As filed with the Securities and Exchange Commission on February 25, 2013 | Registration No. 333 - |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM F-6
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933 FOR AMERICAN DEPOSITARY SHARES EVIDENCED BY
AMERICAN DEPOSITARY RECEIPTS
ENERSIS S.A.
(Exact name of issuer of deposited securities as specified in its charter)[N/A]
(Translation of issuer’s name into English)
Republic of Chile
(Jurisdiction of incorporation or organization of issuer)CITIBANK, N.A.
(Exact name of depositary as specified in its charter)
399 Park Avenue
New York, New York 10043
(877) 248-4237
(Address, including zip code, and telephone number, including area code, of depositary’s principal executive offices)
Mr. Donald J. Puglisi
Puglisi & Associates
850 Library Avenue, Suite 204
Newark, Delaware 19711
(302) 738-6680
(Address, including zip code, and telephone number, including area code, of agent for service)Copies to:
J. Allen Miller, Esq. Chadbourne & Parke LLP 30 Rockefeller Plaza New York, New York 10112 | Herman H. Raspé, Esq. Patterson Belknap Webb & Tyler LLP 1133 Avenue of the Americas New York, New York 10036 |
It is proposed that this filing become effective under Rule 466: | o immediately upon filing. o on (Date) at (Time). |
If a separate registration statement has been filed to register the deposited shares, check the following box : o
CALCULATION OF REGISTRATION FEE
Title of Each Class of Securities to be Registered | Amount to be Registered | Proposed Maximum Aggregate Price Per Unit* | Proposed Maximum Aggregate Offering Price** | Amount of Registration Fee |
American Depositary Shares (“ADSs”), each ADS representing fifty (50) common shares of Enersis S.A. | 100,000,000 ADSs | $5.00 | $5,000,000.00 | $682.00 |
* | Each unit represents 100 ADSs. |
** | Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of ADSs. |
The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, or until this Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.
This Registration Statement may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts together shall constitute one and the same instrument.
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PART I
INFORMATION REQUIRED IN PROSPECTUS
Cross Reference Sheet
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
Item Number and Caption | Location in Form of American Depositary Receipt (“Receipt”) Filed Herewith as Prospectus | |||
1. | Name of Depositary and address of its principal executive office | Face of Receipt – Introductory Article. | ||
2. | Title of Receipts and identity of deposited securities | Face of Receipt – Top Center. | ||
Terms of Deposit: | ||||
(i) | The amount of deposited securities represented by one American Depositary Share ("ADSs") | Face of Receipt - Upper right corner. | ||
(ii) | The procedure for voting, if any, the deposited securities | Reverse of Receipt – Paragraphs (15) and (16). | ||
(iii) | The collection and distribution of dividends | Reverse of Receipt – Paragraph (14). | ||
(iv) | The transmission of notices, reports and proxy soliciting material | Face of Receipt – Paragraph (11). Reverse of Receipt – Paragraph (15). | ||
(v) | The sale or exercise of rights | Reverse of Receipt – Paragraphs (14) and (15). | ||
(vi) | The deposit or sale of securities resulting from dividends, splits or plans of reorganization | Face of Receipt – Paragraph (3). Reverse of Receipt – Paragraphs (14) and (17). | ||
(vii) | Amendment, extension or termination of the deposit agreement | Reverse of Receipt – Paragraphs (22) and (23) (no provision for extensions). | ||
(viii) | Rights of holders of Receipts to inspect the transfer books of the Depositary and the list of holders of ADSs | Face of Receipt – Paragraph (11). | ||
(ix) | Restrictions upon the right to deposit or withdraw the underlying securities | Face of Receipt – Paragraphs (2), (3), (4), (5), (7), (8) and (12). |
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Item Number and Caption | Location in Form of American Depositary Receipt (“Receipt”) Filed Herewith as Prospectus | |||
(x) | Limitation upon the liability of the Depositary | Face of Receipt – Paragraph (5). Reverse of Receipt - Paragraphs (19) and (20). | ||
3. | Fees and charges which may be imposed directly or indirectly on holders of ADSs | Face of Receipt – Paragraph (8). | ||
Item 2. AVAILABLE INFORMATION | Face of Receipt – Paragraph (11). |
The Company is subject to the periodic reporting requirements of the United States Securities Exchange Act of 1934, as amended, and, accordingly, files certain reports with, and submits certain reports to, the United States Securities and Exchange Commission (the “Commission”). These reports can be retrieved from the Commission’s internet website (www.sec.gov), and can be inspected and copied at the public reference facilities maintained by the Commission at 100 F Street, N.E., Washington D.C. 20549.
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PROSPECTUS
The Prospectus consists of the proposed form of American Depositary Receipt included as Exhibit A to the Form of Third Amended and Restated Deposit Agreement filed as Exhibit (a)(i) to this Registration Statement on Form F-6 and is incorporated herein by reference.
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PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 3. EXHIBITS
(a)(i) | Form of Third Amended and Restated Deposit Agreement, by and amongEnersis S.A., (the “Company”), Citibank, N.A., as depositary (the “Depositary”), and all Holders and Beneficial Owners of American Depositary Shares issued thereunder (“Deposit Agreement”). ___ Filed herewith as Exhibit (a)(i). |
(a)(ii) | Second Amended and Restated Deposit Agreement, dated as of September 30, 2010, by and among the Company, the Depositary and all Holders of American Depositary Shares issued thereunder. ___ Filed herewith as Exhibit (a)(ii). |
(b) | Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby. ___ None. |
(c) | Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. ___ None. |
(d) | Opinion of counsel for the Depositary as to the legality of the securities to be registered. ___ Filed herewith as Exhibit (d). |
(e) | Certificate under Rule 466. ___ None. |
(f) | Power of Attorney for certain officers and directors. ___ Previously filed as Exhibit 24 to the Company’s Registration Statement on Form F-3 (Reg. No. 333-186823), filed with the Commission on February 25, 2013, and incorporated herein by reference. |
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Item 4.
UNDERTAKINGS
(a) | The Depositary undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer. |
(b) | If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADS thirty (30) days before any change in the fee schedule. |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, Citibank, N.A., acting solely on behalf of the legal entity created by the Second Amended and Restated Deposit Agreement, dated as of September 30, 2010, by and among Enersis S.A., Citibank, N.A., as depositary, and all Holders and Beneficial Owners of American Depositary Receipts issued thereunder, as proposed to be amended, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 25th day of February 2013.
Legal entity created by the Second Amended and Restated Deposit Agreement, dated as of September 30, 2010, as amended from time to time, under which the American Depositary Shares registered hereunder are to be issued, each American Depositary Share representing fifty (50) common shares of Enersis S.A. CITIBANK, N.A., solely in its capacity as Depositary | ||||
By: | /s/ Robert Franz | |||
Name: | Robert Franz | |||
Title: | Vice President | |||
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, Enersis S.A. certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6 to be signed on its behalf by the undersigned thereunto duly authorized, in Santiago, Chile, on February 25, 2013.
ENERSIS S.A. | |||
By: | /s/ Eduardo Escaffi J. | ||
Name: | Eduardo Escaffi J. | ||
Title: | Chief Financial Officer |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement on Form F-6 has been signed by the following persons in the following capacities on February 25, 2013.
Signature | Title | |
* | Chairman of the Board | |
Pablo Yrarrázaval V. | ||
* | Director | |
Andrea Brentan | ||
* | Director | |
Rafael Fernández M. | ||
* | Director | |
Rafael Miranda R. | ||
* | Director | |
Hernán Somerville S. | ||
* | Director | |
Eugenio Tironi B. | ||
* | Director | |
Leonidas Vial E. | ||
* | Chief Executive Officer | |
Ignacio Antoñanzas A. | (Principal Executive Officer) | |
* | Chief Financial Officer | |
Eduardo Escaffi J. | (Principal Financial Officer) | |
* | Accounting Officer | |
Ángel Chocarro G. | (Principal Accounting Officer) |
*By: | /s/ Eduardo Escaffi J. | |
Eduardo Escaffi J., Attorney-in-Fact** | ||
_______________
** By authority of the power of attorney incorporated herein by reference.
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SIGNATURE
Pursuant to the requirements of the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of Enersis S.A., has signed this Registration Statement on Form F-6 in Newark, Delaware on February 25, 2013.
Authorized Representative in the U.S. | |||
/s/ Donald J. Puglisi | |||
Name: | Donald J. Puglisi | ||
Title: | Managing Director | ||
Puglisi & Associates |
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Index to Exhibits
Exhibit | Document | Sequentially Numbered Page |
(a)(i) | Form of Third Amended and Restated Deposit Agreement | |
(a)(ii) | Second Amended and Restated Deposit Agreement | |
(d) | Opinion of counsel to the Depositary |