PART I
INFORMATION REQUIRED IN PROSPECTUS
The Prospectus consists of the proposed form of American Depositary Receipt (“ADR” or “American Depositary Receipt”) included as Exhibit A to the Deposit Agreement filed as Exhibit (a) to this Registration Statement, which is incorporated herein by reference.
CROSS REFERENCE SHEET
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 3. EXHIBITS
| (a) | Form of Deposit Agreement. Form of Deposit Agreement dated as of , 2014 among Indivior PLC, JPMorgan Chase Bank, N.A., as depositary (the “Depositary”), and all holders from time to time of ADRs issued thereunder (the “Deposit Agreement”), including the Form of American Depositary Receipt, is filed herewith as Exhibit (a). |
| (b) | Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby. Not Applicable. |
| (c) | Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. Not Applicable. |
| (d) | Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality of the securities being registered. Filed herewith as Exhibit (d). |
| (e) | Certification under Rule 466. Not applicable. |
Item 4. UNDERTAKINGS
| (a) | The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the American Depositary Receipts, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer. |
| (b) | If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an American Depositary Receipt thirty days before any change in the fee schedule. |
SIGNATURE
Pursuant to the requirements of the Securities Act of 1933, as amended, JPMorgan Chase Bank, N.A. on behalf of the legal entity created by the Deposit Agreement, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on December 2, 2014.
| Legal entity created by the form of Deposit Agreement for the issuance of ADRs evidencing American Depositary Shares JPMORGAN CHASE BANK, N.A., as Depositary | |
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| By: | /s/ Gregory A. Levendis | |
| | Name: Gregory A. Levendis | |
| | Title: Executive Director | |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, Indivior PLC certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6 to be signed on its behalf by the undersigned in England, thereunto duly authorized, on December 2, 2014.
| Indivior PLC | |
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| By: | /s/ Shaun Thaxter | |
| | Name: Shaun Thaxter | |
| | Title: �� Director and Chief Executive Officer | |
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KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Shaun Thaxter and Mark Crossley, and each of them, his or her true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any or all amendments (including post-effective amendments) to this Registration Statement and any and all related registration statements pursuant to Rule 462(b) of the Securities Act of 1933, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Under the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons on December 2, 2014, in the capacities indicated.
SIGNATURES
Signature | | Title |
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/s/ Shaun Thaxter | | Director and Chief Executive Officer |
Shaun Thaxter | | |
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/s/ Howard Pien | | Chairman of the Board of Directors |
Howard Pien | | |
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/s/ Mark Crossley | | Chief Strategic Officer |
Mark Crossley | | Principal financial officer |
/s/ Adrian Hennah | | Non-Executive Director |
Adrian Hennah | | |
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/s/ Cary Claiborne | | Chief Financial Officer |
Cary Claiborne | | |
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/s/ A. Thomas McLellan | | Independent Non-Executive Director |
A. Thomas McLellan, Ph.D | | |
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/s/ Daniel J. Phelan | | Independent Non-Executive Director |
Daniel J. Phelan | | |
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/s/ Rupert Bondy | | Senior Independent Director |
Rupert Bondy | | |
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/s/ Christian S. Schade | | Independent Non-Executive Director |
Christian S. Schade | | |
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/s/ Daniel Tassé | | Independent Non-Executive Director |
Daniel Tassé | | |
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/s/ Yvonne Greenstreet | | Independent Non-Executive Director |
Yvonne Greenstreet, MBChB, MBA | | |
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/s/ Lorna Parker | | Independent Non-Executive Director |
Lorna Parker | | |
SIGNATURE OF AUTHORIZED REPRESENTATIVE OF THE REGISTRANT
Under the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of Indivior PLC has signed this Registration Statement in Richmond, Virginia, on December 2, 2014.
Authorized U.S. Representative | |
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By: | | |
| Name: Javier Rodriguez Title: Chief Legal Officer | |
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INDEX TO EXHIBITS
Exhibit Number | |
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(a) | Form of Deposit Agreement. |
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(d) | Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality of the securities to be registered. |