The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 | 14,712,956 | 3,470,037 | SH | SOLE | 3,470,037 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 | 2,204,800 | 520,000 | SH | Call | SOLE | 520,000 | 0 | 0 | |
ABIVAX SA | SPONSORED ADS | 00370M103 | 13,030,081 | 985,634 | SH | SOLE | 985,634 | 0 | 0 | ||
ACHIEVE LIFE SCIENCES INC | COM | 004468500 | 3,073,800 | 654,000 | SH | SOLE | 654,000 | 0 | 0 | ||
AILERON THERAPEUTICS INC | COM NEW | 00887A204 | 1,286,297 | 464,367 | SH | SOLE | 464,367 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 6,739,305 | 838,222 | SH | SOLE | 838,222 | 0 | 0 | ||
ALTISOURCE PORTFOLIO SOLNS S | REG SHS | L0175J104 | 1,538,323 | 1,091,009 | SH | SOLE | 1,091,009 | 0 | 0 | ||
AMERICAS CAR-MART INC | COM | 03062T105 | 18,793,227 | 312,128 | SH | SOLE | 312,128 | 0 | 0 | ||
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 16,954,138 | 2,669,943 | SH | SOLE | 2,669,943 | 0 | 0 | ||
AN2 THERAPEUTICS INC | COM | 037326105 | 211,298 | 98,278 | SH | SOLE | 98,278 | 0 | 0 | ||
ANEBULO PHARMACEUTICALS INC | COM | 034569103 | 1,395,229 | 511,073 | SH | SOLE | 511,073 | 0 | 0 | ||
APREA THERAPEUTICS INC | COM NEW | 03836J201 | 837,443 | 205,760 | SH | SOLE | 205,760 | 0 | 0 | ||
APTOSE BIOSCIENCES INC | COM | 03835T309 | 58,701 | 77,340 | SH | SOLE | 77,340 | 0 | 0 | ||
ASSERTIO HOLDINGS INC | COM NEW | 04546C205 | 11,495,837 | 9,270,836 | SH | SOLE | 9,270,836 | 0 | 0 | ||
ASTRIA THERAPEUTICS INC | COM | 04635X102 | 6,142,500 | 675,000 | SH | SOLE | 675,000 | 0 | 0 | ||
AURA BIOSCIENCES INC | COM | 05153U107 | 9,601,465 | 1,270,035 | SH | SOLE | 1,270,035 | 0 | 0 | ||
AVADEL PHARMACEUTICALS PLC | COM SHS | G29687103 | 4,921,000 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
AYTU BIOPHARMA INC | COM | 054754858 | 3,173,491 | 1,086,812 | SH | SOLE | 1,086,812 | 0 | 0 | ||
B. RILEY FINANCIAL INC | COM | 05580M108 | 422,937 | 23,976 | SH | SOLE | 23,976 | 0 | 0 | ||
BANCORP INC DEL | COM | 05969A105 | 12,757,065 | 337,846 | SH | SOLE | 337,846 | 0 | 0 | ||
BIOVENTUS INC | COM CL A | 09075A108 | 30,695,306 | 5,338,314 | SH | SOLE | 5,338,314 | 0 | 0 | ||
BM TECHNOLOGIES INC | CL A COM | 05591L107 | 171,076 | 76,034 | SH | SOLE | 76,034 | 0 | 0 | ||
BRIGHTCOVE INC | COM | 10921T101 | 3,113,630 | 1,313,768 | SH | SOLE | 1,313,768 | 0 | 0 | ||
CELLECTAR BIOSCIENCES INC | COM NEW | 15117F807 | 4,583,312 | 1,833,325 | SH | SOLE | 1,833,325 | 0 | 0 | ||
CENTESSA PHARMACEUTICALS PLC | SPONSORED ADS | 152309100 | 4,063,500 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 11,251,828 | 3,629,622 | SH | SOLE | 3,629,622 | 0 | 0 | ||
COGENT BIOSCIENCES INC | COM | 19240Q201 | 6,667,590 | 790,936 | SH | SOLE | 790,936 | 0 | 0 | ||
CONNS INC | COM | 208242107 | 2,180,513 | 1,973,315 | SH | SOLE | 1,973,315 | 0 | 0 | ||
CONTEXT THERAPEUTICS INC | COM | 21077P108 | 3,880,645 | 1,935,484 | SH | SOLE | 1,935,484 | 0 | 0 | ||
CUTERA INC | NOTE 4.000% 6/0 | 232109AG3 | 694,002 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
DARIOHEALTH CORP | COM NEW | 23725P209 | 2,845,677 | 2,391,325 | SH | SOLE | 2,391,325 | 0 | 0 | ||
DHI GROUP INC | COM | 23331S100 | 4,318,812 | 2,066,417 | SH | SOLE | 2,066,417 | 0 | 0 | ||
DISC MEDICINE INC | COM | 254604101 | 6,760,500 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
DXP ENTERPRISES INC | COM NEW | 233377407 | 4,730,963 | 103,206 | SH | SOLE | 103,206 | 0 | 0 | ||
EAGLE PHARMACEUTICALS INC | COM | 269796108 | 10,987,592 | 1,962,070 | SH | SOLE | 1,962,070 | 0 | 0 | ||
EAGLE PHARMACEUTICALS INC | COM | 269796108 | 5,600,000 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
EDGEWISE THERAPEUTICS INC | COM | 28036F105 | 240,812 | 13,371 | SH | SOLE | 13,371 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 8,660,549 | 1,911,821 | SH | SOLE | 1,911,821 | 0 | 0 | ||
ELEDON PHARMACEUTICALS INC | COM | 28617K101 | 1,584,000 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
ELI LILLY & CO | COM | 532457108 | 144,860,800 | 160,000 | SH | Put | SOLE | 160,000 | 0 | 0 | |
ELUTIA INC | CL A COM | 05479K106 | 8,906,657 | 1,795,697 | SH | SOLE | 1,795,697 | 0 | 0 | ||
ENOVA INTL INC | COM | 29357K103 | 3,485,938 | 55,999 | SH | SOLE | 55,999 | 0 | 0 | ||
ENOVA INTL INC | COM | 29357K103 | 6,785,250 | 109,000 | SH | Call | SOLE | 109,000 | 0 | 0 | |
ENVVENO MEDICAL CORPORATION | COM | 29415J106 | 2,508,739 | 477,855 | SH | SOLE | 477,855 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 114,183,904 | 2,512,850 | SH | SOLE | 2,512,850 | 0 | 0 | ||
ETON PHARMACEUTICALS INC | COM | 29772L108 | 3,095,012 | 940,733 | SH | SOLE | 940,733 | 0 | 0 | ||
EVENTBRITE INC | COM CL A | 29975E109 | 7,744,000 | 1,600,000 | SH | SOLE | 1,600,000 | 0 | 0 | ||
EVOKE PHARMA INC | COM NEW | 30049G203 | 357,075 | 675,000 | SH | SOLE | 675,000 | 0 | 0 | ||
EVOLUS INC | COM | 30052C107 | 31,582,712 | 2,910,849 | SH | SOLE | 2,910,849 | 0 | 0 | ||
EXAGEN INC | COM | 30068X103 | 107,955 | 59,316 | SH | SOLE | 59,316 | 0 | 0 | ||
FORTRESS BIOTECH INC | COM NEW | 34960Q307 | 261,890 | 153,152 | SH | SOLE | 153,152 | 0 | 0 | ||
FOSSIL GROUP INC | COM | 34988V106 | 2,695,968 | 1,905,278 | SH | SOLE | 1,905,278 | 0 | 0 | ||
GAIA INC NEW | CL A | 36269P104 | 4,035,278 | 915,029 | SH | SOLE | 915,029 | 0 | 0 | ||
GOSSAMER BIO INC | COM | 38341P102 | 623,065 | 672,856 | SH | SOLE | 672,856 | 0 | 0 | ||
GRAND CANYON ED INC | COM | 38526M106 | 55,964,000 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
GUARDFORCE AI CO LTD | *W EXP 10/01/202 | G4236L120 | 30,070 | 154,205 | SH | SOLE | 154,205 | 0 | 0 | ||
HERBALIFE LTD | COM SHS | G4412G101 | 8,312,000 | 800,000 | SH | Call | SOLE | 800,000 | 0 | 0 | |
HILTON GRAND VACATIONS INC | COM | 43283X105 | 27,042,455 | 668,871 | SH | SOLE | 668,871 | 0 | 0 | ||
IMAX CORP | COM | 45245E109 | 30,156,820 | 1,798,260 | SH | SOLE | 1,798,260 | 0 | 0 | ||
IMAX CORP | COM | 45245E109 | 16,770,000 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
IMMATICS N.V | *W EXP 07/01/202 | N44445117 | 688,362 | 248,506 | SH | SOLE | 248,506 | 0 | 0 | ||
IMMATICS N.V | SHS | N44445109 | 9,156,258 | 787,974 | SH | SOLE | 787,974 | 0 | 0 | ||
INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 | 6,881,427 | 1,869,953 | SH | SOLE | 1,869,953 | 0 | 0 | ||
INSPIREMD INC | COM | 45779A846 | 5,056,975 | 2,026,600 | SH | SOLE | 2,026,600 | 0 | 0 | ||
INSTIL BIO INC | COM NEW | 45783C200 | 1,309,835 | 127,292 | SH | SOLE | 127,292 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 307,581 | 1,516 | SH | SOLE | 1,516 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 273,901,500 | 1,350,000 | SH | Put | SOLE | 1,350,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 60,867,000 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
KEROS THERAPEUTICS INC | COM | 492327101 | 17,311,480 | 378,807 | SH | SOLE | 378,807 | 0 | 0 | ||
KRYSTAL BIOTECH INC | COM | 501147102 | 716,196 | 3,900 | SH | Put | SOLE | 3,900 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 289,374 | 25,631 | SH | SOLE | 25,631 | 0 | 0 | ||
LAZYDAYS HLDGS INC | COM | 52110H100 | 1,270,000 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 3,870,972 | 2,304,150 | SH | SOLE | 2,304,150 | 0 | 0 | ||
LUCID DIAGNOSTICS INC | COM | 54948X109 | 103,617 | 126,362 | SH | SOLE | 126,362 | 0 | 0 | ||
LUXFER HLDGS PLC | SHS | G5698W116 | 7,002,017 | 604,143 | SH | SOLE | 604,143 | 0 | 0 | ||
MEDIAALPHA INC | CL A | 58450V104 | 1,627,338 | 123,564 | SH | SOLE | 123,564 | 0 | 0 | ||
MILESTONE PHARMACEUTICALS IN | COM | 59935V107 | 2,310,000 | 1,750,000 | SH | SOLE | 1,750,000 | 0 | 0 | ||
MINERALYS THERAPEUTICS INC | COM | 603170101 | 6,230,320 | 532,506 | SH | SOLE | 532,506 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 5,096,400 | 4,110,000 | SH | SOLE | 4,110,000 | 0 | 0 | ||
NEUROGENE INC | COM | 64135M105 | 2,630,233 | 72,279 | SH | SOLE | 72,279 | 0 | 0 | ||
NEUROONE MED TECHNOLOGIES CO | COM NEW | 64130M209 | 760,770 | 950,962 | SH | SOLE | 950,962 | 0 | 0 | ||
NEUROPACE INC | COM | 641288105 | 4,663,182 | 616,823 | SH | SOLE | 616,823 | 0 | 0 | ||
NIKOLA CORP | COM NEW | 654110303 | 818,992 | 99,999 | SH | SOLE | 99,999 | 0 | 0 | ||
NN INC | COM | 629337106 | 4,369,338 | 1,456,446 | SH | SOLE | 1,456,446 | 0 | 0 | ||
NOODLES & CO | COM CL A | 65540B105 | 6,807,160 | 4,308,329 | SH | SOLE | 4,308,329 | 0 | 0 | ||
OCULAR THERAPEUTIX INC | COM | 67576A100 | 6,840,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
OPTINOSE INC | COM | 68404V100 | 14,425,146 | 13,418,740 | SH | SOLE | 13,418,740 | 0 | 0 | ||
PATHWARD FINANCIAL INC | COM | 59100U108 | 30,628,865 | 541,433 | SH | SOLE | 541,433 | 0 | 0 | ||
PAYONEER GLOBAL INC | COM | 70451X104 | 9,860,474 | 1,779,869 | SH | SOLE | 1,779,869 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 36,961,419 | 10,935,331 | SH | SOLE | 10,935,331 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 26,996,060 | 7,987,000 | SH | Call | SOLE | 7,987,000 | 0 | 0 | |
PERELLA WEINBERG PARTNERS | CLASS A COM | 71367G102 | 2,193,344 | 134,975 | SH | SOLE | 134,975 | 0 | 0 | ||
PERFECT CORP | CL A ORD SHS | G7006A109 | 846,649 | 419,133 | SH | SOLE | 419,133 | 0 | 0 | ||
READING INTL INC | CL A | 755408101 | 4,607,294 | 3,244,573 | SH | SOLE | 3,244,573 | 0 | 0 | ||
RED VIOLET INC | COM | 75704L104 | 11,492,408 | 452,457 | SH | SOLE | 452,457 | 0 | 0 | ||
RENALYTIX PLC | ADS | 75973T101 | 27,176 | 117,644 | SH | SOLE | 117,644 | 0 | 0 | ||
RENEO PHARMACEUTICALS INC | COM | 75974E103 | 846,357 | 547,804 | SH | SOLE | 547,804 | 0 | 0 | ||
RESERVOIR MEDIA INC | COM | 76119X105 | 12,251,296 | 1,550,797 | SH | SOLE | 1,550,797 | 0 | 0 | ||
REZOLUTE INC | COM NEW | 76200L309 | 12,856,841 | 2,989,963 | SH | SOLE | 2,989,963 | 0 | 0 | ||
RMR GROUP INC | CL A | 74967R106 | 6,797,899 | 300,792 | SH | SOLE | 300,792 | 0 | 0 | ||
RUMBLEON INC | COM CL B | 781386305 | 18,107,675 | 4,416,506 | SH | SOLE | 4,416,506 | 0 | 0 | ||
SAVARA INC | COM | 805111101 | 20,879,233 | 5,180,951 | SH | SOLE | 5,180,951 | 0 | 0 | ||
SCULLY ROYALTY LTD | COM SHS | G7T96K107 | 1,703,083 | 239,197 | SH | SOLE | 239,197 | 0 | 0 | ||
SILENCE THERAPEUTICS PLC | ADS | 82686Q101 | 3,800,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM | 834203309 | 125,749,966 | 3,082,107 | SH | SOLE | 3,082,107 | 0 | 0 | ||
SPAR GROUP INC | COM | 784933103 | 1,595,487 | 662,028 | SH | SOLE | 662,028 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 2,073,830 | 22,369 | SH | SOLE | 22,369 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 111,252,000 | 1,200,000 | SH | Put | SOLE | 1,200,000 | 0 | 0 | |
STRATA SKIN SCIENCES INC | COM | 86272A305 | 933,025 | 303,917 | SH | SOLE | 303,917 | 0 | 0 | ||
SURROZEN INC | COM NEW | 86889P208 | 2,049,906 | 187,206 | SH | SOLE | 187,206 | 0 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 9,304,853 | 453,232 | SH | SOLE | 453,232 | 0 | 0 | ||
TALPHERA INC | COM NEW | 00444T209 | 1,773,342 | 1,992,519 | SH | SOLE | 1,992,519 | 0 | 0 | ||
TC BIOPHARM HOLDINGS PLC | *W EXP 02/10/202 | 87807D111 | 2,941 | 235,294 | SH | SOLE | 235,294 | 0 | 0 | ||
TELA BIO INC | COM | 872381108 | 11,494,635 | 2,445,667 | SH | SOLE | 2,445,667 | 0 | 0 | ||
THE ONE GROUP HOSPITALITY IN | COM | 88338K103 | 5,110,744 | 1,202,528 | SH | SOLE | 1,202,528 | 0 | 0 | ||
THERATECHNOLOGIES INC | COM NEW | 88338H704 | 3,755,119 | 2,682,228 | SH | SOLE | 2,682,228 | 0 | 0 | ||
TOURMALINE BIO INC | COM | 89157D105 | 9,013,664 | 700,907 | SH | SOLE | 700,907 | 0 | 0 | ||
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 75,864 | 20,123 | SH | SOLE | 20,123 | 0 | 0 | ||
UNICYCIVE THERAPEUTICS INC | COM | 90466Y103 | 1,413,282 | 2,820,358 | SH | SOLE | 2,820,358 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 11,874,115 | 2,650,472 | SH | SOLE | 2,650,472 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 1,088,640 | 243,000 | SH | Call | SOLE | 243,000 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 9,003,365 | 1,593,516 | SH | SOLE | 1,593,516 | 0 | 0 | ||
VERASTEM INC | COM NEW | 92337C203 | 1,192,000 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
VIEMED HEALTHCARE INC | COM | 92663R105 | 9,400,049 | 1,435,122 | SH | SOLE | 1,435,122 | 0 | 0 | ||
VISTAGEN THERAPEUTICS INC | COM | 92840H400 | 5,281,582 | 1,517,696 | SH | SOLE | 1,517,696 | 0 | 0 | ||
XTANT MED HLDGS INC | COM NEW | 98420P308 | 2,255,400 | 3,580,000 | SH | SOLE | 3,580,000 | 0 | 0 | ||
ZEVRA THERAPEUTICS INC | COM NEW | 488445206 | 11,855,232 | 2,419,435 | SH | SOLE | 2,419,435 | 0 | 0 | ||
ZYNEX INC | COM | 98986M103 | 4,566,800 | 490,000 | SH | SOLE | 490,000 | 0 | 0 |