The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
500 COM LTD | SPON ADR REP A | 33829R100 | 37,250 | 3,504,273 | SH | DFND | 1,2 | 3,504,273 | 0 | 0 | |
JIANPU TECHNOLOGY INC | ADR | 47738D101 | 18,700 | 4,999,998 | SH | DFND | 1,2 | 4,999,998 | 0 | 0 | |
NOAH HLDGS LTD | SPON ADR CL A | 65487X102 | 140,415 | 3,300,000 | SH | DFND | 1,2,3 | 3,300,000 | 0 | 0 | |
TUNIU CORP | SPONSORED ADS CL | 89977P106 | 3,589 | 1,111,111 | SH | DFND | 1,2 | 1,111,111 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 54,289 | 2,631,578 | SH | DFND | 1,2 | 2,631,578 | 0 | 0 | |
COOTEK CAYMAN INC | SPONSORED ADS | 21718L102 | 3,989 | 416,000 | SH | DFND | 1,2 | 416,000 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 11,651 | 4,569,114 | SH | DFND | 1,2 | 4,569,114 | 0 | 0 | |
IQIYI INC | SPONSORED ADS | 46267X108 | 42,367 | 2,051,657 | SH | DFND | 1,2 | 2,051,657 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 101,577 | 2,913,014 | SH | DFND | 1,2 | 2,913,014 | 0 | 0 | |
VIOMI TECHNOLOGY CO LTD | SPONSORED ADS | 92762J103 | 13,853 | 1,708,180 | SH | DFND | 1,2 | 1,708,180 | 0 | 0 | |
NIU TECHNOLOGIES | ADS | 65481N100 | 7,108 | 1,202,749 | SH | DFND | 1,2 | 1,202,749 | 0 | 0 | |
MOGU INC | SPON ADS | 608012100 | 12,175 | 4,272,197 | SH | DFND | 1,2 | 4,272,197 | 0 | 0 |