The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 | 11,273,763 | 2,250,252 | SH | SOLE | 2,250,252 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 | 2,605,200 | 520,000 | SH | Call | SOLE | 520,000 | 0 | 0 | |
ABIVAX SA | SPONSORED ADS | 00370M103 | 10,807,364 | 1,010,034 | SH | SOLE | 1,010,034 | 0 | 0 | ||
ACELRX PHARMACEUTICALS INC | COM NEW | 00444T209 | 909,576 | 1,237,519 | SH | SOLE | 1,237,519 | 0 | 0 | ||
ACELRX PHARMACEUTICALS INC | COM NEW | 00444T209 | 554,925 | 755,000 | SH | Call | SOLE | 755,000 | 0 | 0 | |
AEROVATE THERAPEUTICS INC | COM | 008064107 | 2,063,584 | 91,188 | SH | SOLE | 91,188 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 3,742,036 | 302,509 | SH | SOLE | 302,509 | 0 | 0 | ||
ALTERYX INC | COM CL A | 02156B103 | 4,673,226 | 99,093 | SH | SOLE | 99,093 | 0 | 0 | ||
ALTISOURCE PORTFOLIO SOLNS S | REG SHS | L0175J104 | 3,788,228 | 1,064,109 | SH | SOLE | 1,064,109 | 0 | 0 | ||
AMERICAS CAR-MART INC | COM | 03062T105 | 23,649,939 | 312,128 | SH | SOLE | 312,128 | 0 | 0 | ||
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 14,169,790 | 2,334,397 | SH | SOLE | 2,334,397 | 0 | 0 | ||
AMYLYX PHARMACEUTICALS INC | COM | 03237H101 | 9,128,019 | 620,110 | SH | SOLE | 620,110 | 0 | 0 | ||
AN2 THERAPEUTICS INC | COM | 037326105 | 5,087,216 | 248,278 | SH | SOLE | 248,278 | 0 | 0 | ||
ANEBULO PHARMACEUTICALS INC | COM | 034569103 | 1,236,797 | 511,073 | SH | SOLE | 511,073 | 0 | 0 | ||
APTOSE BIOSCIENCES INC | COM | 03835T309 | 305,135 | 120,132 | SH | SOLE | 120,132 | 0 | 0 | ||
ARS PHARMACEUTICALS INC | COM | 82835W108 | 8,748,842 | 1,596,504 | SH | SOLE | 1,596,504 | 0 | 0 | ||
ASSERTIO HOLDINGS INC | COM NEW | 04546C205 | 8,152,801 | 7,619,440 | SH | SOLE | 7,619,440 | 0 | 0 | ||
AURA BIOSCIENCES INC | COM | 05153U107 | 11,711,680 | 1,321,860 | SH | SOLE | 1,321,860 | 0 | 0 | ||
AYTU BIOPHARMA INC | COM | 054754858 | 3,086,546 | 1,086,812 | SH | SOLE | 1,086,812 | 0 | 0 | ||
B. RILEY FINANCIAL INC | COM | 05580M108 | 1,312,295 | 62,520 | SH | SOLE | 62,520 | 0 | 0 | ||
BIOVENTUS INC | COM CL A | 09075A108 | 31,501,272 | 5,977,471 | SH | SOLE | 5,977,471 | 0 | 0 | ||
BM TECHNOLOGIES INC | CL A COM | 05591L107 | 155,870 | 76,034 | SH | SOLE | 76,034 | 0 | 0 | ||
CARTESIAN THERAPEUTICS INC | COM | 816212104 | 1,540,264 | 2,234,209 | SH | SOLE | 2,234,209 | 0 | 0 | ||
CELLECTAR BIOSCIENCES INC | COM NEW | 15117F807 | 3,741,101 | 1,350,578 | SH | SOLE | 1,350,578 | 0 | 0 | ||
CHECK CAP LTD | SHS | M2361E179 | 69,472 | 33,400 | SH | SOLE | 33,400 | 0 | 0 | ||
CIDARA THERAPEUTICS INC | COM | 171757107 | 1,228,116 | 1,546,745 | SH | SOLE | 1,546,745 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 14,008,354 | 4,592,903 | SH | SOLE | 4,592,903 | 0 | 0 | ||
COGENT BIOSCIENCES INC | COM | 19240Q201 | 3,768,704 | 640,936 | SH | SOLE | 640,936 | 0 | 0 | ||
CONNS INC | COM | 208242107 | 1,595,607 | 359,371 | SH | SOLE | 359,371 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 46,205,600 | 70,000 | SH | Put | SOLE | 70,000 | 0 | 0 | |
CUE BIOPHARMA INC | COM | 22978P106 | 70,467 | 26,692 | SH | SOLE | 26,692 | 0 | 0 | ||
CUTERA INC | NOTE 4.000% 6/0 | 232109AG3 | 876,000 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
CYTOKINETICS INC | COM NEW | 23282W605 | 9,185,319 | 110,017 | SH | SOLE | 110,017 | 0 | 0 | ||
DARIOHEALTH CORP | COM NEW | 23725P209 | 4,019,215 | 2,336,753 | SH | SOLE | 2,336,753 | 0 | 0 | ||
DHI GROUP INC | COM | 23331S100 | 6,836,789 | 2,639,687 | SH | SOLE | 2,639,687 | 0 | 0 | ||
DIANTHUS THERAPEUTICS INC | COM | 252828108 | 3,415,703 | 328,433 | SH | SOLE | 328,433 | 0 | 0 | ||
DXP ENTERPRISES INC | COM NEW | 233377407 | 6,801,637 | 201,829 | SH | SOLE | 201,829 | 0 | 0 | ||
DYNE THERAPEUTICS INC | COM | 26818M108 | 8,549,094 | 642,789 | SH | SOLE | 642,789 | 0 | 0 | ||
EARGO INC | COM NEW | 270087208 | 1,283,557 | 495,582 | SH | SOLE | 495,582 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 8,648,679 | 991,821 | SH | SOLE | 991,821 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 2,180,000 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
ELUTIA INC | CL A COM | 05479K106 | 3,564,000 | 1,650,000 | SH | SOLE | 1,650,000 | 0 | 0 | ||
ENOVA INTL INC | COM | 29357K103 | 3,978,446 | 71,865 | SH | SOLE | 71,865 | 0 | 0 | ||
ENOVA INTL INC | COM | 29357K103 | 6,034,240 | 109,000 | SH | Call | SOLE | 109,000 | 0 | 0 | |
ENVVENO MEDICAL CORPORATION | COM | 29415J106 | 3,630,480 | 706,319 | SH | SOLE | 706,319 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 63,952,287 | 2,470,154 | SH | SOLE | 2,470,154 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 14,239,500 | 550,000 | SH | Call | SOLE | 550,000 | 0 | 0 | |
EVOLUS INC | COM | 30052C107 | 30,651,240 | 2,910,849 | SH | SOLE | 2,910,849 | 0 | 0 | ||
EXAGEN INC | COM | 30068X103 | 193,277 | 97,124 | SH | SOLE | 97,124 | 0 | 0 | ||
FORTRESS BIOTECH INC | COM NEW | 34960Q307 | 1,121,412 | 372,562 | SH | SOLE | 372,562 | 0 | 0 | ||
FOSSIL GROUP INC | COM | 34988V106 | 591,706 | 405,278 | SH | SOLE | 405,278 | 0 | 0 | ||
GAIA INC NEW | CL A | 36269P104 | 2,470,578 | 915,029 | SH | SOLE | 915,029 | 0 | 0 | ||
GAMIDA CELL LTD | SHS | M47364100 | 330,160 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 11,637,559 | 291,449 | SH | SOLE | 291,449 | 0 | 0 | ||
GOSSAMER BIO INC | COM | 38341P102 | 613,981 | 672,856 | SH | SOLE | 672,856 | 0 | 0 | ||
GRAPHITE BIO INC | COM | 38870X104 | 2,150,944 | 820,971 | SH | SOLE | 820,971 | 0 | 0 | ||
GUARDFORCE AI CO LTD | *W EXP 10/01/202 | G4236L120 | 26,230 | 154,205 | SH | SOLE | 154,205 | 0 | 0 | ||
HERBALIFE LTD | COM SHS | G4412G101 | 9,156,000 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
HILTON GRAND VACATIONS INC | COM | 43283X105 | 26,967,651 | 671,171 | SH | SOLE | 671,171 | 0 | 0 | ||
HILTON GRAND VACATIONS INC | COM | 43283X105 | 10,045,000 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
IDEAYA BIOSCIENCES INC | COM | 45166A102 | 4,956,223 | 139,298 | SH | SOLE | 139,298 | 0 | 0 | ||
IMAX CORP | COM | 45245E109 | 36,179,470 | 2,408,753 | SH | SOLE | 2,408,753 | 0 | 0 | ||
IMAX CORP | COM | 45245E109 | 3,755,000 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
IMMATICS N.V | *W EXP 07/01/202 | N44445117 | 1,632,213 | 558,977 | SH | SOLE | 558,977 | 0 | 0 | ||
IMMATICS N.V | SHS | N44445109 | 14,888,957 | 1,413,956 | SH | SOLE | 1,413,956 | 0 | 0 | ||
INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 | 9,366,249 | 1,992,819 | SH | SOLE | 1,992,819 | 0 | 0 | ||
INSPIREMD INC | COM | 45779A846 | 5,806,742 | 2,066,456 | SH | SOLE | 2,066,456 | 0 | 0 | ||
INSTIL BIO INC | COM NEW | 45783C200 | 969,965 | 127,292 | SH | SOLE | 127,292 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 19,663,358 | 97,969 | SH | SOLE | 97,969 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 250,887,500 | 1,250,000 | SH | Put | SOLE | 1,250,000 | 0 | 0 | |
JASPER THERAPEUTICS INC | COM | 471871103 | 1,758,101 | 2,228,265 | SH | SOLE | 2,228,265 | 0 | 0 | ||
KEROS THERAPEUTICS INC | COM | 492327101 | 12,331,206 | 310,141 | SH | SOLE | 310,141 | 0 | 0 | ||
KEROS THERAPEUTICS INC | COM | 492327101 | 453,264 | 11,400 | SH | Call | SOLE | 11,400 | 0 | 0 | |
KINTARA THERAPEUTICS INC | COM NEW | 49720K200 | 3,735 | 22,021 | SH | SOLE | 22,021 | 0 | 0 | ||
LADDER CAP CORP | CL A | 505743104 | 295,013 | 25,631 | SH | SOLE | 25,631 | 0 | 0 | ||
LUCID DIAGNOSTICS INC | COM | 54948X109 | 211,074 | 149,698 | SH | SOLE | 149,698 | 0 | 0 | ||
LUXFER HLDGS PLC | SHS | G5698W116 | 16,178,226 | 1,809,645 | SH | SOLE | 1,809,645 | 0 | 0 | ||
LYRA THERAPEUTICS INC | COM | 55234L105 | 21,223,142 | 4,050,218 | SH | SOLE | 4,050,218 | 0 | 0 | ||
MEDIAALPHA INC | CL A | 58450V104 | 2,016,678 | 180,868 | SH | SOLE | 180,868 | 0 | 0 | ||
MILLERKNOLL INC | COM | 600544100 | 4,459,509 | 167,148 | SH | SOLE | 167,148 | 0 | 0 | ||
NEUROGENE INC | COM | 64135M105 | 1,400,767 | 72,279 | SH | SOLE | 72,279 | 0 | 0 | ||
NEUROONE MED TECHNOLOGIES CO | COM NEW | 64130M209 | 1,918,269 | 1,214,094 | SH | SOLE | 1,214,094 | 0 | 0 | ||
NEUROPACE INC | COM | 641288105 | 12,100,610 | 1,173,677 | SH | SOLE | 1,173,677 | 0 | 0 | ||
NN INC | COM | 629337106 | 5,628,888 | 1,407,222 | SH | SOLE | 1,407,222 | 0 | 0 | ||
NOODLES & CO | COM CL A | 65540B105 | 11,795,399 | 3,744,571 | SH | SOLE | 3,744,571 | 0 | 0 | ||
OPTINOSE INC | COM | 68404V100 | 4,059,528 | 3,146,921 | SH | SOLE | 3,146,921 | 0 | 0 | ||
PAR TECHNOLOGY CORP | NOTE 2.875% 4/1 | 698884AC7 | 4,603,696 | 3,785,000 | PRN | SOLE | 3,785,000 | 0 | 0 | ||
PATHWARD FINANCIAL INC | COM | 59100U108 | 56,098,707 | 1,059,866 | SH | SOLE | 1,059,866 | 0 | 0 | ||
PAYONEER GLOBAL INC | COM | 70451X104 | 9,103,975 | 1,747,404 | SH | SOLE | 1,747,404 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 19,871,299 | 3,262,939 | SH | SOLE | 3,262,939 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 7,186,200 | 1,180,000 | SH | Call | SOLE | 1,180,000 | 0 | 0 | |
PERELLA WEINBERG PARTNERS | CLASS A COM | 71367G102 | 1,904,321 | 155,709 | SH | SOLE | 155,709 | 0 | 0 | ||
PLAYAGS INC | COM | 72814N104 | 4,776,337 | 566,588 | SH | SOLE | 566,588 | 0 | 0 | ||
RAFAEL HLDGS INC | COM CL B | 75062E106 | 133,001 | 72,678 | SH | SOLE | 72,678 | 0 | 0 | ||
READING INTL INC | CL A | 755408101 | 6,498,208 | 3,402,203 | SH | SOLE | 3,402,203 | 0 | 0 | ||
RED VIOLET INC | COM | 75704L104 | 24,077,390 | 1,205,678 | SH | SOLE | 1,205,678 | 0 | 0 | ||
RESERVOIR MEDIA INC | COM | 76119X105 | 11,057,183 | 1,550,797 | SH | SOLE | 1,550,797 | 0 | 0 | ||
REZOLUTE INC | COM NEW | 76200L309 | 1,526,174 | 1,537,707 | SH | SOLE | 1,537,707 | 0 | 0 | ||
RH | COM | 74967X103 | 11,659,200 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
RMR GROUP INC | CL A | 74967R106 | 11,406,698 | 404,063 | SH | SOLE | 404,063 | 0 | 0 | ||
RUMBLEON INC | COM CL B | 781386305 | 35,950,359 | 4,416,506 | SH | SOLE | 4,416,506 | 0 | 0 | ||
SAVARA INC | COM | 805111101 | 4,643,144 | 987,903 | SH | SOLE | 987,903 | 0 | 0 | ||
SCULLY ROYALTY LTD | COM SHS | G7T96K107 | 1,480,598 | 242,721 | SH | SOLE | 242,721 | 0 | 0 | ||
SENSUS HEALTHCARE INC | COM | 81728J109 | 417,130 | 176,750 | SH | SOLE | 176,750 | 0 | 0 | ||
SOCIETAL CDMO INC | COM | 75629F109 | 425,754 | 1,214,706 | SH | SOLE | 1,214,706 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM | 834203309 | 114,968,128 | 2,856,351 | SH | SOLE | 2,856,351 | 0 | 0 | ||
SPAR GROUP INC | COM | 784933103 | 887,981 | 879,189 | SH | SOLE | 879,189 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 295,942,776 | 3,314,400 | SH | Put | SOLE | 3,314,400 | 0 | 0 | |
STARTEK INC | COM | 85569C107 | 3,470,286 | 786,913 | SH | SOLE | 786,913 | 0 | 0 | ||
STRATA SKIN SCIENCES INC | COM NEW | 86272A206 | 1,720,785 | 3,128,132 | SH | SOLE | 3,128,132 | 0 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 7,893,247 | 365,259 | SH | SOLE | 365,259 | 0 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 4,322,000 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
TARSUS PHARMACEUTICALS INC | COM | 87650L103 | 7,599,339 | 375,276 | SH | SOLE | 375,276 | 0 | 0 | ||
TC BIOPHARM HOLDINGS PLC | *W EXP 02/10/202 | 87807D111 | 7,647 | 235,294 | SH | SOLE | 235,294 | 0 | 0 | ||
TELA BIO INC | COM | 872381108 | 7,267,873 | 1,097,866 | SH | SOLE | 1,097,866 | 0 | 0 | ||
THERATECHNOLOGIES INC | COM NEW | 88338H704 | 4,345,209 | 2,682,228 | SH | SOLE | 2,682,228 | 0 | 0 | ||
TOURMALINE BIO INC | COM | 89157D105 | 10,757,545 | 410,907 | SH | SOLE | 410,907 | 0 | 0 | ||
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 196,326 | 28,127 | SH | SOLE | 28,127 | 0 | 0 | ||
UNICYCIVE THERAPEUTICS INC | COM | 90466Y103 | 2,983,309 | 3,438,181 | SH | SOLE | 3,438,181 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 20,025,843 | 2,958,027 | SH | SOLE | 2,958,027 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 1,354,000 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 4,275,919 | 1,013,251 | SH | SOLE | 1,013,251 | 0 | 0 | ||
VIEMED HEALTHCARE INC | COM | 92663R105 | 15,326,089 | 1,952,368 | SH | SOLE | 1,952,368 | 0 | 0 | ||
VISTAGEN THERAPEUTICS INC | COM | 92840H400 | 9,337,992 | 1,816,730 | SH | SOLE | 1,816,730 | 0 | 0 | ||
XTANT MED HLDGS INC | COM NEW | 98420P308 | 4,520,000 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
ZEVRA THERAPEUTICS INC | COM NEW | 488445206 | 16,069,803 | 2,453,405 | SH | SOLE | 2,453,405 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 7,191,000 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
ZYNEX INC | COM | 98986M103 | 1,306,800 | 120,000 | SH | SOLE | 120,000 | 0 | 0 |