, L.P. | | 11/16/2012 | | 3,900 | | Sale | | $ | 1.50 | |
Knott Partners, L.P. | | 11/19/2012 | | 51,300 | | Sale | | $ | 1.6070 | |
Shoshone Partners, L.P. | | 11/19/2012 | | 923 | | Sale | | $ | 1.6070 | |
Knott Partners, L.P. | | 12/19/2013 | | 29,300 | | Purchase | | $ | 2.12 | |
Knott Partners Offshore Master Fund, L.P. | | 12/19/2013 | | 14,200 | | Sale | | $ | 2.12 | |
Shoshone Partners, L.P. | | 12/19/2013 | | 15,100 | | Sale | | $ | 2.12 | |
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