UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-12g
AMENDMENT 10
______________________
CHINA DU KANG CO., LTD.
______________________
GENERAL FORM FOR REGISTRATION OF SECURITIES
Pursuant to Section 12(b) or (g) of The Securities Exchange Act of 1934
Nevada | | 90-0531621 |
(State of Incorporation or Organization) | | (I.R.S. Employer Identification No.) |
Town of Dukang, Baishui County, Shaanxi province, China A-28,Van Metropolis,#35 Tangyan Road, Xi'an, Shaanxi, PRC, 710065 8629-88830106-822 |
(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrants’ Principal Executive Offices) |
Copies to:
Charles W. Barkley, Esq.
6201 Fairview Road, Suite 200
Charlotte, NC 28210
(704) 944-4290
Securities registered pursuant to Section 12(b) of the Act: None
Securities to be registered pursuant to Section 12(g) of the Act: Common Stock, $.001 par value per share
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | o | Accelerated filer | o |
Non-accelerated filer | o | Smaller reporting company | x |
(Do not check if a smaller reporting company) | | | |
(b) Index of Exhibits
Exhibit No. | | Descriptions | | Reference |
1 | | Underwriting agreement | | |
2 | | Plan of acquisition, reorganization, arrangement, liquidation or succession | | |
3 | | (i) Articles of incorporation – Amended and Restate Articles of Incorporation | | 3.1* |
| | (ii) By-laws | | 3.2* |
4 | | Instruments defining the rights of security holders, including indentures | | |
4.1 | | Common Stock Certificate | | 4.1* |
4 | | Opinion re legality | | |
7 | | Correspondence from an independent accountant regarding non-reliance on a previously issued audit report or completed interim review | | |
8 | | Opinion re tax matters | | |
9 | | Voting trust agreement | | |
10.1 | | Distribution Agreement – Shaanxi Dukang Liquor Group Co., Ltd. | | 6* |
10.2 | | Distribution Agreement – Shaanxi Baishui Dukang Spirits Industry Development Co., Ltd. | | 6* |
10.3 | | Distribution Agreement – Shaanxi Dukang Liquor Marketing Management Co., Ltd. | | 6* |
10.4 | | Distribution Agreement – Shaanxi Baishui Dukang Shiye Co., Ltd. | | 6* |
10.5 | | Distribution Agreement – Shaanxi Dukang Liquor Group Co., Ltd. | | 6* |
10.6 | | Loan Agreement – Shaanxi Yellow River Wetlands Park Co., Ltd. | | 6* |
10.7 | | Loan Agreement – Shaanxi Yellow River Wetlands Park Co., Ltd. | | 6* |
10.8 | | Loan Agreement – Shaanxi Yellow River Wetlands Park Co., Ltd. | | 6* |
10.9 | | Loan Agreement – Ms. Piong Li | | 6* |
10.10 | | Loan Agreement – Ms. Min Chen | | 6* |
10.11 | | Loan Agreement – Ms. Hong Ge | | 6* |
10.12 | | Loan Agreement – Ms. Shengli Wang | | 6* |
10.13 | | Loan Agreement – Ms. Pingjun Nie | | 6* |
10.14 | | Loan Agreement – Ms. Hongjun Zhang | | 6* |
10.15 | | Loan Agreement – Mr. Hailong Tian. | | 6* |
10.16 | | Loan Agreement – Mr. Guogi Diao | | 6* |
10.17 | | Loan Agreement – Shanxi Xi Deng Hui Science and Technology Industrial Stock Co., Ltd. | | 6* |
10.18 | | Loan Agreement – Shaanxi Huitong Food Development Co., Inc. | | 6* |
10.19 | | Loan Agreement – Shanxi Gurong Agricultural Development co., Ltd. | | 6* |
10.20 | | Loan Agreement – Shanxi Baishui Dukang Brand Management Co., Ltd. | | 6* |
10.21 | | Loan Agreement – Shanxi Lantian Investment Co., Ltd. | | 6* |
10.22 | | Loan Agreement – Shanxi Zhongke Spaceflight Agriculture Development Co., Ltd. | | 6* |
10.23 | | Loan Agreement – Shanxi Baishui Dukang Trade Co., Ltd. | | 6* |
10.24 | | Loan Agreement – Ms. Min Chen | | 6* |
10.25 | | Loan Agreement – Shanxi Baishui Dukang Marketing Management Co., Ltd. | | 6* |
10.26 | | Loan Agreement – Shanxi Dukang Liquor Group Co., Ltd. | | 6* |
10.27 | | Loan Agreement – Shaanxi Baishui Dukang Commercial and Trade Co., Ltd. | | 6* |
10.28 | | Loan Agreement – Shanxi Baishui Shiye Co., Ltd. | | 6* |
10.29 | | Loan Agreement – Shanxi Baishui Dukan Spirits Industry Development Co., Ltd. | | 6* |
10.30 | | Agency Agreement – Dong Sue | | 6* |
10.31 | | Agency Agreement – Dong Sue | | 6* |
10.32 | | Agency Agreement – Xue Aixian | | 6* |
10.33 | | Agency Agreement – Dong Sue | | 6* |
10.34 | | Licensing Agreement –Henan Zhechenxian Eastern Liquor Co. Ltd. (Trademark) | | 6* |
10.35 | | Licensing Agreement –Henan Zhechenxian Eastern Liquor Co. Ltd. (Complimentary) | | 6* |
10.36 | | Licensing Agreement – Lanzhou Jinxing Liquor Trade Co. Ltd. aka Shaanxi Baishui Xingjijiu Marketing Co., Ltd. | | 6* |
10.37 | | State owned Land Use Certificate | | 2* |
10.38 | | Complementary Agreement - Shaanxi Bai Shui Du Kang Co., Ltd | | 2** |
10.39 | | Equity Transfer Agreement | | 3* |
10.40 | | Plan of Exchange Agreement | | 7* |
10.41 | | Land Use Rights | | 8* |
10.42 | | Lease Agreement - Baishui Du Kang Liquor Co., Ltd. | | 9* |
10.43 | | Distribution Agreement - Baishui Dukang Development Co., Ltd | | 10* |
10.44 | | Distribution Agreement - Bashui DuKang Liquor Group Co., Ltd. | | 11* |
10.45 | | Trademark Licensing Agreement | | 12**** |
10.46 | | | | 13**** |
10.47 | | Loan Agreement - Shaanxi Changjiang Electric Power and Energy Sources Co., Ltd. | | 14* |
10.48 | | Assets Lease Agreement - Shaanxi BaiShui Du Kang Liquor Co., Ltd. | | 15* |
11 | | (11) Statement Regarding computation of per share earnings | | |
12 | | (12) Statements Regarding computation of ratios | | |
13 | | (13) Annual report to security holders, Form 10-Q or quarterly report to security holders | | |
14 | | (14) Code of Ethics | | |
15 | | (15) Letter regarding unaudited interim financial information | | |
16 | | (16) Letter regarding change in certifying accountant | | |
17 | | (17) Correspondence on departure of director | | |
18 | | (18) Letter re change in accounting principles | | |
19 | | (19) Report furnished to security holders | | |
20 | | (20) Other documents or statements to security holders | | |
21 | | (21) Subsidiaries of the registrant | | 2*** |
22 | | (22) Published report regarding matters submitted to vote of security holders | | |
23 | | (23) Consents of experts and counsel | | |
24 | | (24) Power of attorney | | |
25 | | (25) Statement of eligibility of trustee | | |
26 | | (26) Invitations for competitive bids | | |
31.1 | | (i) Rule 13a-14(a)/ 15d-14(a) Certifications | | |
31.2 | | (ii) Rule 13a-14(d)/ 15d-14(d) Certifications | | |
32 | | Section 1350 Certifications | | |
33 | | Report on assessment of compliance with servicing criteria for asset-backed issuers | | |
34 | | Attestation report on assessment of compliance with servicing criteria for asset-backed securities | | |
35 | | Servicer compliance statement | | |
99 | | Additional exhibits | | |
100 | | XBRL-Related Documents | | |
Legends | | | | |
2* | | Filed as Exhibit 10.2 to Form 10 Amendment 2 on 12-04-2009 | | |
2** | | Filed as Exhibit 10.3 to Form 10 Amendment 2 on 12-04-2009 | | |
2*** | | Filed as Exhibit 21.1 to Form 10 Amendment 2 on 12-04-2009 | | |
3* | | Equity Transfer Agreement Filed as Exhibit 10.1 to Form 10 Amendment 3 on 1-21-2010 | | |
3.1* | | Filed as Exhibit 3.1 to Form 10 Amendment 4 on 4-22-2010 | | |
3.2* | | Filed as Exhibit 3.2 to Form 10 Amendment 4 on 4-22-2010 | | |
4.1* | | Filed as Exhibit 4.1 to Form 10 Amendment 4 on 4-22-2010 | | |
6* | | Filed under corresponding Exhibit Number to Form 10 Amendment 6 on 1-24-2011 | | |
7* | | Plan of Exchange Filed as Exhibit 10.1 to Form 10 Amendment 4 on 4-22-2010 | | |
8* | | Land Use Rights Filed as Exhibit 10.2 to Form 10 Amendment 4 on 4-22-2010 | | |
9* | | Lease Agreement Filed as Exhibit 10.3 to Form 10 Amendment 4 on 4-22-2010 | | |
10.45**** | | Shaanxi Du Kang Liquor Sales Management Co., Ltd. Agreement filed herewith | | |
10.46**** | | Sanitation License Agreement Filed as Exhibit filed herewith | | |
11* | | Distribution Agreement Filed as Exhibit 10.5 to Form 10 Amendment 4 Filed on 4-22-2010 | | |
12* | | Distribution Agreement Filed as Exhibit 10.6 to Form 10 Amendment 4 Filed on 4-24-2010 | | |
13* | | Sanitation License Filed as Exhibit 10.7 to Form 10 Amendment 4 Filed 4-22-2010 | | |
14* | | Loan Agreement Filed as Exhibit 10.44 to Form 10 Amendment 7 on 03-24-2011 | | |
15* | | Asset Lease Agreement Filed as Exhibit 10.46 to Form 10 Amendment 8 on 10-04-2011 | | |
SIGNATURES
In accordance with the requirements of the Section 12 of the Securities Act of 1934, the registrant certifies that it has reasonable grounds to believe that it meets all the requirements of filing of Form 10 in the city of Xi’An, Shaanxi Province, Peoples Republic of China
| China Du Kang Co., Ltd. | |
| | | |
Date: March 7, 2012 | By: | /s/ Wang Yongsheng | |
| | Wang Yongsheng, | |
| | President and Chief Executive Officer | |
| By: | /s/ Liu Su Ying | |
| | Liu Su Ying, | |
| | Principal Financial Officer | |
In accordance with the requirements of the Securities Exchange Act of 1934, this Form 10 was signed by the following persons in the capacities and on the date stated.
| China Du Kang Co., Ltd. | |
| | | |
Date: March 7, 2012 | By: | /s/ Wang Yong Sheng | |
| | Wang Yong Sheng | |
| | President, CEO, and Director | |
| By: | /s/ Liu Su Ying | |
| | Liu Su Ying, | |
| | Principal Financial Officer | |
A Majority of the Board of Directors
| By: | /s/ Wang Yongsheng | |
| | Wang Yongsheng | |
| | President, CEO, and Director | |
| By: | /s/ Nie Fen Ying | |
| | Nie Fen Ying | |
| | Director | |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed by the following persons on behalf of the Registrant and in the following capacities on the dates indicated.
March 7, 2012 | By: | /s/ Wang Yongsheng | |
| | Chief Executive Officer (Principal Executive Officer, President, and Director) | |
March 7, 2012 | By: | /s/ Liu Su Ying | |
| | Chief Financial Officer (Principal Financial Officer) | |
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