The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
500.COM LTD | SPON ADR REP A | 33829R100 | 74,886 | 3,504,273 | SH | DFND | 1,2 | 3,504,273 | 0 | 0 | |
BEAM THERAPEUTICS INC | COM | 07373V105 | 63,719 | 796,089 | SH | DFND | 1,2 | 796,089 | 0 | 0 | |
BURNING ROCK BIOTECH LTD | SPONSORED ADS | 12233L107 | 5,710 | 212,121 | SH | DFND | 1,2 | 212,121 | 0 | 0 | |
CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 57,568 | 2,828,893 | SH | DFND | 1,2 | 2,828,893 | 0 | 0 | |
COOTEK CAYMAN INC | SPONSORED ADS | 21718L102 | 1,152 | 416,000 | SH | DFND | 1,2 | 416,000 | 0 | 0 | |
DOUYU INTL HOLDGS LTD | SPONSORED ADS | 25985W105 | 12,175 | 1,169,502 | SH | DFND | 1,2,5 | 1,169,502 | 0 | 0 | |
JIANPU TECHNOLOGY INC | ADR COMMON | 47738D101 | 1,459 | 560,983 | SH | DFND | 1,2,7 | 560,983 | 0 | 0 | |
JIANPU TECHNOLOGY INC | ADR COMMON | 47738D101 | 166 | 64,015 | SH | DFND | 1,2 | 64,015 | 0 | 0 | |
KE HLDGS INC | SPONSORED ADS | 482497104 | 170,940 | 3,000,000 | SH | DFND | 1,2,6 | 3,000,000 | 0 | 0 | |
NOAH HLDGS LTD | SPON ADR CL A | 65487X102 | 146,520 | 3,300,000 | SH | DFND | 1,2,3 | 3,300,000 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 334,700 | 2,499,998 | SH | DFND | 1,2,4 | 2,499,998 | 0 | 0 | |
TUNIU CORP | SPONSORED ADS A | 89977P106 | 3,844 | 1,111,111 | SH | DFND | 1,2 | 1,111,111 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 70,695 | 529,830 | SH | DFND | 1,2,7 | 529,830 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 21,990 | 164,804 | SH | DFND | 1,2 | 164,804 | 0 | 0 | |
DADA NEXUS LTD | ADS | 23344D108 | 5,374 | 198,000 | SH | DFND | 1,2 | 198,000 | 0 | 0 | |
FUTU HLDGS LTD | SPON ADS CL A | 36118L106 | 317,245 | 1,997,512 | SH | DFND | 1,2,7 | 1,997,512 | 0 | 0 | |
FUTU HLDGS LTD | SPON ADS CL A | 36118L106 | 59,805 | 376,558 | SH | DFND | 1,2 | 376,558 | 0 | 0 |