| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol MSC INDUSTRIAL DIRECT CO INC [ MSM ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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| 3. Date of Earliest Transaction (Month/Day/Year) 11/08/2021 | ||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A Common Stock, $0.001 par value | 11/08/2021 | M | 553 | A | $0(1) | 14,617(2) | D | |||
| Class A Common Stock, $0.001 par value | 11/08/2021 | M | 152.877 | A | $0(3) | 14,769(2) | D | |||
| Class A Common Stock, $0.001 par value | 11/08/2021 | F | 209.877(4) | D | $85.5 | 14,560(2) | D | |||
| Class A Common Stock, $0.001 par value | 11/08/2021 | M | 529 | A | $0(1) | 15,089(2) | D | |||
| Class A Common Stock, $0.001 par value | 11/08/2021 | M | 129.24 | A | $0(3) | 15,218(2) | D | |||
| Class A Common Stock, $0.001 par value | 11/08/2021 | F | 277.24(4) | D | $85.5 | 14,941(2) | D | |||
| Class A Common Stock, $0.001 par value | 11/08/2021 | M | 983 | A | $0(1) | 15,924(2) | D | |||
| Class A Common Stock, $0.001 par value | 11/08/2021 | M | 199.988 | A | $0(3) | 16,124(2) | D | |||
| Class A Common Stock, $0.001 par value | 11/08/2021 | F | 528.988(4) | D | $85.5 | 15,595(2) | D | |||
| Class A Common Stock, $0.001 par value | 11/08/2021 | M | 1,003 | A | $0(1) | 16,598(2) | D | |||
| Class A Common Stock, $0.001 par value | 11/08/2021 | M | 78.176 | A | $0(3) | 16,676(2) | D | |||
| Class A Common Stock, $0.001 par value | 11/08/2021 | F | 484.176(4) | D | $85.5 | 16,192(2) | D | |||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units (RSU) | (1) | 11/08/2021 | M | 553 | (5) | (5) | Class A Common Stock, $0.001 par value | 553 | $0 | 0 | D | ||||
| Dividend Equivalent Units | (3) | 11/08/2021 | M | 152.877 | (3) | (3) | Class A Common Stock, $0.001 par value | 152.877 | $0 | 407 | D | ||||
| Restricted Stock Units (RSU) | (1) | 11/08/2021 | M | 529 | (6) | (6) | Class A Common Stock, $0.001 par value | 529 | $0 | 0 | D | ||||
| Dividend Equivalent Units | (3) | 11/08/2021 | M | 129.24 | (3) | (3) | Class A Common Stock, $0.001 par value | 129.24 | $0 | 278 | D | ||||
| Restricted Stock Units (RSU) | (1) | 11/08/2021 | M | 983 | (7) | (7) | Class A Common Stock, $0.001 par value | 983 | $0 | 0 | D | ||||
| Dividend Equivalent Units | (3) | 11/08/2021 | M | 199.988 | (3) | (3) | Class A Common Stock, $0.001 par value | 199.988 | $0 | 78 | D | ||||
| Restricted Stock Units (RSU) | (1) | 11/08/2021 | M | 1,003 | (8) | (8) | Class A Common Stock, $0.001 par value | 1,003 | $0 | 0 | D | ||||
| Dividend Equivalent Units | (3) | 11/08/2021 | M | 78.176 | (3) | (3) | Class A Common Stock, $0.001 par value | 78.176 | $0 | 0 | D | ||||
| Explanation of Responses: |
| 1. Each RSU represents a contingent right to receive one share of Common Stock. |
| 2. Includes shares acquired under the company's Associate Stock Purchase Plan. |
| 3. The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. |
| 4. Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs. |
| 5. 552 of 2,763 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019. 553 RSUs vested on each of October 20, 2020, October 20, 2021 and November 8, 2021. |
| 6. 528 of 2,643 RSUs granted on October 17, 2018 vested on each of October 17, 2019 and October 17, 2020, and 529 RSUs vested on each of October 17, 2021 and November 8, 2021. |
| 7. 982 of 3,930 RSUs granted on November 6, 2019 vested on each of November 6, 2020 and November 6, 2021, and 983 RSUs vested on November 8, 2021. |
| 8. 1,002 of 4,011 RSUs granted on November 6, 2020 vested on November 6, 2021 and 1,003 RSUs vested on November 8, 2021. |
| /s/ Kari Heerdt | 11/10/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
