The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
500.COM LTD | SPON ADR REP A | 33829R100 | 15,839 | 3,504,273 | SH | DFND | 1,2 | 3,504,273 | 0 | 0 | |
BEAM THERAPEUTICS INC | COM | 07373V105 | 20,170 | 1,120,535 | SH | DFND | 1,2 | 1,120,535 | 0 | 0 | |
CANGO INC | ADS | 137586103 | 20,326 | 3,636,091 | SH | DFND | 1,2,4 | 3,636,091 | 0 | 0 | |
CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 98,561 | 3,398,685 | SH | DFND | 1,2 | 3,398,685 | 0 | 0 | |
COOTEK CAYMAN INC | SPONSORED ADS | 21718L102 | 2,912 | 416,000 | SH | DFND | 1,2 | 416,000 | 0 | 0 | |
FINVOLUTION GROUP | SPONSORED ADS | 31810T101 | 30,914 | 17,367,422 | SH | DFND | 1,2 | 17,367,422 | 0 | 0 | |
JIANPU TECHNOLOGY INC | ADR | 47738D101 | 4,200 | 4,999,998 | SH | DFND | 1,2 | 4,999,998 | 0 | 0 | |
MOGU INC | SPON ADS | 608012100 | 4,535 | 3,960,417 | SH | DFND | 1,2 | 3,960,417 | 0 | 0 | |
NOAH HLDGS LTD | SPON ADR CL A | 65487X102 | 85,338 | 3,300,000 | SH | DFND | 1,2,3 | 3,300,000 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 94,816 | 2,631,578 | SH | DFND | 1,2,4 | 2,631,578 | 0 | 0 | |
TUNIU CORP | SPONSORED ADS A | 89977P106 | 1,111 | 1,111,111 | SH | DFND | 1,2 | 1,111,111 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 53,493 | 1,039,108 | SH | DFND | 1,2 | 1,039,108 | 0 | 0 |