Portfolio of Investments
Columbia Seligman Premium Technology Growth Fund, March 31, 2020 (Unaudited)
Columbia Seligman Premium Technology Growth Fund, March 31, 2020 (Unaudited)
(Percentages represent value of investments compared to net assets)
Investments in securities
Common Stocks 101.3% | ||
Issuer | Shares | Value ($) |
Communication Services 11.3% | ||
Diversified Telecommunication Services 0.2% | ||
Ooma, Inc.(a),(b) | 49,684 | 592,730 |
Entertainment 2.4% | ||
Activision Blizzard, Inc.(a),(b) | 105,008 | 6,245,876 |
Sciplay Corp., Class A(a),(b) | 62,356 | 593,941 |
Total | 6,839,817 | |
Interactive Media & Services 7.3% | ||
Alphabet, Inc., Class A(a),(b) | 10,175 | 11,822,841 |
Alphabet, Inc., Class C(a),(b) | 7,424 | 8,632,702 |
Total | 20,455,543 | |
Media 1.4% | ||
Discovery, Inc., Class A(a),(b) | 206,100 | 4,006,584 |
Total Communication Services | 31,894,674 | |
Consumer Discretionary 0.3% | ||
Internet & Direct Marketing Retail 0.3% | ||
Etsy, Inc.(a),(b) | 18,500 | 711,140 |
Total Consumer Discretionary | 711,140 | |
Industrials 0.7% | ||
Electrical Equipment 0.5% | ||
Bloom Energy Corp., Class A(a),(b) | 287,800 | 1,505,194 |
Professional Services 0.2% | ||
Nielsen Holdings PLC(b) | 43,300 | 542,982 |
Total Industrials | 2,048,176 | |
Information Technology 88.4% | ||
Communications Equipment 2.9% | ||
Arista Networks, Inc.(a),(b) | 9,379 | 1,899,716 |
Cisco Systems, Inc.(b) | 33,000 | 1,297,230 |
CommScope Holding Co., Inc.(a),(b) | 99,300 | 904,623 |
F5 Networks, Inc.(a),(b) | 15,800 | 1,684,754 |
Plantronics, Inc.(b) | 106,600 | 1,072,396 |
Telefonaktiebolaget LM Ericsson, ADR(a),(b) | 152,800 | 1,236,152 |
Total | 8,094,871 |
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
IT Services 10.8% | ||
DXC Technology Co.(b) | 58,700 | 766,035 |
Euronet Worldwide, Inc.(a),(b) | 8,025 | 687,903 |
Fidelity National Information Services, Inc.(b) | 39,000 | 4,743,960 |
Fiserv, Inc.(a),(b) | 36,300 | 3,448,137 |
Genpact Ltd.(b) | 76,770 | 2,241,684 |
Global Payments, Inc.(b) | 18,357 | 2,647,630 |
GoDaddy, Inc., Class A(a),(b) | 68,415 | 3,907,181 |
Pagseguro Digital Ltd., Class A(a),(b) | 86,858 | 1,678,965 |
Visa, Inc., Class A(b) | 64,600 | 10,408,352 |
Total | 30,529,847 | |
Semiconductors & Semiconductor Equipment 39.9% | ||
Advanced Energy Industries, Inc.(a),(b) | 63,100 | 3,059,719 |
Applied Materials, Inc.(b) | 195,600 | 8,962,392 |
Broadcom, Inc.(b) | 61,700 | 14,629,070 |
Infineon Technologies AG | 214,600 | 3,097,913 |
Inphi Corp.(a),(b) | 47,305 | 3,745,137 |
Intel Corp.(b) | 40,000 | 2,164,800 |
Lam Research Corp.(b) | 93,305 | 22,393,200 |
Marvell Technology Group Ltd.(b) | 456,492 | 10,330,414 |
Micron Technology, Inc.(a),(b) | 232,804 | 9,791,736 |
NXP Semiconductors NV(b) | 54,300 | 4,503,099 |
ON Semiconductor Corp.(a),(b) | 433,118 | 5,387,988 |
Qorvo, Inc.(a),(b) | 13,042 | 1,051,576 |
Rambus, Inc.(a),(b) | 49,400 | 548,340 |
Renesas Electronics Corp.(a) | 577,300 | 2,053,496 |
SMART Global Holdings, Inc.(a),(b) | 38,099 | 925,806 |
Synaptics, Inc.(a),(b) | 109,781 | 6,353,026 |
Teradyne, Inc.(b) | 215,106 | 11,652,292 |
Xperi Corp.(b) | 145,983 | 2,030,624 |
Total | 112,680,628 | |
Software 23.1% | ||
Cerence, Inc.(a),(b) | 107,833 | 1,660,628 |
Cerence, Inc.(a) | 24,664 | 379,826 |
Cornerstone OnDemand, Inc.(a),(b) | 27,121 | 861,092 |
Dropbox, Inc., Class A(a),(b) | 183,635 | 3,323,794 |
Fortinet, Inc.(a),(b) | 76,724 | 7,762,167 |
Columbia Seligman Premium Technology Growth Fund | Quarterly Report 2020 | 1 |
Portfolio of Investments (continued)
Columbia Seligman Premium Technology Growth Fund, March 31, 2020 (Unaudited)
Columbia Seligman Premium Technology Growth Fund, March 31, 2020 (Unaudited)
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Microsoft Corp.(b) | 74,500 | 11,749,395 |
NortonLifeLock, Inc.(b) | 201,475 | 3,769,597 |
Nuance Communications, Inc.(a),(b) | 83,404 | 1,399,519 |
Oracle Corp.(b) | 98,500 | 4,760,505 |
Palo Alto Networks, Inc.(a),(b) | 26,500 | 4,344,940 |
SailPoint Technologies Holding, Inc.(a),(b) | 65,619 | 998,721 |
Salesforce.com, Inc.(a),(b) | 32,000 | 4,607,360 |
Splunk, Inc.(a),(b) | 11,358 | 1,433,721 |
Synopsys, Inc.(a),(b) | 92,389 | 11,898,779 |
TeamViewer AG(a) | 44,077 | 1,792,213 |
TiVo Corp.(b) | 419,700 | 2,971,476 |
Verint Systems, Inc.(a),(b) | 36,174 | 1,555,482 |
Total | 65,269,215 | |
Technology Hardware, Storage & Peripherals 11.7% | ||
Apple, Inc.(b) | 67,900 | 17,266,291 |
Dell Technologies, Inc.(a),(b) | 49,500 | 1,957,725 |
NetApp, Inc.(b) | 166,300 | 6,933,047 |
Western Digital Corp.(b) | 163,900 | 6,821,518 |
Total | 32,978,581 | |
Total Information Technology | 249,553,142 |
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Real Estate 0.6% | ||
Equity Real Estate Investment Trusts (REITS) 0.6% | ||
American Tower Corp.(b) | 4,900 | 1,066,975 |
SBA Communications Corp.(b) | 1,900 | 512,943 |
Total | 1,579,918 | |
Total Real Estate | 1,579,918 | |
Total Common Stocks (Cost $218,135,393) | 285,787,050 | |
Money Market Funds 1.4% | ||
Shares | Value ($) | |
Columbia Short-Term Cash Fund, 0.787%(c),(d) | 4,059,445 | 4,057,415 |
Total Money Market Funds (Cost $4,057,489) | 4,057,415 | |
Total Investments in Securities (Cost: $222,192,882) | 289,844,465 | |
Other Assets & Liabilities, Net | (7,638,163) | |
Net Assets | 282,206,302 |
At March 31, 2020, securities and/or cash totaling $282,084,552 were pledged as collateral.
Investments in derivatives
Call option contracts written | ||||||||
Description | Counterparty | Trading currency | Notional amount | Number of contracts | Exercise price/Rate | Expiration date | Premium received ($) | Value ($) |
Apple, Inc. | Deutsche Bank | USD | (1,373,166) | (54) | 350.00 | 1/15/2021 | (72,715) | (23,220) |
Marvell Technology Group Ltd. | Deutsche Bank | USD | (1,061,347) | (469) | 35.00 | 1/15/2021 | (47,819) | (27,671) |
NASDAQ-100 Index | Deutsche Bank | USD | (243,781,169) | (312) | 7,750.00 | 4/17/2020 | (3,296,931) | (10,700,040) |
Western Digital Corp. | Deutsche Bank | USD | (1,668,962) | (401) | 90.00 | 1/15/2021 | (148,912) | (31,880) |
Total | (3,566,377) | (10,782,811) |
Put option contracts written | ||||||||
Description | Counterparty | Trading currency | Notional amount | Number of contracts | Exercise price/Rate | Expiration date | Premium received ($) | Value ($) |
Marvell Technology Group Ltd. | Deutsche Bank | USD | (2,183,795) | (965) | 17.00 | 01/15/2021 | (132,166) | (197,825) |
Western Digital Corp. | Deutsche Bank | USD | (1,673,124) | (402) | 40.00 | 01/15/2021 | (127,417) | (315,570) |
Total | (259,583) | (513,395) |
2 | Columbia Seligman Premium Technology Growth Fund | Quarterly Report 2020 |
Portfolio of Investments (continued)
Columbia Seligman Premium Technology Growth Fund, March 31, 2020 (Unaudited)
Columbia Seligman Premium Technology Growth Fund, March 31, 2020 (Unaudited)
Notes to Portfolio of Investments
(a) | Non-income producing investment. |
(b) | This security or a portion of this security has been pledged as collateral in connection with derivative contracts. |
(c) | The rate shown is the seven-day current annualized yield at March 31, 2020. |
(d) | As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund. Holdings and transactions in these affiliated companies during the period ended March 31, 2020 are as follows: |
Issuer | Beginning shares | Shares purchased | Shares sold | Ending shares | Realized gain (loss) — affiliated issuers ($) | Net change in unrealized appreciation (depreciation) — affiliated issuers ($) | Dividends — affiliated issuers ($) | Value — affiliated issuers at end of period ($) |
Columbia Short-Term Cash Fund, 0.787% | ||||||||
4,613,600 | 28,295,230 | (28,849,385) | 4,059,445 | (263) | (74) | 19,599 | 4,057,415 |
Abbreviation Legend
ADR | American Depositary Receipt |
Currency Legend
USD | US Dollar |
Investments are valued using policies described in the Notes to Financial Statements in the most recent shareholder report.
Columbia Seligman Premium Technology Growth Fund | Quarterly Report 2020 | 3 |