The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 | 16,752,140 | 2,310,640 | SH | SOLE | 2,310,640 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 | 3,770,000 | 520,000 | SH | Call | SOLE | 520,000 | 0 | 0 | |
ABIVAX SA | SPONSORED ADS | 00370M103 | 14,443,486 | 1,010,034 | SH | SOLE | 1,010,034 | 0 | 0 | ||
ACHIEVE LIFE SCIENCES INC | COM | 004468500 | 2,972,430 | 654,000 | SH | SOLE | 654,000 | 0 | 0 | ||
AEROVATE THERAPEUTICS INC | COM | 008064107 | 2,696,429 | 91,188 | SH | SOLE | 91,188 | 0 | 0 | ||
AILERON THERAPEUTICS INC | COM NEW | 00887A204 | 1,690,650 | 255,000 | SH | SOLE | 255,000 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 5,212,492 | 402,509 | SH | SOLE | 402,509 | 0 | 0 | ||
ALTISOURCE PORTFOLIO SOLNS S | REG SHS | L0175J104 | 2,116,557 | 1,091,009 | SH | SOLE | 1,091,009 | 0 | 0 | ||
AMERICAS CAR-MART INC | COM | 03062T105 | 19,935,615 | 312,128 | SH | SOLE | 312,128 | 0 | 0 | ||
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 15,876,855 | 2,619,943 | SH | SOLE | 2,619,943 | 0 | 0 | ||
AN2 THERAPEUTICS INC | COM | 037326105 | 319,404 | 98,278 | SH | SOLE | 98,278 | 0 | 0 | ||
ANEBULO PHARMACEUTICALS INC | COM | 034569103 | 1,466,780 | 511,073 | SH | SOLE | 511,073 | 0 | 0 | ||
APREA THERAPEUTICS INC | COM NEW | 03836J201 | 1,376,534 | 205,760 | SH | SOLE | 205,760 | 0 | 0 | ||
APTOSE BIOSCIENCES INC | COM | 03835T309 | 146,976 | 88,540 | SH | SOLE | 88,540 | 0 | 0 | ||
ARHAUS INC | COM CL A | 04035M102 | 15 | 1 | SH | SOLE | 1 | 0 | 0 | ||
ASSERTIO HOLDINGS INC | COM NEW | 04546C205 | 8,893,513 | 9,270,836 | SH | SOLE | 9,270,836 | 0 | 0 | ||
AURA BIOSCIENCES INC | COM | 05153U107 | 10,376,601 | 1,321,860 | SH | SOLE | 1,321,860 | 0 | 0 | ||
AYTU BIOPHARMA INC | COM | 054754858 | 3,303,908 | 1,086,812 | SH | SOLE | 1,086,812 | 0 | 0 | ||
B. RILEY FINANCIAL INC | COM | 05580M108 | 1,323,548 | 62,520 | SH | SOLE | 62,520 | 0 | 0 | ||
BIOVENTUS INC | COM CL A | 09075A108 | 30,191,262 | 5,806,012 | SH | SOLE | 5,806,012 | 0 | 0 | ||
BM TECHNOLOGIES INC | CL A COM | 05591L107 | 125,456 | 76,034 | SH | SOLE | 76,034 | 0 | 0 | ||
CELLECTAR BIOSCIENCES INC | COM NEW | 15117F807 | 7,455,834 | 1,873,325 | SH | SOLE | 1,873,325 | 0 | 0 | ||
CHILDRENS PL INC NEW | COM | 168905107 | 1,154,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 15,571,954 | 4,461,878 | SH | SOLE | 4,461,878 | 0 | 0 | ||
COGENT BIOSCIENCES INC | COM | 19240Q201 | 5,315,090 | 790,936 | SH | SOLE | 790,936 | 0 | 0 | ||
CONNS INC | COM | 208242107 | 5,929,490 | 1,769,997 | SH | SOLE | 1,769,997 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 51,284,100 | 70,000 | SH | Put | SOLE | 70,000 | 0 | 0 | |
CUE BIOPHARMA INC | COM | 22978P106 | 50,448 | 26,692 | SH | SOLE | 26,692 | 0 | 0 | ||
CUTERA INC | NOTE 4.000% 6/0 | 232109AG3 | 887,605 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
DARIOHEALTH CORP | COM NEW | 23725P209 | 4,027,816 | 2,632,559 | SH | SOLE | 2,632,559 | 0 | 0 | ||
DHI GROUP INC | COM | 23331S100 | 5,014,363 | 1,966,417 | SH | SOLE | 1,966,417 | 0 | 0 | ||
DXP ENTERPRISES INC | COM NEW | 233377407 | 14,496,676 | 269,806 | SH | SOLE | 269,806 | 0 | 0 | ||
DYNE THERAPEUTICS INC | COM | 26818M108 | 12,356,918 | 435,256 | SH | SOLE | 435,256 | 0 | 0 | ||
EAGLE PHARMACEUTICALS INC | COM | 269796108 | 6,595,913 | 1,258,762 | SH | SOLE | 1,258,762 | 0 | 0 | ||
EDGEWISE THERAPEUTICS INC | COM | 28036F105 | 243,887 | 13,371 | SH | SOLE | 13,371 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 11,528,281 | 1,911,821 | SH | SOLE | 1,911,821 | 0 | 0 | ||
ELI LILLY & CO | COM | 532457108 | 77,796,000 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
ELUTIA INC | CL A COM | 05479K106 | 5,197,500 | 1,650,000 | SH | SOLE | 1,650,000 | 0 | 0 | ||
ENOVA INTL INC | COM | 29357K103 | 4,515,278 | 71,865 | SH | SOLE | 71,865 | 0 | 0 | ||
ENOVA INTL INC | COM | 29357K103 | 6,848,470 | 109,000 | SH | Call | SOLE | 109,000 | 0 | 0 | |
ENVVENO MEDICAL CORPORATION | COM | 29415J106 | 2,696,804 | 495,736 | SH | SOLE | 495,736 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 99,996,206 | 1,964,562 | SH | SOLE | 1,964,562 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 27,995,000 | 550,000 | SH | Call | SOLE | 550,000 | 0 | 0 | |
EVOKE PHARMA INC | COM NEW | 30049G203 | 411,750 | 675,000 | SH | SOLE | 675,000 | 0 | 0 | ||
EVOLUS INC | COM | 30052C107 | 40,751,886 | 2,910,849 | SH | SOLE | 2,910,849 | 0 | 0 | ||
EXAGEN INC | COM | 30068X103 | 118,147 | 74,306 | SH | SOLE | 74,306 | 0 | 0 | ||
FORTRESS BIOTECH INC | COM NEW | 34960Q307 | 556,304 | 278,152 | SH | SOLE | 278,152 | 0 | 0 | ||
FOSSIL GROUP INC | COM | 34988V106 | 1,332,465 | 1,306,338 | SH | SOLE | 1,306,338 | 0 | 0 | ||
GAIA INC NEW | CL A | 36269P104 | 2,818,289 | 915,029 | SH | SOLE | 915,029 | 0 | 0 | ||
GAMIDA CELL LTD | SHS | M47364100 | 28,880 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 9,917,104 | 269,267 | SH | SOLE | 269,267 | 0 | 0 | ||
GOSSAMER BIO INC | COM | 38341P102 | 793,970 | 672,856 | SH | SOLE | 672,856 | 0 | 0 | ||
GRAND CANYON ED INC | COM | 38526M106 | 54,484,000 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
GUARDFORCE AI CO LTD | *W EXP 10/01/202 | G4236L120 | 50,333 | 154,205 | SH | SOLE | 154,205 | 0 | 0 | ||
HERBALIFE LTD | COM SHS | G4412G101 | 5,025,000 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
HILTON GRAND VACATIONS INC | COM | 43283X105 | 31,577,400 | 668,871 | SH | SOLE | 668,871 | 0 | 0 | ||
IMAX CORP | COM | 45245E109 | 35,625,372 | 2,203,177 | SH | SOLE | 2,203,177 | 0 | 0 | ||
IMMATICS N.V | *W EXP 07/01/202 | N44445117 | 1,509,238 | 558,977 | SH | SOLE | 558,977 | 0 | 0 | ||
IMMATICS N.V | SHS | N44445109 | 8,281,607 | 787,974 | SH | SOLE | 787,974 | 0 | 0 | ||
INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 | 8,070,056 | 1,881,132 | SH | SOLE | 1,881,132 | 0 | 0 | ||
INSPIREMD INC | COM | 45779A846 | 4,897,707 | 2,066,456 | SH | SOLE | 2,066,456 | 0 | 0 | ||
INSTIL BIO INC | COM NEW | 45783C200 | 1,374,754 | 127,292 | SH | SOLE | 127,292 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 283,905,000 | 1,350,000 | SH | Put | SOLE | 1,350,000 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 26,970,000 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
KEROS THERAPEUTICS INC | COM | 492327101 | 19,462,601 | 293,997 | SH | SOLE | 293,997 | 0 | 0 | ||
KINTARA THERAPEUTICS INC | COM NEW | 49720K200 | 1,285 | 12,763 | SH | SOLE | 12,763 | 0 | 0 | ||
KIORA PHARMACEUTICALS INC | COM NEW | 49721T309 | 1,341,400 | 1,900,000 | SH | SOLE | 1,900,000 | 0 | 0 | ||
LADDER CAP CORP | CL A | 505743104 | 285,273 | 25,631 | SH | SOLE | 25,631 | 0 | 0 | ||
LUCID DIAGNOSTICS INC | COM | 54948X109 | 132,281 | 149,698 | SH | SOLE | 149,698 | 0 | 0 | ||
LUXFER HLDGS PLC | SHS | G5698W116 | 7,106,074 | 685,253 | SH | SOLE | 685,253 | 0 | 0 | ||
LYRA THERAPEUTICS INC | COM | 55234L105 | 17,546,508 | 2,820,982 | SH | SOLE | 2,820,982 | 0 | 0 | ||
MATTERPORT INC | COM CL A | 577096100 | 1,239,330 | 548,376 | SH | SOLE | 548,376 | 0 | 0 | ||
MEDIAALPHA INC | CL A | 58450V104 | 3,042,687 | 149,371 | SH | SOLE | 149,371 | 0 | 0 | ||
MILESTONE PHARMACEUTICALS IN | COM | 59935V107 | 3,132,500 | 1,750,000 | SH | SOLE | 1,750,000 | 0 | 0 | ||
MINERALYS THERAPEUTICS INC | COM | 603170101 | 4,292,652 | 332,506 | SH | SOLE | 332,506 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 2,313,036 | 2,475,954 | SH | SOLE | 2,475,954 | 0 | 0 | ||
NEUROGENE INC | COM | 64135M105 | 3,679,001 | 72,279 | SH | SOLE | 72,279 | 0 | 0 | ||
NEUROONE MED TECHNOLOGIES CO | COM NEW | 64130M209 | 1,438,694 | 1,198,912 | SH | SOLE | 1,198,912 | 0 | 0 | ||
NEUROPACE INC | COM | 641288105 | 10,273,032 | 778,260 | SH | SOLE | 778,260 | 0 | 0 | ||
NEWAMSTERDAM PHARMA COMPANY | ORDINARY SHARES | N62509109 | 4,138,750 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
NN INC | COM | 629337106 | 6,666,554 | 1,406,446 | SH | SOLE | 1,406,446 | 0 | 0 | ||
NOODLES & CO | COM CL A | 65540B105 | 7,703,658 | 4,033,329 | SH | SOLE | 4,033,329 | 0 | 0 | ||
OPTINOSE INC | COM | 68404V100 | 3,612,472 | 2,474,296 | SH | SOLE | 2,474,296 | 0 | 0 | ||
PAR TECHNOLOGY CORP | NOTE 2.875% 4/1 | 698884AC7 | 4,719,895 | 3,785,000 | PRN | SOLE | 3,785,000 | 0 | 0 | ||
PATHWARD FINANCIAL INC | COM | 59100U108 | 51,576,779 | 1,021,727 | SH | SOLE | 1,021,727 | 0 | 0 | ||
PAYONEER GLOBAL INC | COM | 70451X104 | 8,852,130 | 1,821,426 | SH | SOLE | 1,821,426 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 27,050,944 | 6,312,939 | SH | SOLE | 6,312,939 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 10,284,000 | 2,400,000 | SH | Call | SOLE | 2,400,000 | 0 | 0 | |
PERELLA WEINBERG PARTNERS | CLASS A COM | 71367G102 | 1,409,863 | 99,778 | SH | SOLE | 99,778 | 0 | 0 | ||
PERFECT CORP | CL A ORD SHS | G7006A109 | 496,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
PLAYAGS INC | COM | 72814N104 | 5,087,960 | 566,588 | SH | SOLE | 566,588 | 0 | 0 | ||
READING INTL INC | CL A | 755408101 | 6,228,866 | 3,385,253 | SH | SOLE | 3,385,253 | 0 | 0 | ||
RED VIOLET INC | COM | 75704L104 | 21,822,668 | 1,116,249 | SH | SOLE | 1,116,249 | 0 | 0 | ||
RENALYTIX PLC | ADS | 75973T101 | 101,174 | 117,644 | SH | SOLE | 117,644 | 0 | 0 | ||
RESERVOIR MEDIA INC | COM | 76119X105 | 12,297,820 | 1,550,797 | SH | SOLE | 1,550,797 | 0 | 0 | ||
REZOLUTE INC | COM NEW | 76200L309 | 7,708,515 | 3,022,947 | SH | SOLE | 3,022,947 | 0 | 0 | ||
RMR GROUP INC | CL A | 74967R106 | 8,299,008 | 345,792 | SH | SOLE | 345,792 | 0 | 0 | ||
RUMBLEON INC | COM CL B | 781386305 | 28,530,629 | 4,416,506 | SH | SOLE | 4,416,506 | 0 | 0 | ||
SAVARA INC | COM | 805111101 | 8,652,302 | 1,737,410 | SH | SOLE | 1,737,410 | 0 | 0 | ||
SCULLY ROYALTY LTD | COM SHS | G7T96K107 | 1,471,062 | 239,197 | SH | SOLE | 239,197 | 0 | 0 | ||
SILENCE THERAPEUTICS PLC | ADS | 82686Q101 | 4,320,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM | 834203309 | 103,164,221 | 2,410,379 | SH | SOLE | 2,410,379 | 0 | 0 | ||
SPAR GROUP INC | COM | 784933103 | 896,773 | 879,189 | SH | SOLE | 879,189 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 3,991,927 | 42,069 | SH | SOLE | 42,069 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 180,291,000 | 1,900,000 | SH | Put | SOLE | 1,900,000 | 0 | 0 | |
STRATA SKIN SCIENCES INC | COM NEW | 86272A206 | 1,167,952 | 3,089,821 | SH | SOLE | 3,089,821 | 0 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 11,073,164 | 465,259 | SH | SOLE | 465,259 | 0 | 0 | ||
TALPHERA INC | COM NEW | 00444T209 | 2,052,295 | 1,992,519 | SH | SOLE | 1,992,519 | 0 | 0 | ||
TARSUS PHARMACEUTICALS INC | COM | 87650L103 | 5,464,168 | 150,321 | SH | SOLE | 150,321 | 0 | 0 | ||
TC BIOPHARM HOLDINGS PLC | *W EXP 02/10/202 | 87807D111 | 4,706 | 235,294 | SH | SOLE | 235,294 | 0 | 0 | ||
TELA BIO INC | COM | 872381108 | 6,224,900 | 1,097,866 | SH | SOLE | 1,097,866 | 0 | 0 | ||
THE ONE GROUP HOSPITALITY IN | COM | 88338K103 | 3,050,745 | 547,710 | SH | SOLE | 547,710 | 0 | 0 | ||
THERATECHNOLOGIES INC | COM NEW | 88338H704 | 4,452,498 | 2,682,228 | SH | SOLE | 2,682,228 | 0 | 0 | ||
TOURMALINE BIO INC | COM | 89157D105 | 16,050,770 | 700,907 | SH | SOLE | 700,907 | 0 | 0 | ||
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 125,393 | 23,930 | SH | SOLE | 23,930 | 0 | 0 | ||
UNICYCIVE THERAPEUTICS INC | COM | 90466Y103 | 8,644,198 | 3,335,586 | SH | SOLE | 3,335,586 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 16,058,026 | 3,088,082 | SH | SOLE | 3,088,082 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 1,263,600 | 243,000 | SH | Call | SOLE | 243,000 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 4,164,462 | 1,013,251 | SH | SOLE | 1,013,251 | 0 | 0 | ||
VIEMED HEALTHCARE INC | COM | 92663R105 | 14,617,650 | 1,550,122 | SH | SOLE | 1,550,122 | 0 | 0 | ||
VISTAGEN THERAPEUTICS INC | COM | 92840H400 | 8,013,435 | 1,517,696 | SH | SOLE | 1,517,696 | 0 | 0 | ||
XTANT MED HLDGS INC | COM NEW | 98420P308 | 4,680,000 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
ZEVRA THERAPEUTICS INC | COM NEW | 488445206 | 14,229,749 | 2,453,405 | SH | SOLE | 2,453,405 | 0 | 0 | ||
ZYNEX INC | COM | 98986M103 | 6,061,300 | 490,000 | SH | SOLE | 490,000 | 0 | 0 |