333-132794
As filed with the Securities and Exchange Commission on April 3, 2017
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________
POST-EFFECTIVE AMENDMENT NO. 4 TO
FORM F-6
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
For Depositary Shares Evidenced by American Depositary Receipts
___________________
NIPPON DENSHIN DENWA KABUSHIKI KAISHA
(Exact name of issuer of deposited securities as specified in its charter)
NIPPON TELEGRAPH AND TELEPHONE CORPORATION
(Translation of issuer's name into English)
Japan
(Jurisdiction of incorporation or organization of issuer)
JPMORGAN CHASE BANK, N.A.
(Exact name of depositary as specified in its charter)
4 New York Plaza
New York, New York 10004
Telephone (800) 990-1135
(Address, including zip code, and telephone number, including area code, of depositary's principal executive offices)
____________________
CT Corporation System
111 Eighth Avenue, 13th Floor
New York, New York 10011
(212) 894-8440
(Address, including zip code, and telephone number, including area code, of agent for service)
Copy to:
| Scott A. Ziegler, Esq. |
Ziegler, Ziegler & Associates LLP 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 |
It is proposed that this filing become effective under Rule 466
| | ☒ | immediately upon filing |
| | ☐ | on ________ at ______ |
If a separate registration statement has been filed to register the deposited shares, check the following box. ☐
CALCULATION OF REGISTRATION FEE
Title of each class of Securities to be registered | Amount to be registered | Proposed maximum aggregate price per unit(1) | Proposed maximum aggregate offering price(2) | Amount of registration fee |
American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing one share of common stock of Nippon Telegraph and Telephone Corporation | N/A | N/A | N/A | N/A |
| (1) | Each unit represents one American Depositary Share. |
| (2) | Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of American Depositary Receipts evidencing American Depositary Shares. |
This Post-Effective AmendmentNo ..4 to RegistrationStatement on Form F-6 may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts together shall constitute one and the same instrument.
PART I
INFORMATION REQUIRED IN PROSPECTUS
The Prospectus consists of the proposed form of American Depositary Receipt ("ADR" or "American Depositary Receipt") included as Exhibit A to the form of Amended and Restated Deposit Agreement set forth in Exhibit (a) to this Post-Effective Amendment No. 4 to Registration Statement on Form F-6, which is incorporated herein by reference.
CROSS REFERENCE SHEET
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
Item Number and Caption | | Location in Form of American Depositary Receipt Filed Herewith as Prospectus |
| | | | | |
| (1) | Name and address of Depositary | | Introductory paragraph and bottom of face of American Depositary Receipt |
| | | | |
| (2) | Title of American Depositary Receipts and identity of deposited securities | | Face of American Depositary Receipt, top center |
| | | | |
| | Terms of Deposit: | | |
| | | | |
| | (i) | Amount of deposited securities represented by one unit of American Depositary Shares | | Face of American Depositary Receipt, upper right corner |
| | | | | |
| | (ii) | Procedure for voting, if any, the deposited securities | | Paragraph (12) |
| | | | | |
| | (iii) | Collection and distribution of dividends | | Paragraphs (4), (5), (7) and (10) |
| | | | | |
| | (iv) | Transmission of notices, reports and proxy soliciting material | | Paragraphs (3), (8) and (12) |
| | | | | |
| | (v) | Sale or exercise of rights | | Paragraphs (4), (5) and (10) |
| | | | | |
| | (vi) | Deposit or sale of securities resulting from dividends, splits or plans of reorganization | | Paragraphs (4), (5), (10) and (13) |
| | | | | |
| | (vii) | Amendment, extension or termination of the Deposit Agreement | | Paragraphs (16) and (17) |
| | | | | |
| | (viii) | Rights of holders of ADRs to inspect the transfer books of the Depositary and the list of Holders of ADRs | | Paragraph (3) |
| | | | | |
| | (ix) | Restrictions upon the right to deposit or withdraw the underlying securities | | Paragraphs (1), (2), (4), and (5) |
| | | | | |
| | (x) | Limitation upon the liability of the Depositary | | Paragraphs (14) and (19) |
| | | | | |
| (3) | Fees and Charges | | Paragraph (7) |
Item 2. AVAILABLE INFORMATION
Item Number and Caption | | Location in Form of American Depositary Receipt Filed Herewith as Prospectus |
| | | | |
| (b) | Statement that Nippon Telegraph and Telephone Corporation is subject to the periodic reporting requirements of the Securities Exchange Act of 1934, as amended, and, accordingly, files certain reports with the Commission, and that such reports can be inspected by holders of American Depositary Receipts and copied at public reference facilities maintained by the Commission in Washington, D.C. | | Paragraph (8) |
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 3. EXHIBITS
| (a) | Form of Deposit Agreement. Form of Amended and Restated Deposit Agreement dated as of ____________ , 2017 among Nippon Telegraph and Telephone Corporation (the "Company"), JPMorgan Chase Bank, N.A., as depositary (the "Depositary"), and all holders from time to time of ADRs issued thereunder (the "Deposit Agreement"), including the Form of American Depositary Receipt. Filed herewith as Exhibit (a). |
| (b) | Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby. Not applicable. |
| (c) | Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. Not applicable. |
| (d) | Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality of the securities being registered. Previously filed as Exhibit (d) to Registration Statement No. 333-132794 and incorporated herein by reference. |
| (e) | Certification under Rule 466. Filed herewith as Exhibit (e). |
| (f) | Power of Attorney. Not applicable. |
Item 4. UNDERTAKINGS
| (a) | The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the American Depositary Receipts, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer. |
| (b) | If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an American Depositary Receipt thirty days before any change in the fee schedule. |
SIGNATURE
Pursuant to the requirements of the Securities Act of 1933, as amended, JPMorgan Chase Bank, N.A., on behalf of the legal entity created by the Deposit Agreement, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment No. 4 to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in The City of New York, State of New York, on April 3, 2017.
| | Legal entity created by the form of Deposit Agreement for the issuance of ADRs evidencing American Depositary Shares |
| | | |
| | By: | JPMORGAN CHASE BANK, N.A., as Depositary |
| | | |
| | By: | /s/ Gregory A. Levendis |
| | Name: | Gregory A. Levendis |
| | Title: | Executive Director |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, Nippon Telegraph and Telephone Corporation certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment No. 4 to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in Tokyo, Japan on April 3, 2017.
| | Nippon Telegraph and Telephone Corporation |
| | | |
| | By: | /s/ Takashi Hiroi |
| | Name: | Takashi Hiroi |
| | Title: | Senior Vice President, Head of the Finance and Accounting Department (principal accounting officer) |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 4 to the Registration Statement on Form F-6 has been signed by the following persons in the capacities and on the dates indicated:
| Signature | | Title | | Date |
| | | | | |
/s/ Satoshi Miura | | Chairman of the Board | | April 3, 2017 |
| Satoshi Miura | | | | |
| | | | | |
/s/ Hiroo Unoura | | Representative Member of the Board, President,
| | April 3, 2017 |
| Hiroo Unoura | | Chief Executive Officer (principal executive officer) | | |
| | | | | |
/s/ Hiromichi Shinohara | | Representative Member of the Board, | | April 3, 2017 |
| Hiromichi Shinohara | | Senior Executive Vice President | | |
| | | | | |
/s/ Jun Sawada | | Representative Member of the Board, | | April 3, 2017 |
| Jun Sawada | | Senior Executive Vice President (principal financial officer) | | |
| | | | | |
| | Member of the Board, Executive Vice President
| | |
| Mitsuyoshi Kobayashi | | | | |
| | | | | |
/s/ Akira Shimada | | Member of the Board, Executive Vice President | | April 3, 2017 |
| Akira Shimada | | | | |
| Signature | | Title | | Date |
| | | | | |
| | Member of the Board,Senior Vice President
| | |
| Tsunehisa Okuno | | | | |
| | | | | |
| | Member of the Board,Senior Vice President | | |
| Hiroki Kuriyama | | | | |
| | | | | |
/s/ Takashi Hiroi | | Member of the Board,Senior Vice President | | April 3, 2017 |
| Takashi Hiroi | | | | |
| | | | | |
/s/ Eiichi Sakamoto | | Member of the Board,Senior Vice President | | April 3, 2017 |
| Eiichi Sakamoto | | | | |
| | | | | |
| | Member of the Board | | |
| Katsuhiko Shirai | | | | |
| | | | | |
| | Member of the Board | | |
| Sadayuki Sakakibara | | | | |
NTT AMERICA, INC.
Authorized Representative in the United States
| By | /s/ Kazuhiro Gomi | | President & Chief Executive Officer | | April 3, 2017 |
| | Kazuhiro Gomi | | | | |
INDEX TO EXHIBITS
| ExhibitNumber | |
| | |
| (a) | Form of Amended and Restated Deposit Agreement |
| | |
| (e) | Rule 466 Certification |
