Portfolio of Investments
Columbia Seligman Premium Technology Growth Fund, September 30, 2020 (Unaudited)
Columbia Seligman Premium Technology Growth Fund, September 30, 2020 (Unaudited)
(Percentages represent value of investments compared to net assets)
Investments in securities
Common Stocks 98.9% | ||
Issuer | Shares | Value ($) |
Communication Services 11.0% | ||
Diversified Telecommunication Services 0.5% | ||
AT&T, Inc. | 52,600 | 1,499,626 |
Ooma, Inc.(a) | 20,387 | 266,050 |
Total | 1,765,676 | |
Entertainment 1.7% | ||
Activision Blizzard, Inc. | 63,708 | 5,157,163 |
Sciplay Corp., Class A(a) | 60,106 | 974,919 |
Total | 6,132,082 | |
Interactive Media & Services 6.6% | ||
Alphabet, Inc., Class A(a) | 7,991 | 11,711,610 |
Alphabet, Inc., Class C(a) | 6,479 | 9,521,538 |
Twitter, Inc.(a) | 44,381 | 1,974,955 |
Total | 23,208,103 | |
Media 1.9% | ||
Discovery, Inc., Class A(a) | 186,500 | 4,060,105 |
Fox Corp., Class A | 88,300 | 2,457,389 |
Total | 6,517,494 | |
Wireless Telecommunication Services 0.3% | ||
Vodafone Group PLC, ADR | 86,900 | 1,166,198 |
Total Communication Services | 38,789,553 | |
Consumer Discretionary 1.1% | ||
Internet & Direct Marketing Retail 1.1% | ||
eBay, Inc. | 74,254 | 3,868,633 |
Total Consumer Discretionary | 3,868,633 | |
Industrials 2.3% | ||
Electrical Equipment 2.0% | ||
Bloom Energy Corp., Class A(a) | 323,205 | 5,807,994 |
Sensata Technologies Holding(a) | 33,900 | 1,462,446 |
Total | 7,270,440 | |
Machinery 0.1% | ||
Kornit Digital Ltd.(a) | 4,479 | 290,553 |
Professional Services 0.2% | ||
Nielsen Holdings PLC | 43,900 | 622,502 |
Total Industrials | 8,183,495 |
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Information Technology 84.3% | ||
Communications Equipment 3.3% | ||
Arista Networks, Inc.(a) | 7,900 | 1,634,747 |
Cisco Systems, Inc. | 54,800 | 2,158,572 |
CommScope Holding Co., Inc.(a) | 141,900 | 1,277,100 |
F5 Networks, Inc.(a) | 24,900 | 3,056,973 |
Lumentum Holdings, Inc.(a) | 9,100 | 683,683 |
Plantronics, Inc. | 131,536 | 1,557,386 |
Telefonaktiebolaget LM Ericsson, ADR | 124,800 | 1,359,072 |
Total | 11,727,533 | |
IT Services 9.2% | ||
Boa Vista Servicos SA(a) | 181,700 | 469,465 |
DXC Technology Co. | 52,100 | 929,985 |
Fidelity National Information Services, Inc. | 33,800 | 4,975,698 |
Fiserv, Inc.(a) | 31,900 | 3,287,295 |
Genpact Ltd. | 52,770 | 2,055,391 |
Global Payments, Inc. | 11,757 | 2,087,808 |
GoDaddy, Inc., Class A(a) | 64,135 | 4,872,336 |
Pagseguro Digital Ltd., Class A(a) | 71,158 | 2,683,368 |
Visa, Inc., Class A | 55,200 | 11,038,344 |
Total | 32,399,690 | |
Semiconductors & Semiconductor Equipment 38.0% | ||
Advanced Energy Industries, Inc.(a) | 64,250 | 4,043,895 |
Analog Devices, Inc. | 22,800 | 2,661,672 |
Applied Materials, Inc. | 171,700 | 10,207,565 |
Broadcom, Inc.(b) | 51,000 | 18,580,320 |
Inphi Corp.(a) | 10,335 | 1,160,104 |
Intel Corp. | 54,100 | 2,801,298 |
Lam Research Corp.(b) | 75,369 | 25,003,666 |
Marvell Technology Group Ltd.(b) | 255,296 | 10,135,251 |
Maxim Integrated Products, Inc. | 38,900 | 2,630,029 |
Micron Technology, Inc.(a) | 204,604 | 9,608,204 |
NXP Semiconductors NV | 52,400 | 6,540,044 |
ON Semiconductor Corp.(a) | 418,818 | 9,084,162 |
Rambus, Inc.(a) | 50,600 | 692,714 |
Renesas Electronics Corp.(a) | 847,100 | 6,217,410 |
SMART Global Holdings, Inc.(a) | 38,619 | 1,055,843 |
Columbia Seligman Premium Technology Growth Fund | Quarterly Report 2020 | 1 |
Portfolio of Investments (continued)
Columbia Seligman Premium Technology Growth Fund, September 30, 2020 (Unaudited)
Columbia Seligman Premium Technology Growth Fund, September 30, 2020 (Unaudited)
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Synaptics, Inc.(a) | 104,581 | 8,410,404 |
Teradyne, Inc.(b) | 184,106 | 14,629,063 |
Total | 133,461,644 | |
Software 22.0% | ||
Cerence, Inc.(a) | 100,308 | 4,902,052 |
Cornerstone OnDemand, Inc.(a) | 29,221 | 1,062,476 |
Dropbox, Inc., Class A(a) | 344,635 | 6,637,670 |
Fortinet, Inc.(a) | 50,996 | 6,007,839 |
Microsoft Corp. | 67,900 | 14,281,407 |
NortonLifeLock, Inc. | 167,823 | 3,497,431 |
Oracle Corp. | 90,300 | 5,390,910 |
Palo Alto Networks, Inc.(a) | 22,000 | 5,384,500 |
SailPoint Technologies Holdings, Inc.(a) | 46,019 | 1,820,972 |
Salesforce.com, Inc.(a) | 25,800 | 6,484,056 |
Splunk, Inc.(a) | 9,258 | 1,741,707 |
Synopsys, Inc.(a),(b) | 67,609 | 14,466,974 |
Tenable Holdings, Inc.(a) | 18,600 | 702,150 |
Verint Systems, Inc.(a) | 29,761 | 1,433,885 |
Xperi Holding Corp. | 308,488 | 3,544,527 |
Total | 77,358,556 | |
Technology Hardware, Storage & Peripherals 11.8% | ||
Apple, Inc.(b) | 187,400 | 21,702,794 |
Dell Technologies, Inc.(a) | 43,500 | 2,944,515 |
HP, Inc. | 187,307 | 3,556,960 |
NetApp, Inc. | 149,400 | 6,549,696 |
Western Digital Corp.(b) | 184,149 | 6,730,646 |
Total | 41,484,611 | |
Total Information Technology | 296,432,034 |
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Real Estate 0.2% | ||
Equity Real Estate Investment Trusts (REITS) 0.2% | ||
American Tower Corp. | 2,600 | 628,498 |
Total Real Estate | 628,498 | |
Total Common Stocks (Cost $205,532,192) | 347,902,213 | |
Money Market Funds 1.9% | ||
Shares | Value ($) | |
Columbia Short-Term Cash Fund, 0.136%(c),(d) | 6,689,362 | 6,688,693 |
Total Money Market Funds (Cost $6,689,011) | 6,688,693 | |
Total Investments in Securities (Cost: $212,221,203) | 354,590,906 | |
Other Assets & Liabilities, Net | (2,956,783) | |
Net Assets | 351,634,123 |
At September 30, 2020, securities and/or cash totaling $61,835,681 were pledged as collateral.
Investments in derivatives
Call option contracts written | ||||||||
Description | Counterparty | Trading currency | Notional amount | Number of contracts | Exercise price/Rate | Expiration date | Premium received ($) | Value ($) |
Apple, Inc. | JPMorgan | USD | (2,501,496) | (216) | 87.50 | 1/15/2021 | (72,715) | (645,300) |
Marvell Technology Group Ltd. | Morgan Stanley | USD | (1,861,930) | (469) | 35.00 | 1/15/2021 | (47,819) | (304,850) |
NASDAQ-100 Index | Morgan Stanley | USD | (316,280,262) | (277) | 11,825.00 | 10/16/2020 | (2,650,380) | (2,409,900) |
Western Digital Corp. | Morgan Stanley | USD | (1,465,655) | (401) | 90.00 | 1/15/2021 | (148,913) | (2,206) |
Total | (2,919,827) | (3,362,256) |
2 | Columbia Seligman Premium Technology Growth Fund | Quarterly Report 2020 |
Portfolio of Investments (continued)
Columbia Seligman Premium Technology Growth Fund, September 30, 2020 (Unaudited)
Columbia Seligman Premium Technology Growth Fund, September 30, 2020 (Unaudited)
Put option contracts written | ||||||||
Description | Counterparty | Trading currency | Notional amount | Number of contracts | Exercise price/Rate | Expiration date | Premium received ($) | Value ($) |
Western Digital Corp. | Morgan Stanley | USD | (1,469,310) | (402) | 40.00 | 01/15/2021 | (127,417) | (249,240) |
Notes to Portfolio of Investments
(a) | Non-income producing investment. |
(b) | This security or a portion of this security has been pledged as collateral in connection with derivative contracts. |
(c) | The rate shown is the seven-day current annualized yield at September 30, 2020. |
(d) | As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund. The value of the holdings and transactions in these affiliated companies during the period ended September 30, 2020 are as follows: |
Affiliated issuers | Beginning of period($) | Purchases($) | Sales($) | Net change in unrealized appreciation (depreciation)($) | End of period($) | Realized gain (loss)($) | Dividends($) | End of period shares |
Columbia Short-Term Cash Fund, 0.136% | ||||||||
4,613,138 | 80,075,446 | (77,999,573) | (318) | 6,688,693 | 2,314 | 27,816 | 6,689,362 |
Abbreviation Legend
ADR | American Depositary Receipt |
Currency Legend
USD | US Dollar |
Investments are valued using policies described in the Notes to Financial Statements in the most recent shareholder report.
Columbia Seligman Premium Technology Growth Fund | Quarterly Report 2020 | 3 |