This filing includes only Part II of the registration statmenet and is made solely to file an exhibit to the registration statement.
PART II
Item 13. Other expenses of Issuance and Distribution
The following table sets forth the Company’s expenses in connection with this registration statement. All of the listed expenses are estimates, other than the filing fees payable to the Securities and Exchange Commission.
Registration Fees | | $ | | |
State filing fees | | $ | | |
Edgarizing fees | | $ | | |
Transfer agent fees | | $ | | |
Accounting fee | | $ | | |
Legal fees | | $ | | |
Printing | | $ | | |
Item 14. Indemnification of Directors and Officers
The Company’s articles of incorporation includes an indemnification provision that provides that a director shall not be liable to the Company or any shareholder for monetary damages for breach of fiduciary duty as a director except (i) for any breach of the director’s duty of loyalty to the Company or its shareholders or (ii) for acts or omissions not in good faith or which involve intentional misconduct of (iii) for unlawful payment of dividend or unlawful stock purchase or redemption or (iv) for any transaction from which the director derived an improper personal benefit.
The Company does not believe that such indemnification affects the capacity of such person acting as officer, director or control person of the Company.
Item 15. Recent Sales of Unregistered Securities
The Company has sold the following securities within the past three years which were not registered under the Securities Act of 1933:
Since inception in April, 2009, the Company issued 10,250,000 shares of its common stock at par ($.0001) for an aggregate of $1,025 pursuant to an exemption from registration under Section 4(2) of the Securities Act of 1933, as amended, as a transaction by an issuer not involving any public offering. Each of the transactions listed below was a private transaction with a person or entity related to or personally known to the founder of the Company or one of its officers or shareholders. With the exception of Tiber Creek Corporation all of the issuances were to entities neither citizens nor residents of the United States. There was no public solicitation or advertisement.
Names | | Number of Shares | |
| | | |
Ruza Studenovich | | | 290,000 | |
A & J Stone Trust | | | 290,000 | |
Con and Vick Elfes | | | 40,000 | |
The Byron Real Estate Consulting Group Pty | | | 290,000 | |
Sharyn Alayne Johnston | | | 84,000 | |
Peter Geoffrey Craig | | | 100,000 | |
Peter McDonald | | | 100,000 | |
Peter Darcy | | | 10,000 | |
Sally Manthey | | | 1,500 | |
Jodie Manthey | | | 1,500 | |
John Daniels | | | 160,000 | |
Ferriter Super Fund | | | 133,000 | |
Allied Securities Inc | | | 200,000 | |
Branko Jose Pavnovic | | | 362,500 | |
Elly Marie Hohai | | | 100,000 | |
Donald Jessup | | | 1,500 | |
Tiber Creek Corporation | | | 250,000 | |
Anthony Stefanac | | | 400,000 | |
Vicky Narelle Baker and Stephen James Baker | | | 10,000 | |
Geoffrey Alan and Ada Ida Stella Johnston | | | 10,000 | |
Arthur and Con Nicolis | | | 39,000 | |
Kim Redmond-Fewtrell | | | 71,500 | |
Brendan Tresoglavic | | | 3,250 | |
Simon Tresoglavic and Anna Tresoglavic | | | 9,750 | |
Julian Walters | | | 6,500 | |
Alexsandar Citroski | | | 26,000 | |
Elizabeth Paskoski | | | 6,500 | |
Anne Rice | | | 3,250 | |
Julieanne Stone | | | 5,200 | |
Marsha Roberts | | | 1,950 | |
Maureen Egan | | | 4,550 | |
Amanda Scuglia | | | 650 | |
Telesia Veamatahau and Sione Ahovelo | | | 6,500 | |
Tevita Veamatahau | | | 1,300 | |
Sili Venusi Veamatahau | | | 6,500 | |
Brandon Howard | | | 650 | |
Nau Toutai Ahovelo | | | 650 | |
Gaiu Dinu | | | 650 | |
Losh Hazen Matthews | | | 6,500 | |
Kevin Ellem and Beryl Ellem | | | 6,500 | |
Tobias Essington Breen | | | 100,000 | |
Vasil Perovski | | | 3,600 | |
Paul Battisti and Samantha Battisti | | | 13,000 | |
Nathan Ghosn | | | 6,500 | |
Sylvania Marina | | | 6,500 | |
Chad Parrish | | | 6,500 | |
GJA Developments Pty Ltd | | | 6,500 | |
Joshua Redmond | | | 9,500 | |
Jack Warfield | | | 6,500 | |
Marko Matach | | | 3,250 | |
Anna Gamulin | | | 3,250 | |
Nada Studenovic | | | 3,250 | |
Janja Studenovic | | | 6,500 | |
Martin Dunning | | | 6,500 | |
Newstew Family Trust | | | 32,500 | |
Drago Bozic | | | 6,500 | |
Mladenko Radas | | | 6,500 | |
Peter Bottele Superannuation Fund | | | 16,250 | |
Fock Family Superannuation Fund | | | 16,250 | |
Neilson Family Trust | | | 32,500 | |
Global IP Traders Corporation | | | 380,000 | |
Darryl Andrew Wandrey | | | 16,000 | |
Manthey Holdings Pty Ltd | | | 3,040,000 | |
Redmond Family Holdings Pty Ltd | | | 2,590,800 | |
Alison Redmond | | | 290,000 | |
North American Motors Pty Ltd | | | 600,000 | |
Item 16. Exhibits and Financial Statement Schedules.
EXHIBITS
3.1* | Certificate of Incorporation |
5.0 | Opinion of Counsel on legality of securities being registered |
10.1* | Patent Licensing Agreement between Manthey Redmond Corporation and Manthey Redmond |
(Aust) Pty Limited
10.2* | Investment Agreement between Manthey Redmond Corporation and Manthey Redmond |
(Aust) Pty Limited
10.3* | Development Agreement between Manthey Redmond Corporation and Manthey Holdings |
Pty Limited
23.1 | Consent of Accountants |
23.2 | Consent of Attorney (as part of Exhibit 5.0) |
Item 17. Undertakings
Undertaking Pursuant to Rule 415 Under the Securities Act of 1933
The undersigned registrant hereby undertakes:
(1). | To file, during any period in which it offers or sales securities, a post-effective amendment to this registration statement: |
(i) To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933;
(ii) To reflect in the prospectus any facts or events which, individually or together, represent a fundamental change in the information in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than a 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement; and
(iii) To include any additional material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement.
(2). | That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of the securities at that time to be the initial bona fide offering thereof. |
(3). | To remove from registration by means of a post-effective amendment any of the securities that remain unsold at the termination of the offering. |
(4). | That, for the purpose of determining liability under the Securities Act of 1933 to any purchaser in the initial distribution of securities: |
Each prospectus filed pursuant to Rule 424(b) as part of a registration statement relating to this offering, other than registration statements relying on Rule 403B or other than prospectuses filed in reliance on Rule 430A, shall be deemed to be part of and included in the registration statement as of the date it is first used after effectiveness. Provided, however, that no statement made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser with a time of contract of sale prior to such first use, supersede or modify any statement that was made in the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such date of first use.
(5). | That, for the purpose of determining liability under the Securities Act of 1933 to any purchaser in the initial distribution of securities: |
The undersigned registrant undertakes that in a primary offering of securities of the undersigned registrant pursuant to this registration statement, regardless of the underwriting method used to sell the securities to the purchaser, if the securities are offered or sold to such purchaser by means of any of the following communications, the undersigned registrant will be a seller to the purchaser and will be considered to offer or sell such securities to such purchaser.:
| i | Any preliminary prospectus or prospectus of the undersigned registrant relating to this offering required to be filed pursuant to Rule 424; |
| ii. | Any free writing prospectus relating to this offering prepared by or on behalf of the undersigned registrant or used or referred to by the undersigned registrant; |
| iii. | The portion of any other free writing prospectus relating to the offering containing material information about the undersigned registrant or its securities provided by or on behalf of the undersigned registrant; and |
| iv. | Any other communication that is an offer in the offering made by the undersigned registrant to the purchaser. |
Undertaking Request for acceleration of effective date or filing of registration statement becoming effective upon filing.
The undersigned registrant hereby undertakes:
Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of Los Angeles, State of California, on August 31, 2010.
| | MANTHEY REDMOND CORPORATION |
| | |
Date: | 8/31/2010 | /s/ Steven Charles Manthey |
| | President, principal executive officer |
| | |
Date: | 8/31/2010 | /s/ Steven Charles Manthey |
| | Treasurer, controller, principal financial officer, |
| | Principal accounting officer |
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.
Signature | | Capacity | | Date |
| | | | |
/s/ Steven Charles Manthey | | Director | | 8/31/2010 |
| | | | |
/s/s Timothy John Eric Redmond | | Director | | 8/31/2010 |
| | | | |
/s/ Geoffrey Redmond | | Director | | 8/31/2010 |