UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-22349
Capital Group Private Client Services Funds
(Exact Name of Registrant as Specified in Charter)
6455 Irvine Center Drive,
Irvine, California 92618
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (949) 975-5000
Date of fiscal year end: October 31
Date of reporting period: July 1, 2012 - June 30, 2013
Courtney R. Taylor
Capital Group Private Client Services Funds
6455 Irvine Center Drive
Irvine, California 92618
(Name and Address of Agent for Service)
ITEM 1 – Proxy Voting Record
Capital Group Core Municipal Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Capital Group Short-Term Municipal Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Capital Group California Core Municipal Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Capital Group California Short-Term Municipal Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Capital Group Core Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Capital Group Global Equity Fund
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3M COMPANY Agenda Number: 933754966
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1D. ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1J. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr For Against
CONSENT.
5. STOCKHOLDER PROPOSAL ON PROHIBITING Shr Against For
POLITICAL SPENDING FROM CORPORATE TREASURY
FUNDS.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt Against Against
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For
PRACTICES
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933802022
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF ROBERT M. HERNANDEZ Mgmt For For
1.2 ELECTION OF PETER MENIKOFF Mgmt For For
1.3 ELECTION OF ROBERT RIPP Mgmt For For
1.4 ELECTION OF THEODORE E. SHASTA Mgmt For For
2. AMENDMENT TO THE ARTICLES OF ASSOCIATION TO Mgmt For For
DECLASSIFY THE BOARD OF DIRECTORS
3.1 APPROVAL OF THE ANNUAL REPORT Mgmt For For
3.2 APPROVAL OF THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF ACE LIMITED
3.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
4. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
5. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
6.1 ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL ORDINARY GENERAL MEETING
6.2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2013
6.3 ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
7. APPROVAL OF ACE LIMITED 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN AS AMENDED THROUGH THE SIXTH
AMENDMENT
8. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
9. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 933751833
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For
1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J. ELECTION OF DIRECTOR: E. STEPHEN PURDOM, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For
DRPH
1L. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt For For
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCUSSION IN THE
PROXY STATEMENT"
3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For
OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933732023
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: PAUL N. CLARK Mgmt For For
02 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
03 ELECTION OF DIRECTOR: TADATAKA YAMADA, M.D. Mgmt For For
2 TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
4 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE ANNUAL MEETING,
TO REPEAL THE CLASSIFIED BOARD STRUCTURE.
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 704345152
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325281.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325275.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2012
2 To declare a final dividend of 24.67 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2012
3 To re-elect Mr. Barry Chun-Yuen Cheung as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. George Yong-Boon Yeo as Mgmt For For
Independent Non-executive Director of the
Company
5 To re-elect Dr. Narongchai Akrasanee as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-elect Dr. Qin Xiao as Independent Mgmt For For
Non-executive Director of the Company
7 To re-elect Mr. Mark Edward Tucker as Mgmt For For
Executive Director of the Company
8 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
9.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution, and the discount for any shares
to be issued shall not exceed 10 per cent
to the Benchmarked Price
9.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution
9.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
10 To approve the amendments to the Articles Mgmt For For
of Association of the Company: Articles 101
and 105
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933716827
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 24-Jan-2013
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. DAVIS III Mgmt For For
1B. ELECTION OF DIRECTOR: W. DOUGLAS FORD Mgmt For For
1C. ELECTION OF DIRECTOR: EVERT HENKES Mgmt For For
1D. ELECTION OF DIRECTOR: MARGARET G. MCGLYNN Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2013.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt For For
INCENTIVE PLAN. TO APPROVE THE LONG-TERM
INCENTIVE PLAN, INCLUDING TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR USE UNDER
THE PLAN. THE BOARD OF DIRECTORS
RECOMMENDS YOU VOTE "AGAINST"
THE FOLLOWING PROPOSAL
5. SHAREHOLDER PROPOSAL TO REPEAL CLASSIFIED Shr For Against
BOARD.
--------------------------------------------------------------------------------------------------------------------------
AJINOMOTO CO.,INC. Agenda Number: 704573434
--------------------------------------------------------------------------------------------------------------------------
Security: J00882126
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3119600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933757114
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. HARSHMAN Mgmt For For
CAROLYN CORVI Mgmt For For
BARBARA S. JEREMIAH Mgmt For For
JOHN D. TURNER Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933747618
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1E ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1F ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1H ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1I ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
4 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION
5.1 STOCKHOLDER PROPOSAL #1 - RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT
5.2 STOCKHOLDER PROPOSAL #2 - DISCLOSURE OF Shr Against For
LOBBYING PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933777457
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED BY-LAWS TO REDUCE THE
OWNERSHIP THRESHOLD REQUIRED TO CALL A
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ANDRITZ AG, GRAZ Agenda Number: 704313460
--------------------------------------------------------------------------------------------------------------------------
Security: A11123105
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: AT0000730007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 162450 DUE TO DELETION OF A
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Presentation of the audited Financial Non-Voting
Statements including Management Report and
Corporate Governance Report as of December
31, 2012, as well as the Consolidated
Financial Statements including Consolidated
Management Report as of December 31, 2012,
and the Supervisory Board's Report for the
2012 business year
2 Resolution on distribution of the Net Mgmt For For
Earnings shown in the Financial Statements
as of December 31, 2012
3 Resolution on discharge of the Executive Mgmt For For
Board Members for the 2012 business year
4 Resolution on discharge of the Supervisory Mgmt For For
Board Members for the 2012 business year
5 Resolution on the remuneration for the Mgmt For For
Supervisory Board Members for the 2012
business year
6 Appointment of the auditor for the Mgmt For For
Financial Statements and Consolidated
Financial Statements for the 2013 business
year: Deloitte Audit Wirtschaftsprufungs
GmbH
7 Resolution on amendment of the Articles of Mgmt Against Against
Association in Article 5 by adding a new
paragraph (3) concerning the setting of an
additional shareholding threshold of 3% for
notification in compliance with sec. 91
BorseG (Austrian Stock Exchange Act)
8 Resolution on authorization of the Mgmt For For
Executive Board: (a) To buy back and
possibly cancel own shares to the maximum
extent permitted by law for a period of 30
months from October 1, 2013 pursuant to
sec. 65 para. 1 sub-para. 8 AktG (Austrian
Stock Corporation Act) (purpose-neutral
purchase), subject to the provisions of the
Stock Corporation Act and the Stock
Exchange Act, (b) To decide, for a period
of five years as from the date of adopting
the resolution and with approval from the
Supervisory Board, on alienating own shares
in a way other than by sale via the stock
exchange or by public offer thereby also
excluding public purchase (exclusion of
subscription rights) if such alienation of
own shares (i) serves to provide shares for
a share option program benefitting
management and Executive Board members or
(ii) serves as a consideration in the
acquisition of companies, businesses,
business units or shares in companies
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 933775833
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1J. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1K. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2012.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT.
8. APPROVAL OF THE AON PLC GLOBAL SHARE Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt Against Against
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 703981921
--------------------------------------------------------------------------------------------------------------------------
Security: N07059178
Meeting Type: EGM
Meeting Date: 07-Sep-2012
Ticker:
ISIN: NL0006034001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Explanation to the customer co-investment Non-Voting
program entered into and/or to be entered
into by and between the Company and certain
of its customers, as announced by the
Company on 9 July 2012 (the "Customer
Co-Investment Program")
3.a Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company in connection with the Customer
Co-Investment Program, subject to
Supervisory Board approval, up to 25% of
the issued share capital of the Company at
the Annual General Meeting of Shareholders
(the "AGM") held on 25 April 2012, from 7
September 2012 through 31 July 2013
3.b Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude,
subject to Supervisory Board approval, the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (a) from 7 September 2012 through 31
July 2013
4.a Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part I) to create
a specific share class (ordinary shares M)
for the participants to the Customer
Co-Investment Program. Upon the first
amendment of the articles of association of
the Company the ordinary shares to be held
for the benefit of the participants to the
Customer Co-Investment Program will be
converted into ordinary shares M and all
other ordinary shares will be converted
into ordinary shares A
4.b Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part II) to
increase the par value per ordinary share A
by an amount to be determined by the Board
of Management of at least EUR 5.97 per
share and at most EUR 12 per share at the
expense of the share premium reserve
4.c Proposal to resolve to reduce the issued Mgmt For For
capital by an amount at least equal to the
aggregate amount to be paid by the
participants to the Customer Co-Investment
Program for their shares, being an amount
no less than EUR 2,513,447,071.07 and no
more than EUR 5,000,000,000 by decreasing
the nominal value of the ordinary shares A
by an amount to be determined by the Board
of Management of at least EUR 5.99 per
share and at most EUR 12 per share which
will result in repayment of said amount
determined by the Board of Management per
share to holders of ordinary shares A or to
the holders of ordinary shares into which
the ordinary shares A will be converted
pursuant to proposal (e) below and to amend
the articles of association of the Company
in accordance with the draft deed of
amendment to the articles of association
(Part III)
4.d Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part IV) to
consolidate the ordinary shares A at an
exchange ratio to be determined by the
Board of Management. The exchange ratio
will depend on the percentage of new shares
to be issued to the participants to the
Customer Co-Investment Program. The
consolidation of the ordinary shares A may
entail an increase of the nominal value of
the ordinary shares A by a maximum of EUR
0.03 per share, to be determined by the
Board of Management, which increase will be
paid from the share premium reserve
4.e Proposal to resolve to amend the articles Mgmt For For
of association in accordance with the Draft
deed of amendment to the articles of
association (Part V) to delete the share
class M for participants to the Customer
Co-Investment Program and share class A for
the other shareholders. The ordinary shares
M and ordinary shares A shall be converted
into ordinary shares without a specific
letter mark attached to it
5 Proposal to resolve to authorize each Mgmt For For
director of the Company as well as any and
all lawyers and paralegals practicing with
De Brauw Blackstone Westbroek N.V. to
execute the notarial deeds of amendment to
the articles of association
6.a Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company, subject to Supervisory Board
approval, limited to 5% of the issued share
capital at 25 April 2012 from 7 September
2012 through 25 October 2013. Provided that
the General Meeting of Shareholders grants
this new authorization, the corresponding
authorization granted at the AGM held on 25
April 2012 will cease to apply to the
extent not already used
6.b Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (a), subject to approval of the
Supervisory Board, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
6.c Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company, subject to Supervisory Board
approval, limited to 5% of the issued share
capital at 25 April 2012, which 5% can only
be used in connection with or on the
occasion of mergers, acquisitions and/or
(strategic) alliances, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
6.d Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (c), subject to approval of the
Supervisory Board, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
7 Any other business Non-Voting
8 Closing Non-Voting
CMMT RESOLUTIONS 3A, 3B, 4A, 4B, 4C AND 4D WILL Non-Voting
ONLY BE ADOPTED IF RESOLUTION 4E IS
ADOPTED. THE BOARD OF MANAGEMENT WILL ONLY
PROPOSE RESOLUTION 4E IF ALL OTHER
RESOLUTIONS UNDER 3 AND 4 ARE ADOPTED.
RESOLUTION 5 WILL ONLY BE PROPOSED IF
RESOLUTION 4E HAS BEEN ADOPTED.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 704305273
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Overview of the Company's business, Non-Voting
financial situation and sustainability
3 Discussion of the 2012 Annual Report, incl. Mgmt For For
ASML's corporate governance chapter, and
the 2012 Remuneration Report, and proposal
to adopt the financial statements for the
financial year ("FY") 2012, as prepared in
accordance with Dutch law
4 Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the FY 2012
5 Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the FY 2012
6 Clarification of the Company's reserves and Non-Voting
dividend policy
7 Proposal to adopt a dividend of EUR 0.53 Mgmt For For
per ordinary share of EUR 0.09
8 Proposal to adopt the revised Remuneration Mgmt For For
Policy for the Board of Management of ASML
Holding N.V. (version 2014)
9a Proposal to approve the number of Mgmt For For
performance shares for the Board of
Management, in accordance with the
Remuneration Policy for the Board of
Management (version 2010) over the FY 2013
and authorization of the Board of
Management to issue these performance
shares
9b Proposal to approve the performance share Mgmt For For
arrangement in accordance with the
Remuneration Policy for the Board of
Management of ASML Holding N.V. (version
2014) (the "Policy"), including the number
of performance shares for the Board of
Management to be determined by the
calculation method as described in the
Policy, and authorization of the Board of
Management to issue the performance shares
for the financial year 2014 and subsequent
years, subject to approval of the
Supervisory Board
10 Proposal to approve the number of stock Mgmt For For
options, respectively shares, for employees
and authorization of the Board of
Management to issue the stock options,
respectively shares
11 Notification of the intended extension of Non-Voting
the appointment term of Mr. F.J.van Hout
12a Proposal to reappoint Ms. H.C.J. van den Mgmt For For
Burg as member of the Supervisory Board,
effective April 24, 2013
12b Proposal to reappoint Ms. P.F.M. van der Mgmt For For
Meer Mohr as member of the Supervisory
Board, effective April 24, 2013
12c Proposal to reappoint Mr. W.H. Ziebart as Mgmt For For
member of the Supervisory Board, effective
April 24, 2013
12d Proposal to appoint Dr. D.A. Grose as Mgmt For For
member of the Supervisory Board, effective
April 24, 2013
12e Proposal to appoint Ms. C.M.S. Mgmt For For
Smits-Nusteling as member of the
Supervisory Board, effective April 24, 2013
13 Composition of the Supervisory Board in Non-Voting
2014
14 Proposal to reappoint the External Auditor Mgmt For For
for the reporting year 2014: Deloitte
Accountants
15a Proposal to authorize the Board of Mgmt For For
Management to issue (rights to subscribe
for) shares, which authorization is limited
to 5% of the issued capital
15b Proposal to authorize the Board of Mgmt For For
Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with agenda item 15a
15c Proposal to authorize the Board of Mgmt For For
Management to issue (rights to subscribe
for) shares, for an additional 5% of the
issued capital, only to be used in
connection with mergers, acquisitions
and/or (strategic) alliances
15d Proposal to authorize the Board of Mgmt For For
Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with agenda item 15c
16a Proposal to authorize the Board of Mgmt For For
Management to acquire shares in the
Company's capital
16b Proposal to authorize the Board of Mgmt For For
Management to acquire additional shares in
the Company's capital
17 Proposal to cancel ordinary shares (to be) Mgmt For For
repurchased by the Company
18 Any other business Non-Voting
19 Closing Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTION 11. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB, STOCKHOLM Agenda Number: 704338145
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X105
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: SE0000255648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting Non-Voting
2 Election of Chairman of the Meeting : Lars Non-Voting
Renstrom
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to approve the Non-Voting
minutes
6 Determination of whether the Meeting has Non-Voting
been duly convened
7 Report by the President and CEO, Mr. Johan Non-Voting
Molin
8.a Presentation of: the Annual Report and the Non-Voting
Audit Report as well as the Consolidated
Accounts and the Audit Report for the Group
8.b Presentation of: the Group Auditor's Report Non-Voting
regarding whether there has been compliance
with the remuneration guidelines adopted on
the 2012 Annual General Meeting
8.c Presentation of: the Board of Directors Non-Voting
proposal regarding distribution of earnings
and motivated statement
9.a Adoption of the Statement of Income and the Mgmt For For
Balance Sheet as well as the Consolidated
Statement of Income and the Consolidated
Balance Sheet
9.b Dispositions of the company's profit Mgmt For For
according to the adopted Balance Sheet: The
Board of Directors proposes a dividend of
SEK 5.10 per share. As record date for the
dividend, the Board of Directors proposes
Tuesday 30 April 2013. Subject to
resolution by the Annual General Meeting in
accordance with the proposal, the dividend
is expected to be distributed by Euroclear
Sweden AB on Monday 6 May 2013
9.c Discharge from liability of the members of Mgmt For For
the Board of Directors and the CEO
10 Determination of the number of members of Mgmt For For
the Board of Directors
11 Determination of fees to the Board of Mgmt For For
Directors and Auditors
12 Re-election of Lars Renstrom, Carl Douglas, Mgmt For For
Birgitta Klasen, Eva Lindqvist, Johan
Molin, Sven-Christer Nilsson, Jan Svensson
and Ulrik Svensson as members of the Board
of Directors. Re-election of Lars Renstrom
as Chairman of the Board of Directors and
Carl Douglas as Vice Chairman of the Board
of Directors
13 Election of members of the Nomination Mgmt For For
Committee and determination of the
assignment of the Nomination Committee: The
Nomination Committee shall consist of five
members, who, up to and including the
Annual General Meeting 2014, shall be
Gustaf Douglas (Investment AB Latour),
Mikael Ekdahl (Melker Schorling AB),
Liselott Ledin (Alecta), Marianne Nilsson
(Swedbank Robur fonder) and Johan
Strandberg (SEB fonder/SEB Trygg Liv).
Gustaf Douglas shall be appointed Chairman
of the Nomination Committee
14 Resolution regarding guidelines for Mgmt For For
remuneration to senior management
15 Resolution regarding authorisation to Mgmt For For
repurchase and transfer Series B shares in
the company
16 Resolution regarding long term incentive Mgmt For For
programme
17 Closing of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704049813
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0907/LTN20120907671.pdf
1 To consider and approve the Remuneration Mgmt For For
Plan for the Chairman, Executive Directors,
Chairman of Board of Supervisors and
Shareholder Representative Supervisors of
2011
2 To consider and approve the Proposal Mgmt For For
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704265114
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207604.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207602.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Wang Shiqiang as
Non-executive Director of the Bank
2 To consider and approve the proposal on Mgmt For For
downward adjustment to the conversion price
of the A share convertible bonds of the
Bank
3 To consider and approve the proposal in Mgmt For For
relation to the amendments of the Articles
of Association of the Bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704502841
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177102 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411805.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411793.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510235.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510230.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the 2012 Annual Mgmt For For
Financial Statements of the Bank
4 To consider and approve the 2012 Profit Mgmt For For
Distribution Plan of the Bank
5 To consider and approve the 2013 Annual Mgmt For For
Budget of the Bank
6 To consider and approve the Proposal Mgmt For For
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
7.1 To consider and approve the Re-election of Mgmt For For
Mr. Li Lihui as Executive Director of the
Bank
7.2 To consider and approve the Re-election of Mgmt For For
Mr. Li Zaohang as Executive Director of the
Bank
7.3 To consider and approve the Re-election of Mgmt For For
Ms. Jiang Yansong as Non-executive Director
of the Bank
7.4 To consider and approve the Re-election of Mgmt For For
Mr. Chow Man Yiu, Paul as Independent
Non-executive Director of the Bank
8.1 To consider and approve the Election of Mr. Mgmt For For
Lu Zhengfei as Independent Non-executive
Director of the Bank
8.2 To consider and approve the Election of Mr. Mgmt For For
Leung Cheuk Yan as Independent
Non-executive Director of the Bank
9.1 To consider and approve the Re-election of Mgmt For For
Mr. Li Jun as Shareholders' Representative
Supervisor of the Bank
9.2 To consider and approve the Re-election of Mgmt For For
Mr. Wang Xueqiang as Shareholders'
Representative Supervisor of the Bank
9.3 To consider and approve the Re-election of Mgmt For For
Mr. Liu Wanming as Shareholders'
Representative Supervisor of the Bank
10.1 To consider and approve the Election of Mr. Mgmt For For
Tian Guoli as Executive Director of the
Bank
10.2 To consider and approve the Election of Mr. Mgmt For For
Wang Yong as Non-executive Director of the
Bank
11.1 To consider and approve the Re-election of Mgmt For For
Ms. Sun Zhijun as Non-executive Director of
the Bank
11.2 To consider and approve the Re-election of Mgmt For For
Ms. Liu Lina as Non-executive Director of
the Bank
12 To consider and approve the Proposal on the Mgmt For For
Issuance of the Qualified Write-down Tier-2
Capital Instruments
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 704338462
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Reports of the Directors and Mgmt For For
Auditors and the audited accounts of the
Company for the year ended 31 December
2012, now laid before the meeting, be
received
2 That the Remuneration Report for the year Mgmt For For
ended 31 December 2012, now laid before the
meeting, be approved
3 That Sir David Walker be appointed a Mgmt For For
Director of the Company
4 That Tim Breedon be appointed a Director of Mgmt For For
the Company
5 That Antony Jenkins be appointed a Director Mgmt For For
of the Company
6 That Diane de Saint Victor be appointed a Mgmt For For
Director of the Company
7 That David Booth be reappointed a Director Mgmt For For
of the Company
8 That Fulvio Conti be reappointed a Director Mgmt For For
of the Company
9 That Simon Fraser be reappointed a Director Mgmt For For
of the Company
10 That Reuben Jeffery III be reappointed a Mgmt For For
Director of the Company
11 That Chris Lucas be reappointed a Director Mgmt For For
of the Company
12 That Dambisa Moyo be reappointed a Director Mgmt For For
of the Company
13 That Sir Michael Rake be reappointed a Mgmt For For
Director of the Company
14 That Sir John Sunderland be reappointed a Mgmt For For
Director of the Company
15 That PricewaterhouseCoopers LLP, Chartered Mgmt For For
Accountants and Statutory Auditors, be
reappointed as auditors of the Company to
hold office from the conclusion of this
meeting until the conclusion of the next
AGM at which accounts are laid before the
Company
16 That the Directors be authorised to set the Mgmt For For
remuneration of the auditors
17 That, in accordance with section 366 of the Mgmt For For
Companies Act 2006 (the 'Act') the Company
and any company which, at any time during
the period for which this resolution has
effect, is a subsidiary of the Company, be
and are hereby authorised to: (a) make
political donations to political
organisations not exceeding GBP 25,000 in
total; and (b) incur political expenditure
not exceeding GBP 100,000 in total, in each
case during the period commencing on the
date of this resolution and ending on the
date of the AGM of the Company to be held
in 2014 or on 30 June 2014, whichever is
the earlier, provided that the maximum
amounts referred to in (a) and (b) may
consist of sums in any currency converted
into Sterling at such rate as the Board may
in its absolute discretion determine. For
the purposes of this resolution, the terms
'political donations', 'political
organisations' and 'political expenditure'
shall have the meanings given to them in
sections 363 to 365 of the Act
18 That, in substitution for all existing Mgmt Against Against
authorities but without prejudice to any
authority granted pursuant to resolution 20
(if passed), the Directors be and are
hereby generally and unconditionally
authorised pursuant to section 551 of the
Act to exercise all the powers of the
Company to: (a) allot shares (as defined in
section 540 of the Act) in the Company or
grant rights to subscribe for or to convert
any security into shares in the Company up
to an aggregate nominal amount of GBP
1,111,721,894, USD 77,500,000, EUR
40,000,000 and YEN 4,000,000,000; and (b)
allot equity securities (as defined in
section 560 of the Act) up to an aggregate
nominal amount of GBP 2,143,443,788 (such
amount to be reduced by the aggregate
nominal amount of ordinary shares allotted
or rights to subscribe for or to convert
any securities into ordinary shares in the
Company granted under paragraph (a) of this
resolution 18) in connection with an offer
by way of a rights issue: (i) to ordinary
shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and (ii) to holders of other
equity securities (as defined in section
560 of the Act) as required by the rights
of those securities, or subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter, such
authorities to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) for the period expiring
at the end of the AGM of the Company to be
held in 2014 or until the close of business
on 30 June 2014, whichever is the earlier
but, in each case, so that the Company may
make offers and enter into agreements
before the authority expires which would,
or might require shares to be allotted or
rights to subscribe for or to convert any
security into shares to be granted after
the authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
19 That, in substitution for all existing Mgmt For For
powers but without prejudice to any power
granted pursuant to resolution 21 (if
passed), and subject to the passing of
resolution 18, the Directors be generally
empowered pursuant to section 570 of the
Act to allot equity securities (as defined
in section 560 of the Act) for cash,
pursuant to the authority granted by
resolution 18 and/or where the allotment
constitutes an allotment of equity
securities by virtue of section 560(3) of
the Act, in each case free of the
restriction in section 561 of the Act, such
power to be limited: (a) to the allotment
of equity securities in connection with an
offer of equity securities (but in the case
of an allotment pursuant to the authority
granted by paragraph (b) of resolution 18,
such power shall be limited to the
allotment of equity securities in
connection with an offer by way of a rights
issue only): (i) to ordinary shareholders
in proportion (as nearly as may be
practicable) to their existing holdings;
and (ii) to holders of other equity
securities (as defined in section 560 of
the Act), as required by the rights of
those securities or, subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; and
(b) to the allotment of equity securities,
pursuant to the authority granted by
paragraph (a) of resolution 18 and/or an
allotment which constitutes an allotment of
equity securities by virtue of section
560(3) of the Act (in each case otherwise
than in the circumstances set out in
paragraph (a) of this resolution) up to a
nominal amount of GBP 160,758,284
representing no more than 5% of the issued
ordinary share capital as at 28 February
2013; compliance with that limit shall be
calculated, in the case of equity
securities which are rights to subscribe
for, or to convert securities into,
ordinary shares (as defined in section 560
of the Act) by reference to the aggregate
nominal amount of relevant shares which may
be allotted pursuant to such rights, such
power to apply (unless previously renewed,
varied or revoked by the Company in General
Meeting) until the end of the Company's
next AGM after this resolution is passed
(or, if earlier, until the close of
business on 30 June 2014) but so that the
Company may make offers and enter into
agreements before the power expires which
would, or might, require equity securities
to be allotted after the power expires and
the Directors may allot equity securities
under any such offer or agreement as if the
power had not expired
20 That, in addition to any authority granted Mgmt Against Against
pursuant to resolution 18 (if passed), the
Directors be and are hereby generally and
unconditionally authorised pursuant to
section 551 of the Act to exercise all the
powers of the Company to allot shares (as
defined in section 540 of the Act) in the
Company or grant rights to subscribe for or
to convert any security into shares in the
Company up to an aggregate nominal amount
of GBP 825,000,000 in relation to any issue
by the Company or any member of the
Barclays Group of contingent equity
conversion notes that automatically convert
into or are exchanged for ordinary shares
in the Company in prescribed circumstances
('ECNs') where the Directors consider that
such an issuance of ECNs would be desirable
in connection with, or for the purposes of,
complying with or maintaining compliance
with the regulatory capital requirements or
targets applicable to the Barclays Group
from time to time, such authority to apply
(unless previously renewed, varied or
revoked by the Company in General Meeting)
until the end of the AGM of the Company to
be held in 2014 (or, if earlier, until the
close of business on 30 June 2014) but so
that the Company may make offers and enter
into agreements before the authority
expires which would, or might require
shares to be allotted or rights to
subscribe for or to convert any security
into shares to be granted after the
authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
21 That, in addition to the power granted Mgmt Against Against
pursuant to resolution 19 (if passed), and
subject to the passing of resolution 20,
the Directors be generally empowered
pursuant to section 570 of the Act to allot
equity securities (as defined in section
560 of the Act) for cash pursuant to the
authority granted by resolution 20, free of
the restriction in section 561 of the Act,
such power to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) until the end of the
AGM of the Company to be held in 2014 (or,
if earlier, until the close of business on
30 June 2014) but so that the Company may
make offers and enter into agreements
before the power expires which would, or
might, require equity securities to be
allotted after the power expires and the
Directors may allot equity securities under
any such offer or agreement as if the power
had not expired
22 That the Company be generally and Mgmt For For
unconditionally authorised for the purposes
of section 701 of the Act to make market
purchases (within the meaning of section
693 of the Act) on the London Stock
Exchange of up to an aggregate of
1,286,066,272 ordinary shares of 25p each
in its capital, and may hold such shares as
treasury shares, provided that: (a) the
minimum price (exclusive of expenses) which
may be paid for each ordinary share is not
less than 25p; (b) the maximum price
(exclusive of expenses) which may be paid
for each ordinary share shall not be more
than the higher of: (i) 105% of the average
of the market values of the ordinary shares
(as derived from the Daily Official List of
the London Stock Exchange) for the five
business days immediately preceding the
date on which the purchase is made; and
(ii) that stipulated by Article 5(1) of the
Buy-back and Stabilisation Regulation (EC
2273/2003); and (c) unless previously
renewed, varied or revoked by the Company
in General Meeting, the authority conferred
by this resolution shall expire at the end
of the AGM of the Company to be held in
2014 or the close of business on 30 June
2014, whichever is the earlier (except in
relation to any purchase of shares the
contract for which was concluded before
such date and which would or might be
executed wholly or partly after such date)
23 That the Directors be and are hereby Mgmt For For
authorised to call general meetings (other
than an AGM) on not less than 14 clear
days' notice, such authority to expire at
the end of the AGM of the Company to be
held in 2014 or the close of business on 30
June 2014, whichever is the earlier
24 That the Directors be authorised to Mgmt For For
exercise the power contained in Article 132
of the Company's Articles of Association so
that, to the extent and on such terms and
conditions determined by the Directors, the
holders of ordinary shares be permitted to
elect to receive new ordinary shares
credited as fully paid instead of cash in
respect of all or part of any future
dividend (including any interim dividend),
declared or paid by the Directors or
declared by the Company in general meeting
(as the case may be), during the period
commencing on the date of this resolution
and ending on the earlier of 24 April 2018
and the beginning of the fifth AGM of the
Company following the date of this
resolution to the extent that the Directors
decide, at their discretion, to offer a
scrip dividend alternative in respect of
such dividend
25 That, subject to the passing of resolution Mgmt For For
24, article 132 of the Articles of
Association of the Company be and is hereby
altered by inserting the following as a new
article 132.10 immediately after the
full-stop at the end of article 132.9.2:
"For the purposes of this article 132, each
participant in the Company's dividend
reinvestment plan for holders of ordinary
shares (a "DRIP participant" and the "DRIP"
respectively) at midnight (UK time) on an
effective date to be determined at the
discretion of the board in connection with
the commencement of the Company's scrip
dividend programme (the "effective time")
(and whether or not the DRIP shall
subsequently be terminated or suspended)
shall be deemed to have elected to receive
ordinary shares, credited as fully paid,
instead of cash, on the terms and subject
to the conditions of the Company's scrip
dividend programme as from time to time in
force, in respect of the whole of each
dividend payable (but for such election)
after the effective time (and whether such
dividend is declared before, at or after
such an effective time) in respect of which
the right to receive such ordinary shares
instead of cash is made available, until
such time as such deemed election mandate
is revoked or deemed to be revoked in
accordance with the procedure established
by the board. The deemed election provided
for in the foregoing provision of this
article 132.10 shall not apply if and to
the extent that the board so determines at
any time and from time to time either for
all cases or in relation to any person or
class of persons or any holding of any
person or class of persons."
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933755463
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt For For
C.W.D. BIRCHALL Mgmt For For
D.J. CARTY Mgmt For For
G. CISNEROS Mgmt For For
R.M. FRANKLIN Mgmt For For
J.B. HARVEY Mgmt For For
D. MOYO Mgmt For For
B. MULRONEY Mgmt For For
A. MUNK Mgmt For For
P. MUNK Mgmt For For
S.J. SHAPIRO Mgmt For For
J.C. SOKALSKY Mgmt For For
J.L. THORNTON Mgmt For For
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704304031
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please also have a look at the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
11.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt Take No Action
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover-related information and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2012. Resolution on the use of
the distributable profit.
2. Ratification of the actions of the members Mgmt Take No Action
of the Board of Management
3. Ratification of the actions of the members Mgmt Take No Action
of the Supervisory Board
4. Approval of the Control and Profit and Loss Mgmt Take No Action
Transfer Agreement between the Company and
Bayer Beteiligungsverwaltung Goslar GmbH
5. Election of the auditor of the financial Mgmt Take No Action
statements and for the review of the
half-yearly financial report
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 704353414
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 23 APR 13, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
29.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Company Financial Non-Voting
Statements and the Group Financial
Statements for the financial year ended 31
December 2012, as approved by the
Supervisory Board, together with the
Combined Group and Company Management
Report, the Explanatory Report of the Board
of Management on the information required
pursuant to section 289 (4) and section 315
(4) and section 289 and section 315 (2) no.
5 HGB (German Commercial Code) and the
Report of the Supervisory Board
2. Resolution on the utilisation of Mgmt For For
unappropriated profit
3. Ratification of the acts of the Board of Mgmt For For
Management
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Election of the auditor: KPMG AG Mgmt For For
Wirtschaftsprufungsgesellschaft, Berlin
6.1 Election to the Supervisory Board: Prof. Mgmt For For
Dr. rer. nat. Dr. h.c. Reinhard Huettl,
Potsdam, Chairman of the Management Board
and Scientific Board of
GeoForschungsZentrum Potsdam (GFZ) Stiftung
des offentlichen Rechts and holder of the
Chair for Soil Protection and Recultivation
at the Brandenburg Technical University of
Cottbus, for a term of office up to the
close of the Annual General Meeting at
which ratification of the acts of the
Supervisory Board is resolved for the
financial year 2017
6.2 Election to the Supervisory Board: Dr. jur. Mgmt For For
Karl-Ludwig Kley, Cologne, Chairman of the
Executive Management and personally liable
shareholder of Merck KGaA, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2017
6.3 Election to the Supervisory Board: Prof. Mgmt For For
Dr. rer. pol. Renate Koecher, Constance,
Director of Institut fur Demoskopie
Allensbach Gesellschaft zum Studium der
offentlichen Meinung mbH, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2017
6.4 Election to the Supervisory Board: Prof. Mgmt For For
Dr.-Ing. Dr. h. c. Dr.-Ing. E. h. Joachim
Milberg, Baldham, Chairman of the
Supervisory Board of BMW AG, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2015
7. Resolution regarding the amendment to Mgmt For For
section 15 of the Articles of Incorporation
(Remuneration of the Supervisory Board)
--------------------------------------------------------------------------------------------------------------------------
BEAM INC. Agenda Number: 933741072
--------------------------------------------------------------------------------------------------------------------------
Security: 073730103
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: BEAM
ISIN: US0737301038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN W. GOLSBY Mgmt For For
1C. ELECTION OF DIRECTOR: ANN F. HACKETT Mgmt For For
1D. ELECTION OF DIRECTOR: A.D. DAVID MACKAY Mgmt For For
1E. ELECTION OF DIRECTOR: GRETCHEN W. PRICE Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW J. SHATTOCK Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. STEELE Mgmt For For
1H. ELECTION OF DIRECTOR: PETER M. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC, READING BERKSHIRE Agenda Number: 704385461
--------------------------------------------------------------------------------------------------------------------------
Security: G1245Z108
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: GB0008762899
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts and Reports of the Mgmt For For
Directors and the auditors for the year
ended 31 December 2012
2 To approve the Directors' Remuneration Mgmt For For
report as set out on pages 60 to 75 of the
Company's Annual Report and Accounts for
the year ended 31 December 2012
3 To declare a final dividend in respect of Mgmt For For
the year ended 31 December 2012 of 14.26
cents per share payable on 31 May 2013 to
holders of ordinary shares on the register
of shareholders of the Company at the close
of business on 19 April 2013
4 To elect Den Jones as a Director of the Mgmt For For
Company
5 To elect Lim Haw-Kuang as a Director of the Mgmt For For
Company
6 To re-elect Peter Backhouse as a Director Mgmt For For
of the Company
7 To re-elect Vivienne Cox as a Director of Mgmt For For
the Company
8 To re-elect Chris Finlayson as a Director Mgmt For For
of the Company
9 To re-elect Andrew Gould as a Director of Mgmt For For
the Company
10 To re-elect Baroness Hogg as a Director of Mgmt For For
the Company
11 To re-elect Dr John Hood as a Director of Mgmt For For
the Company
12 To re-elect Martin Houston as a Director of Mgmt For For
the Company
13 To re-elect Caio Koch-Weser as a Director Mgmt For For
of the Company
14 To re-elect Sir David Manning as a Director Mgmt For For
of the Company
15 To re-elect Mark Seligman as a Director of Mgmt For For
the Company
16 To re-elect Patrick Thomas as a Director of Mgmt For For
the Company
17 To re-appoint Ernst & Young LLP as auditors Mgmt For For
of the Company, to hold office until the
conclusion of the next general meeting at
which annual accounts are laid before the
Company
18 To authorise the Audit Committee of the Mgmt For For
Board to approve the remuneration of the
auditors
19 That, in accordance with Sections 366 and Mgmt For For
367 of the Companies Act 2006 (the Act),
the Company, and all companies which are
subsidiaries of the Company during the
period when this Resolution has effect, be
and are hereby authorised to: (a) make
political donations to political parties or
independent election candidates up to a
total aggregate amount of GBP15 000; (b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP15
000; and (c) incur political expenditure up
to a total aggregate amount of GBP20 000,
during the period beginning with the date
of the passing of this Resolution and
ending at the conclusion of the next annual
general meeting of the Company, provided
that, in any event, the total aggregate
amount of all political donations and
political expenditure incurred by the
Company and its subsidiaries in such period
shall not exceed GBP50 000. For the
purposes of this Resolution, 'political
donations', 'political organisations',
'political parties' and 'political
expenditure' have the meanings given to
them in Sections 363 to 365 of the Act
20 That the Directors be and are hereby Mgmt For For
generally and unconditionally authorised in
accordance with Section 551 of the Act to
exercise all the powers of the Company to
allot ordinary shares in the Company and to
grant rights to subscribe for, or to
convert any security into, ordinary shares
in the Company (Rights) up to an aggregate
nominal amount of GBP113,424,772 provided
that this authority shall expire at the
conclusion of the next annual general
meeting of the Company, save that the
Directors shall be entitled to exercise all
the powers of the Company to make offers or
agreements before the expiry of such
authority which would or might require
ordinary shares to be allotted or Rights to
be granted after such expiry and the
Directors shall be entitled to allot
ordinary shares and grant Rights pursuant
to any such offer or agreement as if this
authority had not expired; and all
unexercised authorities previously granted
to the Directors to allot ordinary shares
and grant Rights be and are hereby revoked
21 That the Directors be and are hereby Mgmt For For
empowered pursuant to Sections 570 and 573
of the Act to allot equity securities
(within the meaning of Section 560 of the
Act) for cash either pursuant to the
authority conferred by Resolution 20 above
or by way of a sale of treasury shares as
if Section 561(1) of the Act did not apply
to any such allotment, provided that this
power shall be limited to: (a) the
allotment of equity securities in
connection with an offer of securities in
favour of the holders of ordinary shares on
the register of members at such record date
as the Directors may determine and other
persons entitled to participate therein
where the equity securities respectively
attributable to the interests of the
ordinary shareholders are proportionate (as
nearly as may be practicable) to the
respective number of ordinary shares held
or deemed to be held by them on any such
record date, subject to such exclusions or
other arrangements as the Directors may
deem necessary or expedient to deal with
treasury shares, fractional entitlements or
legal or practical problems arising under
the laws of any overseas territory or the
requirements of any regulatory body or
stock exchange or by virtue of ordinary
shares being represented by depositary
receipts or any other matter; and (b) the
allotment (otherwise than pursuant to
sub-paragraph (a) of this Resolution 21) to
any person or persons of equity securities
up to an aggregate nominal amount of
GBP18,074,352, and shall expire upon the
expiry of the general authority conferred
by Resolution 20 above, save that the
Directors shall be entitled to exercise all
the powers of the Company to make offers or
agreements before the expiry of such power
which would or might require equity
securities to be allotted after such expiry
and the Directors shall be entitled to
allot equity securities pursuant to any
such offer or agreement as if the power
conferred hereby had not expired
22 That the Company be generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of Section
693(4) of the Act) of ordinary shares of 10
pence each of the Company on such terms and
in such manner as the Directors may from
time to time determine, provided that: (a)
the maximum number of ordinary shares
hereby authorised to be acquired is
340,374,317, representing approximately 10%
of the issued ordinary share capital of the
Company as at 28 March 2013; (b) the
minimum price that may be paid for any such
ordinary share is 10 pence, the nominal
value of that share; (c) the maximum price
that may be paid for any such ordinary
share is an amount equal to 105% of the
average of the middle market quotations for
an ordinary share in the Company as derived
from the London Stock Exchange Daily
Official List for the five business days
immediately preceding the day on which the
share is contracted to be purchased; (d)
the authority hereby conferred shall expire
at the conclusion of the next annual
general meeting of the Company, unless
previously renewed, varied or revoked by
the Company in general meeting; and (e) the
Company may make a contract to purchase its
ordinary shares under the authority hereby
conferred prior to the expiry of such
authority, which contract will or may be
executed wholly or partly after the expiry
of such authority, and may purchase its
ordinary shares pursuant to any such
contract as if the power conferred hereby
had not expired
23 That a general meeting of the Company, Mgmt For For
other than an annual general meeting, may
be called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704060766
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for BHP Mgmt For For
Billiton Limited and BHP Billiton Plc for
the year ended 30 June 2012, together with
the Directors' Report and the Auditor's
Report, as set out in the Annual Report
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Limited and BHP Billiton
Plc
3 To re-elect Malcolm Broomhead as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
4 To re-elect Sir John Buchanan as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
6 To re-elect David Crawford as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
9 To re-elect Lindsay Maxsted as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
12 To re-elect John Schubert as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
15 That KPMG Audit Plc be reappointed as the Mgmt For For
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt For For
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 19, 20 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (19 AND 20), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933791027
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: DENNIS D. DAMMERMAN Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 704322748
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 15-May-2013
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0313/201303131300703.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RESOLUTION TO O.2 AND ADDITION
OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301275.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and distribution of
the dividend
O.4 Special report of the Statutory Auditors on Mgmt For For
the agreements and commitments pursuant to
Articles L.225-38 et seq. of the Commercial
Code
O.5 Agreement entered in between BNP Paribas Mgmt For For
and Mr. Jean-Laurent Bonnafe, Managing
Director
O.6 Authorization for BNP Paribas to repurchase Mgmt For For
its own shares
O.7 Renewal of term of Mr. Jean-Laurent Bonnafe Mgmt For For
as Board member
O.8 Renewal of term of Mr. Michel Tilmant as Mgmt For For
Board member
O.9 Renewal of term of Mr. Emiel Van Broekhoven Mgmt For For
as Board member
O.10 Appointment of Mr. Christophe de Margerie Mgmt For For
as Board member
O.11 Appointment of Mrs. Marion Guillou as Board Mgmt For For
member
O.12 Legal filing of reports and documents by Mgmt For For
the Statutory Auditors at the court
registry
E.13 Simplifying, adapting and harmonizing the Mgmt For For
bylaws with the law
E.14 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD Agenda Number: 704456082
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0412/LTN20130412297.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0412/LTN20130412283.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
Statement of Accounts and the Reports of
Directors and of the Auditor of the Company
for the year ended 31 December 2012
2 To declare a final dividend of HKD 0.693 Mgmt For For
per share for the year ended 31 December
2012
3a To re-elect Mr. LI Lihui as a Director of Mgmt For For
the Company
3b To re-elect Mr. Gao Yingxin as a Director Mgmt For For
of the Company
3c To re-elect Mr. Shan Weijian as a Director Mgmt For For
of the Company
3d To re-elect Mr. Ning Gaoning as a Director Mgmt For For
of the Company
4 To appoint Messrs. Ernst & Young as Auditor Mgmt For For
of the Company and authorise the Board of
Directors or a duly authorised Committee of
the Board to determine the remuneration of
the Auditor
5 To grant a general mandate to the Board of Mgmt Against Against
Directors to allot, issue and deal with
additional shares in the Company, not
exceeding 20% or, in the case of issue of
shares solely for cash and unrelated to any
asset acquisition, not exceeding 5% of the
aggregate nominal amount of the issued
share capital of the Company as at the date
of passing this Resolution
6 To grant a general mandate to the Board of Mgmt For For
Directors to repurchase shares in the
Company, not exceeding 10% of the aggregate
nominal amount of the issued share capital
of the Company as at the date of passing
this Resolution
7 Conditional on the passing of Resolutions 5 Mgmt Against Against
and 6, to extend the general mandate
granted by Resolution 5 by adding thereto
of an amount representing the aggregate
nominal amount of the issued share capital
of the Company purchased under the general
mandate granted pursuant to Resolution 6
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1H. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1J. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933766593
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. FINOCCHIO, JR. Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CAE INC. Agenda Number: 933667339
--------------------------------------------------------------------------------------------------------------------------
Security: 124765108
Meeting Type: Annual and Special
Meeting Date: 09-Aug-2012
Ticker: CAE
ISIN: CA1247651088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LYNTON R. WILSON Mgmt For For
MARC PARENT Mgmt For For
BRIAN E. BARENTS Mgmt For For
JOHN A. (IAN) CRAIG Mgmt For For
H. GARFIELD EMERSON Mgmt For For
MICHAEL M. FORTIER Mgmt For For
PAUL GAGNÉ Mgmt For For
JAMES F. HANKINSON Mgmt For For
R. (RANDY) JAYNE II Mgmt For For
ROBERT LACROIX Mgmt For For
JOHN P. MANLEY Mgmt For For
PETER J. SCHOOMAKER Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
LAWRENCE N. STEVENSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For
AS AUDITORS AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 CONSIDERING AND APPROVING A RESOLUTION (SEE Mgmt For For
"SPECIAL BUSINESS OF THE MEETING - RENEWAL
OF SHAREHOLDER PROTECTION RIGHTS PLAN" IN
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
RENEWING THE SHAREHOLDER PROTECTION RIGHTS
PLAN AGREEMENT, A SUMMARY OF WHICH IS SET
FORTH IN APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 CONSIDERING AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933736716
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
5. TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
7. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
9. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
10. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
11. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
12. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
13. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS OF CARNIVAL PLC.
14. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2012 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE FISCAL 2012 COMPENSATION OF Mgmt Against Against
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
16. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2012 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
17. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt Against Against
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
19. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 933809937
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. CALHOUN Mgmt For For
DANIEL M. DICKINSON Mgmt For For
JUAN GALLARDO Mgmt For For
DAVID R. GOODE Mgmt For For
JESSE J. GREENE, JR. Mgmt For For
JON M. HUNTSMAN, JR. Mgmt For For
PETER A. MAGOWAN Mgmt For For
DENNIS A. MUILENBURG Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
WILLIAM A. OSBORN Mgmt For For
CHARLES D. POWELL Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
SUSAN C. SCHWAB Mgmt For For
JOSHUA I. SMITH Mgmt For For
MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD.
5. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL - EXECUTIVE STOCK Shr Against For
RETENTION.
7. STOCKHOLDER PROPOSAL - SUSTAINABILITY Shr Against For
MEASURE IN EXECUTIVE COMPENSATION.
8. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For
CORPORATE STANDARDS.
9. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC. Agenda Number: 933758990
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: CVE
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALPH S. CUNNINGHAM Mgmt For For
PATRICK D. DANIEL Mgmt For For
IAN W. DELANEY Mgmt For For
BRIAN C. FERGUSON Mgmt For For
MICHAEL A. GRANDIN Mgmt For For
VALERIE A.A. NIELSEN Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
COLIN TAYLOR Mgmt For For
WAYNE G. THOMSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION.
03 ACCEPTANCE OF THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC. Agenda Number: 933741375
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: CVE
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALPH S. CUNNINGHAM Mgmt For For
PATRICK D. DANIEL Mgmt For For
IAN W. DELANEY Mgmt For For
BRIAN C. FERGUSON Mgmt For For
MICHAEL A. GRANDIN Mgmt For For
VALERIE A.A. NIELSEN Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
COLIN TAYLOR Mgmt For For
WAYNE G. THOMSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION.
03 ACCEPTANCE OF THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933795099
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD E. BISBEE, Mgmt For For
JR., PH.D
1B. ELECTION OF DIRECTOR: DENIS A. CORTESE, Mgmt For For
M.D.
1C. ELECTION OF DIRECTOR: LINDA M. DILLMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2013.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. AMENDMENT TO OUR SECOND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION REPEALING THE
CLASSIFICATION OF OUR BOARD OF DIRECTORS.
5. AMENDMENT TO OUR SECOND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION INCREASING THE
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr Against For
6. OFFSHORE OIL WELLS Shr Against For
7. CLIMATE RISK Shr Against For
8. LOBBYING DISCLOSURE Shr Against For
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr For Against
11. SPECIAL MEETINGS Shr For Against
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT SA, GENEVE Agenda Number: 703984749
--------------------------------------------------------------------------------------------------------------------------
Security: H25662158
Meeting Type: AGM
Meeting Date: 05-Sep-2012
Ticker:
ISIN: CH0045039655
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 935366 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 The board of directors proposes that the Mgmt Take No Action
general meeting, having taken note of the
reports of the auditors, approve the
consolidated financial statements of the
group, the financial statements of the
company and the director's report for the
business year ended 31 March 2012
1.2 The board of directors proposes that the Mgmt Take No Action
2012 compensation report as per pages 46 to
52 of the annual report and accounts 2012
be ratified (non-binding consultative vote)
2 Approve allocation of income and dividends Mgmt Take No Action
of CHF 0.55 per A bearer share and CHF
0.055 per B registered share
3 Discharge of the board of directors Mgmt Take No Action
4.1 Re-election of the board of directors : Mgmt Take No Action
Johann Rupert
4.2 Re-election of the board of directors : Dr Mgmt Take No Action
Franco Cologni
4.3 Re-election of the board of directors : Mgmt Take No Action
Lord Douro
4.4 Re-election of the board of directors : Mgmt Take No Action
Yves-Andre Istel
4.5 Re-election of the board of directors : Mgmt Take No Action
Richard Lepeu
4.6 Re-election of the board of directors : Mgmt Take No Action
Ruggero Magnoni
4.7 Re-election of the board of directors : Mgmt Take No Action
Josua Malherbe
4.8 Re-election of the board of directors : Dr Mgmt Take No Action
Frederick Mostert
4.9 Re-election of the board of directors Mgmt Take No Action
:Simon Murray
4.10 Re-election of the board of directors : Mgmt Take No Action
Alain Dominique Perrin
4.11 Re-election of the board of directors : Mgmt Take No Action
Guillaume Pictet
4.12 Re-election of the board of directors : Mgmt Take No Action
Norbert Platt
4.13 Re-election of the board of directors : Mgmt Take No Action
Alan Quasha
4.14 Re-election of the board of directors : Mgmt Take No Action
Maria Ramos
4.15 Re-election of the board of directors : Mgmt Take No Action
Lord Renwick of Clifton
4.16 Re-election of the board of directors : Mgmt Take No Action
Dominique Rochat
4.17 Re-election of the board of directors : Jan Mgmt Take No Action
Rupert
4.18 Re-election of the board of directors : Mgmt Take No Action
Gary Saage
4.19 Re-election of the board of directors : Mgmt Take No Action
Juergen Schrempp
4.20 Re-election of the board of directors : Mgmt Take No Action
Martha Wikstrom
5 Election of the auditors / Mgmt Take No Action
PricewaterhouseCoopers
6 Ad-hoc Mgmt Take No Action
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN CAPITALIZATION IN RESOLUTION 2.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933784781
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE A. DUFFY Mgmt For For
CHARLES P. CAREY Mgmt For For
MARK E. CERMAK Mgmt For For
MARTIN J. GEPSMAN Mgmt For For
LEO MELAMED Mgmt For For
JOSEPH NICIFORO Mgmt For For
C.C. ODOM II Mgmt For For
JOHN F. SANDNER Mgmt For For
DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING PROXY Shr Against For
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 933690287
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
MICHAEL MURPHY Mgmt For For
STEPHANIE TILENIUS Mgmt For For
JIDE ZEITLIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC Agenda Number: 933757190
--------------------------------------------------------------------------------------------------------------------------
Security: 19075F106
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CIE
ISIN: US19075F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH H. BRYANT Mgmt For For
N. JOHN LANCASTER Mgmt For For
JON A. MARSHALL Mgmt For For
KENNETH A. PONTARELLI Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2013.
3. APPROVAL OF THE COBALT INTERNATIONAL Mgmt For For
ENERGY, INC. LONG TERM INCENTIVE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY MATERIALS.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA AMATIL LTD Agenda Number: 704402053
--------------------------------------------------------------------------------------------------------------------------
Security: Q2594P146
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: AU000000CCL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Adoption of Remuneration Report Mgmt For For
3.a Re-election of Ms Ilana Atlas as a Director Mgmt For For
3.b Re-election of Ms Catherine Brenner as a Mgmt For For
Director
3.c Re-election of Mr Anthony Froggatt as a Mgmt For For
Director
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933764739
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. TO PROHIBIT ACCELERATED VESTING UPON A Shr Against For
CHANGE IN CONTROL
4. TO ADOPT A RECAPITALIZATION PLAN Shr For Against
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933772635
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1.2 ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1.3 ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1.4 ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1.7 ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. TO APPROVE CERTAIN AMENDMENTS TO DANAHER'S Mgmt For For
2007 STOCK INCENTIVE PLAN AND ALL OF THE
MATERIAL TERMS OF THE PERFORMANCE GOALS.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT COMPENSATION COMMITTEE
ADOPT A POLICY REQUIRING THAT SENIOR
EXECUTIVES RETAIN A SIGNIFICANT PERCENTAGE
OF SHARES ACQUIRED THROUGH EQUITY PAY
PROGRAMS UNTIL REACHING NORMAL RETIREMENT
AGE.
6. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURES AND
POLITICAL EXPENDITURE POLICIES, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
DANONE SA, PARIS Agenda Number: 704294355
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0301/201303011300526.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINKS:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300672.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0403/201304031301056.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and setting the
dividend at EUR 1.45 per share
O.4 Renewal of term of Mr. Franck Riboud as Mgmt For For
Board member
O.5 Renewal of term of Mr. Emmanuel Faber as Mgmt For For
Board member
O.6 Approval of the agreements pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code
O.7 Approval of the agreements pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code entered in by the Company with J.P.
Morgan Group
O.8 Approval of the agreements and commitments Mgmt Against Against
pursuant to Articles L.225-38 and
L.225-42-1 of the Commercial Code regarding
Mr. Franck Riboud
O.9 Approval of the agreements and commitments Mgmt Against Against
pursuant to Articles L.225-38 and
L.225-42-1 of the Commercial Code regarding
Mr. Emmanuel Faber
O.10 Setting the amount of attendance allowances Mgmt For For
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to purchase, hold or transfer
shares of the Company
E.12 Delegation of authority to the Board of Mgmt Against Against
Directors to issue ordinary shares and
securities giving access to capital of the
Company while maintaining shareholders'
preferential subscription rights
E.13 Delegation of authority to the Board of Mgmt Against Against
Directors to issue ordinary shares of the
Company and securities giving access to
capital of the Company with cancellation of
shareholders' preferential subscription
rights, but with obligation to grant a
priority right
E.14 Delegation of authority to the Board of Mgmt Against Against
Directors to increase the number of
issuable securities in case of capital
increase with cancellation of shareholders'
preferential subscription rights
E.15 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares and
securities giving access to capital of the
Company with cancellation of shareholders'
preferential subscription rights in case of
public exchange offer initiated by the
Company
E.16 Delegation of powers to the Board of Mgmt Against Against
Directors to issue ordinary shares with
cancellation of shareholders' preferential
subscription rights, in consideration for
in-kind contributions granted to the
Company and comprised of equity securities
or securities giving access to capital
E.17 Delegation of authority to the Board of Mgmt For For
Directors to increase capital of the
Company by incorporation of reserves,
profits, premiums or other amounts which
may be capitalized
E.18 Delegation of authority to the Board of Mgmt For For
Directors to decide to carry out capital
increases reserved for employees who are
members of a company savings plan and/or
reserved share transfers with cancellation
of shareholders' preferential subscription
rights
E.19 Authorization granted to the Board of Mgmt For For
Directors to carry out allocations of
Company's shares existing or to be issued
with cancellation of shareholders'
preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.21 Amendment to Article 5 of the Bylaws of the Mgmt For For
Company in order to extend the term of the
Company
E.22 Amendment to Article 22.II of the Bylaws of Mgmt For For
the Company regarding shareholders
representation
E.23 Amendment to Article 24.I of the Bylaws of Mgmt For For
the Company regarding shareholders
convening
E.24 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 933811730
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2013
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
4. TO ADOPT AND APPROVE AN AMENDMENT TO OUR Mgmt Against Against
2011 INCENTIVE AWARD PLAN, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING, REGARDING EXECUTIVE PAY.
6. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING, REGARDING LOBBYING.
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 704392997
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Directors' Mgmt For For
Report and Audited Accounts for the year
ended 31 December 2012 and the Auditors'
Report thereon
2 To declare a one-tier tax exempt Final Mgmt For For
Dividend of 28 cents per ordinary share,
for the year ended 31 December 2012 2011:
Final Dividend of 28 cents per ordinary
share, one-tier tax exempt
3 To declare a one-tier tax exempt Final Mgmt For For
Dividend of 2 cents per Non-Voting
Redeemable Convertible Preference Share,
for the year ended 31 December 2012. 2011:
2 cents per Non-Voting Redeemable
Convertible Preference Share, one-tier tax
exempt
4 To sanction the amount of SGD 2,923,438 Mgmt For For
proposed as Directors' Remuneration for
2012. 2011: SGD 2,709,326
5 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
LLP as Auditors of the Company and to
authorise the Directors to fix their
remuneration
6 To re-elect the following Director, who are Mgmt For For
retiring under Article 95 of the Company's
Articles of Association ("the Articles")
and who, being eligible, offer himself
for re-election: Mr Danny Teoh Leong Kay
7 To re-elect the following Director, who are Mgmt For For
retiring under Article 95 of the Company's
Articles of Association ("the Articles")
and who, being eligible, offer herself
for re-election: Ms Euleen Goh Yiu Kiang
8 To re-elect the following Directors, who Mgmt For For
are retiring under Article 101 of the
Articles and who, being eligible, offer
himself for re-election: Mr Andre
Sekulic
9 To re-elect the following Directors, who Mgmt For For
are retiring under Article 101 of the
Articles and who, being eligible, offer
herself for re-election: Ms Woo Foong
Pheng (Mrs Ow)
10 That authority be and is hereby given to Mgmt Against Against
the Directors of the Company to: (a) allot
and issue from time to time such number of
ordinary shares in the capital of the
Company ("DBSH Ordinary Shares") as may be
required to be issued pursuant to the
exercise of options under the DBSH
Share Option Plan; and (b) offer and grant
awards in accordance with the
provisions of the DBSH Share Plan and to
allot and issue from time to time such
number of DBSH Ordinary Shares as may be
required to be issued pursuant to the
vesting of awards under the DBSH Share
Plan, provided always that: (1) the
aggregate number of new DBSH Ordinary
Shares to be issued pursuant to the
exercise of options granted under the DBSH
Share Option Plan and the vesting of
awards granted or to be granted under the
DBSH Share Plan shall not exceed 7.CONTD
CONT CONTD 5 per cent of the total number of Non-Voting
issued shares (excluding treasury shares)
in the capital of the Company from time to
time; and (2) the aggregate number of new
DBSH Ordinary Shares under awards to be
granted pursuant to the DBSH Share Plan
during the period commencing from the date
of this Annual General Meeting of the
Company and ending on the date of the next
Annual General Meeting of the Company or
the date by which the next Annual General
Meeting of the Company is required by law
to be held, whichever is the earlier, shall
not exceed 2 per cent of the total number
of issued shares (excluding treasury
shares) in the capital of the Company from
time to time
11 That authority be and is hereby given to Mgmt Against Against
the Directors of the Company to: (a) (i)
issue shares in the capital of the Company
("shares") whether by way of rights,
bonus or otherwise; and/or (ii) make or
grant offers, agreements or options
(collectively, "Instruments") that might or
would require shares to be issued,
including but not limited to the creation
and issue of (as well as adjustments to)
warrants, debentures or other
instruments convertible into shares, at any
time and upon such terms and
conditions and for such purposes and to
such persons as the Directors may in their
absolute discretion deem fit; and (b)
(notwithstanding the authority conferred
by this Resolution may have ceased to be in
force) issue shares in pursuance of any
Instrument made or granted by the Directors
while this Resolution was CONTD
CONT CONTD in force, provided that: (1) the Non-Voting
aggregate number of shares to be issued
pursuant to this Resolution (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) does not exceed 50 per
cent of the total number of issued shares
(excluding treasury shares) in the capital
of the Company (as calculated in accordance
with paragraph (2) below), of which the
aggregate number of shares to be issued
other than on a pro rata basis to
shareholders of the Company (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) shall be less than 10 per
cent of the total number of issued shares
(excluding treasury shares) in the capital
of the Company (as calculated in accordance
with paragraph (2) below); (2) (subject to
such manner of CONTD
CONT CONTD calculation and adjustments as may be Non-Voting
prescribed by the Singapore Exchange
Securities Trading Limited ("SGX-ST")), for
the purpose of determining the aggregate
number of shares that may be issued under
paragraph (1) above, the percentage of
issued shares shall be based on the total
number of issued shares (excluding treasury
shares) in the capital of the Company at
the time this Resolution is passed, after
adjusting for: (i) new shares arising from
the conversion or exercise of any
convertible securities or share options or
vesting of share awards which are
outstanding or subsisting at the time this
Resolution is passed; and (ii) any
subsequent bonus issue, consolidation or
subdivision of shares; (3) in exercising
the authority conferred by this Resolution,
the Company shall comply with the
provisions of the CONTD
CONT CONTD Listing Manual of the SGX-ST for the Non-Voting
time being in force (unless such compliance
has been waived by the SGX-ST) and the
Articles of Association for the time being
of the Company; and (4) (unless revoked or
varied by the Company in general meeting)
the authority conferred by this Resolution
shall continue in force until the
conclusion of the next Annual General
Meeting of the Company or the date by which
the next Annual General Meeting of the
Company is required by law to be held,
whichever is the earlier
12 That authority be and is hereby given to Mgmt Against Against
the Directors of the Company to allot and
issue such number of new ordinary shares
and new Non-Voting Redeemable
Convertible Preference Shares in the
capital of the Company as may be
required to be allotted and issued pursuant
to the application of the DBSH
Scrip Dividend Scheme to the final
dividends of 28 cents per ordinary share
and 2 cents per Non-Voting Redeemable
Convertible Preference Share, for the
year ended 31 December 2012
13 That authority be and is hereby given to Mgmt Against Against
the Directors of the Company to apply the
DBSH Scrip Dividend Scheme to any
dividend(s) which may be declared for the
year ending 31 December 2013 and to allot
and issue such number of new ordinary
shares and new Non-Voting Redeemable
Convertible Preference Shares in the
capital of the Company as may be required
to be allotted and issued pursuant
thereto
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 6 TO 13. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 704389798
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: EGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 704573648
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704050006
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2012 Mgmt For For
2 Directors' remuneration report 2012 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of PB Bruzelius as a director Mgmt For For
5 Re-election of LM Danon as a director Mgmt For For
6 Re-election of Lord Davies as a director Mgmt For For
7 Re-election of BD Holden as a director Mgmt For For
8 Re-election of Dr FB Humer as a director Mgmt For For
9 Re-election of D Mahlan as a director Mgmt For For
10 Re-election of PG Scott as a director Mgmt For For
11 Re-election of HT Stitzer as a director Mgmt For For
12 Re-election of PS Walsh as a director Mgmt For For
13 Election of Ho KwonPing as a director Mgmt For For
14 Election of IM Menezes as a director Mgmt For For
15 Re-appointment of auditor Mgmt For For
16 Remuneration of auditor Mgmt For For
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own ordinary shares Mgmt For For
20 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the EU
21 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP, INC. Agenda Number: 933783068
--------------------------------------------------------------------------------------------------------------------------
Security: 262037104
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: DRQ
ISIN: US2620371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ALEXANDER P. SHUKIS Mgmt For For
1.2 ELECTION OF DIRECTOR: TERENCE B. JUPP Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933689575
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Special
Meeting Date: 26-Oct-2012
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTING THE TRANSACTION AGREEMENT, DATED Mgmt For For
MAY 21, 2012, AMONG EATON CORPORATION,
COOPER INDUSTRIES PLC, NEW EATON
CORPORATION (F/K/A ABEIRON LIMITED),
ABEIRON II LIMITED (F/K/A COMDELL LIMITED),
TURLOCK B.V. AND TURLOCK CORPORATION, AS
AMENDED BY AMENDMENT NO. 1 TO THE
TRANSACTION AGREEMENT, DATED JUNE 22, 2012,
AND APPROVING THE MERGER.
2. APPROVING THE REDUCTION OF CAPITAL OF NEW Mgmt For For
EATON TO ALLOW THE CREATION OF
DISTRIBUTABLE RESERVES OF NEW EATON WHICH
ARE REQUIRED UNDER IRISH LAW IN ORDER TO
ALLOW NEW EATON TO MAKE DISTRIBUTIONS AND
TO PAY DIVIDENDS AND REPURCHASE OR REDEEM
SHARES FOLLOWING COMPLETION OF THE
TRANSACTION.
3. APPROVING, ON AN ADVISORY BASIS, SPECIFIED Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN EATON AND
ITS NAMED EXECUTIVE OFFICERS RELATING TO
THE TRANSACTION AGREEMENT.
4. APPROVING ANY MOTION TO ADJOURN THE SPECIAL Mgmt For For
MEETING, OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933749143
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2013 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. APPROVING THE SENIOR EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. APPROVING THE EXECUTIVE STRATEGIC INCENTIVE Mgmt For For
PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
6. AUTHORIZING THE COMPANY AND OR ANY Mgmt For For
SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS
MARKET PURCHASES OF COMPANY SHARES.
7. AUTHORIZING THE PRICE RANGE AT WHICH THE Mgmt Against Against
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS
TREASURY SHARES.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933751693
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1I. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1K. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1L. ELECTION OF DIRECTOR: MARY M. VANDEWEGHE Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2013.
3. APPROVE AMENDMENTS TO THE ECOLAB INC. 2010 Mgmt Against Against
STOCK INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. STOCKHOLDER PROPOSAL REQUESTING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK.
6. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933717261
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 05-Feb-2013
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.A.H. BOERSIG* Mgmt For For
J.B. BOLTEN* Mgmt For For
M.S. LEVATICH* Mgmt For For
R.L. STEPHENSON* Mgmt For For
A.A. BUSCH III# Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF AN AMENDMENT TO THE RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS.
5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THE ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933777320
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT FRANCIS S. KALMAN AS A DIRECTOR Mgmt For For
OF ENSCO PLC.
2. TO ELECT ROXANNE J. DECYK AS A DIRECTOR OF Mgmt For For
ENSCO PLC.
3. TO ELECT MARY FRANCIS CBE AS A DIRECTOR OF Mgmt For For
ENSCO PLC.
4. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED 31 DECEMBER 2013.
5. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For
STATUTORY AUDITORS UNDER THE U.K. COMPANIES
ACT 2006 (TO HOLD OFFICE FROM THE
CONCLUSION OF THE MEETING UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY).
6. TO AUTHORIZE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
8. A NON-BINDING VOTE TO APPROVE THE Mgmt For For
DIRECTORS' REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2012.
9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
REPORTS OF THE AUDITORS AND THE DIRECTORS
AND THE U.K. STATUTORY ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2012.
10. TO ADOPT THE ARTICLES OF ASSOCIATION Mgmt For For
(PRODUCED AT THE MEETING AND INITIALED BY
THE CHAIRMAN FOR THE PURPOSE OF
IDENTIFICATION) AS THE ARTICLES OF
ASSOCIATION OF THE COMPANY, IN SUBSTITUTION
FOR AND TO THE EXCLUSION OF THE EXISTING
ARTICLES OF ASSOCIATION, WITH EFFECT FROM
THE CONCLUSION OF THIS MEETING, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
11. TO (I) APPROVE THE TERMS OF THE PROPOSED Mgmt For For
PURCHASE AGREEMENT OR AGREEMENTS AND (II)
AUTHORISE THE COMPANY TO MAKE OFF-MARKET
PURCHASES OF CLASS A ORDINARY SHARES
PURSUANT TO SUCH AGREEMENT OR AGREEMENTS,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT Agenda Number: 704384902
--------------------------------------------------------------------------------------------------------------------------
Security: F31668100
Meeting Type: MIX
Meeting Date: 16-May-2013
Ticker:
ISIN: FR0000121667
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301140.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Renewal of terms of the firm Mgmt For For
PricewaterhouseCoopers Audit as principal
Statutory Auditor and Mr. Etienne Boris as
deputy Statutory Auditor
O.5 Renewal of terms of the firm Mazars as Mgmt For For
principal Statutory Auditor and Mr.
Jean-Louis Simon as deputy Statutory
Auditor
O.6 Renewal of term of Mr. Yves Chevillotte as Mgmt For For
Board member
O.7 Renewal of term of Mrs. Mireille Faugere Mgmt For For
as Board member
O.8 Renewal of term of Mr. Xavier Fontanet as Mgmt For For
Board member
O.9 Appointment of Mrs. Maureen Cavanagh as Mgmt For For
Board member
O.10 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
E.11 Authorization to be granted to the Board of Mgmt For For
Directors to increase share capital by
issuing shares reserved for members of a
company savings plan
E.12 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing shares
and/or securities giving access to capital
of the Company and/or securities entitling
to the allotment of debt securities as part
of an offer, including to qualified
investors or a limited group of investors
pursuant to Article L.411-2, II of the
Monetary and Financial Code without
preferential subscription rights
E.13 Amendment to Article 24 of the bylaws: Mgmt For For
Holding General Meetings 3) Quorum-Voting
(excerpt) - Introducing the option to waive
double voting rights
E.14 Powers to carry out all legal formalities Mgmt For For
resulting from the decisions of the
Ordinary and Extraordinary General Meeting
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933758306
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SAMUEL K. SKINNER Mgmt For For
1L. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 704583221
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines, Allow Use of Electronic Systems for
Public Notifications, Increase Board Size
to 18, Adopt Reduction of Liability System
for Outside Directors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
3.17 Appoint a Director Mgmt For For
3.18 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 933677099
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 24-Sep-2012
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1E. ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1I. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1L. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORT.
--------------------------------------------------------------------------------------------------------------------------
FIRSTGROUP PLC, ABERDEEN Agenda Number: 703945230
--------------------------------------------------------------------------------------------------------------------------
Security: G34604101
Meeting Type: AGM
Meeting Date: 25-Jul-2012
Ticker:
ISIN: GB0003452173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Financial Mgmt For For
Statements
2 To approve the Directors Remuneration Mgmt For For
Report
3 To declare a final dividend Mgmt For For
4 To re-elect Professor David Begg as a Mgmt For For
Director
5 To re-elect Martin Gilbert as a Director Mgmt For For
6 To re-elect Colin Hood as a Director Mgmt For For
7 To re-elect John Sievwright as a Director Mgmt For For
8 To re-elect Tim O'Toole as a Director Mgmt For For
9 To elect Mick Barker as a Director Mgmt For For
10 To re-appoint Deloitte LLP as independent Mgmt For For
auditors
11 To authorise the Directors to determine the Mgmt For For
remuneration of the independent auditors
12 To authorise the Directors to allot shares Mgmt Against Against
13 To authorise the Directors to disapply Mgmt For For
pre-emption rights
14 To permit the Company to purchase its own Mgmt For For
shares
15 To authorise the Company to make political Mgmt For For
donations and incur political expenditure
16 To authorise the calling of general Mgmt For For
meetings of the Company by notice of 14
clear days
--------------------------------------------------------------------------------------------------------------------------
GDR SES S.A. BR FDR Agenda Number: 704307328
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 04-Apr-2013
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Attendance list, quorum and adoption of the Non-Voting
agenda
2 Nomination of a secretary and of two Non-Voting
scrutinizers
3 Presentation by the Chairman of the Board Non-Voting
of Directors of the 2012 activities report
of the Board
4 Presentation on the main developments Non-Voting
during 2012 and perspectives
5 Presentation of the 2012 financial results Non-Voting
6 Presentation of the audit report Non-Voting
7 Approval of the balance sheet and of the Mgmt For For
profit and loss accounts as of December 31,
2012
8 Decision on allocation of 2012 profits Mgmt For For
9 Transfers between reserve accounts Mgmt For For
10 Discharge of the members of the Board of Mgmt For For
Directors
11 Discharge of the auditor Mgmt For For
12 Appointment of the auditor for the year Mgmt For For
2013 and determination of its remuneration:
PricewaterhouseCoopers
13 Resolution on company acquiring own FDRs Mgmt For For
and/or own A- or B-shares
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY A
14.1 Election of Director for a three-year term: Mgmt For For
Mr. Romain Bausch
14.2 Election of Director for a three-year term: Mgmt For For
Mr. Jacques Espinasse
14.3 Election of Director for a three-year term: Mgmt For For
Mrs. Tsega Gebreyes
14.4 Election of Director for a three-year term: Mgmt For For
Mr. Francois Tesch
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY B
14.5 Election of Director for a three-year term: Mgmt For For
Mr. Marc Colas
14.6 Election of Director for a three-year term: Mgmt For For
Mr. Jean-Claude Finck
15 Determination of the remuneration of Board Mgmt For For
members
16 Miscellaneous Non-Voting
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_156670.PDF,
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_156671.PDF
CMMT PLEASE NOTE THE FOLLOWING ADDITIONAL Non-Voting
REQUIREMENTS FOR THIS MEETING. A VOTING
CERTIFICATE IS REQUIRED TO BE COMPLETED.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GEMALTO, AMSTERDAM Agenda Number: 704385409
--------------------------------------------------------------------------------------------------------------------------
Security: N3465M108
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: NL0000400653
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 Adoption of the 2012 Financial Statements Mgmt For For
4b Distribution of a dividend in cash of EURO Mgmt For For
0.34 per share for the 2012 financial year
5a Discharge of the Chief Executive Officer Mgmt For For
for the fulfillment of his duties during
the 2012 financial year
5b Discharge of the Non-executive Board Mgmt For For
members for the fulfillment of their duties
during the 2012 financial year
6a Reappointment of Mr. Buford Alexander as Mgmt For For
Non-executive Board member until the close
of the 2017 Annual General Meeting of
Shareholders
6b Reappointment of Mr. John Ormerod as Mgmt For For
Non-executive Board member until the close
of the 2015 Annual General Meeting of
Shareholders
6c Appointment of Ms. Homaira Akbari as Mgmt For For
Non-executive Board member until the close
of the 2017 Annual General Meeting of
Shareholders
7 Amendment of the remuneration structure for Mgmt For For
the Non-executive Board members
8 Amendment of the Articles of Association of Mgmt Against Against
the Company
9 Renewal of the authorization of the Board Mgmt For For
to repurchase shares in the share capital
of the Company
10a Extension of the authorization of the Board Mgmt Against Against
to issue shares and to grant rights to
acquire shares in the share capital of the
Company
10b Extension of the authorization of the Board Mgmt Against Against
to limit or exclude pre-emption rights in
connection with an issue of shares or the
grant of rights to acquire shares in the
share capital of the Company
11 Reappointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as external auditor for
the 2013 financial year
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt Against Against
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENPACT LIMITED Agenda Number: 933795241
--------------------------------------------------------------------------------------------------------------------------
Security: G3922B107
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: G
ISIN: BMG3922B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
N.V. TYAGARAJAN Mgmt For For
ROBERT G. SCOTT Mgmt For For
JOHN W. BARTER Mgmt For For
AMIT CHANDRA Mgmt For For
LAURA CONIGLIARO Mgmt For For
DAVID HUMPHREY Mgmt For For
JAGDISH KHATTAR Mgmt For For
JAMES C. MADDEN Mgmt For For
MARK NUNNELLY Mgmt For For
MARK VERDI Mgmt For For
2. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
KPMG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
GENTING SINGAPORE PLC Agenda Number: 704370991
--------------------------------------------------------------------------------------------------------------------------
Security: G3825Q102
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0043620292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the payment of Directors' fees Mgmt For For
of SGD 594,000 (2011: SGD 604,583) for the
financial year ended 31 December 2012
2 To re-elect the following person as Mgmt For For
Director of the Company pursuant to Article
16.6 of the Articles of Association of the
Company: Mr. Tan Hee Teck
3 To re-elect the following person as Mgmt For For
Director of the Company pursuant to Article
16.6 of the Articles of Association of the
Company: Mr. Lim Kok Hoong
4 To re-appoint PricewaterhouseCoopers LLP, Mgmt For For
Singapore as Auditor of the Company and to
authorise the Directors to fix their
remuneration
5 To declare a final tax exempt (one-tier) Mgmt For For
dividend of SGD 0.01 per ordinary share for
the financial year ended 31 December 2012
6 Proposed Share Issue Mandate Mgmt Against Against
7 Proposed Modifications to, and Renewal of, Mgmt For For
the General Mandate for Interested Person
Transactions
8 Proposed Renewal of Share Buy-Back Mandate Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt Against Against
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933767317
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B. ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C. ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D. ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F. ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G. ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H. ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K. ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
4. PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
HALLIBURTON COMPANY STOCK AND INCENTIVE
PLAN.
5. PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HAMAMATSU PHOTONICS K.K. Agenda Number: 704184681
--------------------------------------------------------------------------------------------------------------------------
Security: J18270108
Meeting Type: AGM
Meeting Date: 20-Dec-2012
Ticker:
ISIN: JP3771800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt For For
2.4 Appoint a Corporate Auditor Mgmt For For
3 Approve Retirement Allowance for Retiring Mgmt For For
Corporate Auditors, and Payment of Accrued
Benefits associated with Abolition of
Retirement Benefit System for Current
Directors and Current Corporate Auditors
4 Amend the Compensation to be received by Mgmt For For
Directors and Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
HENNES & MAURITZ AB H&M, STOCKHOLM Agenda Number: 704344768
--------------------------------------------------------------------------------------------------------------------------
Security: W41422101
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: SE0000106270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the AGM Non-Voting
2 Election of a chairman for the AGM: Non-Voting
Proposed by the Election Committee: the
lawyer Sven Unger is proposed as chairman
of the AGM
3 Address by Managing Director Karl-Johan Non-Voting
Persson followed by an opportunity to ask
questions about the company
4 Establishment and approval of voting list Non-Voting
5 Approval of the agenda Non-Voting
6 Election of people to check the minutes Non-Voting
7 Examination of whether the meeting was duly Non-Voting
convened
8A Presentation of the annual accounts and Non-Voting
auditor's report as well as the
consolidated accounts and consolidated
auditor's report, and auditor's statement
on whether the guidelines for remuneration
to senior executives applicable since the
last AGM have been followed
8B Statement by the company's auditor and the Non-Voting
chairman of the Auditing Committee
8C Statement by the Chairman of the Board on Non-Voting
the work of the Board
8D Statement by the chairman of the Election Non-Voting
Committee on the work of the Election
Committee
9A Resolution: Adoption of the income Mgmt For For
statement and balance sheet as well as the
consolidated income statement and
consolidated balance sheet
9B Resolution: Disposal of the company's Mgmt For For
earnings in accordance with the adopted
balance sheets, and record date. The Board
has proposed a dividend to the shareholders
of SEK 9.50 per share. The Board of
Directors has proposed Friday 26 April as
the record date. If the resolution is
passed, dividends are expected to be paid
out by Euroclear Sweden AB on Thursday 2
May 2013
9C Resolution: Discharge of the members of the Mgmt For For
Board and Managing Director from liability
to the company
10 Establishment of the number of Board Mgmt For For
members and deputy Board members
11 Establishment of fees to the Board and Mgmt For For
auditors
12 Election of Board members and Chairman of Mgmt For For
the Board: The Election Committee proposes
the following Board of Directors.
Re-election of all current Board members:
Mia Brunell Livfors, Anders Dahlvig, Lottie
Knutson, Sussi Kvart, Bo Lundquist, Stefan
Persson, Melker Schorling and Christian
Sievert. Chairman of the Board: re-election
of Stefan Persson
13 Election of auditor. The Election Committee Mgmt For For
proposes that the registered audit firm
Ernst & Young AB be elected as the
company's auditor for a 4-year mandate
period, i.e. up to and including the Annual
General Meeting to be held in 2017. Ernst &
Young AB has notified that if the AGM
approves the proposal, authorised public
accountant Asa Lundvall will be the
auditor-in-charge
14 Elect Stefan Persson, Lottie Tham, Liselott Mgmt For For
Ledin, Jan Andersson and Anders Oscarsson
to the nominating committee approve
nominating committee guidelines
15 Resolution on guidelines for remuneration Mgmt For For
to senior executives
16 Resolution amending the basis for Mgmt For For
contributions to the H&M Incentive Program
17 Closing of the AGM Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF THE TEXT OF THE RESOLUTION
NO. 14. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 704537995
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONG KONG & CHINA GAS CO LTD Agenda Number: 704449859
--------------------------------------------------------------------------------------------------------------------------
Security: Y33370100
Meeting Type: AGM
Meeting Date: 05-Jun-2013
Ticker:
ISIN: HK0003000038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422353.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422335.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
accounts for the financial year ended 31st
December 2012 and the reports of the
Directors and Auditor thereon
2 To declare a final dividend Mgmt For For
3I To re-elect Dr. the Hon. Lee Shau Kee as Mgmt For For
Director
3II To re-elect Mr. Leung Hay Man as Director Mgmt For For
3III To re-elect Mr. Colin Lam Ko Yin as Mgmt For For
Director
3IV To re-elect Mr. Alfred Chan Wing Kin as Mgmt For For
Director
3V To re-elect Mr. Peter Wong Wai Yee as Mgmt For For
Director
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditor and to authorise the Directors to
fix its remuneration
5I To approve the issue of Bonus Shares Mgmt For For
5II To approve the renewal of the general Mgmt For For
mandate to the Directors for repurchase of
Shares
5III To approve the renewal of the general Mgmt Against Against
mandate to the Directors for the issue of
additional Shares
5IV To authorise the Directors to allot, issue Mgmt Against Against
or otherwise deal with additional Shares
equal to the number of Shares repurchased
under Resolution 5(II)
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704486477
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 20-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOT THAT THIS IS AN INFORMATION Non-Voting
MEETING ONLY FOR HONG KONG SHAREHOLDERS.
THERE ARE NO VOTABLE RESOLUTIONS. IF YOU
WISH TO ATTEND PLEASE PERSONALLY, YOU MAY
APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
1 To discuss the 2012 results and other Non-Voting
matters of interest
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN INFORMATION MEETING COMMENT.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704375080
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021682.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021651.pdf
1 To receive the Annual Report and Accounts Mgmt For For
2012
2 To approve the Directors' Remuneration Mgmt For For
Report for 2012
3.a To re-elect S A Catz a Director Mgmt For For
3.b To re-elect L M L Cha a Director Mgmt For For
3.c To re-elect M K T Cheung a Director Mgmt For For
3.d To elect J B Comey a Director Mgmt For For
3.e To re-elect J D Coombe a Director Mgmt For For
3.f To re-elect J Faber a Director Mgmt For For
3.g To re-elect R A Fairhead a Director Mgmt For For
3.h To elect R Fassbind a Director Mgmt For For
3.i To re-elect D J Flint a Director Mgmt For For
3.j To re-elect S T Gulliver a Director Mgmt For For
3.k To re-elect J W J Hughes-Hallett a Director Mgmt For For
3.l To re-elect W S H Laidlaw a Director Mgmt For For
3.m To re-elect J P Lipsky a Director Mgmt For For
3.n To re-elect J R Lomax a Director Mgmt For For
3.o To re-elect I J Mackay a Director Mgmt For For
3.p To re-elect Sir Simon Robertson a Director Mgmt For For
3.q To re-elect J L Thornton a Director Mgmt For For
4 To reappoint the Auditor at remuneration to Mgmt For For
be determined by the Group Audit Committee:
KPMG Audit Plc
5 To authorise the Directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To authorise the Company to purchase its Mgmt For For
own ordinary shares
8 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 6, 8,
COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 933741957
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERNEST J. MROZEK Mgmt For For
DAVID C. PARRY Mgmt For For
L.L. SATTERTHWAITE Mgmt For For
2. TO VOTE ON A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933753255
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL TO ADOPT SIMPLE Shr For Against
MAJORITY VOTE RIGHT.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC Agenda Number: 704209433
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 30-Jan-2013
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Directors' Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-elect Dr K M Burnett Mgmt For For
5 To re-elect Mrs A J Cooper Mgmt For For
6 To re-elect Mr R Dyrbus Mgmt For For
7 To elect Mr D J Haines Mgmt For For
8 To re-elect Mr M H C Herlihy Mgmt For For
9 To re-elect Ms S E Murray Mgmt For For
10 To re-elect Mr I J G Napier Mgmt For For
11 To elect Mr M R Phillips Mgmt For For
12 To re-elect Mr B Setrakian Mgmt For For
13 To re-elect Mr M D Williamson Mgmt For For
14 To re-elect Mr M I Wyman Mgmt For For
15 That PricewaterhouseCoopers LLP be Mgmt For For
reappointed as Auditor of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
16 Remuneration of Auditors Mgmt For For
17 Donations to political organisations Mgmt For For
18 Authority to allot securities Mgmt For For
19 Share Matching Scheme renewal Mgmt For For
20 Long Term Incentive Plan renewal Mgmt For For
21 International Sharesave Plan renewal Mgmt For For
22 Disapplication of pre-emption rights Mgmt For For
23 Purchase of own shares Mgmt For For
24 That a general meeting of the Company other Mgmt For For
than an AGM of the Company may be called on
not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 11. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933744004
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 73)
5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT (PAGE 74)
6. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIR (PAGE 75)
7. STOCKHOLDER PROPOSAL FOR EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK (PAGE 76)
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 933802464
--------------------------------------------------------------------------------------------------------------------------
Security: 462846106
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: IRM
ISIN: US4628461067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TED R. ANTENUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: CLARKE H. BAILEY Mgmt For For
1C. ELECTION OF DIRECTOR: KENT P. DAUTEN Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL F. DENINGER Mgmt For For
1E. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1F. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR D. LITTLE Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. MEANEY Mgmt For For
1I. ELECTION OF DIRECTOR: VINCENT J. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: LAURIE A. TUCKER Mgmt For For
1K. ELECTION OF DIRECTOR: ALFRED J. VERRECCHIA Mgmt For For
2. THE APPROVAL OF THE ADOPTION OF THE IRON Mgmt For For
MOUNTAIN INCORPORATED 2013 EMPLOYEE STOCK
PURCHASE PLAN.
3. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4. THE RATIFICATION OF THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
IRON MOUNTAIN INCORPORATED'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC. Agenda Number: 933789161
--------------------------------------------------------------------------------------------------------------------------
Security: 46333X108
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: IRWD
ISIN: US46333X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARSHA H. FANUCCI Mgmt For For
TERRANCE G. MCGUIRE Mgmt For For
EDWARD P. OWENS Mgmt For For
CHRISTOPHER T. WALSH Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda Number: 933720585
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 24-Jan-2013
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA F. BROOKS Mgmt For For
MEL S. LAVITT Mgmt For For
TIMOTHY L. MAIN Mgmt For For
MARK T. MONDELLO Mgmt For For
LAWRENCE J. MURPHY Mgmt For For
FRANK A. NEWMAN Mgmt For For
STEVEN A. RAYMUND Mgmt For For
THOMAS A. SANSONE Mgmt For For
DAVID M. STOUT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS JABIL'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING AUGUST 31, 2013.
3. TO APPROVE (ON AN ADVISORY BASIS) JABIL'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO INCREASE THE Mgmt Against Against
SIZE OF THE JABIL CIRCUIT, INC. 2011 STOCK
AWARD AND INCENTIVE PLAN BY 9,500,000
SHARES.
5. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL MEETING,
INCLUDING ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 933695186
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. HALL Mgmt For For
M. FLANIGAN Mgmt For For
W. BROWN Mgmt For For
M. SHEPARD Mgmt For For
J. PRIM Mgmt For For
T. WILSON Mgmt For For
J. FIEGEL Mgmt For For
T. WIMSETT Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. TO APPROVE THE COMPANY'S 2012 ANNUAL Mgmt For For
INCENTIVE PLAN.
4. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr Against For
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 704028732
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 12-Sep-2012
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt Against Against
2 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 704546805
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 13-Jun-2013
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN INC Agenda Number: 933761771
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
C. PARK SHAPER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933690439
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT P. AKINS Mgmt For For
ROBERT T. BOND Mgmt For For
KIRAN M. PATEL Mgmt For For
DAVID C. WANG Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2013.
3 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE COMPANY'S BOARD OF DIRECTORS.
4 ADVISORY proposal ON THE COMPANY'S Mgmt For For
EXECUTIVE compensation.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE DSM NV, HEERLEN Agenda Number: 704327837
--------------------------------------------------------------------------------------------------------------------------
Security: N5017D122
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: NL0000009827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 Financial Statements for 2012 Mgmt For For
4.b. It is proposed to declare a dividend over Mgmt For For
the fiscal year 2012 of EUR 1,50 gross per
share, an interim dividend of EUR 0,48 has
been paid in august 2012, remains a final
dividend of EUR 1,02 gross per share, which
can be taken up at the choice of
shareholders entirely in cash or in new
shares of the company
5.a. Release from liability of the members of Mgmt For For
the Managing Board
5.b. Release from liability of the members of Mgmt For For
the Supervisory Board
6 Appointment of Mr. D. de Vreeze as a member Mgmt For For
of the Managing Board
7 Re-appointment of Mr. P. Hochuli as a Mgmt For For
member of the Supervisory Board
8 Remuneration policy of the Managing Board Mgmt For For
10.a. Extension of the period during which the Mgmt Against Against
Managing Board is authorized to issue
ordinary shares
10.b. Extension of the period during which the Mgmt Against Against
Managing Board is authorized to limit or
exclude the preferential right when issuing
ordinary shares
11 Authorization of the Managing Board to have Mgmt For For
the company repurchase shares
12 Reduction of the issued capital by Mgmt For For
cancelling shares
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AMOUNTS IN RESOLUTION 4B. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV, DEN HAAG Agenda Number: 703986868
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: EGM
Meeting Date: 11-Sep-2012
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening of the general meeting Non-Voting
2 Acknowledgement by the supervisory board on Non-Voting
the proposed appointment of Mr.E.Hageman as
member of the managing board of KPN NV
3 It is proposed to change the articles of Mgmt For For
association in respect of the following
subjects: Change in the rights for
shareholders to put items on the agenda of
a general meeting. (Article 36 paragraph 6
of the articles)
4 Any other business and closing of the Non-Voting
general meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM SGM TO EGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
L'AIR LIQUIDE, PARIS Agenda Number: 704274567
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 07-May-2013
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0218/201302181300337.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and setting the
dividend
O.4 Authorization granted to the Board of Mgmt For For
Directors for an 18-month period to allow
the Company to trade its own shares
O.5 Renewal of term of Mr. Thierry Desmarest as Mgmt For For
Board member
O.6 Renewal of term of Mr. Thierry Peugeot as Mgmt For For
Board member
O.7 Approval of the special report of the Mgmt For For
Statutory Auditors and approval of the new
Agreements pursuant to Articles L.225-38 et
seq. of the Commercial Code benefiting Mr.
Benoit Potier
O.8 Approval of the special report of the Mgmt For For
Statutory Auditors and approval of the new
Agreements pursuant to Articles L.225-38 et
seq. of the Commercial Code benefiting Mr.
Pierre Dufour
O.9 Authorization granted to the Board of Mgmt For For
Directors for a five-year period to issue
in one or more times bonds within a total
maximum outstanding amount (including
previous issues still outstanding) of 12
billion euros
E.10 Authorization granted to the Board of Mgmt For For
Directors for a 24-month period to reduce
capital by cancellation of treasury shares
E.11 Authorization granted to the Board of Mgmt For For
Directors for a 38-month period to grant
share subscription and/or purchase options
to employees and corporate officers of the
Group or to some of them with cancellation
of shareholders' preferential subscription
rights to shares to be issued due to the
exercise of stock options
E.12 Authorization granted to the Board of Mgmt For For
Directors for a 38-month period to carry
out free allocations of shares existing or
to be issued to employees and corporate
officers of the Group or to some of them
with cancellation of shareholders'
preferential subscription rights to shares
to be issued
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
increase share capital by issuing ordinary
shares or securities giving immediate
and/or future access to share capital of
the Company while maintaining shareholders'
preferential subscription rights for a
maximum nominal amount of 430 million Euros
E.14 Authorization granted to the Board of Mgmt For For
Directors for a 26-month period to increase
the amount of share or security issues in
case of surplus demands
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
carry out share capital increases with
cancellation of shareholders' preferential
subscription rights reserved for members of
a Company or Group Savings Plan
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors for an 18-month period
to carry out share capital increases with
cancellation of shareholders' preferential
subscription rights reserved for a class of
beneficiaries
E.17 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A., PARIS Agenda Number: 704331494
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 26-Apr-2013
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2013/0318/201303181300730.pdf .PLEASE
NOTE THAT THIS IS A REVISION DUE TO
ADDITION OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301045.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
2012 and setting the dividend
O.4 Appointment of Mrs. Virginie Morgon as Mgmt For For
Board member
O.5 Renewal of term of Mrs. Francoise Mgmt For For
Bettencourt Meyers as Board member
O.6 Renewal of term of Mr. Peter Mgmt For For
Brabeck-Letmathe as Board member
O.7 Renewal of term of Mr. Louis Schweitzer as Mgmt For For
Board member
O.8 Authorization for the Company to repurchase Mgmt For For
its own shares
E.9 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase capital
either by issuing ordinary shares while
maintaining preferential subscription
rights, or by incorporating reserves,
profits, premiums or other amounts
E.10 Authorization granted to the Board of Mgmt For For
Directors to carry out free allocations of
shares existing and/or to be issued
carrying waiver by shareholders of their
preferential subscription rights, to
employees and corporate officers
E.11 Delegation of authority granted to the Mgmt For For
Board of Directors to allow the completion
of a capital increase reserved for
employees with cancellation of
shareholders' preferential subscription
rights
E.12 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LINDE AG, MUENCHEN Agenda Number: 704513870
--------------------------------------------------------------------------------------------------------------------------
Security: D50348107
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: DE0006483001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 08.05.2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.05.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2012 financial
year with the report of the Supervisory
Board, the group financial statements, the
group annual report, and the report
pursuant to Sections 289(4) and 315(4) of
the German Commercial Code
2. Resolution on the appropriation of the Mgmt For For
distributable profit of EUR 500,010,213.60
as follows: Payment of a dividend of EUR
2.70 per no-par share Ex-dividend and
payable date: May 30, 2013
3. Ratification of the acts of the Board of Mgmt For For
MDs
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Appointment of auditors for the 2013 Mgmt For For
financial year: KPMG AG
Wirtschaftsprufungsgesellschaft, Berlin
6. Resolution on the revocation of the Mgmt For For
existing authorized capital I, the creation
of a new authorized capital I, and the
corresponding amendment to the articles of
association. The existing authorized
capital I shall be revoked. The Board of
MDs shall be authorized, with the consent
of the Supervisory Board, to increase the
share capital by up to EUR 47,000,000
through the issue of up to 18,359.375 new
bearer no-par shares against contributions
in cash and/or kind, on or before May 28,
2018 (authorized capital I). Shareholders
shall be granted subscription rights except
for residual amounts, for the granting of
such rights to holders of option or
conversion rights, for a capital increase
of up to 10 pct. of the share capital
against contributions in cash if the shares
are issued at a price not materially below
their market price, for the issue of shares
against contributions in kind, and for the
issue of employee shares of up to EUR
3,500,000
7. Resolution on the authorization to issue Mgmt Against Against
convertible and/or warrant bonds, the
creation of contingent capital, and the
corresponding amendment to the articles of
association. The existing authorization
given by the shareholder's meeting of May
4, 2010, to issue bonds and create
contingent capital shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to issue
bearer or registered bonds of up to EUR
3,500,000,000 conferring conversion and/or
option rights for shares of the company, on
or before May 28, 2018. Shareholders shall
be granted subscription rights except for
residual amounts, for the issue of bonds
conferring conversion and/or option rights
for shares of the company of up to 10 pct.
of the share capital at a price not
materially below their theoretical market
value, and for the granting of such rights
to holders of conversion or option rights.
The company's share capital shall be
increased accordingly by up to EUR
47,000,000 through the issue of up to
18,359,375 new no-par shares, insofar as
conversion and/or option rights are
exercised (contingent capital 2013)
8. Resolution on the revocation of the Mgmt For For
existing contingent capital 2002 and the
corresponding amendment to the articles of
association
9.1 Elections to the Supervisory Board: Mgmt For For
Ann-Kristin Achleitner
9.2 Elections to the Supervisory Board: Clemens Mgmt For For
Boersig
9.3 Elections to the Supervisory Board: Michael Mgmt For For
Diekmann
9.4 Elections to the Supervisory Board: Franz Mgmt For For
Fehrenbach
9.5 Elections to the Supervisory Board: Mgmt For For
Klaus-Peter Mueller
9.6 Elections to the Supervisory Board: Manfred Mgmt For For
Schneider
9.7 Elections to the Supervisory Board, Mgmt For For
Substitute member: Mathias Otto
9.8 Elections to the Supervisory Board, Mgmt For For
Substitute member: Guenter Hugger
10.1 Resolution on further amendments of the Mgmt For For
Articles of Association: Resolution on the
amendment of number 2.1 of the Articles of
Association (Object of the Company)
10.2 Resolution on further amendments of the Mgmt For For
Articles of Association: Resolution on the
amendment of number 7.1 of the Articles of
Association (Composition of the Supervisory
Board)
10.3 Resolution on further amendments of the Mgmt For For
Articles of Association: Resolution on the
amendment of number 11 of the Articles of
Association (Remuneration of the
Supervisory Board)
10.4 Resolution on further amendments of the Mgmt For For
Articles of Association: Resolution on the
amendment of number 17.1 of the Articles of
Association (Announcements of the Company)
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933768989
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZACHARY W. CARTER Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1D. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1E. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1F. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1I. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1J. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1K. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1L. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt Against Against
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt Against Against
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt Against Against
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt Against Against
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt Against Against
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt Against Against
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt Against Against
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt Against Against
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Against Against
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr For Against
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 704545978
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING COMPANY,LTD. Agenda Number: 704573686
--------------------------------------------------------------------------------------------------------------------------
Security: J46840104
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3914400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to:Expand Business Lines, Mgmt For For
Allow Use of Treasury Shares for Odd-Lot
Purchases
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 703914196
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 30-Jul-2012
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To elect Sir Peter Gershon Mgmt For For
4 To re-elect Steve Holliday Mgmt For For
5 To re-elect Andrew Bonfield Mgmt For For
6 To re-elect Tom King Mgmt For For
7 To re-elect Nick Winser Mgmt For For
8 To re-elect Ken Harvey Mgmt For For
9 To re-elect Linda Adamany Mgmt For For
10 To re-elect Philip Aiken Mgmt For For
11 To elect Nora Brownell Mgmt For For
12 To elect Paul Golby Mgmt For For
13 To elect Ruth Kelly Mgmt For For
14 To re-elect Maria Richter Mgmt For For
15 To re-elect George Rose Mgmt For For
16 To reappoint the auditors Mgmt For For
PricewaterhouseCoopers LLP
17 To authorise the Directors to set the Mgmt For For
auditors' remuneration
18 To approve the Directors Remuneration Mgmt For For
Report
19 To authorise the Directors to allot Mgmt Against Against
ordinary shares
20 To disapply pre-emption rights Mgmt For For
21 To authorise the Company to purchase its Mgmt For For
own ordinary shares
22 To authorise the Directors to hold general Mgmt For For
meetings on 14 clear days' notice
23 To amend the existing Articles of Mgmt For For
Association
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 933768701
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES J. TRUCHARD Mgmt For For
JOHN M. BERRA Mgmt For For
2. TO APPROVE AN AMENDMENT OF NI'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK BY
180,000,000.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
AS NI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 933753154
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 11-Apr-2013
Ticker: NSRGY
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2012
1B ACCEPTANCE OF THE COMPENSATION REPORT 2012 Mgmt For For
(ADVISORY VOTE)
2 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFITS RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2012
4A1 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
PETER BRABECK-LETMATHE
4A2 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
STEVEN G. HOCH
4A3 RE-ELECTION TO THE BOARD OF DIRECTOR: MS Mgmt For For
TITIA DE LANGE
4A4 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
JEAN-PIERRE ROTH
4B ELECTION TO THE BOARD OF DIRECTORS: MS EVA Mgmt For For
CHENG
4C RE-ELECTION OF THE STATUTORY AUDITORS: KPMG Mgmt For For
SA, GENEVA BRANCH
5 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt For For
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: "FOR" = VOTE IN
ACCORDANCE WITH THE PROPOSAL OF THE BOARD
OF DIRECTORS "AGAINST" = VOTE AGAINST THE
PROPOSAL OF THE BOARD OF DIRECTORS
"ABSTAIN" = ABSTAIN
6 MARK THE BOX AT THE RIGHT IF YOU WISH TO Mgmt For For
GIVE A PROXY TO THE INDEPENDENT
REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN
(AS FURTHER DISCUSSED IN THE COMPANY'S
INVITATION)
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 704321532
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151749,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2012
1.2 Acceptance of the Compensation Report 2012 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2012
4.1.1 Re-elections to the Board of Directors: Mr. Mgmt For For
Peter Brabeck-Letmathe
4.1.2 Re-elections to the Board of Directors: Mr. Mgmt For For
Steven G. Hoch
4.1.3 Re-elections to the Board of Directors: Ms. Mgmt For For
Titia de Lange
4.1.4 Re-elections to the Board of Directors: Mr. Mgmt For For
Jean-Pierre Roth
4.2 Election to the Board of Directors Ms. Eva Mgmt For For
Cheng
4.3 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
CMMT IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Non-Voting
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: 1 OPTION EITHER 5.A,
5.B OR 5.C NEED TO BE INSTRUCTED (WITH YES)
TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE
IN THE EVENT OF NEW OR MODIFIED PROPOSALS
5.A MANAGEMENT RECOMMENDS A FOR VOTE ON THIS Shr For Against
PROPOSAL: Vote in accordance with the
proposal of the Board of Directors
5.B Vote against the proposal of the Board of Shr No vote
Directors
5.C Abstain Shr No vote
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 704062912
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Mr Gerard Michael Bond as a Mgmt For For
Director
2.b Re-election of Mr Vince Gauci as a Director Mgmt For For
3 Adoption of Remuneration Report (advisory Mgmt For For
only)
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933755045
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY Mgmt For For
1C. ELECTION OF DIRECTOR: JOSE IGNACIO Mgmt For For
PEREZ-LIZAUR
1D. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2013.
3. APPROVE THE NEWELL RUBBERMAID INC. 2013 Mgmt Against Against
INCENTIVE PLAN.
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS N.V. Agenda Number: 933792904
--------------------------------------------------------------------------------------------------------------------------
Security: N63218106
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: NLSN
ISIN: NL0009538479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2012 AND (B) AUTHORIZE THE PREPARATION OF
OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE
ANNUAL REPORT OF THE BOARD OF DIRECTORS
REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR
ENDING DECEMBER 31, 2013, IN THE ENGLISH
LANGUAGE.
2. TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY PURSUANT TO DUTCH
LAW IN RESPECT OF THE EXERCISE OF THEIR
DUTIES DURING THE YEAR ENDED DECEMBER 31,
2012.
3A. ELECTION OF EXECUTIVE DIRECTOR: DAVID L. Mgmt For For
CALHOUN
3B. ELECTION OF NON-EXECUTIVE DIRECTOR: JAMES Mgmt For For
A. ATTWOOD, JR.
3C. ELECTION OF NON-EXECUTIVE DIRECTOR: RICHARD Mgmt For For
J. BRESSLER
3D. ELECTION OF NON-EXECUTIVE DIRECTOR: PATRICK Mgmt For For
HEALY
3E. ELECTION OF NON-EXECUTIVE DIRECTOR: KAREN Mgmt For For
M. HOGUET
3F. ELECTION OF NON-EXECUTIVE DIRECTOR: JAMES Mgmt For For
M. KILTS
3G. ELECTION OF NON-EXECUTIVE DIRECTOR: Mgmt For For
ALEXANDER NAVAB
3H. ELECTION OF NON-EXECUTIVE DIRECTOR: ROBERT Mgmt For For
POZEN
3I. ELECTION OF NON-EXECUTIVE DIRECTOR: VIVEK Mgmt For For
RANADIVE
3J. ELECTION OF NON-EXECUTIVE DIRECTOR: ROBERT Mgmt For For
REID
3K. ELECTION OF NON-EXECUTIVE DIRECTOR: JAVIER Mgmt For For
G. TERUEL
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
5. TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For
OUR AUDITOR WHO WILL AUDIT OUR DUTCH
STATUTORY ANNUAL ACCOUNTS FOR THE YEAR
ENDING DECEMBER 31, 2013.
6. TO APPROVE THE AMENDED AND RESTATED NIELSEN Mgmt For For
HOLDINGS 2010 STOCK INCENTIVE PLAN.
7. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For
OF THE BOARD OF DIRECTORS TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL
NOVEMBER 7, 2014 ON THE OPEN MARKET,
THROUGH PRIVATELY NEGOTIATED TRANSACTIONS
OR IN ONE OR MORE SELF TENDER OFFERS FOR A
PRICE PER SHARE NOT LESS THAN THE NOMINAL
VALUE OF A SHARE AND NOT HIGHER THAN 110%
OF THE MOST RECENTLY AVAILABLE PRICE OF A
SHARE ON ANY SECURITIES EXCHANGE WHERE OUR
SHARES ARE TRADED.
8. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933673471
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2012
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
4. TO RE-APPROVE AND AMEND THE NIKE, INC. Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933772914
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1992 STOCK OPTION AND
RESTRICTED STOCK PLAN.
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION.
6. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933764955
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1K. ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE NORDSTROM, Mgmt Against Against
INC. 2010 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933758851
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1G. ELECTION OF DIRECTOR: BURTON M. JOYCE Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2013 ANNUAL MEETING OF STOCKHOLDERS.
4. APPROVAL OF AN AMENDMENT TO THE NORFOLK Mgmt For For
SOUTHERN BYLAWS GIVING STOCKHOLDERS THE
RIGHT TO CALL A SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704248803
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 22-Feb-2013
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151755,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
A.1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2012: Under this item,
the Board of Directors proposes approval of
the Annual Report the Financial Statements
of Novartis AG and the Group Consolidated
Financial Statements for the Business Year
2012
A.2 Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee: Under this item, the Board of
Directors proposes discharge from liability
of its members and those of the Executive
Committee for the business year 2012
A.3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
Under this item, the Board of Directors
proposes to use the available earnings of
Novartis AG of 2012 for the purpose of
distributing a gross dividend of CHF 2.30
per share as follows This will result in a
payout ratio of 65% of the Group's
consolidated net income expressed in
USD.(as specified) Payout ratio is
calculated by converting into USD the
proposed total gross dividend amount in CHF
at the CHF-USD exchange rate of December
31, 2012 based on an estimated number of
shares outstanding on dividend payment date
and dividing it by the USD consolidated net
income attributable to shareholders of
Novartis AG based on the 2012 Novartis
Group consolidated financial statements. No
dividend will be declared on treasury
shares held by Novartis AG and certain
other treasury shares held by other Group
companies
A.4 Consultative Vote on the Compensation Mgmt Against Against
System: Under this item, the Board of
Directors proposes that the newly proposed
Compensation System of Novartis be endorsed
(non-binding consultative vote)
A.5.1 Election of Verena A. Briner, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Verena A. Briner, M.D., for
a three-year term
A.5.2 Election of Joerg Reinhardt, Ph.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Joerg Reinhardt Ph.D., for
a term of office beginning on August 1,
2013 and ending on the day of the Annual
General Meeting in 2016
A.5.3 Election of Charles L. Sawyers, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Charles L. Sawyers, M.D.,
for a three-year term
A.5.4 Election of William T. Winters: Under this Mgmt For For
item, the Board of Directors proposes the
election of William T. Winters for a
three-year term
A.6 Appointment of the Auditor: Under this Mgmt For For
item, the Board of Directors proposes the
re-election of PricewaterhouseCoopers AG as
auditor of Novartis AG for one year
B If additional and/or counter-proposals are Mgmt For Against
proposed at the Annual General Meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION A.3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704278476
--------------------------------------------------------------------------------------------------------------------------
Security: K7314N152
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: DK0060102614
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF Non-Voting
SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES
TO BE REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
2 Adoption of the audited Annual Report 2012 Mgmt For For
3.1 Approve remuneration of directors for 2012 Mgmt For For
in the aggregate amount of DKK 9.4 million
3.2 Approve remuneration of directors for 2013 Mgmt For For
in the amount of DKK 1.5 million for
chairman, DKK 1 million for vice chairman,
and base amount of DKK 500,000 for other
members approve remuneration for committee
work
4 Approve allocation of income and dividends Mgmt For For
of DKK 18 per share
5.1 The Board of Directors proposes election of Mgmt For For
Goran Ando as chairman
5.2 The Board of Directors proposes election of Mgmt For For
Jeppe Christiansen as vice chairman
5.3.a Election of other members to the Board of Mgmt For For
Directors: Bruno Angelici
5.3.b Election of other members to the Board of Mgmt For For
Directors: Henrik Gurtler
5.3.c Election of other members to the Board of Mgmt For For
Directors: Liz Hewitt
5.3.d Election of other members to the Board of Mgmt For For
Directors: Thomas Paul Koestler
5.3.e Election of other members to the Board of Mgmt For For
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt For For
auditor
7.1 Proposals from the Board of Directors: Mgmt For For
Reduction of the Company's B share capital
from DKK 452,512,800 to DKK 442,512,800
7.2 Proposals from the Board of Directors: Mgmt Against Against
approve creation of up to DKK 78 million
pool of capital with or without pre-emptive
rights
7.3 Proposals from the Board of Directors: Mgmt For For
Authorisation of the Board of Directors to
allow the Company to repurchase own shares
7.4 Proposals from the Board of Directors: Mgmt For For
Adoption of revised Remuneration Principles
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 3.1, 3.2, 4
AND 7.2. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933765399
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
CLAYTON C. DALEY, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013
3. APPROVAL OF THE SENIOR OFFICERS ANNUAL AND Mgmt For For
LONG-TERM INCENTIVE PLANS
4. APPROVAL OF THE AMENDMENT OF NUCOR'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REDUCE THE SUPERMAJORITY VOTING THRESHOLDS
5. APPROVAL OF THE AMENDMENT OF NUCOR'S BYLAWS Mgmt For For
TO REDUCE THE SUPERMAJORITY VOTING
THRESHOLDS
6. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
7. STOCKHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
LOBBYING ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
OI S.A. Agenda Number: 933741553
--------------------------------------------------------------------------------------------------------------------------
Security: 670851104
Meeting Type: Annual
Meeting Date: 21-Mar-2013
Ticker: OIBRC
ISIN: US6708511042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. ACKNOWLEDGE THE MANAGERS' ACCOUNTS, DISCUSS Mgmt For For
AND VOTE ON THE MANAGEMENT REPORT AND
FINANCIAL STATEMENTS.
O2. EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT Mgmt For For
PROPOSAL FOR THE ALLOCATION OF NET PROFITS
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012
AND FOR THE DISTRIBUTION OF DIVIDENDS.
O3. ELECT THE MEMBERS OF THE FISCAL COUNCIL AND Mgmt For For
THEIR RESPECTIVE ALTERNATES.
O4. DETERMINE THE ANNUAL GLOBAL COMPENSATION OF Mgmt For For
THE MANAGERS, MEMBERS OF THE BOARD AND
MEMBERS OF THE FISCAL COUNCIL OF THE
COMPANY.
E1. ANALYZE, DISCUSS AND DECIDE ON THE PROPOSAL Mgmt For For
TO CREATE TWO CLASSES OF REDEEMABLE
PREFERRED SHARES ISSUED BY THE COMPANY, FOR
PURPOSES OF THE DISTRIBUTION TO BE DECIDED
AS PER ITEM 2 OF THIS AGENDA, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
E2. DECIDE ON THE PROPOSED DISTRIBUTION OF Mgmt For For
REDEEMABLE SHARES ISSUED BY THE COMPANY TO
THE SHAREHOLDERS OF THE COMPANY, FROM OUR
CAPITAL RESERVE ACCOUNT, AND THE RESULTING
AMENDMENT OF ARTICLE 5 OF THE BYLAWS OF THE
COMPANY.
E3. DECIDE ON THE IMMEDIATE REDEMPTION OF Mgmt For For
SHARES CREATED AS A RESULT OF THE
DISTRIBUTION DESCRIBED IN ITEM 2 ABOVE.
--------------------------------------------------------------------------------------------------------------------------
OI S.A. Agenda Number: 933741565
--------------------------------------------------------------------------------------------------------------------------
Security: 670851203
Meeting Type: Annual
Meeting Date: 21-Mar-2013
Ticker: OIBR
ISIN: US6708512032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. ELECT THE MEMBERS OF THE FISCAL COUNCIL AND Mgmt For For
THEIR RESPECTIVE ALTERNATES.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt For For
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 704074234
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 09-Nov-2012
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
12/1003/201210031205905.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
012/1019/201210191206055.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended June 30, 2012 and setting the
dividend
O.4 Approval of the regulated Agreements Mgmt For For
pursuant to Articles L.225-38 et seq. of
the Commercial Code
O.5 Approval of the commitments pursuant to Mgmt For For
Article L. 225-42-1 of the Commercial Code
regarding Mr. Pierre Pringuet
O.6 Approval of the commitments pursuant to Mgmt For For
Article L. 225-42-1 of the Commercial Code
regarding Mr. Alexandre Ricard
O.7 Ratification of the cooptation of Mrs. Mgmt For For
Martina Gonzalez-Gallarza as Board member.
O.8 Ratification of the cooptation of Mr. Mgmt For For
Alexandre Ricard as Board member
O.9 Renewal of term of Mr. Alexandre Ricard as Mgmt For For
Board member
O.10 Renewal of term of Mr. Pierre Pringuet as Mgmt For For
Board member
O.11 Renewal of term of Mr. Wolfgang Colberg as Mgmt For For
Board member
O.12 Renewal of term of Mr. Cesar Giron as Board Mgmt For For
member
O.13 Renewal of term of Mrs. Martina Mgmt For For
Gonzalez-Gallarza as Board member
O.14 Appointment of Mr. Ian Gallienne as Board Mgmt For For
member
O.15 Setting the annual amount of attendance Mgmt For For
allowances allocated to the Board members
O.16 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.17 Authorization to be granted to the Board of Mgmt For For
Directors to carry out free allocation of
performance shares to employees and
corporate Executives of the Company and
Group companies
E.18 Authorization to be granted to the Board of Mgmt For For
Directors to grant options entitling to the
subscription for shares of the Company to
be issued or to purchase existing shares of
the Company to employees and corporate
Executives of the Company and Group
companies
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing shares or
securities giving access to capital
reserved for members of a company savings
plan with cancellation of preferential
subscription rights in favor of the latter
E.20 Amendment to Article 5 of the bylaws Mgmt For For
regarding the duration of the Company
E.21 Amendment to Article 20 of the bylaws Mgmt For For
regarding the age limit of the Chairman of
the Board of Directors
E.22 Alignment of Article 27 of the bylaws with Mgmt For For
legal and regulatory provisions
E.23 Alignment of Article 32 of the bylaws with Mgmt For For
legal and regulatory provisions
E.24 Alignment of Article 33 of the bylaws with Mgmt For For
legal and regulatory provisions
E.25 Powers to carry out all required legal Mgmt For For
formalities
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933754182
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1D. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1E. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1L. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt Against Against
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 704365813
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Company's accounts and the reports Mgmt For For
of the Directors and the Auditors for the
year ended 31 December 2012 be received
2 That the Directors' Remuneration Report for Mgmt For For
the year ended 31 December 2012 be approved
3 That the final dividend recommended by the Mgmt For For
Directors of 78p per ordinary share for the
year ended 31 December 2012 be declared
payable and paid on 30 May 2013 to all
Shareholders on the register at the close
of business on 22 February 2013
4 That Adrian Bellamy (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
5 That Peter Harf (member of the Nomination Mgmt For For
Committee) be re-elected as a Director
6 That Richard Cousins (member of the Mgmt For For
Remuneration Committee) be re-elected as a
Director
7 That Kenneth Hydon (member of the Audit and Mgmt For For
Nomination Committees) be re-elected as a
Director
8 That Rakesh Kapoor (member of the Mgmt For For
Nomination Committee) be re-elected as a
Director
9 That Andre Lacroix (member of the Audit Mgmt For For
Committee) be re-elected as a Director
10 That Graham MacKay (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
11 That Judith Sprieser (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
12 That Warren Tucker (member of the Audit Mgmt For For
Committee) be re-elected as a Director
13 That Adrian Hennah, who was appointed to Mgmt For For
the Board since the date of the last AGM,
be elected as a Director
14 That PricewaterhouseCoopers LLP be Mgmt For For
re-appointed Auditors of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
15 That the Directors be authorised to fix the Mgmt For For
remuneration of the Auditors
16 That in accordance with s366 and s367 of Mgmt For For
the Companies Act 2006 (the 2006 Act) the
Company and any UK registered company which
is or becomes a subsidiary of the Company
during the period to which this resolution
relates be authorised to: a) make political
donations to political parties and/or
independent election candidates up to a
total aggregate amount of GBP 50,000; b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP
50,000; and c) incur political expenditure
up to a total aggregate amount of GBP
50,000 during the period from the date of
this resolution until the conclusion of the
next AGM of the Company in 2014, provided
that the total aggregate amount of all such
donations and expenditure incurred by the
Company and its UK subsidiaries in such
period shall not exceed GBP 50,000. For the
purpose of this resolution, the terms
'political donations', 'political parties',
'independent election candidates',
'political organisations' and 'political
expenditure' have the meanings set out in
s363 to s365 of the 2006 Act
17 That the Directors be generally and Mgmt Against Against
unconditionally authorised to exercise all
the powers of the Company to allot shares
or grant rights to subscribe for or convert
any security into shares of the Company: a)
up to a nominal amount of GBP 21,000,000
(such amount to be reduced by the nominal
amount allotted or granted under paragraph
(b) below in excess of such sum); and b)
comprising equity securities (as defined in
s560(1) of the 2006 Act) up to a nominal
amount of GBP 47,800,000 (such amount to be
reduced by any allotments or grants made
under paragraph (a) above) in connection
with an offer by way of a rights issue: i)
to Shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and ii) to holders of other
equity securities as required by the rights
of those securities or as the Directors
otherwise consider necessary, and so that
the Directors may impose any limits or
restrictions and make any arrangements
which it considers necessary or appropriate
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter, such authorities to apply
until the end of next year's AGM (or, if
earlier, until the close of business on 30
June 2014), but, in each case, so that the
Company may make offers and enter into
agreements during the relevant period which
would, or might, require shares to be
allotted or rights to subscribe for or
convert securities into shares to be
granted after the authority ends and the
Directors may allot shares or grant rights
to subscribe for or convert securities into
shares under any such offer or agreement as
if the authority had not ended
18 That if resolution 17 is passed, the Mgmt For For
Directors be given power to allot equity
securities (as defined in the 2006 Act) for
cash under the authority given by that
resolution and/or to sell ordinary shares
held by the Company as treasury shares for
cash as if s561 of the 2006 Act did not
apply to any such allotment or sale, such
power to be limited: a) to the allotment of
equity securities and sale of treasury
shares for cash in connection with an offer
of, or invitation to apply for, equity
securities (but in the case of the
authority granted under paragraph (b) of
resolution 17, by way of a rights issue
only): i) to Shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and ii ) to holders of
other equity securities, as required by the
rights of those securities or, as the
Directors otherwise consider necessary, and
so that the Directors may impose any limits
or restrictions and make any arrangements
which they consider necessary or
appropriate to deal with treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems in,
or under the laws of, any territory or any
other matter; and b) in the case of the
authority granted under paragraph (a) of
this resolution and/or in the case of any
transfer of treasury shares which is
treated as an allotment of equity
securities under s560(3) of the 2006 Act,
to the allotment (otherwise than under
paragraph (a) above) of equity securities
up to a nominal amount of GBP 3,500,000
such power to apply until the end of next
year's AGM (or, if earlier, until the close
of business on 30 June 2014) but during
this period the Company may make offers,
and enter into agreements, which would, or
might, require equity securities to be
allotted (and treasury shares to be sold)
after the power ends and the Directors may
allot equity securities under any such
offer or agreement as if the power had not
expired
19 That the Company be and it is hereby Mgmt For For
generally and unconditionally authorised
for the purposes of s701 of the 2006 Act to
make market purchases (within the meaning
of s693(4) of the 2006 Act) of ordinary
shares of 10p each in the capital of the
Company (ordinary shares) provided that: a)
the maximum number of ordinary shares which
may be purchased is 73,000,000 ordinary
shares (representing less than 10% of the
Company's issued ordinary share capital as
at 8 March 2013); b) the maximum price at
which ordinary shares may be purchased is
an amount equal to the higher of (i) 5%
above the average of the middle market
quotations for the ordinary shares as taken
from the London Stock Exchange Daily
Official List for the five business days
preceding the date of purchase; and (ii)
that stipulated by article 5(1) of the EU
Buyback and Stabilisation Regulations 2003
(No. 2273/2003); and the minimum price is
10p per ordinary share, in both cases
exclusive of expenses; c) the authority to
purchase conferred by this resolution shall
expire on the earlier of 30 June 2014 or on
the date of the AGM of the Company in 2014
save that the Company may, before such
expiry, enter into a contract to purchase
ordinary shares under which such purchase
will or may be completed or executed wholly
or partly after the expiration of this
authority and may make a purchase of
ordinary shares in pursuance of any such
contract; and d) all ordinary shares
purchased pursuant to the said authority
shall be either: i) cancelled immediately
upon completion of the purchase; or ii)
held, sold, transferred or otherwise dealt
with as treasury shares in accordance with
the provisions of the 2006 Act
20 That a general meeting other than an AGM Mgmt For For
may be called on not less than 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda Number: 933758926
--------------------------------------------------------------------------------------------------------------------------
Security: 760759100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: RSG
ISIN: US7607591002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES W. CROWNOVER Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. FLYNN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1D. ELECTION OF DIRECTOR: NOLAN LEHMANN Mgmt For For
1E. ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For
1F. ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD W. SLAGER Mgmt For For
1H. ELECTION OF DIRECTOR: ALLAN C. SORENSEN Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN M. TRANI Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL W. WICKHAM Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
4. APPROVAL OF THE AMENDED AND RESTATED 2007 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REGARDING PAYMENTS Shr Against For
UPON THE DEATH OF A SENIOR EXECUTIVE.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 704326998
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Annual report Mgmt For For
2 Approval of the Remuneration report Mgmt For For
3 To re-elect Robert Brown as a director Mgmt For For
4 To re-elect Vivienne Cox as a director Mgmt For For
5 To re-elect Jan du Plessis as a director Mgmt For For
6 To re-elect Guy Elliott as a director Mgmt For For
7 To re-elect Michael Fitzpatrick as a Mgmt For For
director
8 To re-elect Ann Godbehere as a director Mgmt For For
9 To re-elect Richard Goodmanson as a Mgmt For For
director
10 To re-elect Lord Kerr as a director Mgmt For For
11 To re-elect Chris Lynch as a director Mgmt For For
12 To re-elect Paul Tellier as a director Mgmt For For
13 To re-elect John Varley as a director Mgmt For For
14 To re-elect Sam Walsh as a director Mgmt For For
15 Re-appointment of auditors: To re-appoint Mgmt For For
PricewaterhouseCoopers LLP as auditors of
the Company to hold office until the
conclusion of the next annual general
meeting at which accounts are laid before
the Company
16 Remuneration of auditors Mgmt For For
17 Approval of the Performance Share Plan 2013 Mgmt For For
18 General authority to allot shares Mgmt Against Against
19 Disapplication of pre-emption rights Mgmt For For
20 Authority to purchase Rio Tinto plc shares Mgmt For For
21 Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 704258537
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1.1 Accept Financial Statements and Statutory Non-Voting
Reports
1.2 Approve Remuneration Report Non-Voting
2 Approve Discharge of Board and Senior Non-Voting
Management
3 Approve Allocation of Income and Dividends Non-Voting
of CHF 7.35 per Share and Non-Voting Equity
Security
4.1 Re-elect Andreas Oeri as Director Non-Voting
4.2 Re-elect Pius Baschera as Director Non-Voting
4.3 Re-elect Paul Bulcke as Director Non-Voting
4.4 Re-elect William Burns as Director Non-Voting
4.5 Re-elect Christoph Franz as Director Non-Voting
4.6 Re-elect De Anne Julius as Director Non-Voting
4.7 Re-elect Arthur Levinson as Director Non-Voting
4.8 Re-elect Peter Voser as Director Non-Voting
4.9 Re-elect Beatrice Weder di Mauro as Non-Voting
Director
4.10 Elect Severin Schwan as Director Non-Voting
5 Ratify KPMG Ltd. as Auditors Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933802476
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2 APPROVAL OF REMUNERATION REPORT Mgmt For For
3 RE-APPOINTMENT OF JOSEF ACKERMANN AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 RE-APPOINTMENT OF GUY ELLIOTT AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 RE-APPOINTMENT OF CHARLES O. HOLLIDAY AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 RE-APPOINTMENT OF GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 RE-APPOINTMENT OF JORMA OLLILA AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 RE-APPOINTMENT OF SIR NIGEL SHEINWALD AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 RE-APPOINTMENT OF LINDA G. STUNTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 RE-APPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 RE-APPOINTMENT OF AUDITORS Mgmt For For
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC, SAMPO Agenda Number: 704270494
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2012
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes to pay a
dividend of EUR 1,35 per share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of the Mgmt For For
board of directors the nomination and
compensation committee proposes that the
number of board members be eight (8)
12 Election of members of the board of Mgmt For For
directors the nomination and compensation
committee proposes to re-elect A.Brunila,
A.Grate Axen,V-M.Mattila, E.Palin-Lehtinen,
P.A.Sorlie, M.Vuoria, B.Wahlroos and to
elect J.Fagerholm as new board member
13 Resolution on the remuneration of the Mgmt For For
auditor
14 Election of the auditor the audit committee Mgmt For For
proposes to elect ERNST and Young OY as
company's auditor
15 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
16 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 14. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704307001
--------------------------------------------------------------------------------------------------------------------------
Security: 796050201
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: US7960502018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 Approval of Balance Sheet, Income Non-Voting
Statement, and Statement of Appropriation
of Retained Earnings (Draft), etc. for the
44th Fiscal Year (January 1, 2012-December
31, 2012): - Cash Dividends (including
interim dividends of KRW 500) Dividend per
share: KRW 8,000 (Common)/ KRW 8,050
(Preferred)
2.1.1 Appointment of independent director: Mr. Non-Voting
In-Ho Lee (re-nominated)
2.1.2 Appointment of independent director: Mr. Non-Voting
Kwang-Soo Song (newly nominated)
2.1.3 Appointment of independent director: Dr. Non-Voting
Eun-Mee Kim (newly nominated)
2.2.1 Appointment of executive director: Mr. Non-Voting
Boo-Keun Yoon, (newly nominated)
2.2.2 Appointment of executive director: Mr. Non-Voting
Jong-Kyun Shin (newly nominated)
2.2.3 Appointment of executive director: Mr. Non-Voting
Sang-Hoon Lee (newly nominated)
2.3.1 Appointment of audit committee: In-Ho Lee Non-Voting
(re-nominated)
2.3.2 Appointment of audit committee: Kwang-Soo Non-Voting
Song (newly nominated)
3 Approval of the compensation ceiling for Non-Voting
the Directors
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 704462946
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 14 MAY 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the approved group
financial statements, the combined
management report and group management
report of SAP AG, including the Executive
Board's explanatory notes relating to the
information provided pursuant to Sections
289 (4) and (5) and 315 (4) of the
Commercial Code (HGB), and the Supervisory
Board's report, each for fiscal year 2012
2. Resolution on the appropriation of the Mgmt For For
retained earnings of fiscal year 2012
3. Resolution on the formal approval of the Mgmt For For
acts of the Executive Board in fiscal year
2012
4. Resolution on the formal approval of the Mgmt For For
acts of the Supervisory Board in fiscal
year 2012
5. Resolution on the authorization to acquire Mgmt For For
and use treasury shares pursuant to Section
71 (1) no. 8 AktG, with possible exclusion
of the shareholders' subscription rights
and potential rights to offer shares
6. Appointment of the auditors of the Mgmt For For
financial statements and group financial
statements for fiscal year 2013: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt Against Against
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 704397416
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0306/201303061300569.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0408/201304081301065.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
and setting the dividend
O.4 Approval of the regulated agreements Mgmt For For
entered in during the financial year 2012
regarding the supplemental defined benefit
pension plan applicable to Executive Board
members and the Chairman of the Supervisory
Board
O.5 Approval of the amendment to the Mgmt Against Against
compensation plan payable to Mr.
Jean-Pascal Tricoire in case of termination
of his duties
O.6 Renewal of term of Mr. Gerard de La Mgmt For For
Martiniere as Supervisory Board member
O.7 Authorization granted to the Executive Mgmt For For
Board to purchase shares of the
Company-Maximum purchase price of Euros
75.00 per share
E.8 Changing the mode of administration and Mgmt For For
management of the Company by establishing a
Board of Directors
E.9 Continuation of (i) the 22d resolution Mgmt For For
adopted by the Extraordinary General
Meeting held on April 21, 2011 (Capital
increase reserved for employees who are
members of the Company Savings Plan with
cancellation of shareholders' preferential
subscription rights) and of (ii) the 17th
resolution adopted by the Extraordinary
General Meeting held on May 3, 2012
(Capital increase reserved for a class of
beneficiaries: employees of foreign
companies of the Group, either directly or
through entities acting on their behalf
with cancellation of shareholders'
preferential subscription rights); renewal
of the authorizations and delegations
previously granted to the Executive Board
under the aforementioned resolutions for
the benefit of the Board of Directors
E.10 Delegation of authority granted to the Mgmt Against Against
Board of Directors to (i) increase share
capital within the limit of a nominal
amount of Euros 800 million by issuing
ordinary shares or any securities giving
access to capital while maintaining
shareholders' preferential subscription
rights or to (ii) issue securities
entitling to the allotment of debt
securities while maintaining preferential
subscription rights.)
E.11 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts which
may be capitalized
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to (i) increase share
capital within the limit of a nominal
amount of Euros 220 million by issuing
ordinary shares or any securities giving
access to capital of the Company or one of
its subsidiaries with cancellation of
shareholders' preferential subscription
rights or to (ii) issue securities
entitling to the allotment of debt
securities with cancellation of
shareholders' preferential subscription
rights, in both case through a public
offer. This delegation may be used in
consideration for contributions of
securities through a public exchange offer
initiated by the Company
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to increase the initial
issuance amount with or without
shareholders' preferential subscription
rights which was decided under the tenth
and twelfth resolutions respectively
E.14 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital
within the limit of 9.9% of share capital,
in consideration for in-kind contributions
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors to decide, with
cancellation of shareholders' preferential
subscription rights and through an offer
pursuant to Article L.411-2, II of the
Monetary and Financial Code to (i) increase
share capital within the limit of the
nominal amount of Euros 110 million (or for
information, 4.95% of capital), by issuing
ordinary shares or any securities giving
access to capital of the Company or one of
its subsidiaries, whose issue price will be
set by the Board of Directors according to
the terms established by the General
Meeting or to (ii) issue securities
entitling to the allotment of debt
securities
E.16 Authorization granted to the Board of Mgmt For For
Directors to carry out free allocations of
shares (on the basis of shares existing or
to be issued) under performance conditions,
if appropriate, to corporate officers and
employees of the Company and affiliated
companies within the limit of 1.8% of share
capital carrying waiver by shareholders of
their preferential subscription rights
E.17 Authorization granted to the Board of Mgmt For For
Directors to grant share subscription or
purchase options to corporate officers and
employees of the Company and affiliated
companies within the limit of 0.5% of share
capital carrying waiver by shareholders of
their preferential subscription rights
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to carry out capital
increases reserved for members of the
Company Savings Plan within the limit of 2%
of share capital with cancellation of
shareholders' preferential subscription
rights
E.19 Authorization granted to the Board of Mgmt For For
Directors to carry out capital increases
reserved for a class of beneficiaries:
employees of foreign companies of the
Group, either directly or through entities
acting on their behalf or entities acting
to offer employees of foreign companies of
the Group similar benefits to those offered
to members of the Company Savings Plan
within the limit of 1% of share capital
with cancellation of shareholders'
preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to cancel shares of the Company,
if appropriate, repurchased under the
conditions established by the General
Meeting up to 10% of share capital
O.21 Appointment of Mr. Jean-Pascal Tricoire as Mgmt For For
Board member
O.22 Appointment of Mr. Henri Lachmann as Board Mgmt For For
member
O.23 Appointment of Mr. Leo Apotheker as Board Mgmt For For
member
O.24 Appointment of Mrs. Betsy Atkins as Board Mgmt For For
member
O.25 Appointment of Mr. Gerard de La Martiniere Mgmt For For
as Board member
O.26 Appointment of Mr. Xavier Fontanet as Board Mgmt For For
member
O.27 Appointment of Mr. Noel Forgeard as Board Mgmt For For
member
O.28 Appointment of Mr. Antoine Mgmt For For
Gosset-Grainville as Board member
O.29 Appointment of Mr. Willy R. Kissling as Mgmt For For
Board member
O.30 Appointment of Mrs. Cathy Kopp as Board Mgmt For For
member
O.31 Appointment of Mrs. Dominique Senequier as Mgmt For For
Board member
O.32 Appointment of Mr. G. Richard Thoman as Mgmt For For
Board member
O.33 Appointment of Mr. Serge Weinberg as Board Mgmt For For
member
CMMT RESOLUTIONS THIRTY-FOURTH TO Non-Voting
THIRTY-SEVENTH: PURSUANT TO ARTICLE 11-3 OF
THE BYLAWS OF THE COMPANY, ONLY ONE SEAT AS
SUPERVISORY BOARD MEMBER REPRESENTING
EMPLOYEE SHAREHOLDERS NEEDS TO BE FILLED,
AND ONLY THE APPLICANT WITH THE HIGHEST
NUMBER OF VOTES OF SHAREHOLDERS PRESENT AND
REPRESENTED WILL BE APPOINTED. THE
EXECUTIVE BOARD ON THE RECOMMENDATION OF
THE SUPERVISORY BOARD HAS APPROVED THE 35TH
RESOLUTION, THEREFORE, YOU ARE INVITED TO
VOTE IN FAVOR OF THIS RESOLUTION AND TO
ABSTAIN FROM VOTING ON THE 34TH, 36TH AND
37TH RESOLUTIONS
O.34 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt Abstain Against
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Claude Briquet as Board
member representing employee shareholders
O.35 Appointment of Mrs. Magali Herbaut as Board Mgmt For For
member representing employee shareholders
O.36 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt Abstain Against
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Thierry Jacquet as Board
member representing employee shareholders
O.37 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt Abstain Against
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Jean-Michel Vedrine as
Board member representing employee
shareholders
O.38 Setting the amount of attendance allowances Mgmt For For
allocated to the Board of Directors
O.39 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC. Agenda Number: 933781684
--------------------------------------------------------------------------------------------------------------------------
Security: 811065101
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: SNI
ISIN: US8110651010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. GALLOWAY Mgmt For For
NICHOLAS B. PAUMGARTEN Mgmt For For
JEFFREY SAGANSKY Mgmt For For
RONALD W. TYSOE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEADRILL LIMITED, HAMILTON Agenda Number: 704014264
--------------------------------------------------------------------------------------------------------------------------
Security: G7945E105
Meeting Type: AGM
Meeting Date: 21-Sep-2012
Ticker:
ISIN: BMG7945E1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To re-elect John Fredriksen as a Director Mgmt Take No Action
of the Company
2 To re-elect Tor Olav Troim as a Director of Mgmt Take No Action
the Company
3 To re-elect Kate Blankenship as a Director Mgmt Take No Action
of the Company
4 To re-elect Carl Erik Steen as a Director Mgmt Take No Action
of the Company
5 To re-elect Kathrine Fredriksen as a Mgmt Take No Action
Director of the Company
6 To re- appoint PricewaterhouseCoopers AS as Mgmt Take No Action
auditor and to authorize the Directors to
determine their remuneration
7 To approve the remuneration of the Mgmt Take No Action
Company's Board of Directors of a total
amount of fees not to exceed USD800,000
for the year ended December 31,2012
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 933782268
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: SGEN
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC E. LIPPMAN, M.D. Mgmt For For
FRANKLIN M. BERGER Mgmt For For
DANIEL G. WELCH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SIGNET JEWELERS LIMITED Agenda Number: 933812794
--------------------------------------------------------------------------------------------------------------------------
Security: G81276100
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: SIG
ISIN: BMG812761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DALE W. HILPERT Mgmt For For
1B ELECTION OF DIRECTOR: H. TODD STITZER Mgmt For For
1C ELECTION OF DIRECTOR: MARIANNE PARRS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL BARNES Mgmt For For
1E ELECTION OF DIRECTOR: RUSSELL WALLS Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS G. PLASKETT Mgmt For For
1G ELECTION OF DIRECTOR: VIRGINIA DROSOS Mgmt For For
2. TO APPOINT KPMG LLP AS INDEPENDENT AUDITOR Mgmt For For
OF THE COMPANY, TO HOLD OFFICE FROM THE
CONCLUSION OF THIS MEETING UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
AUDIT COMMITTEE TO DETERMINE ITS
COMPENSATION.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT (THE "SAY-ON-PAY" VOTE).
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 704578345
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
3 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 704573903
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
4.4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SONOVA HOLDING AG, STAEFA Agenda Number: 704528833
--------------------------------------------------------------------------------------------------------------------------
Security: H8024W106
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: CH0012549785
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES.
ALTHOUGH BLOCKING OF REGISTERED SHARES IS
NOT A LEGAL REQUIREMENT IN THE SWISS
MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. DEPENDING ON
SUB-CUSTODIAN PRACTICES, SHARES MAY REMAIN
REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE SHARES MAY NOT ALWAYS BE
AVAILABLE FOR TRADING. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE
ANY CONCERNS.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. ALTHOUGH
BLOCKING OF REGISTERED SHARES IS NOT A
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT REPRESENTATIVE.
1.1 Approval of the annual report, of the Mgmt For For
financial statements of Sonova Holding AG
and of the consolidated financial
statements for 2012/13, acknowledgement of
the auditor's report
1.2 Advisory vote on the compensation report Mgmt Against Against
2012/13
2.1 Appropriation of retained earnings Mgmt For For
2.2 Approve dividends of CHF 1.60 per share Mgmt For For
from capital contribution reserves
3 Discharge of the members of the board of Mgmt For For
directors and of the management board
4.1.1 Re-election to the board of directors: Mr. Mgmt For For
Beat Hess
4.1.2 Re-election to the board of directors: Mr. Mgmt For For
John J. Zei
4.2.1 Election to the board of directors: Mr. Mgmt For For
Jinlong Wang
4.3 Re-election of the auditor: Mgmt For For
PricewaterhouseCoopers AG, Zurich
5 In the case of ad-hoc/Miscellaneous Mgmt For For
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 2.2. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 704375092
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the company's annual report and Mgmt For For
accounts for the financial year ended
31Dec2012 together with the reports of the
directors and auditors
2 To Declare a final dividend of 56.77 US Mgmt For For
cents per ordinary share for the year ended
31Dec2012
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31Dec2012, as set
out on pages 160 to 185 of the annual
report and accounts
4 To elect, Mr O P Bhatt who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
5 To elect, Dr L C Y Cheung who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
6 To elect, Mrs M Ewing who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
7 To elect, Dr L H Thunell who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
8 To re-elect Mr S P Bertamini, an executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Mr J F T Dundas, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Mr R H P Markham, a Mgmt For For
non-executive director
14 To re-elect Ms R Markland, a non-executive Mgmt For For
director
15 To re-elect Mr R H Meddings, an executive Mgmt For For
director
16 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
17 To re-elect Sir John Peace, as chairman Mgmt For For
18 To re-elect Mr A M G Rees, an executive Mgmt For For
director
19 To re-elect Mr P A Sands, an executive Mgmt For For
director
20 To re-elect Mr V Shankar, an executive Mgmt For For
director
21 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
22 To re-elect Mr O H J Stocken, a Mgmt For For
non-executive director
23 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the company from the end of the AGM until
the end of next year's AGM
24 To authorise the board to set the auditor's Mgmt For For
fees
25 To authorise the company and its Mgmt For For
subsidiaries to make political donations
26 To authorise the board to allot shares Mgmt Against Against
27 To extend the authority to allot shares Mgmt Against Against
28 To authorise the board to allot equity Mgmt For For
securities
29 To authorise the company to buy back its Mgmt For For
ordinary shares
30 To authorise the company to buy back its Mgmt For For
preference shares
31 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
32 That the rules of the standard chartered Mgmt For For
2013 sharesave plan
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO'S 2
AND 23. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933750920
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BUCKLEY Mgmt For For
PATRICK D. CAMPBELL Mgmt For For
CARLOS M. CARDOSO Mgmt For For
ROBERT B. COUTTS Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
JOHN F. LUNDGREN Mgmt For For
ANTHONY LUISO Mgmt For For
MARIANNE M. PARRS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE THE STANLEY BLACK & DECKER 2013 Mgmt For For
LONG-TERM INCENTIVE PLAN.
3. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE COMPANY'S 2013 FISCAL YEAR.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933726842
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE 2005 LONG-TERM EQUITY INCENTIVE PLAN,
INCLUDING AN INCREASE IN THE NUMBER OF
AUTHORIZED SHARES UNDER THE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 29, 2013.
5. SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL Shr Against For
SPENDING.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 704595808
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 11th ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Decrease Capital
Shares to be issued to 3,000,564,000 shs.
in accordance with a Reduction to be Caused
in the Total Number of each of the Classes
of Shares, Eliminate Articles Related to
Type 6 Preferred Stocks(PLEASE NOTE THAT
THIS IS THE CONCURRENT AGENDA ITEM FOR THE
CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS
OF ORDINARY SHARES.)
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
5 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD, HONG KONG Agenda Number: 704087609
--------------------------------------------------------------------------------------------------------------------------
Security: Y82594121
Meeting Type: AGM
Meeting Date: 15-Nov-2012
Ticker:
ISIN: HK0016000132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1014/LTN20121014018.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1014/LTN20121014022.pdf
1 To receive and consider the audited Mgmt For For
financial statements and the reports of the
Directors and auditor for the year ended 30
June 2012
2 To declare the final dividend Mgmt For For
3.i.a To re-elect Mr. Lui Ting, Victor as Mgmt For For
Director
3.i.b To re-elect Dr. Leung Nai-pang, Norman as Mgmt For For
Director
3.i.c To re-elect Mr. Leung Kui-king, Donald as Mgmt For For
Director
3.i.d To re-elect Mr. Kwok Ping-kwong, Thomas as Mgmt For For
Director
3.i.e To re-elect Dr. Lee Shau-kee as Director Mgmt For For
3.i.f To re-elect Mr. Yip Dicky Peter as Director Mgmt For For
3.i.g To re-elect Professor Wong Yue-chim, Mgmt For For
Richard as Director
3.i.h To re-elect Dr. Fung Kwok-lun, William as Mgmt For For
Director
3.i.i To re-elect Mr. Kwan Cheuk-yin, William as Mgmt For For
Director
3.i.j To re-elect Mr. Wong Yick-kam, Michael as Mgmt For For
Director
3.i.k To re-elect Mr. Chan Kwok-wai, Patrick as Mgmt For For
Director
3.ii To fix Directors' fees. (The proposed fees Mgmt For For
to be paid to each Chairman, Vice Chairman
and other Director for the financial year
ending 30 June 2013 are HKD 320,000, HKD
310,000 and HKD 300,000 respectively.)
4 To re-appoint auditor and to authorise the Mgmt For For
Board of Directors to fix their
remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution
No.5 as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to issue new shares (Ordinary Resolution
No.6 as set out in the notice of the AGM)
7 To extend the general mandate to issue new Mgmt Against Against
shares by adding the number of shares
repurchased (Ordinary Resolution No.7 as
set out in the notice of the AGM)
8 To approve the new share option scheme of Mgmt Against Against
the Company and to terminate its existing
share option scheme (Ordinary Resolution
No.8 as set out in the notice of the AGM)
9 To approve the new share option scheme of Mgmt Against Against
SUNeVision Holdings Ltd. and to terminate
its existing share option scheme (Ordinary
Resolution No.9 as set out in the notice of
the AGM)
--------------------------------------------------------------------------------------------------------------------------
SWIRE PROPERTIES LTD, HONG KONG Agenda Number: 704382681
--------------------------------------------------------------------------------------------------------------------------
Security: Y83191109
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: HK0000063609
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0403/LTN20130403863.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0403/LTN20130403648.pdf
1a To re-elect Christopher Dale PRATT as a Mgmt For For
Director
1b To re-elect Martin CUBBON as a Director Mgmt For For
1c To re-elect Guy Martin Coutts BRADLEY as a Mgmt For For
Director
1d To re-elect Stephen Edward BRADLEY as a Mgmt For For
Director
1e To re-elect CHAN Cho Chak John as a Mgmt For For
Director
1f To re-elect Paul Kenneth ETCHELLS as a Mgmt For For
Director
1g To re-elect HO Cho Ying Davy as a Director Mgmt For For
1h To re-elect James Wyndham John Mgmt For For
HUGHES-HALLETT as a Director
1i To re-elect Peter Alan KILGOUR as a Mgmt For For
Director
1j To re-elect LIU Sing Cheong as a Director Mgmt For For
1k To re-elect Gordon James ONGLEY as a Mgmt For For
Director
1l To re-elect Merlin Bingham SWIRE as a Mgmt For For
Director
1m To elect Spencer Theodore FUNG as a Mgmt For For
Director
2 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditors and to authorise the Directors to
fix their remuneration
3 To grant a general mandate for share Mgmt For For
repurchase
4 To grant a general mandate to issue and Mgmt Against Against
dispose of additional shares in the Company
--------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG, ITTIGEN Agenda Number: 704304790
--------------------------------------------------------------------------------------------------------------------------
Security: H8398N104
Meeting Type: AGM
Meeting Date: 04-Apr-2013
Ticker:
ISIN: CH0008742519
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152247,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU
1.1 Approval of the annual report, financial Mgmt For For
statements of Swisscom Ltd and consolidated
financial statements for fiscal year 2012
1.2 Consultative vote on the 2012 remuneration Mgmt For For
report
2 Appropriation of retained earnings 2012 and Mgmt For For
declaration of dividend
3 Discharge of the members of the board of Mgmt For For
directors and the group executive board
4.1 Re-election of Hansueli Loosli as chairman Mgmt For For
4.2 Re-election of Michel Gobet Mgmt For For
4.3 Re-election of Dr Torsten G. Kreindl Mgmt For For
4.4 Re-election of Richard Roy Mgmt For For
4.5 Re-election of Theophil Schlatter Mgmt For For
5 Re-election of the statutory auditors KPMG Mgmt For For
Ltd, of Muri near Bern
6 Ad-hoc Mgmt For Against
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda Number: 704328980
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 154692,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the annual report, including Mgmt For For
the annual financial statements and the
group consolidated financial statements for
the year 2012
1.2 Consultative vote on the compensation Mgmt For For
system
2 Discharge of the members of the board of Mgmt For For
directors and the executive committee
3 Appropriation of the available earnings as Mgmt For For
per balance sheet 2012 and dividend
decision: CHF 9.50 per share
4.1 Re-election of Michael Mack to the board of Mgmt For For
director
4.2 Re-election of Jacques Vincent to the board Mgmt For For
of director
4.3 Election of Eleni Gabre-Madhin to the board Mgmt For For
of director
4.4 Election of Eveline Saupper to the board of Mgmt For For
director
5 Election of the external auditor Ernst and Mgmt For For
Young Ag
6 Additional and/or counter - proposals Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
SYSMEX CORPORATION Agenda Number: 704573624
--------------------------------------------------------------------------------------------------------------------------
Security: J7864H102
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3351100007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 933808163
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1H. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1I. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1J. ELECTION OF DIRECTOR: GREGG W. STEINHAFEL Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1L. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr For Against
AN INDEPENDENT CHAIRMAN.
5. SHAREHOLDER PROPOSAL ON ELECTRONICS Shr Against For
RECYCLING.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933668141
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Special
Meeting Date: 25-Jul-2012
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE REALLOCATION OF LEGAL Mgmt For For
RESERVES (FROM CAPITAL CONTRIBUTIONS) (CHF
9,745 MILLION) TO FREE RESERVES
2. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE EXTRAORDINARY GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933735738
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
2.1 TO APPROVE THE 2012 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 28, 2012 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 28, 2012)
2.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 28, 2012
2.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 28, 2012
3. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 28, 2012
4.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013
4.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
4.3 TO ELECT PRICEWATERHOUSECOOPERS, AG, Mgmt For For
ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S
SPECIAL AUDITOR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF TE CONNECTIVITY
5. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
6. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US$1.00 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF
US$0.25 STARTING WITH THE THIRD FISCAL
QUARTER OF 2013 AND ENDING IN THE SECOND
FISCAL QUARTER OF 2014 PURSUANT TO THE
TERMS OF THE DIVIDEND RESOLUTION
7. TO APPROVE THE RENEWAL OF AUTHORIZED Mgmt Against Against
CAPITAL AND RELATED AMENDMENT TO THE
ARTICLES OF ASSOCIATION
8. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
9. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
TELUS CORPORATION Agenda Number: 933685399
--------------------------------------------------------------------------------------------------------------------------
Security: 87971M202
Meeting Type: Annual
Meeting Date: 17-Oct-2012
Ticker: TU
ISIN: CA87971M2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PASS BY MEANS OF A SEPARATE VOTE, WITH OR Mgmt For For
WITHOUT VARIATION, A SPECIAL SEPARATE
RESOLUTION, APPROVING A PLAN OF ARRANGEMENT
TO EFFECT THE EXCHANGE OF NON-VOTING SHARES
FOR COMMON SHARES ON A ONE-FOR-ONE BASIS
PURSUANT TO DIVISION 5, PART 9 OF THE
BUSINESS CORPORATIONS ACT (BRITISH
COLUMBIA) INVOLVING TELUS CORPORATION, AND
ITS HOLDERS OF NON-VOTING SHARES, THE FULL
TEXT OF WHICH IS SET FORTH IN APPENDIX A TO
THE MANAGEMENT INFORMATION CIRCULAR OF
TELUS CORPORATION DATED AUGUST 30, 2012
(THE "CIRCULAR").
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933747315
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013.
4. FUTURE EXTRAORDINARY RETIREMENT BENEFITS. Shr Against For
5. ACTION BY WRITTEN CONSENT. Shr For Against
6. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933766719
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN A. ELLIS Mgmt For For
1B. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For
1D. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF 2013 STOCK INCENTIVE PLAN Mgmt Against Against
5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS
6. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933758609
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933779754
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
03 APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt For For
RESTATED STOCK INCENTIVE PLAN (2013)
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
COMMITTEE
06 SHAREHOLDER PROPOSAL REGARDING GOLDMAN Shr Against For
SACHS LOBBYING DISCLOSURE
07 SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
08 SHAREHOLDER PROPOSAL REGARDING MAXIMIZATION Shr Against For
OF VALUE FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933779259
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE MATERIAL TERMS OF OFFICER Mgmt For For
PERFORMANCE GOALS UNDER THE MANAGEMENT
INCENTIVE PLAN
5. APPROVAL OF THE AMENDED AND RESTATED 2005 Mgmt For For
OMNIBUS STOCK INCENTIVE PLAN
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
7. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shr Against For
MANAGEMENT POLICY
--------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY Agenda Number: 933747252
--------------------------------------------------------------------------------------------------------------------------
Security: 650111107
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: NYT
ISIN: US6501111073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT E. DENHAM Mgmt For For
JOICHI ITO Mgmt For For
JAMES A. KOHLBERG Mgmt For For
BRIAN P. MCANDREWS Mgmt For For
DOREEN A. TOBEN Mgmt For For
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS AUDITORS
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 933763129
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAWTON W. FITT Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY D. KELLY Mgmt For For
1C. ELECTION OF DIRECTOR: PETER B. LEWIS Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK H. NETTLES, Mgmt For For
PH.D.
1E. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
2. CAST AN ADVISORY VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933727109
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
3. TO APPROVE THE TERMS OF THE COMPANY'S Mgmt Against Against
AMENDED AND RESTATED 2002 EXECUTIVE
PERFORMANCE PLAN, AS AMENDED.
4. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO FUTURE SEPARATION OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933770681
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1G ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1I ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2 APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2014.
3 APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 933770643
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr Against For
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 704294925
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
3.4 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 704383140
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Accounts and Mgmt For For
Balance Sheet for the year ended 31
December 2012, together with the Directors'
Report and the Auditor's Report
2 To consider and, if thought fit, approve Mgmt For For
the Directors' Remuneration Report for the
year ended 31 December 2012 included within
the Annual Report and Accounts 2012
3 To re-elect as Executive Director: Mr P G J Mgmt For For
M Polman
4 To re-elect as Executive Director: Mr R J-M Mgmt For For
S Huet
5 To re-elect as Non-Executive Director: Mgmt For For
Professor L O Fresco
6 To re-elect as Non-Executive Director: Ms A Mgmt For For
M Fudge
7 To re-elect as Non-Executive Director: Mr C Mgmt For For
E Golden
8 To re-elect as Non-Executive Director: Dr B Mgmt For For
E Grote
9 To re-elect as Non-Executive Director: Ms H Mgmt For For
Nyasulu
10 To re-elect as Non-Executive Director: The Mgmt For For
Rt Hon Sir Malcolm Rifkind MP
11 To re-elect as Non-Executive Director: Mr K Mgmt For For
J Storm
12 To re-elect as Non-Executive Director: Mr M Mgmt For For
Treschow
13 To re-elect as Non-Executive Director: Mr P Mgmt For For
S Walsh
14 To elect as Non-Executive Director: Mrs L M Mgmt For For
Cha
15 To elect as Non-Executive Director: Ms M Ma Mgmt For For
16 To elect as Non-Executive Director: Mr J Mgmt For For
Rishton
17 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditor of the Company, to hold office
until the conclusion of the next general
meeting at which Accounts are laid before
the members
18 To authorise the Directors to fix the Mgmt For For
remuneration of the Auditor
19 Directors' authority to issue shares Mgmt For For
20 Disapplication of pre-emption rights Mgmt For For
21 Company's authority to purchase its own Mgmt For For
shares
22 Political Donations and Expenditure Mgmt For For
23 Notice period for General Meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933779398
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1M. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. ADOPT THE UNION PACIFIC CORPORATION 2013 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933743684
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933799390
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933787535
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1F. ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, VERISIGN, Mgmt For For
INC.'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr Against For
AND EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
WHITBREAD PLC Agenda Number: 704503704
--------------------------------------------------------------------------------------------------------------------------
Security: G9606P197
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: GB00B1KJJ408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
for the year ended 28 February 2013
2 To approve the Remuneration Report Mgmt For For
3 To declare a final dividend of 37.90P per Mgmt For For
ordinary share excluding those shares owned
by shareholders who elect, or have elected,
to participate in the Scrip
4 To elect Nicholas Cadbury as a director Mgmt For For
5 To elect Louise Smalley as a director Mgmt For For
6 To re-elect Richard Baker as a director Mgmt For For
7 To re-elect Wendy Becker as a director Mgmt For For
8 To re-elect Ian Cheshire as a director Mgmt For For
9 To re-elect Patrick Dempsey as a director Mgmt For For
10 To re-elect Anthony Habgood as a director Mgmt For For
11 To re-elect Andy Harrison as a director Mgmt For For
12 To re-elect Susan Hooper as a director Mgmt For For
13 To re-elect Simon Melliss as a director Mgmt For For
14 To re-elect Christopher Rogers as a Mgmt For For
director
15 To re-elect Susan Taylor Martin as a Mgmt For For
director
16 To re-elect Stephen Williams as a director Mgmt For For
17 To re-appoint the auditor: Ernst & Young Mgmt For For
LLP
18 To authorise the Board to set the auditor's Mgmt For For
remuneration
19 To renew the authority given to the Board Mgmt Against Against
to allot shares
20 To Increase the limit on directors' fee set Mgmt For For
out in Article 87 of the Company's Articles
of Association from GBP 500,000 to GBP
700,000 a year
21 To renew the authority given to the Board Mgmt For For
to allot equity securities for cash other
than on a pro rata basis including
authority to sell treasury shares
22 To give the Company authority to purchase Mgmt For For
its ordinary shares
23 To authorise the Company to call general Mgmt For For
meetings other than an Annual General
Meeting on reduced notice
Capital Group Non-U.S. Equity Fund
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 704345152
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325281.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325275.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2012
2 To declare a final dividend of 24.67 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2012
3 To re-elect Mr. Barry Chun-Yuen Cheung as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. George Yong-Boon Yeo as Mgmt For For
Independent Non-executive Director of the
Company
5 To re-elect Dr. Narongchai Akrasanee as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-elect Dr. Qin Xiao as Independent Mgmt For For
Non-executive Director of the Company
7 To re-elect Mr. Mark Edward Tucker as Mgmt For For
Executive Director of the Company
8 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
9.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution, and the discount for any shares
to be issued shall not exceed 10 per cent
to the Benchmarked Price
9.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution
9.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
10 To approve the amendments to the Articles Mgmt For For
of Association of the Company: Articles 101
and 105
--------------------------------------------------------------------------------------------------------------------------
AJINOMOTO CO.,INC. Agenda Number: 704573434
--------------------------------------------------------------------------------------------------------------------------
Security: J00882126
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3119600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANDRITZ AG, GRAZ Agenda Number: 704313460
--------------------------------------------------------------------------------------------------------------------------
Security: A11123105
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: AT0000730007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 162450 DUE TO DELETION OF A
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Presentation of the audited Financial Non-Voting
Statements including Management Report and
Corporate Governance Report as of December
31, 2012, as well as the Consolidated
Financial Statements including Consolidated
Management Report as of December 31, 2012,
and the Supervisory Board's Report for the
2012 business year
2 Resolution on distribution of the Net Mgmt For For
Earnings shown in the Financial Statements
as of December 31, 2012
3 Resolution on discharge of the Executive Mgmt For For
Board Members for the 2012 business year
4 Resolution on discharge of the Supervisory Mgmt For For
Board Members for the 2012 business year
5 Resolution on the remuneration for the Mgmt For For
Supervisory Board Members for the 2012
business year
6 Appointment of the auditor for the Mgmt For For
Financial Statements and Consolidated
Financial Statements for the 2013 business
year: Deloitte Audit Wirtschaftsprufungs
GmbH
7 Resolution on amendment of the Articles of Mgmt Against Against
Association in Article 5 by adding a new
paragraph (3) concerning the setting of an
additional shareholding threshold of 3% for
notification in compliance with sec. 91
BorseG (Austrian Stock Exchange Act)
8 Resolution on authorization of the Mgmt For For
Executive Board: (a) To buy back and
possibly cancel own shares to the maximum
extent permitted by law for a period of 30
months from October 1, 2013 pursuant to
sec. 65 para. 1 sub-para. 8 AktG (Austrian
Stock Corporation Act) (purpose-neutral
purchase), subject to the provisions of the
Stock Corporation Act and the Stock
Exchange Act, (b) To decide, for a period
of five years as from the date of adopting
the resolution and with approval from the
Supervisory Board, on alienating own shares
in a way other than by sale via the stock
exchange or by public offer thereby also
excluding public purchase (exclusion of
subscription rights) if such alienation of
own shares (i) serves to provide shares for
a share option program benefitting
management and Executive Board members or
(ii) serves as a consideration in the
acquisition of companies, businesses,
business units or shares in companies
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 703981921
--------------------------------------------------------------------------------------------------------------------------
Security: N07059178
Meeting Type: EGM
Meeting Date: 07-Sep-2012
Ticker:
ISIN: NL0006034001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Explanation to the customer co-investment Non-Voting
program entered into and/or to be entered
into by and between the Company and certain
of its customers, as announced by the
Company on 9 July 2012 (the "Customer
Co-Investment Program")
3.a Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company in connection with the Customer
Co-Investment Program, subject to
Supervisory Board approval, up to 25% of
the issued share capital of the Company at
the Annual General Meeting of Shareholders
(the "AGM") held on 25 April 2012, from 7
September 2012 through 31 July 2013
3.b Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude,
subject to Supervisory Board approval, the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (a) from 7 September 2012 through 31
July 2013
4.a Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part I) to create
a specific share class (ordinary shares M)
for the participants to the Customer
Co-Investment Program. Upon the first
amendment of the articles of association of
the Company the ordinary shares to be held
for the benefit of the participants to the
Customer Co-Investment Program will be
converted into ordinary shares M and all
other ordinary shares will be converted
into ordinary shares A
4.b Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part II) to
increase the par value per ordinary share A
by an amount to be determined by the Board
of Management of at least EUR 5.97 per
share and at most EUR 12 per share at the
expense of the share premium reserve
4.c Proposal to resolve to reduce the issued Mgmt For For
capital by an amount at least equal to the
aggregate amount to be paid by the
participants to the Customer Co-Investment
Program for their shares, being an amount
no less than EUR 2,513,447,071.07 and no
more than EUR 5,000,000,000 by decreasing
the nominal value of the ordinary shares A
by an amount to be determined by the Board
of Management of at least EUR 5.99 per
share and at most EUR 12 per share which
will result in repayment of said amount
determined by the Board of Management per
share to holders of ordinary shares A or to
the holders of ordinary shares into which
the ordinary shares A will be converted
pursuant to proposal (e) below and to amend
the articles of association of the Company
in accordance with the draft deed of
amendment to the articles of association
(Part III)
4.d Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part IV) to
consolidate the ordinary shares A at an
exchange ratio to be determined by the
Board of Management. The exchange ratio
will depend on the percentage of new shares
to be issued to the participants to the
Customer Co-Investment Program. The
consolidation of the ordinary shares A may
entail an increase of the nominal value of
the ordinary shares A by a maximum of EUR
0.03 per share, to be determined by the
Board of Management, which increase will be
paid from the share premium reserve
4.e Proposal to resolve to amend the articles Mgmt For For
of association in accordance with the Draft
deed of amendment to the articles of
association (Part V) to delete the share
class M for participants to the Customer
Co-Investment Program and share class A for
the other shareholders. The ordinary shares
M and ordinary shares A shall be converted
into ordinary shares without a specific
letter mark attached to it
5 Proposal to resolve to authorize each Mgmt For For
director of the Company as well as any and
all lawyers and paralegals practicing with
De Brauw Blackstone Westbroek N.V. to
execute the notarial deeds of amendment to
the articles of association
6.a Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company, subject to Supervisory Board
approval, limited to 5% of the issued share
capital at 25 April 2012 from 7 September
2012 through 25 October 2013. Provided that
the General Meeting of Shareholders grants
this new authorization, the corresponding
authorization granted at the AGM held on 25
April 2012 will cease to apply to the
extent not already used
6.b Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (a), subject to approval of the
Supervisory Board, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
6.c Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company, subject to Supervisory Board
approval, limited to 5% of the issued share
capital at 25 April 2012, which 5% can only
be used in connection with or on the
occasion of mergers, acquisitions and/or
(strategic) alliances, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
6.d Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (c), subject to approval of the
Supervisory Board, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
7 Any other business Non-Voting
8 Closing Non-Voting
CMMT RESOLUTIONS 3A, 3B, 4A, 4B, 4C AND 4D WILL Non-Voting
ONLY BE ADOPTED IF RESOLUTION 4E IS
ADOPTED. THE BOARD OF MANAGEMENT WILL ONLY
PROPOSE RESOLUTION 4E IF ALL OTHER
RESOLUTIONS UNDER 3 AND 4 ARE ADOPTED.
RESOLUTION 5 WILL ONLY BE PROPOSED IF
RESOLUTION 4E HAS BEEN ADOPTED.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 704305273
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Overview of the Company's business, Non-Voting
financial situation and sustainability
3 Discussion of the 2012 Annual Report, incl. Mgmt For For
ASML's corporate governance chapter, and
the 2012 Remuneration Report, and proposal
to adopt the financial statements for the
financial year ("FY") 2012, as prepared in
accordance with Dutch law
4 Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the FY 2012
5 Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the FY 2012
6 Clarification of the Company's reserves and Non-Voting
dividend policy
7 Proposal to adopt a dividend of EUR 0.53 Mgmt For For
per ordinary share of EUR 0.09
8 Proposal to adopt the revised Remuneration Mgmt For For
Policy for the Board of Management of ASML
Holding N.V. (version 2014)
9a Proposal to approve the number of Mgmt For For
performance shares for the Board of
Management, in accordance with the
Remuneration Policy for the Board of
Management (version 2010) over the FY 2013
and authorization of the Board of
Management to issue these performance
shares
9b Proposal to approve the performance share Mgmt For For
arrangement in accordance with the
Remuneration Policy for the Board of
Management of ASML Holding N.V. (version
2014) (the "Policy"), including the number
of performance shares for the Board of
Management to be determined by the
calculation method as described in the
Policy, and authorization of the Board of
Management to issue the performance shares
for the financial year 2014 and subsequent
years, subject to approval of the
Supervisory Board
10 Proposal to approve the number of stock Mgmt For For
options, respectively shares, for employees
and authorization of the Board of
Management to issue the stock options,
respectively shares
11 Notification of the intended extension of Non-Voting
the appointment term of Mr. F.J.van Hout
12a Proposal to reappoint Ms. H.C.J. van den Mgmt For For
Burg as member of the Supervisory Board,
effective April 24, 2013
12b Proposal to reappoint Ms. P.F.M. van der Mgmt For For
Meer Mohr as member of the Supervisory
Board, effective April 24, 2013
12c Proposal to reappoint Mr. W.H. Ziebart as Mgmt For For
member of the Supervisory Board, effective
April 24, 2013
12d Proposal to appoint Dr. D.A. Grose as Mgmt For For
member of the Supervisory Board, effective
April 24, 2013
12e Proposal to appoint Ms. C.M.S. Mgmt For For
Smits-Nusteling as member of the
Supervisory Board, effective April 24, 2013
13 Composition of the Supervisory Board in Non-Voting
2014
14 Proposal to reappoint the External Auditor Mgmt For For
for the reporting year 2014: Deloitte
Accountants
15a Proposal to authorize the Board of Mgmt For For
Management to issue (rights to subscribe
for) shares, which authorization is limited
to 5% of the issued capital
15b Proposal to authorize the Board of Mgmt For For
Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with agenda item 15a
15c Proposal to authorize the Board of Mgmt For For
Management to issue (rights to subscribe
for) shares, for an additional 5% of the
issued capital, only to be used in
connection with mergers, acquisitions
and/or (strategic) alliances
15d Proposal to authorize the Board of Mgmt For For
Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with agenda item 15c
16a Proposal to authorize the Board of Mgmt For For
Management to acquire shares in the
Company's capital
16b Proposal to authorize the Board of Mgmt For For
Management to acquire additional shares in
the Company's capital
17 Proposal to cancel ordinary shares (to be) Mgmt For For
repurchased by the Company
18 Any other business Non-Voting
19 Closing Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTION 11. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB, STOCKHOLM Agenda Number: 704338145
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X105
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: SE0000255648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting Non-Voting
2 Election of Chairman of the Meeting : Lars Non-Voting
Renstrom
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to approve the Non-Voting
minutes
6 Determination of whether the Meeting has Non-Voting
been duly convened
7 Report by the President and CEO, Mr. Johan Non-Voting
Molin
8.a Presentation of: the Annual Report and the Non-Voting
Audit Report as well as the Consolidated
Accounts and the Audit Report for the Group
8.b Presentation of: the Group Auditor's Report Non-Voting
regarding whether there has been compliance
with the remuneration guidelines adopted on
the 2012 Annual General Meeting
8.c Presentation of: the Board of Directors Non-Voting
proposal regarding distribution of earnings
and motivated statement
9.a Adoption of the Statement of Income and the Mgmt For For
Balance Sheet as well as the Consolidated
Statement of Income and the Consolidated
Balance Sheet
9.b Dispositions of the company's profit Mgmt For For
according to the adopted Balance Sheet: The
Board of Directors proposes a dividend of
SEK 5.10 per share. As record date for the
dividend, the Board of Directors proposes
Tuesday 30 April 2013. Subject to
resolution by the Annual General Meeting in
accordance with the proposal, the dividend
is expected to be distributed by Euroclear
Sweden AB on Monday 6 May 2013
9.c Discharge from liability of the members of Mgmt For For
the Board of Directors and the CEO
10 Determination of the number of members of Mgmt For For
the Board of Directors
11 Determination of fees to the Board of Mgmt For For
Directors and Auditors
12 Re-election of Lars Renstrom, Carl Douglas, Mgmt For For
Birgitta Klasen, Eva Lindqvist, Johan
Molin, Sven-Christer Nilsson, Jan Svensson
and Ulrik Svensson as members of the Board
of Directors. Re-election of Lars Renstrom
as Chairman of the Board of Directors and
Carl Douglas as Vice Chairman of the Board
of Directors
13 Election of members of the Nomination Mgmt For For
Committee and determination of the
assignment of the Nomination Committee: The
Nomination Committee shall consist of five
members, who, up to and including the
Annual General Meeting 2014, shall be
Gustaf Douglas (Investment AB Latour),
Mikael Ekdahl (Melker Schorling AB),
Liselott Ledin (Alecta), Marianne Nilsson
(Swedbank Robur fonder) and Johan
Strandberg (SEB fonder/SEB Trygg Liv).
Gustaf Douglas shall be appointed Chairman
of the Nomination Committee
14 Resolution regarding guidelines for Mgmt For For
remuneration to senior management
15 Resolution regarding authorisation to Mgmt For For
repurchase and transfer Series B shares in
the company
16 Resolution regarding long term incentive Mgmt For For
programme
17 Closing of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR Agenda Number: 704167471
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 19-Dec-2012
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2,3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2,3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt For For
3 Grant of Performance Rights to Mr Michael Mgmt For For
Smith
4 Increase in Non-Executive Directors' Fee Mgmt For For
Cap
5.a To elect Ms P. J. Dwyer as a Board - Mgmt For For
Endorsed Candidate
5.b To re-elect Mr J. P. Morschel as a Board - Mgmt For For
Endorsed Candidate
5.c To re-elect Mr Lee Hsien Yang as a Board - Mgmt For For
Endorsed Candidate
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Election of
Non-Board-Endorsed Candidate - Mr R. J.
Reeves
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION NUMBER 5.C. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704049813
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0907/LTN20120907671.pdf
1 To consider and approve the Remuneration Mgmt For For
Plan for the Chairman, Executive Directors,
Chairman of Board of Supervisors and
Shareholder Representative Supervisors of
2011
2 To consider and approve the Proposal Mgmt For For
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704265114
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207604.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207602.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Wang Shiqiang as
Non-executive Director of the Bank
2 To consider and approve the proposal on Mgmt For For
downward adjustment to the conversion price
of the A share convertible bonds of the
Bank
3 To consider and approve the proposal in Mgmt For For
relation to the amendments of the Articles
of Association of the Bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704502841
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177102 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411805.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411793.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510235.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510230.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the 2012 Annual Mgmt For For
Financial Statements of the Bank
4 To consider and approve the 2012 Profit Mgmt For For
Distribution Plan of the Bank
5 To consider and approve the 2013 Annual Mgmt For For
Budget of the Bank
6 To consider and approve the Proposal Mgmt For For
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
7.1 To consider and approve the Re-election of Mgmt For For
Mr. Li Lihui as Executive Director of the
Bank
7.2 To consider and approve the Re-election of Mgmt For For
Mr. Li Zaohang as Executive Director of the
Bank
7.3 To consider and approve the Re-election of Mgmt For For
Ms. Jiang Yansong as Non-executive Director
of the Bank
7.4 To consider and approve the Re-election of Mgmt For For
Mr. Chow Man Yiu, Paul as Independent
Non-executive Director of the Bank
8.1 To consider and approve the Election of Mr. Mgmt For For
Lu Zhengfei as Independent Non-executive
Director of the Bank
8.2 To consider and approve the Election of Mr. Mgmt For For
Leung Cheuk Yan as Independent
Non-executive Director of the Bank
9.1 To consider and approve the Re-election of Mgmt For For
Mr. Li Jun as Shareholders' Representative
Supervisor of the Bank
9.2 To consider and approve the Re-election of Mgmt For For
Mr. Wang Xueqiang as Shareholders'
Representative Supervisor of the Bank
9.3 To consider and approve the Re-election of Mgmt For For
Mr. Liu Wanming as Shareholders'
Representative Supervisor of the Bank
10.1 To consider and approve the Election of Mr. Mgmt For For
Tian Guoli as Executive Director of the
Bank
10.2 To consider and approve the Election of Mr. Mgmt For For
Wang Yong as Non-executive Director of the
Bank
11.1 To consider and approve the Re-election of Mgmt For For
Ms. Sun Zhijun as Non-executive Director of
the Bank
11.2 To consider and approve the Re-election of Mgmt For For
Ms. Liu Lina as Non-executive Director of
the Bank
12 To consider and approve the Proposal on the Mgmt For For
Issuance of the Qualified Write-down Tier-2
Capital Instruments
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 704338462
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Reports of the Directors and Mgmt For For
Auditors and the audited accounts of the
Company for the year ended 31 December
2012, now laid before the meeting, be
received
2 That the Remuneration Report for the year Mgmt For For
ended 31 December 2012, now laid before the
meeting, be approved
3 That Sir David Walker be appointed a Mgmt For For
Director of the Company
4 That Tim Breedon be appointed a Director of Mgmt For For
the Company
5 That Antony Jenkins be appointed a Director Mgmt For For
of the Company
6 That Diane de Saint Victor be appointed a Mgmt For For
Director of the Company
7 That David Booth be reappointed a Director Mgmt For For
of the Company
8 That Fulvio Conti be reappointed a Director Mgmt For For
of the Company
9 That Simon Fraser be reappointed a Director Mgmt For For
of the Company
10 That Reuben Jeffery III be reappointed a Mgmt For For
Director of the Company
11 That Chris Lucas be reappointed a Director Mgmt For For
of the Company
12 That Dambisa Moyo be reappointed a Director Mgmt For For
of the Company
13 That Sir Michael Rake be reappointed a Mgmt For For
Director of the Company
14 That Sir John Sunderland be reappointed a Mgmt For For
Director of the Company
15 That PricewaterhouseCoopers LLP, Chartered Mgmt For For
Accountants and Statutory Auditors, be
reappointed as auditors of the Company to
hold office from the conclusion of this
meeting until the conclusion of the next
AGM at which accounts are laid before the
Company
16 That the Directors be authorised to set the Mgmt For For
remuneration of the auditors
17 That, in accordance with section 366 of the Mgmt For For
Companies Act 2006 (the 'Act') the Company
and any company which, at any time during
the period for which this resolution has
effect, is a subsidiary of the Company, be
and are hereby authorised to: (a) make
political donations to political
organisations not exceeding GBP 25,000 in
total; and (b) incur political expenditure
not exceeding GBP 100,000 in total, in each
case during the period commencing on the
date of this resolution and ending on the
date of the AGM of the Company to be held
in 2014 or on 30 June 2014, whichever is
the earlier, provided that the maximum
amounts referred to in (a) and (b) may
consist of sums in any currency converted
into Sterling at such rate as the Board may
in its absolute discretion determine. For
the purposes of this resolution, the terms
'political donations', 'political
organisations' and 'political expenditure'
shall have the meanings given to them in
sections 363 to 365 of the Act
18 That, in substitution for all existing Mgmt Against Against
authorities but without prejudice to any
authority granted pursuant to resolution 20
(if passed), the Directors be and are
hereby generally and unconditionally
authorised pursuant to section 551 of the
Act to exercise all the powers of the
Company to: (a) allot shares (as defined in
section 540 of the Act) in the Company or
grant rights to subscribe for or to convert
any security into shares in the Company up
to an aggregate nominal amount of GBP
1,111,721,894, USD 77,500,000, EUR
40,000,000 and YEN 4,000,000,000; and (b)
allot equity securities (as defined in
section 560 of the Act) up to an aggregate
nominal amount of GBP 2,143,443,788 (such
amount to be reduced by the aggregate
nominal amount of ordinary shares allotted
or rights to subscribe for or to convert
any securities into ordinary shares in the
Company granted under paragraph (a) of this
resolution 18) in connection with an offer
by way of a rights issue: (i) to ordinary
shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and (ii) to holders of other
equity securities (as defined in section
560 of the Act) as required by the rights
of those securities, or subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter, such
authorities to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) for the period expiring
at the end of the AGM of the Company to be
held in 2014 or until the close of business
on 30 June 2014, whichever is the earlier
but, in each case, so that the Company may
make offers and enter into agreements
before the authority expires which would,
or might require shares to be allotted or
rights to subscribe for or to convert any
security into shares to be granted after
the authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
19 That, in substitution for all existing Mgmt For For
powers but without prejudice to any power
granted pursuant to resolution 21 (if
passed), and subject to the passing of
resolution 18, the Directors be generally
empowered pursuant to section 570 of the
Act to allot equity securities (as defined
in section 560 of the Act) for cash,
pursuant to the authority granted by
resolution 18 and/or where the allotment
constitutes an allotment of equity
securities by virtue of section 560(3) of
the Act, in each case free of the
restriction in section 561 of the Act, such
power to be limited: (a) to the allotment
of equity securities in connection with an
offer of equity securities (but in the case
of an allotment pursuant to the authority
granted by paragraph (b) of resolution 18,
such power shall be limited to the
allotment of equity securities in
connection with an offer by way of a rights
issue only): (i) to ordinary shareholders
in proportion (as nearly as may be
practicable) to their existing holdings;
and (ii) to holders of other equity
securities (as defined in section 560 of
the Act), as required by the rights of
those securities or, subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; and
(b) to the allotment of equity securities,
pursuant to the authority granted by
paragraph (a) of resolution 18 and/or an
allotment which constitutes an allotment of
equity securities by virtue of section
560(3) of the Act (in each case otherwise
than in the circumstances set out in
paragraph (a) of this resolution) up to a
nominal amount of GBP 160,758,284
representing no more than 5% of the issued
ordinary share capital as at 28 February
2013; compliance with that limit shall be
calculated, in the case of equity
securities which are rights to subscribe
for, or to convert securities into,
ordinary shares (as defined in section 560
of the Act) by reference to the aggregate
nominal amount of relevant shares which may
be allotted pursuant to such rights, such
power to apply (unless previously renewed,
varied or revoked by the Company in General
Meeting) until the end of the Company's
next AGM after this resolution is passed
(or, if earlier, until the close of
business on 30 June 2014) but so that the
Company may make offers and enter into
agreements before the power expires which
would, or might, require equity securities
to be allotted after the power expires and
the Directors may allot equity securities
under any such offer or agreement as if the
power had not expired
20 That, in addition to any authority granted Mgmt Against Against
pursuant to resolution 18 (if passed), the
Directors be and are hereby generally and
unconditionally authorised pursuant to
section 551 of the Act to exercise all the
powers of the Company to allot shares (as
defined in section 540 of the Act) in the
Company or grant rights to subscribe for or
to convert any security into shares in the
Company up to an aggregate nominal amount
of GBP 825,000,000 in relation to any issue
by the Company or any member of the
Barclays Group of contingent equity
conversion notes that automatically convert
into or are exchanged for ordinary shares
in the Company in prescribed circumstances
('ECNs') where the Directors consider that
such an issuance of ECNs would be desirable
in connection with, or for the purposes of,
complying with or maintaining compliance
with the regulatory capital requirements or
targets applicable to the Barclays Group
from time to time, such authority to apply
(unless previously renewed, varied or
revoked by the Company in General Meeting)
until the end of the AGM of the Company to
be held in 2014 (or, if earlier, until the
close of business on 30 June 2014) but so
that the Company may make offers and enter
into agreements before the authority
expires which would, or might require
shares to be allotted or rights to
subscribe for or to convert any security
into shares to be granted after the
authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
21 That, in addition to the power granted Mgmt Against Against
pursuant to resolution 19 (if passed), and
subject to the passing of resolution 20,
the Directors be generally empowered
pursuant to section 570 of the Act to allot
equity securities (as defined in section
560 of the Act) for cash pursuant to the
authority granted by resolution 20, free of
the restriction in section 561 of the Act,
such power to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) until the end of the
AGM of the Company to be held in 2014 (or,
if earlier, until the close of business on
30 June 2014) but so that the Company may
make offers and enter into agreements
before the power expires which would, or
might, require equity securities to be
allotted after the power expires and the
Directors may allot equity securities under
any such offer or agreement as if the power
had not expired
22 That the Company be generally and Mgmt For For
unconditionally authorised for the purposes
of section 701 of the Act to make market
purchases (within the meaning of section
693 of the Act) on the London Stock
Exchange of up to an aggregate of
1,286,066,272 ordinary shares of 25p each
in its capital, and may hold such shares as
treasury shares, provided that: (a) the
minimum price (exclusive of expenses) which
may be paid for each ordinary share is not
less than 25p; (b) the maximum price
(exclusive of expenses) which may be paid
for each ordinary share shall not be more
than the higher of: (i) 105% of the average
of the market values of the ordinary shares
(as derived from the Daily Official List of
the London Stock Exchange) for the five
business days immediately preceding the
date on which the purchase is made; and
(ii) that stipulated by Article 5(1) of the
Buy-back and Stabilisation Regulation (EC
2273/2003); and (c) unless previously
renewed, varied or revoked by the Company
in General Meeting, the authority conferred
by this resolution shall expire at the end
of the AGM of the Company to be held in
2014 or the close of business on 30 June
2014, whichever is the earlier (except in
relation to any purchase of shares the
contract for which was concluded before
such date and which would or might be
executed wholly or partly after such date)
23 That the Directors be and are hereby Mgmt For For
authorised to call general meetings (other
than an AGM) on not less than 14 clear
days' notice, such authority to expire at
the end of the AGM of the Company to be
held in 2014 or the close of business on 30
June 2014, whichever is the earlier
24 That the Directors be authorised to Mgmt For For
exercise the power contained in Article 132
of the Company's Articles of Association so
that, to the extent and on such terms and
conditions determined by the Directors, the
holders of ordinary shares be permitted to
elect to receive new ordinary shares
credited as fully paid instead of cash in
respect of all or part of any future
dividend (including any interim dividend),
declared or paid by the Directors or
declared by the Company in general meeting
(as the case may be), during the period
commencing on the date of this resolution
and ending on the earlier of 24 April 2018
and the beginning of the fifth AGM of the
Company following the date of this
resolution to the extent that the Directors
decide, at their discretion, to offer a
scrip dividend alternative in respect of
such dividend
25 That, subject to the passing of resolution Mgmt For For
24, article 132 of the Articles of
Association of the Company be and is hereby
altered by inserting the following as a new
article 132.10 immediately after the
full-stop at the end of article 132.9.2:
"For the purposes of this article 132, each
participant in the Company's dividend
reinvestment plan for holders of ordinary
shares (a "DRIP participant" and the "DRIP"
respectively) at midnight (UK time) on an
effective date to be determined at the
discretion of the board in connection with
the commencement of the Company's scrip
dividend programme (the "effective time")
(and whether or not the DRIP shall
subsequently be terminated or suspended)
shall be deemed to have elected to receive
ordinary shares, credited as fully paid,
instead of cash, on the terms and subject
to the conditions of the Company's scrip
dividend programme as from time to time in
force, in respect of the whole of each
dividend payable (but for such election)
after the effective time (and whether such
dividend is declared before, at or after
such an effective time) in respect of which
the right to receive such ordinary shares
instead of cash is made available, until
such time as such deemed election mandate
is revoked or deemed to be revoked in
accordance with the procedure established
by the board. The deemed election provided
for in the foregoing provision of this
article 132.10 shall not apply if and to
the extent that the board so determines at
any time and from time to time either for
all cases or in relation to any person or
class of persons or any holding of any
person or class of persons."
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704304031
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please also have a look at the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
11.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt Take No Action
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover-related information and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2012. Resolution on the use of
the distributable profit.
2. Ratification of the actions of the members Mgmt Take No Action
of the Board of Management
3. Ratification of the actions of the members Mgmt Take No Action
of the Supervisory Board
4. Approval of the Control and Profit and Loss Mgmt Take No Action
Transfer Agreement between the Company and
Bayer Beteiligungsverwaltung Goslar GmbH
5. Election of the auditor of the financial Mgmt Take No Action
statements and for the review of the
half-yearly financial report
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 704353414
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 23 APR 13, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
29.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Company Financial Non-Voting
Statements and the Group Financial
Statements for the financial year ended 31
December 2012, as approved by the
Supervisory Board, together with the
Combined Group and Company Management
Report, the Explanatory Report of the Board
of Management on the information required
pursuant to section 289 (4) and section 315
(4) and section 289 and section 315 (2) no.
5 HGB (German Commercial Code) and the
Report of the Supervisory Board
2. Resolution on the utilisation of Mgmt For For
unappropriated profit
3. Ratification of the acts of the Board of Mgmt For For
Management
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Election of the auditor: KPMG AG Mgmt For For
Wirtschaftsprufungsgesellschaft, Berlin
6.1 Election to the Supervisory Board: Prof. Mgmt For For
Dr. rer. nat. Dr. h.c. Reinhard Huettl,
Potsdam, Chairman of the Management Board
and Scientific Board of
GeoForschungsZentrum Potsdam (GFZ) Stiftung
des offentlichen Rechts and holder of the
Chair for Soil Protection and Recultivation
at the Brandenburg Technical University of
Cottbus, for a term of office up to the
close of the Annual General Meeting at
which ratification of the acts of the
Supervisory Board is resolved for the
financial year 2017
6.2 Election to the Supervisory Board: Dr. jur. Mgmt For For
Karl-Ludwig Kley, Cologne, Chairman of the
Executive Management and personally liable
shareholder of Merck KGaA, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2017
6.3 Election to the Supervisory Board: Prof. Mgmt For For
Dr. rer. pol. Renate Koecher, Constance,
Director of Institut fur Demoskopie
Allensbach Gesellschaft zum Studium der
offentlichen Meinung mbH, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2017
6.4 Election to the Supervisory Board: Prof. Mgmt For For
Dr.-Ing. Dr. h. c. Dr.-Ing. E. h. Joachim
Milberg, Baldham, Chairman of the
Supervisory Board of BMW AG, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2015
7. Resolution regarding the amendment to Mgmt For For
section 15 of the Articles of Incorporation
(Remuneration of the Supervisory Board)
--------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC, READING BERKSHIRE Agenda Number: 704385461
--------------------------------------------------------------------------------------------------------------------------
Security: G1245Z108
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: GB0008762899
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts and Reports of the Mgmt For For
Directors and the auditors for the year
ended 31 December 2012
2 To approve the Directors' Remuneration Mgmt For For
report as set out on pages 60 to 75 of the
Company's Annual Report and Accounts for
the year ended 31 December 2012
3 To declare a final dividend in respect of Mgmt For For
the year ended 31 December 2012 of 14.26
cents per share payable on 31 May 2013 to
holders of ordinary shares on the register
of shareholders of the Company at the close
of business on 19 April 2013
4 To elect Den Jones as a Director of the Mgmt For For
Company
5 To elect Lim Haw-Kuang as a Director of the Mgmt For For
Company
6 To re-elect Peter Backhouse as a Director Mgmt For For
of the Company
7 To re-elect Vivienne Cox as a Director of Mgmt For For
the Company
8 To re-elect Chris Finlayson as a Director Mgmt For For
of the Company
9 To re-elect Andrew Gould as a Director of Mgmt For For
the Company
10 To re-elect Baroness Hogg as a Director of Mgmt For For
the Company
11 To re-elect Dr John Hood as a Director of Mgmt For For
the Company
12 To re-elect Martin Houston as a Director of Mgmt For For
the Company
13 To re-elect Caio Koch-Weser as a Director Mgmt For For
of the Company
14 To re-elect Sir David Manning as a Director Mgmt For For
of the Company
15 To re-elect Mark Seligman as a Director of Mgmt For For
the Company
16 To re-elect Patrick Thomas as a Director of Mgmt For For
the Company
17 To re-appoint Ernst & Young LLP as auditors Mgmt For For
of the Company, to hold office until the
conclusion of the next general meeting at
which annual accounts are laid before the
Company
18 To authorise the Audit Committee of the Mgmt For For
Board to approve the remuneration of the
auditors
19 That, in accordance with Sections 366 and Mgmt For For
367 of the Companies Act 2006 (the Act),
the Company, and all companies which are
subsidiaries of the Company during the
period when this Resolution has effect, be
and are hereby authorised to: (a) make
political donations to political parties or
independent election candidates up to a
total aggregate amount of GBP15 000; (b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP15
000; and (c) incur political expenditure up
to a total aggregate amount of GBP20 000,
during the period beginning with the date
of the passing of this Resolution and
ending at the conclusion of the next annual
general meeting of the Company, provided
that, in any event, the total aggregate
amount of all political donations and
political expenditure incurred by the
Company and its subsidiaries in such period
shall not exceed GBP50 000. For the
purposes of this Resolution, 'political
donations', 'political organisations',
'political parties' and 'political
expenditure' have the meanings given to
them in Sections 363 to 365 of the Act
20 That the Directors be and are hereby Mgmt For For
generally and unconditionally authorised in
accordance with Section 551 of the Act to
exercise all the powers of the Company to
allot ordinary shares in the Company and to
grant rights to subscribe for, or to
convert any security into, ordinary shares
in the Company (Rights) up to an aggregate
nominal amount of GBP113,424,772 provided
that this authority shall expire at the
conclusion of the next annual general
meeting of the Company, save that the
Directors shall be entitled to exercise all
the powers of the Company to make offers or
agreements before the expiry of such
authority which would or might require
ordinary shares to be allotted or Rights to
be granted after such expiry and the
Directors shall be entitled to allot
ordinary shares and grant Rights pursuant
to any such offer or agreement as if this
authority had not expired; and all
unexercised authorities previously granted
to the Directors to allot ordinary shares
and grant Rights be and are hereby revoked
21 That the Directors be and are hereby Mgmt For For
empowered pursuant to Sections 570 and 573
of the Act to allot equity securities
(within the meaning of Section 560 of the
Act) for cash either pursuant to the
authority conferred by Resolution 20 above
or by way of a sale of treasury shares as
if Section 561(1) of the Act did not apply
to any such allotment, provided that this
power shall be limited to: (a) the
allotment of equity securities in
connection with an offer of securities in
favour of the holders of ordinary shares on
the register of members at such record date
as the Directors may determine and other
persons entitled to participate therein
where the equity securities respectively
attributable to the interests of the
ordinary shareholders are proportionate (as
nearly as may be practicable) to the
respective number of ordinary shares held
or deemed to be held by them on any such
record date, subject to such exclusions or
other arrangements as the Directors may
deem necessary or expedient to deal with
treasury shares, fractional entitlements or
legal or practical problems arising under
the laws of any overseas territory or the
requirements of any regulatory body or
stock exchange or by virtue of ordinary
shares being represented by depositary
receipts or any other matter; and (b) the
allotment (otherwise than pursuant to
sub-paragraph (a) of this Resolution 21) to
any person or persons of equity securities
up to an aggregate nominal amount of
GBP18,074,352, and shall expire upon the
expiry of the general authority conferred
by Resolution 20 above, save that the
Directors shall be entitled to exercise all
the powers of the Company to make offers or
agreements before the expiry of such power
which would or might require equity
securities to be allotted after such expiry
and the Directors shall be entitled to
allot equity securities pursuant to any
such offer or agreement as if the power
conferred hereby had not expired
22 That the Company be generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of Section
693(4) of the Act) of ordinary shares of 10
pence each of the Company on such terms and
in such manner as the Directors may from
time to time determine, provided that: (a)
the maximum number of ordinary shares
hereby authorised to be acquired is
340,374,317, representing approximately 10%
of the issued ordinary share capital of the
Company as at 28 March 2013; (b) the
minimum price that may be paid for any such
ordinary share is 10 pence, the nominal
value of that share; (c) the maximum price
that may be paid for any such ordinary
share is an amount equal to 105% of the
average of the middle market quotations for
an ordinary share in the Company as derived
from the London Stock Exchange Daily
Official List for the five business days
immediately preceding the day on which the
share is contracted to be purchased; (d)
the authority hereby conferred shall expire
at the conclusion of the next annual
general meeting of the Company, unless
previously renewed, varied or revoked by
the Company in general meeting; and (e) the
Company may make a contract to purchase its
ordinary shares under the authority hereby
conferred prior to the expiry of such
authority, which contract will or may be
executed wholly or partly after the expiry
of such authority, and may purchase its
ordinary shares pursuant to any such
contract as if the power conferred hereby
had not expired
23 That a general meeting of the Company, Mgmt For For
other than an annual general meeting, may
be called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704060766
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for BHP Mgmt For For
Billiton Limited and BHP Billiton Plc for
the year ended 30 June 2012, together with
the Directors' Report and the Auditor's
Report, as set out in the Annual Report
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Limited and BHP Billiton
Plc
3 To re-elect Malcolm Broomhead as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
4 To re-elect Sir John Buchanan as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
6 To re-elect David Crawford as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
9 To re-elect Lindsay Maxsted as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
12 To re-elect John Schubert as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
15 That KPMG Audit Plc be reappointed as the Mgmt For For
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt For For
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 19, 20 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (19 AND 20), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 704322748
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 15-May-2013
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0313/201303131300703.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RESOLUTION TO O.2 AND ADDITION
OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301275.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and distribution of
the dividend
O.4 Special report of the Statutory Auditors on Mgmt For For
the agreements and commitments pursuant to
Articles L.225-38 et seq. of the Commercial
Code
O.5 Agreement entered in between BNP Paribas Mgmt For For
and Mr. Jean-Laurent Bonnafe, Managing
Director
O.6 Authorization for BNP Paribas to repurchase Mgmt For For
its own shares
O.7 Renewal of term of Mr. Jean-Laurent Bonnafe Mgmt For For
as Board member
O.8 Renewal of term of Mr. Michel Tilmant as Mgmt For For
Board member
O.9 Renewal of term of Mr. Emiel Van Broekhoven Mgmt For For
as Board member
O.10 Appointment of Mr. Christophe de Margerie Mgmt For For
as Board member
O.11 Appointment of Mrs. Marion Guillou as Board Mgmt For For
member
O.12 Legal filing of reports and documents by Mgmt For For
the Statutory Auditors at the court
registry
E.13 Simplifying, adapting and harmonizing the Mgmt For For
bylaws with the law
E.14 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAE INC. Agenda Number: 933667339
--------------------------------------------------------------------------------------------------------------------------
Security: 124765108
Meeting Type: Annual and Special
Meeting Date: 09-Aug-2012
Ticker: CAE
ISIN: CA1247651088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LYNTON R. WILSON Mgmt For For
MARC PARENT Mgmt For For
BRIAN E. BARENTS Mgmt For For
JOHN A. (IAN) CRAIG Mgmt For For
H. GARFIELD EMERSON Mgmt For For
MICHAEL M. FORTIER Mgmt For For
PAUL GAGNÉ Mgmt For For
JAMES F. HANKINSON Mgmt For For
R. (RANDY) JAYNE II Mgmt For For
ROBERT LACROIX Mgmt For For
JOHN P. MANLEY Mgmt For For
PETER J. SCHOOMAKER Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
LAWRENCE N. STEVENSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For
AS AUDITORS AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 CONSIDERING AND APPROVING A RESOLUTION (SEE Mgmt For For
"SPECIAL BUSINESS OF THE MEETING - RENEWAL
OF SHAREHOLDER PROTECTION RIGHTS PLAN" IN
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
RENEWING THE SHAREHOLDER PROTECTION RIGHTS
PLAN AGREEMENT, A SUMMARY OF WHICH IS SET
FORTH IN APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 CONSIDERING AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL PLC, LONDON Agenda Number: 704313890
--------------------------------------------------------------------------------------------------------------------------
Security: G19081101
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: GB0031215220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To re-elect Micky Arison as a director of Mgmt For For
Carnival Corporation and Carnival plc
2 To re-elect Sir Jonathon Band as a director Mgmt For For
of Carnival Corporation and Carnival plc
3 To re-elect Arnold W Donald as a director Mgmt For For
of Carnival Corporation and Carnival plc
4 To re-elect Pier Luigi Foschi as a director Mgmt For For
of Carnival Corporation and Carnival plc
5 To re-elect Howard S Frank as a director of Mgmt For For
Carnival Corporation and Carnival plc
6 To re-elect Richard J Glasier as a director Mgmt For For
of Carnival Corporation and Carnival plc
7 To re-elect Debra Kelly-Ennis as a director Mgmt For For
of Carnival Corporation and Carnival plc
8 To re-elect Sir John Parker as a director Mgmt For For
of Carnival Corporation and Carnival plc
9 To re-elect Stuart Subotnick as a director Mgmt For For
of Carnival Corporation and Carnival plc
10 To re-elect Laura Weil as a director of Mgmt For For
Carnival Corporation and Carnival plc
11 To re-elect Randall J Weisenburger as a Mgmt For For
director of Carnival Corporation and
Carnival plc
12 To re-appoint Carnival plcs independent Mgmt For For
auditors and to ratify Carnival
Corporations independent registered
certified public accounting firm
13 To authorize the Audit Committee of Mgmt For For
Carnival plc to agree the remuneration of
the independent auditors
14 To receive the UK annual accounts and Mgmt For For
reports of the directors and auditors of
Carnival plc
15 To approve the compensation of the named Mgmt Against Against
executive officers
16 To approve the Carnival plc Directors Mgmt Against Against
Remuneration Report
17 To approve the giving of authority for the Mgmt Against Against
allotment of new shares by Carnival plc
18 Special resolution to approve Mgmt For For
disapplication of pre-emption rights in
relation to the allotment of new shares by
Carnival plc
19 Special resolution to authorize market Mgmt For For
purchases of ordinary shares of US 1.66
Dollar each in the capital of Carnival plc
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC. Agenda Number: 933741375
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: CVE
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALPH S. CUNNINGHAM Mgmt For For
PATRICK D. DANIEL Mgmt For For
IAN W. DELANEY Mgmt For For
BRIAN C. FERGUSON Mgmt For For
MICHAEL A. GRANDIN Mgmt For For
VALERIE A.A. NIELSEN Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
COLIN TAYLOR Mgmt For For
WAYNE G. THOMSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION.
03 ACCEPTANCE OF THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD, BEIJING Agenda Number: 703987151
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: EGM
Meeting Date: 14-Sep-2012
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0729/LTN20120729006.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0729/LTN20120729008.pdf
1 To consider and, if thought fit, to approve Mgmt Against Against
the following mandate and authorise the
board of directors of the Company to carry
out the following:-(1) To determine the
proposed issue of debt financing
instruments of the Company within the limit
of issuance, including but not limited to
short-term debentures, medium-term notes,
super short-term commercial papers,
corporate bonds and enterprise bonds in
domestic market as well as Renminbi
denominated bonds and foreign currency
denominated bonds, etc. in overseas market
(excluding convertible bonds that may be
converted into equity securities). (2) To
determine and finalise, based on the
Company's needs and market conditions, the
specific terms and conditions of and CONTD
CONT CONTD all relevant matters in connection Non-Voting
with the proposed issue of debt financing
instruments, including but not limited to
type, principal, interest rate, term,
issuance timing, targets and use of
proceeds of such debt financing instruments
to be issued within the aforesaid limit and
the production, execution and disclosure of
all necessary documents. (3) To ensure the
gearing ratio (total liabilities/total
assets) based on the Company's consolidated
financial statements upon completion of
each issuance not exceeding 50%, in
addition to the compliance with the
restrictions by the government and relevant
regulatory authorities on the issuance size
of the debt financing instruments to be
issued by the Company under CONTD
CONT CONTD these authorisations. The gearing Non-Voting
ratio is calculated based on the latest
published (quarterly, interim or annual)
financial statements of the Company prior
to the proposed issue, taking into
consideration the amount of debt financing
instruments issued or repaid at the end of
the reporting period up to the date of the
proposed issue as well as the size of the
proposed issuance. (4) To satisfy the
following criteria for any corporate bonds
to be issued through a domestic exchange:
the principal shall not exceed RMB50
billion; the term shall not exceed 10
years; and such corporate bonds may be
issued to the Company's shareholders by way
of placing, arrangement details of which
(availability of placing, CONTD
CONT CONTD placing ratio, etc.) shall be Non-Voting
determined by the board of directors
according to market conditions and the
terms and conditions of the proposed issue.
(5) To delegate the mandate to Dr. Ling
Wen, the executive director and president
of the Company, and Ms. Zhang Kehui, the
chief financial officer, within the scope
of this mandate for determining other
matters related to such issuance and
implementing specific measures upon
determining the type, principal, term and
use of proceeds of each issuance of the
debt financing instruments by the board of
directors of the Company. (6) The mandate
and the authorisations set out in this
resolution shall remain effective within 24
months commencing from the date on which
this resolution is approved by shareholders
at the general meeting
--------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT SA, GENEVE Agenda Number: 703984749
--------------------------------------------------------------------------------------------------------------------------
Security: H25662158
Meeting Type: AGM
Meeting Date: 05-Sep-2012
Ticker:
ISIN: CH0045039655
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 935366 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 The board of directors proposes that the Mgmt Take No Action
general meeting, having taken note of the
reports of the auditors, approve the
consolidated financial statements of the
group, the financial statements of the
company and the director's report for the
business year ended 31 March 2012
1.2 The board of directors proposes that the Mgmt Take No Action
2012 compensation report as per pages 46 to
52 of the annual report and accounts 2012
be ratified (non-binding consultative vote)
2 Approve allocation of income and dividends Mgmt Take No Action
of CHF 0.55 per A bearer share and CHF
0.055 per B registered share
3 Discharge of the board of directors Mgmt Take No Action
4.1 Re-election of the board of directors : Mgmt Take No Action
Johann Rupert
4.2 Re-election of the board of directors : Dr Mgmt Take No Action
Franco Cologni
4.3 Re-election of the board of directors : Mgmt Take No Action
Lord Douro
4.4 Re-election of the board of directors : Mgmt Take No Action
Yves-Andre Istel
4.5 Re-election of the board of directors : Mgmt Take No Action
Richard Lepeu
4.6 Re-election of the board of directors : Mgmt Take No Action
Ruggero Magnoni
4.7 Re-election of the board of directors : Mgmt Take No Action
Josua Malherbe
4.8 Re-election of the board of directors : Dr Mgmt Take No Action
Frederick Mostert
4.9 Re-election of the board of directors Mgmt Take No Action
:Simon Murray
4.10 Re-election of the board of directors : Mgmt Take No Action
Alain Dominique Perrin
4.11 Re-election of the board of directors : Mgmt Take No Action
Guillaume Pictet
4.12 Re-election of the board of directors : Mgmt Take No Action
Norbert Platt
4.13 Re-election of the board of directors : Mgmt Take No Action
Alan Quasha
4.14 Re-election of the board of directors : Mgmt Take No Action
Maria Ramos
4.15 Re-election of the board of directors : Mgmt Take No Action
Lord Renwick of Clifton
4.16 Re-election of the board of directors : Mgmt Take No Action
Dominique Rochat
4.17 Re-election of the board of directors : Jan Mgmt Take No Action
Rupert
4.18 Re-election of the board of directors : Mgmt Take No Action
Gary Saage
4.19 Re-election of the board of directors : Mgmt Take No Action
Juergen Schrempp
4.20 Re-election of the board of directors : Mgmt Take No Action
Martha Wikstrom
5 Election of the auditors / Mgmt Take No Action
PricewaterhouseCoopers
6 Ad-hoc Mgmt Take No Action
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN CAPITALIZATION IN RESOLUTION 2.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA AMATIL LTD Agenda Number: 704402053
--------------------------------------------------------------------------------------------------------------------------
Security: Q2594P146
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: AU000000CCL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Adoption of Remuneration Report Mgmt For For
3.a Re-election of Ms Ilana Atlas as a Director Mgmt For For
3.b Re-election of Ms Catherine Brenner as a Mgmt For For
Director
3.c Re-election of Mr Anthony Froggatt as a Mgmt For For
Director
--------------------------------------------------------------------------------------------------------------------------
DANONE SA, PARIS Agenda Number: 704294355
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0301/201303011300526.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINKS:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300672.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0403/201304031301056.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and setting the
dividend at EUR 1.45 per share
O.4 Renewal of term of Mr. Franck Riboud as Mgmt For For
Board member
O.5 Renewal of term of Mr. Emmanuel Faber as Mgmt For For
Board member
O.6 Approval of the agreements pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code
O.7 Approval of the agreements pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code entered in by the Company with J.P.
Morgan Group
O.8 Approval of the agreements and commitments Mgmt Against Against
pursuant to Articles L.225-38 and
L.225-42-1 of the Commercial Code regarding
Mr. Franck Riboud
O.9 Approval of the agreements and commitments Mgmt Against Against
pursuant to Articles L.225-38 and
L.225-42-1 of the Commercial Code regarding
Mr. Emmanuel Faber
O.10 Setting the amount of attendance allowances Mgmt For For
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to purchase, hold or transfer
shares of the Company
E.12 Delegation of authority to the Board of Mgmt Against Against
Directors to issue ordinary shares and
securities giving access to capital of the
Company while maintaining shareholders'
preferential subscription rights
E.13 Delegation of authority to the Board of Mgmt Against Against
Directors to issue ordinary shares of the
Company and securities giving access to
capital of the Company with cancellation of
shareholders' preferential subscription
rights, but with obligation to grant a
priority right
E.14 Delegation of authority to the Board of Mgmt Against Against
Directors to increase the number of
issuable securities in case of capital
increase with cancellation of shareholders'
preferential subscription rights
E.15 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares and
securities giving access to capital of the
Company with cancellation of shareholders'
preferential subscription rights in case of
public exchange offer initiated by the
Company
E.16 Delegation of powers to the Board of Mgmt Against Against
Directors to issue ordinary shares with
cancellation of shareholders' preferential
subscription rights, in consideration for
in-kind contributions granted to the
Company and comprised of equity securities
or securities giving access to capital
E.17 Delegation of authority to the Board of Mgmt For For
Directors to increase capital of the
Company by incorporation of reserves,
profits, premiums or other amounts which
may be capitalized
E.18 Delegation of authority to the Board of Mgmt For For
Directors to decide to carry out capital
increases reserved for employees who are
members of a company savings plan and/or
reserved share transfers with cancellation
of shareholders' preferential subscription
rights
E.19 Authorization granted to the Board of Mgmt For For
Directors to carry out allocations of
Company's shares existing or to be issued
with cancellation of shareholders'
preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.21 Amendment to Article 5 of the Bylaws of the Mgmt For For
Company in order to extend the term of the
Company
E.22 Amendment to Article 22.II of the Bylaws of Mgmt For For
the Company regarding shareholders
representation
E.23 Amendment to Article 24.I of the Bylaws of Mgmt For For
the Company regarding shareholders
convening
E.24 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 704392997
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Directors' Mgmt For For
Report and Audited Accounts for the year
ended 31 December 2012 and the Auditors'
Report thereon
2 To declare a one-tier tax exempt Final Mgmt For For
Dividend of 28 cents per ordinary share,
for the year ended 31 December 2012 2011:
Final Dividend of 28 cents per ordinary
share, one-tier tax exempt
3 To declare a one-tier tax exempt Final Mgmt For For
Dividend of 2 cents per Non-Voting
Redeemable Convertible Preference Share,
for the year ended 31 December 2012. 2011:
2 cents per Non-Voting Redeemable
Convertible Preference Share, one-tier tax
exempt
4 To sanction the amount of SGD 2,923,438 Mgmt For For
proposed as Directors' Remuneration for
2012. 2011: SGD 2,709,326
5 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
LLP as Auditors of the Company and to
authorise the Directors to fix their
remuneration
6 To re-elect the following Director, who are Mgmt For For
retiring under Article 95 of the Company's
Articles of Association ("the Articles")
and who, being eligible, offer himself
for re-election: Mr Danny Teoh Leong Kay
7 To re-elect the following Director, who are Mgmt For For
retiring under Article 95 of the Company's
Articles of Association ("the Articles")
and who, being eligible, offer herself
for re-election: Ms Euleen Goh Yiu Kiang
8 To re-elect the following Directors, who Mgmt For For
are retiring under Article 101 of the
Articles and who, being eligible, offer
himself for re-election: Mr Andre
Sekulic
9 To re-elect the following Directors, who Mgmt For For
are retiring under Article 101 of the
Articles and who, being eligible, offer
herself for re-election: Ms Woo Foong
Pheng (Mrs Ow)
10 That authority be and is hereby given to Mgmt Against Against
the Directors of the Company to: (a) allot
and issue from time to time such number of
ordinary shares in the capital of the
Company ("DBSH Ordinary Shares") as may be
required to be issued pursuant to the
exercise of options under the DBSH
Share Option Plan; and (b) offer and grant
awards in accordance with the
provisions of the DBSH Share Plan and to
allot and issue from time to time such
number of DBSH Ordinary Shares as may be
required to be issued pursuant to the
vesting of awards under the DBSH Share
Plan, provided always that: (1) the
aggregate number of new DBSH Ordinary
Shares to be issued pursuant to the
exercise of options granted under the DBSH
Share Option Plan and the vesting of
awards granted or to be granted under the
DBSH Share Plan shall not exceed 7.CONTD
CONT CONTD 5 per cent of the total number of Non-Voting
issued shares (excluding treasury shares)
in the capital of the Company from time to
time; and (2) the aggregate number of new
DBSH Ordinary Shares under awards to be
granted pursuant to the DBSH Share Plan
during the period commencing from the date
of this Annual General Meeting of the
Company and ending on the date of the next
Annual General Meeting of the Company or
the date by which the next Annual General
Meeting of the Company is required by law
to be held, whichever is the earlier, shall
not exceed 2 per cent of the total number
of issued shares (excluding treasury
shares) in the capital of the Company from
time to time
11 That authority be and is hereby given to Mgmt Against Against
the Directors of the Company to: (a) (i)
issue shares in the capital of the Company
("shares") whether by way of rights,
bonus or otherwise; and/or (ii) make or
grant offers, agreements or options
(collectively, "Instruments") that might or
would require shares to be issued,
including but not limited to the creation
and issue of (as well as adjustments to)
warrants, debentures or other
instruments convertible into shares, at any
time and upon such terms and
conditions and for such purposes and to
such persons as the Directors may in their
absolute discretion deem fit; and (b)
(notwithstanding the authority conferred
by this Resolution may have ceased to be in
force) issue shares in pursuance of any
Instrument made or granted by the Directors
while this Resolution was CONTD
CONT CONTD in force, provided that: (1) the Non-Voting
aggregate number of shares to be issued
pursuant to this Resolution (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) does not exceed 50 per
cent of the total number of issued shares
(excluding treasury shares) in the capital
of the Company (as calculated in accordance
with paragraph (2) below), of which the
aggregate number of shares to be issued
other than on a pro rata basis to
shareholders of the Company (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) shall be less than 10 per
cent of the total number of issued shares
(excluding treasury shares) in the capital
of the Company (as calculated in accordance
with paragraph (2) below); (2) (subject to
such manner of CONTD
CONT CONTD calculation and adjustments as may be Non-Voting
prescribed by the Singapore Exchange
Securities Trading Limited ("SGX-ST")), for
the purpose of determining the aggregate
number of shares that may be issued under
paragraph (1) above, the percentage of
issued shares shall be based on the total
number of issued shares (excluding treasury
shares) in the capital of the Company at
the time this Resolution is passed, after
adjusting for: (i) new shares arising from
the conversion or exercise of any
convertible securities or share options or
vesting of share awards which are
outstanding or subsisting at the time this
Resolution is passed; and (ii) any
subsequent bonus issue, consolidation or
subdivision of shares; (3) in exercising
the authority conferred by this Resolution,
the Company shall comply with the
provisions of the CONTD
CONT CONTD Listing Manual of the SGX-ST for the Non-Voting
time being in force (unless such compliance
has been waived by the SGX-ST) and the
Articles of Association for the time being
of the Company; and (4) (unless revoked or
varied by the Company in general meeting)
the authority conferred by this Resolution
shall continue in force until the
conclusion of the next Annual General
Meeting of the Company or the date by which
the next Annual General Meeting of the
Company is required by law to be held,
whichever is the earlier
12 That authority be and is hereby given to Mgmt Against Against
the Directors of the Company to allot and
issue such number of new ordinary shares
and new Non-Voting Redeemable
Convertible Preference Shares in the
capital of the Company as may be
required to be allotted and issued pursuant
to the application of the DBSH
Scrip Dividend Scheme to the final
dividends of 28 cents per ordinary share
and 2 cents per Non-Voting Redeemable
Convertible Preference Share, for the
year ended 31 December 2012
13 That authority be and is hereby given to Mgmt Against Against
the Directors of the Company to apply the
DBSH Scrip Dividend Scheme to any
dividend(s) which may be declared for the
year ending 31 December 2013 and to allot
and issue such number of new ordinary
shares and new Non-Voting Redeemable
Convertible Preference Shares in the
capital of the Company as may be required
to be allotted and issued pursuant
thereto
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 6 TO 13. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 704389798
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: EGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 704573648
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704050006
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2012 Mgmt For For
2 Directors' remuneration report 2012 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of PB Bruzelius as a director Mgmt For For
5 Re-election of LM Danon as a director Mgmt For For
6 Re-election of Lord Davies as a director Mgmt For For
7 Re-election of BD Holden as a director Mgmt For For
8 Re-election of Dr FB Humer as a director Mgmt For For
9 Re-election of D Mahlan as a director Mgmt For For
10 Re-election of PG Scott as a director Mgmt For For
11 Re-election of HT Stitzer as a director Mgmt For For
12 Re-election of PS Walsh as a director Mgmt For For
13 Election of Ho KwonPing as a director Mgmt For For
14 Election of IM Menezes as a director Mgmt For For
15 Re-appointment of auditor Mgmt For For
16 Remuneration of auditor Mgmt For For
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own ordinary shares Mgmt For For
20 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the EU
21 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT Agenda Number: 704384902
--------------------------------------------------------------------------------------------------------------------------
Security: F31668100
Meeting Type: MIX
Meeting Date: 16-May-2013
Ticker:
ISIN: FR0000121667
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301140.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Renewal of terms of the firm Mgmt For For
PricewaterhouseCoopers Audit as principal
Statutory Auditor and Mr. Etienne Boris as
deputy Statutory Auditor
O.5 Renewal of terms of the firm Mazars as Mgmt For For
principal Statutory Auditor and Mr.
Jean-Louis Simon as deputy Statutory
Auditor
O.6 Renewal of term of Mr. Yves Chevillotte as Mgmt For For
Board member
O.7 Renewal of term of Mrs. Mireille Faugere Mgmt For For
as Board member
O.8 Renewal of term of Mr. Xavier Fontanet as Mgmt For For
Board member
O.9 Appointment of Mrs. Maureen Cavanagh as Mgmt For For
Board member
O.10 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
E.11 Authorization to be granted to the Board of Mgmt For For
Directors to increase share capital by
issuing shares reserved for members of a
company savings plan
E.12 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing shares
and/or securities giving access to capital
of the Company and/or securities entitling
to the allotment of debt securities as part
of an offer, including to qualified
investors or a limited group of investors
pursuant to Article L.411-2, II of the
Monetary and Financial Code without
preferential subscription rights
E.13 Amendment to Article 24 of the bylaws: Mgmt For For
Holding General Meetings 3) Quorum-Voting
(excerpt) - Introducing the option to waive
double voting rights
E.14 Powers to carry out all legal formalities Mgmt For For
resulting from the decisions of the
Ordinary and Extraordinary General Meeting
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 704583221
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines, Allow Use of Electronic Systems for
Public Notifications, Increase Board Size
to 18, Adopt Reduction of Liability System
for Outside Directors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
3.17 Appoint a Director Mgmt For For
3.18 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRSTGROUP PLC, ABERDEEN Agenda Number: 703945230
--------------------------------------------------------------------------------------------------------------------------
Security: G34604101
Meeting Type: AGM
Meeting Date: 25-Jul-2012
Ticker:
ISIN: GB0003452173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Financial Mgmt For For
Statements
2 To approve the Directors Remuneration Mgmt For For
Report
3 To declare a final dividend Mgmt For For
4 To re-elect Professor David Begg as a Mgmt For For
Director
5 To re-elect Martin Gilbert as a Director Mgmt For For
6 To re-elect Colin Hood as a Director Mgmt For For
7 To re-elect John Sievwright as a Director Mgmt For For
8 To re-elect Tim O'Toole as a Director Mgmt For For
9 To elect Mick Barker as a Director Mgmt For For
10 To re-appoint Deloitte LLP as independent Mgmt For For
auditors
11 To authorise the Directors to determine the Mgmt For For
remuneration of the independent auditors
12 To authorise the Directors to allot shares Mgmt Against Against
13 To authorise the Directors to disapply Mgmt For For
pre-emption rights
14 To permit the Company to purchase its own Mgmt For For
shares
15 To authorise the Company to make political Mgmt For For
donations and incur political expenditure
16 To authorise the calling of general Mgmt For For
meetings of the Company by notice of 14
clear days
--------------------------------------------------------------------------------------------------------------------------
FIRSTGROUP PLC, ABERDEEN Agenda Number: 704532832
--------------------------------------------------------------------------------------------------------------------------
Security: G34604101
Meeting Type: OGM
Meeting Date: 10-Jun-2013
Ticker:
ISIN: GB0003452173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To authorise the directors of the Company Mgmt For For
to allot shares in connection with the
proposed equity issue as contemplated by
the Notice of General Meeting
--------------------------------------------------------------------------------------------------------------------------
GDR SES S.A. BR FDR Agenda Number: 704307328
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 04-Apr-2013
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Attendance list, quorum and adoption of the Non-Voting
agenda
2 Nomination of a secretary and of two Non-Voting
scrutinizers
3 Presentation by the Chairman of the Board Non-Voting
of Directors of the 2012 activities report
of the Board
4 Presentation on the main developments Non-Voting
during 2012 and perspectives
5 Presentation of the 2012 financial results Non-Voting
6 Presentation of the audit report Non-Voting
7 Approval of the balance sheet and of the Mgmt For For
profit and loss accounts as of December 31,
2012
8 Decision on allocation of 2012 profits Mgmt For For
9 Transfers between reserve accounts Mgmt For For
10 Discharge of the members of the Board of Mgmt For For
Directors
11 Discharge of the auditor Mgmt For For
12 Appointment of the auditor for the year Mgmt For For
2013 and determination of its remuneration:
PricewaterhouseCoopers
13 Resolution on company acquiring own FDRs Mgmt For For
and/or own A- or B-shares
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY A
14.1 Election of Director for a three-year term: Mgmt For For
Mr. Romain Bausch
14.2 Election of Director for a three-year term: Mgmt For For
Mr. Jacques Espinasse
14.3 Election of Director for a three-year term: Mgmt For For
Mrs. Tsega Gebreyes
14.4 Election of Director for a three-year term: Mgmt For For
Mr. Francois Tesch
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY B
14.5 Election of Director for a three-year term: Mgmt For For
Mr. Marc Colas
14.6 Election of Director for a three-year term: Mgmt For For
Mr. Jean-Claude Finck
15 Determination of the remuneration of Board Mgmt For For
members
16 Miscellaneous Non-Voting
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_156670.PDF,
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_156671.PDF
CMMT PLEASE NOTE THE FOLLOWING ADDITIONAL Non-Voting
REQUIREMENTS FOR THIS MEETING. A VOTING
CERTIFICATE IS REQUIRED TO BE COMPLETED.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GEMALTO, AMSTERDAM Agenda Number: 704385409
--------------------------------------------------------------------------------------------------------------------------
Security: N3465M108
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: NL0000400653
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 Adoption of the 2012 Financial Statements Mgmt For For
4b Distribution of a dividend in cash of EURO Mgmt For For
0.34 per share for the 2012 financial year
5a Discharge of the Chief Executive Officer Mgmt For For
for the fulfillment of his duties during
the 2012 financial year
5b Discharge of the Non-executive Board Mgmt For For
members for the fulfillment of their duties
during the 2012 financial year
6a Reappointment of Mr. Buford Alexander as Mgmt For For
Non-executive Board member until the close
of the 2017 Annual General Meeting of
Shareholders
6b Reappointment of Mr. John Ormerod as Mgmt For For
Non-executive Board member until the close
of the 2015 Annual General Meeting of
Shareholders
6c Appointment of Ms. Homaira Akbari as Mgmt For For
Non-executive Board member until the close
of the 2017 Annual General Meeting of
Shareholders
7 Amendment of the remuneration structure for Mgmt For For
the Non-executive Board members
8 Amendment of the Articles of Association of Mgmt Against Against
the Company
9 Renewal of the authorization of the Board Mgmt For For
to repurchase shares in the share capital
of the Company
10a Extension of the authorization of the Board Mgmt Against Against
to issue shares and to grant rights to
acquire shares in the share capital of the
Company
10b Extension of the authorization of the Board Mgmt Against Against
to limit or exclude pre-emption rights in
connection with an issue of shares or the
grant of rights to acquire shares in the
share capital of the Company
11 Reappointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as external auditor for
the 2013 financial year
--------------------------------------------------------------------------------------------------------------------------
HAMAMATSU PHOTONICS K.K. Agenda Number: 704184681
--------------------------------------------------------------------------------------------------------------------------
Security: J18270108
Meeting Type: AGM
Meeting Date: 20-Dec-2012
Ticker:
ISIN: JP3771800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt For For
2.4 Appoint a Corporate Auditor Mgmt For For
3 Approve Retirement Allowance for Retiring Mgmt For For
Corporate Auditors, and Payment of Accrued
Benefits associated with Abolition of
Retirement Benefit System for Current
Directors and Current Corporate Auditors
4 Amend the Compensation to be received by Mgmt For For
Directors and Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
HENNES & MAURITZ AB H&M, STOCKHOLM Agenda Number: 704344768
--------------------------------------------------------------------------------------------------------------------------
Security: W41422101
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: SE0000106270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the AGM Non-Voting
2 Election of a chairman for the AGM: Non-Voting
Proposed by the Election Committee: the
lawyer Sven Unger is proposed as chairman
of the AGM
3 Address by Managing Director Karl-Johan Non-Voting
Persson followed by an opportunity to ask
questions about the company
4 Establishment and approval of voting list Non-Voting
5 Approval of the agenda Non-Voting
6 Election of people to check the minutes Non-Voting
7 Examination of whether the meeting was duly Non-Voting
convened
8A Presentation of the annual accounts and Non-Voting
auditor's report as well as the
consolidated accounts and consolidated
auditor's report, and auditor's statement
on whether the guidelines for remuneration
to senior executives applicable since the
last AGM have been followed
8B Statement by the company's auditor and the Non-Voting
chairman of the Auditing Committee
8C Statement by the Chairman of the Board on Non-Voting
the work of the Board
8D Statement by the chairman of the Election Non-Voting
Committee on the work of the Election
Committee
9A Resolution: Adoption of the income Mgmt For For
statement and balance sheet as well as the
consolidated income statement and
consolidated balance sheet
9B Resolution: Disposal of the company's Mgmt For For
earnings in accordance with the adopted
balance sheets, and record date. The Board
has proposed a dividend to the shareholders
of SEK 9.50 per share. The Board of
Directors has proposed Friday 26 April as
the record date. If the resolution is
passed, dividends are expected to be paid
out by Euroclear Sweden AB on Thursday 2
May 2013
9C Resolution: Discharge of the members of the Mgmt For For
Board and Managing Director from liability
to the company
10 Establishment of the number of Board Mgmt For For
members and deputy Board members
11 Establishment of fees to the Board and Mgmt For For
auditors
12 Election of Board members and Chairman of Mgmt For For
the Board: The Election Committee proposes
the following Board of Directors.
Re-election of all current Board members:
Mia Brunell Livfors, Anders Dahlvig, Lottie
Knutson, Sussi Kvart, Bo Lundquist, Stefan
Persson, Melker Schorling and Christian
Sievert. Chairman of the Board: re-election
of Stefan Persson
13 Election of auditor. The Election Committee Mgmt For For
proposes that the registered audit firm
Ernst & Young AB be elected as the
company's auditor for a 4-year mandate
period, i.e. up to and including the Annual
General Meeting to be held in 2017. Ernst &
Young AB has notified that if the AGM
approves the proposal, authorised public
accountant Asa Lundvall will be the
auditor-in-charge
14 Elect Stefan Persson, Lottie Tham, Liselott Mgmt For For
Ledin, Jan Andersson and Anders Oscarsson
to the nominating committee approve
nominating committee guidelines
15 Resolution on guidelines for remuneration Mgmt For For
to senior executives
16 Resolution amending the basis for Mgmt For For
contributions to the H&M Incentive Program
17 Closing of the AGM Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF THE TEXT OF THE RESOLUTION
NO. 14. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 704537995
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONG KONG & CHINA GAS CO LTD Agenda Number: 704449859
--------------------------------------------------------------------------------------------------------------------------
Security: Y33370100
Meeting Type: AGM
Meeting Date: 05-Jun-2013
Ticker:
ISIN: HK0003000038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422353.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422335.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
accounts for the financial year ended 31st
December 2012 and the reports of the
Directors and Auditor thereon
2 To declare a final dividend Mgmt For For
3I To re-elect Dr. the Hon. Lee Shau Kee as Mgmt For For
Director
3II To re-elect Mr. Leung Hay Man as Director Mgmt For For
3III To re-elect Mr. Colin Lam Ko Yin as Mgmt For For
Director
3IV To re-elect Mr. Alfred Chan Wing Kin as Mgmt For For
Director
3V To re-elect Mr. Peter Wong Wai Yee as Mgmt For For
Director
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditor and to authorise the Directors to
fix its remuneration
5I To approve the issue of Bonus Shares Mgmt For For
5II To approve the renewal of the general Mgmt For For
mandate to the Directors for repurchase of
Shares
5III To approve the renewal of the general Mgmt Against Against
mandate to the Directors for the issue of
additional Shares
5IV To authorise the Directors to allot, issue Mgmt Against Against
or otherwise deal with additional Shares
equal to the number of Shares repurchased
under Resolution 5(II)
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704486477
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 20-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOT THAT THIS IS AN INFORMATION Non-Voting
MEETING ONLY FOR HONG KONG SHAREHOLDERS.
THERE ARE NO VOTABLE RESOLUTIONS. IF YOU
WISH TO ATTEND PLEASE PERSONALLY, YOU MAY
APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
1 To discuss the 2012 results and other Non-Voting
matters of interest
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN INFORMATION MEETING COMMENT.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704375080
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021682.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021651.pdf
1 To receive the Annual Report and Accounts Mgmt For For
2012
2 To approve the Directors' Remuneration Mgmt For For
Report for 2012
3.a To re-elect S A Catz a Director Mgmt For For
3.b To re-elect L M L Cha a Director Mgmt For For
3.c To re-elect M K T Cheung a Director Mgmt For For
3.d To elect J B Comey a Director Mgmt For For
3.e To re-elect J D Coombe a Director Mgmt For For
3.f To re-elect J Faber a Director Mgmt For For
3.g To re-elect R A Fairhead a Director Mgmt For For
3.h To elect R Fassbind a Director Mgmt For For
3.i To re-elect D J Flint a Director Mgmt For For
3.j To re-elect S T Gulliver a Director Mgmt For For
3.k To re-elect J W J Hughes-Hallett a Director Mgmt For For
3.l To re-elect W S H Laidlaw a Director Mgmt For For
3.m To re-elect J P Lipsky a Director Mgmt For For
3.n To re-elect J R Lomax a Director Mgmt For For
3.o To re-elect I J Mackay a Director Mgmt For For
3.p To re-elect Sir Simon Robertson a Director Mgmt For For
3.q To re-elect J L Thornton a Director Mgmt For For
4 To reappoint the Auditor at remuneration to Mgmt For For
be determined by the Group Audit Committee:
KPMG Audit Plc
5 To authorise the Directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To authorise the Company to purchase its Mgmt For For
own ordinary shares
8 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 6, 8,
COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC Agenda Number: 704209433
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 30-Jan-2013
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Directors' Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-elect Dr K M Burnett Mgmt For For
5 To re-elect Mrs A J Cooper Mgmt For For
6 To re-elect Mr R Dyrbus Mgmt For For
7 To elect Mr D J Haines Mgmt For For
8 To re-elect Mr M H C Herlihy Mgmt For For
9 To re-elect Ms S E Murray Mgmt For For
10 To re-elect Mr I J G Napier Mgmt For For
11 To elect Mr M R Phillips Mgmt For For
12 To re-elect Mr B Setrakian Mgmt For For
13 To re-elect Mr M D Williamson Mgmt For For
14 To re-elect Mr M I Wyman Mgmt For For
15 That PricewaterhouseCoopers LLP be Mgmt For For
reappointed as Auditor of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
16 Remuneration of Auditors Mgmt For For
17 Donations to political organisations Mgmt For For
18 Authority to allot securities Mgmt For For
19 Share Matching Scheme renewal Mgmt For For
20 Long Term Incentive Plan renewal Mgmt For For
21 International Sharesave Plan renewal Mgmt For For
22 Disapplication of pre-emption rights Mgmt For For
23 Purchase of own shares Mgmt For For
24 That a general meeting of the Company other Mgmt For For
than an AGM of the Company may be called on
not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 11. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL INDITEX SA Agenda Number: 703950673
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J109
Meeting Type: AGM
Meeting Date: 17-Jul-2012
Ticker:
ISIN: ES0148396015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 100419 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 JULY 2012. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Review and approval, where appropriate, of Mgmt For For
the annual accounts (Balance Sheet, Profit
and Loss Account, Shareholders' Equity
Statement, Cash Flow Statement and Annual
Report) and Management Report of Industria
de Diseno Textil, S.A. (INDITEX, S.A.) for
fiscal year 2011, ended 31st January 2012
2 Review and approval, where appropriate, of Mgmt For For
the annual accounts (Balance Sheet, Profit
and Loss Account, Statement of
Comprehensive Income, Shareholders' Equity
Statement, Cash Flow Statement and Annual
Report) and Management Report of the
consolidated group (Inditex Group) for
fiscal year 2011, ended 31st January 2012
and of the management of the company
3 Distribution of the income or loss of the Mgmt For For
fiscal year and distribution of dividends
4 Re-election of Gartler, S.L. to the Board Mgmt For For
of Directors as proprietary director
5 Ratification and appointment of a director Mgmt For For
as proprietary director
6 Appointment of Auditors for the Company and Mgmt For For
its Group for fiscal years 2012 through
2014, both inclusive
7 Motion to amend the Articles of Mgmt For For
Association: clause 15 (the General
Meeting), clause 17 (Notice. Universal
General Meetings), clause 20
(Representation at the General Meeting),
clause 23 (Passing of Resolutions), clause
28 (Convening and quorum of Board Meetings.
Passing of resolutions), clause 31 (Audit
and Control Committee), clause 32
(Nomination and Remuneration Committee),
clause 40 (Depositing of the accounts) and
clause 42 (Procedure as to liquidation)
8 Motion to amend the General Meeting of Mgmt For For
Shareholders' Regulations: section 4 (The
General Meeting), section 6 (Powers of the
General Meeting), section 8 (Notice),
section 9 (Information available from
notice), section 10 (Right to information
prior to the General Meeting), section 12
(Proxies), section 13 (Proxy solicitation),
section 20 (Speeches and questions by
shareholders), section 22 (Voting of the
proposed resolutions), section 28
(Publicity of the resolutions) and motion
to introduce section 10bis (Electronic
Forum of Shareholders)
9 Authorization to the Board of Directors for Mgmt For For
the derivative acquisition of treasury
stock, superseding the authorization
approved by the Annual General Meeting held
in 2010
10 Approval of the corporate web page Mgmt For For
(www.inditex.com)
11 Consultative vote of the Annual report on Mgmt For For
Directors' compensation
12 Information provided to the Annual General Non-Voting
Meeting of Shareholders about the amendment
of the Board of Directors' Regulations
13 Granting of powers for the implementation Mgmt For For
of resolutions
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 704028732
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 12-Sep-2012
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt Against Against
2 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 704546805
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 13-Jun-2013
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE DSM NV, HEERLEN Agenda Number: 704327837
--------------------------------------------------------------------------------------------------------------------------
Security: N5017D122
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: NL0000009827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 Financial Statements for 2012 Mgmt For For
4.b. It is proposed to declare a dividend over Mgmt For For
the fiscal year 2012 of EUR 1,50 gross per
share, an interim dividend of EUR 0,48 has
been paid in august 2012, remains a final
dividend of EUR 1,02 gross per share, which
can be taken up at the choice of
shareholders entirely in cash or in new
shares of the company
5.a. Release from liability of the members of Mgmt For For
the Managing Board
5.b. Release from liability of the members of Mgmt For For
the Supervisory Board
6 Appointment of Mr. D. de Vreeze as a member Mgmt For For
of the Managing Board
7 Re-appointment of Mr. P. Hochuli as a Mgmt For For
member of the Supervisory Board
8 Remuneration policy of the Managing Board Mgmt For For
10.a. Extension of the period during which the Mgmt Against Against
Managing Board is authorized to issue
ordinary shares
10.b. Extension of the period during which the Mgmt Against Against
Managing Board is authorized to limit or
exclude the preferential right when issuing
ordinary shares
11 Authorization of the Managing Board to have Mgmt For For
the company repurchase shares
12 Reduction of the issued capital by Mgmt For For
cancelling shares
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AMOUNTS IN RESOLUTION 4B. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV, DEN HAAG Agenda Number: 703986868
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: EGM
Meeting Date: 11-Sep-2012
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening of the general meeting Non-Voting
2 Acknowledgement by the supervisory board on Non-Voting
the proposed appointment of Mr.E.Hageman as
member of the managing board of KPN NV
3 It is proposed to change the articles of Mgmt For For
association in respect of the following
subjects: Change in the rights for
shareholders to put items on the agenda of
a general meeting. (Article 36 paragraph 6
of the articles)
4 Any other business and closing of the Non-Voting
general meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM SGM TO EGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
L'AIR LIQUIDE, PARIS Agenda Number: 704274567
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 07-May-2013
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0218/201302181300337.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and setting the
dividend
O.4 Authorization granted to the Board of Mgmt For For
Directors for an 18-month period to allow
the Company to trade its own shares
O.5 Renewal of term of Mr. Thierry Desmarest as Mgmt For For
Board member
O.6 Renewal of term of Mr. Thierry Peugeot as Mgmt For For
Board member
O.7 Approval of the special report of the Mgmt For For
Statutory Auditors and approval of the new
Agreements pursuant to Articles L.225-38 et
seq. of the Commercial Code benefiting Mr.
Benoit Potier
O.8 Approval of the special report of the Mgmt For For
Statutory Auditors and approval of the new
Agreements pursuant to Articles L.225-38 et
seq. of the Commercial Code benefiting Mr.
Pierre Dufour
O.9 Authorization granted to the Board of Mgmt For For
Directors for a five-year period to issue
in one or more times bonds within a total
maximum outstanding amount (including
previous issues still outstanding) of 12
billion euros
E.10 Authorization granted to the Board of Mgmt For For
Directors for a 24-month period to reduce
capital by cancellation of treasury shares
E.11 Authorization granted to the Board of Mgmt For For
Directors for a 38-month period to grant
share subscription and/or purchase options
to employees and corporate officers of the
Group or to some of them with cancellation
of shareholders' preferential subscription
rights to shares to be issued due to the
exercise of stock options
E.12 Authorization granted to the Board of Mgmt For For
Directors for a 38-month period to carry
out free allocations of shares existing or
to be issued to employees and corporate
officers of the Group or to some of them
with cancellation of shareholders'
preferential subscription rights to shares
to be issued
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
increase share capital by issuing ordinary
shares or securities giving immediate
and/or future access to share capital of
the Company while maintaining shareholders'
preferential subscription rights for a
maximum nominal amount of 430 million Euros
E.14 Authorization granted to the Board of Mgmt For For
Directors for a 26-month period to increase
the amount of share or security issues in
case of surplus demands
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
carry out share capital increases with
cancellation of shareholders' preferential
subscription rights reserved for members of
a Company or Group Savings Plan
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors for an 18-month period
to carry out share capital increases with
cancellation of shareholders' preferential
subscription rights reserved for a class of
beneficiaries
E.17 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A., PARIS Agenda Number: 704331494
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 26-Apr-2013
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2013/0318/201303181300730.pdf .PLEASE
NOTE THAT THIS IS A REVISION DUE TO
ADDITION OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301045.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
2012 and setting the dividend
O.4 Appointment of Mrs. Virginie Morgon as Mgmt For For
Board member
O.5 Renewal of term of Mrs. Francoise Mgmt For For
Bettencourt Meyers as Board member
O.6 Renewal of term of Mr. Peter Mgmt For For
Brabeck-Letmathe as Board member
O.7 Renewal of term of Mr. Louis Schweitzer as Mgmt For For
Board member
O.8 Authorization for the Company to repurchase Mgmt For For
its own shares
E.9 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase capital
either by issuing ordinary shares while
maintaining preferential subscription
rights, or by incorporating reserves,
profits, premiums or other amounts
E.10 Authorization granted to the Board of Mgmt For For
Directors to carry out free allocations of
shares existing and/or to be issued
carrying waiver by shareholders of their
preferential subscription rights, to
employees and corporate officers
E.11 Delegation of authority granted to the Mgmt For For
Board of Directors to allow the completion
of a capital increase reserved for
employees with cancellation of
shareholders' preferential subscription
rights
E.12 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LINDE AG, MUENCHEN Agenda Number: 704513870
--------------------------------------------------------------------------------------------------------------------------
Security: D50348107
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: DE0006483001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 08.05.2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.05.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2012 financial
year with the report of the Supervisory
Board, the group financial statements, the
group annual report, and the report
pursuant to Sections 289(4) and 315(4) of
the German Commercial Code
2. Resolution on the appropriation of the Mgmt For For
distributable profit of EUR 500,010,213.60
as follows: Payment of a dividend of EUR
2.70 per no-par share Ex-dividend and
payable date: May 30, 2013
3. Ratification of the acts of the Board of Mgmt For For
MDs
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Appointment of auditors for the 2013 Mgmt For For
financial year: KPMG AG
Wirtschaftsprufungsgesellschaft, Berlin
6. Resolution on the revocation of the Mgmt For For
existing authorized capital I, the creation
of a new authorized capital I, and the
corresponding amendment to the articles of
association. The existing authorized
capital I shall be revoked. The Board of
MDs shall be authorized, with the consent
of the Supervisory Board, to increase the
share capital by up to EUR 47,000,000
through the issue of up to 18,359.375 new
bearer no-par shares against contributions
in cash and/or kind, on or before May 28,
2018 (authorized capital I). Shareholders
shall be granted subscription rights except
for residual amounts, for the granting of
such rights to holders of option or
conversion rights, for a capital increase
of up to 10 pct. of the share capital
against contributions in cash if the shares
are issued at a price not materially below
their market price, for the issue of shares
against contributions in kind, and for the
issue of employee shares of up to EUR
3,500,000
7. Resolution on the authorization to issue Mgmt Against Against
convertible and/or warrant bonds, the
creation of contingent capital, and the
corresponding amendment to the articles of
association. The existing authorization
given by the shareholder's meeting of May
4, 2010, to issue bonds and create
contingent capital shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to issue
bearer or registered bonds of up to EUR
3,500,000,000 conferring conversion and/or
option rights for shares of the company, on
or before May 28, 2018. Shareholders shall
be granted subscription rights except for
residual amounts, for the issue of bonds
conferring conversion and/or option rights
for shares of the company of up to 10 pct.
of the share capital at a price not
materially below their theoretical market
value, and for the granting of such rights
to holders of conversion or option rights.
The company's share capital shall be
increased accordingly by up to EUR
47,000,000 through the issue of up to
18,359,375 new no-par shares, insofar as
conversion and/or option rights are
exercised (contingent capital 2013)
8. Resolution on the revocation of the Mgmt For For
existing contingent capital 2002 and the
corresponding amendment to the articles of
association
9.1 Elections to the Supervisory Board: Mgmt For For
Ann-Kristin Achleitner
9.2 Elections to the Supervisory Board: Clemens Mgmt For For
Boersig
9.3 Elections to the Supervisory Board: Michael Mgmt For For
Diekmann
9.4 Elections to the Supervisory Board: Franz Mgmt For For
Fehrenbach
9.5 Elections to the Supervisory Board: Mgmt For For
Klaus-Peter Mueller
9.6 Elections to the Supervisory Board: Manfred Mgmt For For
Schneider
9.7 Elections to the Supervisory Board, Mgmt For For
Substitute member: Mathias Otto
9.8 Elections to the Supervisory Board, Mgmt For For
Substitute member: Guenter Hugger
10.1 Resolution on further amendments of the Mgmt For For
Articles of Association: Resolution on the
amendment of number 2.1 of the Articles of
Association (Object of the Company)
10.2 Resolution on further amendments of the Mgmt For For
Articles of Association: Resolution on the
amendment of number 7.1 of the Articles of
Association (Composition of the Supervisory
Board)
10.3 Resolution on further amendments of the Mgmt For For
Articles of Association: Resolution on the
amendment of number 11 of the Articles of
Association (Remuneration of the
Supervisory Board)
10.4 Resolution on further amendments of the Mgmt For For
Articles of Association: Resolution on the
amendment of number 17.1 of the Articles of
Association (Announcements of the Company)
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SA, PARIS Agenda Number: 704323118
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 18-Apr-2013
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0313/201303131300596.pdf PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ARTICLE NUMBER IN RESOLUTION E.24 AND
ADDITION OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0329/201303291300933.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Approval of the regulated agreements Mgmt For For
O.4 Allocation of income and distribution of Mgmt For For
the dividend
O.5 Renewal of term of Mr. Bernard Arnault as Mgmt For For
Board member
O.6 Renewal of term of Mrs. Bernadette Chirac Mgmt For For
as Board member
O.7 Renewal of term of Mr. Nicholas Clive Worms Mgmt For For
as Board member
O.8 Renewal of term of Mr. Charles de Croisset Mgmt For For
as Board member
O.9 Renewal of term of Mr. Francesco Trapani as Mgmt For For
Board member
O.10 Renewal of term of Mr. Hubert Vedrine as Mgmt For For
Board member
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.12 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
by incorporation of reserves, profits,
premiums or other amounts
E.14 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital while maintaining preferential
subscription rights
E.15 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase share
capital without preferential subscription
rights by public offering
E.16 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase share
capital without preferential subscription
rights through an offer as private
placement to qualified investors or a
limited group of investors
E.17 Authorization to be granted to the Board of Mgmt Against Against
Directors to set the issue price of shares
and/or securities giving access to capital
according to specific terms within the
limit of 10% of capital per year, in case
of share capital increase via an issuance
without preferential subscription rights to
shares
E.18 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase the
amount of issuances in case of surplus
demands
E.19 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase capital
in the context of a public exchange offer
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital,
in consideration for in-kind contributions
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
with cancellation of preferential
subscription rights in favor of employees
of the Group
E.22 Setting an overall ceiling for capital Mgmt For For
increases decided in accordance with the
delegations of authority
E.23 Authorization to be granted to the Board of Mgmt For For
Directors to allocate free shares to
employees and corporate officers of the
Group
E.24 Amendment to the Bylaws: 18 and 19 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MARUBENI CORPORATION Agenda Number: 704545930
--------------------------------------------------------------------------------------------------------------------------
Security: J39788138
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3877600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 704545978
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING COMPANY,LTD. Agenda Number: 704573686
--------------------------------------------------------------------------------------------------------------------------
Security: J46840104
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3914400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to:Expand Business Lines, Mgmt For For
Allow Use of Treasury Shares for Odd-Lot
Purchases
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 703914196
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 30-Jul-2012
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To elect Sir Peter Gershon Mgmt For For
4 To re-elect Steve Holliday Mgmt For For
5 To re-elect Andrew Bonfield Mgmt For For
6 To re-elect Tom King Mgmt For For
7 To re-elect Nick Winser Mgmt For For
8 To re-elect Ken Harvey Mgmt For For
9 To re-elect Linda Adamany Mgmt For For
10 To re-elect Philip Aiken Mgmt For For
11 To elect Nora Brownell Mgmt For For
12 To elect Paul Golby Mgmt For For
13 To elect Ruth Kelly Mgmt For For
14 To re-elect Maria Richter Mgmt For For
15 To re-elect George Rose Mgmt For For
16 To reappoint the auditors Mgmt For For
PricewaterhouseCoopers LLP
17 To authorise the Directors to set the Mgmt For For
auditors' remuneration
18 To approve the Directors Remuneration Mgmt For For
Report
19 To authorise the Directors to allot Mgmt Against Against
ordinary shares
20 To disapply pre-emption rights Mgmt For For
21 To authorise the Company to purchase its Mgmt For For
own ordinary shares
22 To authorise the Directors to hold general Mgmt For For
meetings on 14 clear days' notice
23 To amend the existing Articles of Mgmt For For
Association
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 933753154
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 11-Apr-2013
Ticker: NSRGY
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2012
1B ACCEPTANCE OF THE COMPENSATION REPORT 2012 Mgmt For For
(ADVISORY VOTE)
2 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFITS RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2012
4A1 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
PETER BRABECK-LETMATHE
4A2 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
STEVEN G. HOCH
4A3 RE-ELECTION TO THE BOARD OF DIRECTOR: MS Mgmt For For
TITIA DE LANGE
4A4 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
JEAN-PIERRE ROTH
4B ELECTION TO THE BOARD OF DIRECTORS: MS EVA Mgmt For For
CHENG
4C RE-ELECTION OF THE STATUTORY AUDITORS: KPMG Mgmt For For
SA, GENEVA BRANCH
5 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt For For
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: "FOR" = VOTE IN
ACCORDANCE WITH THE PROPOSAL OF THE BOARD
OF DIRECTORS "AGAINST" = VOTE AGAINST THE
PROPOSAL OF THE BOARD OF DIRECTORS
"ABSTAIN" = ABSTAIN
6 MARK THE BOX AT THE RIGHT IF YOU WISH TO Mgmt For For
GIVE A PROXY TO THE INDEPENDENT
REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN
(AS FURTHER DISCUSSED IN THE COMPANY'S
INVITATION)
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 704321532
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151749,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2012
1.2 Acceptance of the Compensation Report 2012 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2012
4.1.1 Re-elections to the Board of Directors: Mr. Mgmt For For
Peter Brabeck-Letmathe
4.1.2 Re-elections to the Board of Directors: Mr. Mgmt For For
Steven G. Hoch
4.1.3 Re-elections to the Board of Directors: Ms. Mgmt For For
Titia de Lange
4.1.4 Re-elections to the Board of Directors: Mr. Mgmt For For
Jean-Pierre Roth
4.2 Election to the Board of Directors Ms. Eva Mgmt For For
Cheng
4.3 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
CMMT IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Non-Voting
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: 1 OPTION EITHER 5.A,
5.B OR 5.C NEED TO BE INSTRUCTED (WITH YES)
TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE
IN THE EVENT OF NEW OR MODIFIED PROPOSALS
5.A MANAGEMENT RECOMMENDS A FOR VOTE ON THIS Shr For Against
PROPOSAL: Vote in accordance with the
proposal of the Board of Directors
5.B Vote against the proposal of the Board of Shr No vote
Directors
5.C Abstain Shr No vote
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 704062912
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Mr Gerard Michael Bond as a Mgmt For For
Director
2.b Re-election of Mr Vince Gauci as a Director Mgmt For For
3 Adoption of Remuneration Report (advisory Mgmt For For
only)
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 933730081
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 22-Feb-2013
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE BUSINESS YEAR
2012
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AND DECLARATION OF DIVIDEND
4 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt Against Against
SYSTEM
5.1 ELECTION OF VERENA A. BRINER, M.D., FOR A Mgmt For For
THREE-YEAR TERM
5.2 ELECTION OF JOERG REINHARDT, PH.D., FOR A Mgmt For For
TERM OF OFFICE BEGINNING ON AUGUST 1, 2013
AND ENDING ON THE DAY OF AGM IN 2016
5.3 ELECTION OF CHARLES L. SAWYERS, M.D., FOR A Mgmt For For
THREE-YEAR TERM
5.4 ELECTION OF WILLIAM T. WINTERS FOR A Mgmt For For
THREE-YEAR TERM
6 APPOINTMENT OF THE AUDITOR Mgmt For For
7 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt For For
PRESENTED AT THE MEETING
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704248803
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 22-Feb-2013
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151755,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
A.1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2012: Under this item,
the Board of Directors proposes approval of
the Annual Report the Financial Statements
of Novartis AG and the Group Consolidated
Financial Statements for the Business Year
2012
A.2 Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee: Under this item, the Board of
Directors proposes discharge from liability
of its members and those of the Executive
Committee for the business year 2012
A.3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
Under this item, the Board of Directors
proposes to use the available earnings of
Novartis AG of 2012 for the purpose of
distributing a gross dividend of CHF 2.30
per share as follows This will result in a
payout ratio of 65% of the Group's
consolidated net income expressed in
USD.(as specified) Payout ratio is
calculated by converting into USD the
proposed total gross dividend amount in CHF
at the CHF-USD exchange rate of December
31, 2012 based on an estimated number of
shares outstanding on dividend payment date
and dividing it by the USD consolidated net
income attributable to shareholders of
Novartis AG based on the 2012 Novartis
Group consolidated financial statements. No
dividend will be declared on treasury
shares held by Novartis AG and certain
other treasury shares held by other Group
companies
A.4 Consultative Vote on the Compensation Mgmt Against Against
System: Under this item, the Board of
Directors proposes that the newly proposed
Compensation System of Novartis be endorsed
(non-binding consultative vote)
A.5.1 Election of Verena A. Briner, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Verena A. Briner, M.D., for
a three-year term
A.5.2 Election of Joerg Reinhardt, Ph.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Joerg Reinhardt Ph.D., for
a term of office beginning on August 1,
2013 and ending on the day of the Annual
General Meeting in 2016
A.5.3 Election of Charles L. Sawyers, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Charles L. Sawyers, M.D.,
for a three-year term
A.5.4 Election of William T. Winters: Under this Mgmt For For
item, the Board of Directors proposes the
election of William T. Winters for a
three-year term
A.6 Appointment of the Auditor: Under this Mgmt For For
item, the Board of Directors proposes the
re-election of PricewaterhouseCoopers AG as
auditor of Novartis AG for one year
B If additional and/or counter-proposals are Mgmt For Against
proposed at the Annual General Meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION A.3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704278476
--------------------------------------------------------------------------------------------------------------------------
Security: K7314N152
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: DK0060102614
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF Non-Voting
SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES
TO BE REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
2 Adoption of the audited Annual Report 2012 Mgmt For For
3.1 Approve remuneration of directors for 2012 Mgmt For For
in the aggregate amount of DKK 9.4 million
3.2 Approve remuneration of directors for 2013 Mgmt For For
in the amount of DKK 1.5 million for
chairman, DKK 1 million for vice chairman,
and base amount of DKK 500,000 for other
members approve remuneration for committee
work
4 Approve allocation of income and dividends Mgmt For For
of DKK 18 per share
5.1 The Board of Directors proposes election of Mgmt For For
Goran Ando as chairman
5.2 The Board of Directors proposes election of Mgmt For For
Jeppe Christiansen as vice chairman
5.3.a Election of other members to the Board of Mgmt For For
Directors: Bruno Angelici
5.3.b Election of other members to the Board of Mgmt For For
Directors: Henrik Gurtler
5.3.c Election of other members to the Board of Mgmt For For
Directors: Liz Hewitt
5.3.d Election of other members to the Board of Mgmt For For
Directors: Thomas Paul Koestler
5.3.e Election of other members to the Board of Mgmt For For
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt For For
auditor
7.1 Proposals from the Board of Directors: Mgmt For For
Reduction of the Company's B share capital
from DKK 452,512,800 to DKK 442,512,800
7.2 Proposals from the Board of Directors: Mgmt Against Against
approve creation of up to DKK 78 million
pool of capital with or without pre-emptive
rights
7.3 Proposals from the Board of Directors: Mgmt For For
Authorisation of the Board of Directors to
allow the Company to repurchase own shares
7.4 Proposals from the Board of Directors: Mgmt For For
Adoption of revised Remuneration Principles
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 3.1, 3.2, 4
AND 7.2. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OI S.A. Agenda Number: 933741553
--------------------------------------------------------------------------------------------------------------------------
Security: 670851104
Meeting Type: Annual
Meeting Date: 21-Mar-2013
Ticker: OIBRC
ISIN: US6708511042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. ACKNOWLEDGE THE MANAGERS' ACCOUNTS, DISCUSS Mgmt For For
AND VOTE ON THE MANAGEMENT REPORT AND
FINANCIAL STATEMENTS.
O2. EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT Mgmt For For
PROPOSAL FOR THE ALLOCATION OF NET PROFITS
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012
AND FOR THE DISTRIBUTION OF DIVIDENDS.
O3. ELECT THE MEMBERS OF THE FISCAL COUNCIL AND Mgmt For For
THEIR RESPECTIVE ALTERNATES.
O4. DETERMINE THE ANNUAL GLOBAL COMPENSATION OF Mgmt For For
THE MANAGERS, MEMBERS OF THE BOARD AND
MEMBERS OF THE FISCAL COUNCIL OF THE
COMPANY.
E1. ANALYZE, DISCUSS AND DECIDE ON THE PROPOSAL Mgmt For For
TO CREATE TWO CLASSES OF REDEEMABLE
PREFERRED SHARES ISSUED BY THE COMPANY, FOR
PURPOSES OF THE DISTRIBUTION TO BE DECIDED
AS PER ITEM 2 OF THIS AGENDA, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
E2. DECIDE ON THE PROPOSED DISTRIBUTION OF Mgmt For For
REDEEMABLE SHARES ISSUED BY THE COMPANY TO
THE SHAREHOLDERS OF THE COMPANY, FROM OUR
CAPITAL RESERVE ACCOUNT, AND THE RESULTING
AMENDMENT OF ARTICLE 5 OF THE BYLAWS OF THE
COMPANY.
E3. DECIDE ON THE IMMEDIATE REDEMPTION OF Mgmt For For
SHARES CREATED AS A RESULT OF THE
DISTRIBUTION DESCRIBED IN ITEM 2 ABOVE.
--------------------------------------------------------------------------------------------------------------------------
OI S.A. Agenda Number: 933741565
--------------------------------------------------------------------------------------------------------------------------
Security: 670851203
Meeting Type: Annual
Meeting Date: 21-Mar-2013
Ticker: OIBR
ISIN: US6708512032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. ELECT THE MEMBERS OF THE FISCAL COUNCIL AND Mgmt For For
THEIR RESPECTIVE ALTERNATES.
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 704074234
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 09-Nov-2012
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
12/1003/201210031205905.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
012/1019/201210191206055.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended June 30, 2012 and setting the
dividend
O.4 Approval of the regulated Agreements Mgmt For For
pursuant to Articles L.225-38 et seq. of
the Commercial Code
O.5 Approval of the commitments pursuant to Mgmt For For
Article L. 225-42-1 of the Commercial Code
regarding Mr. Pierre Pringuet
O.6 Approval of the commitments pursuant to Mgmt For For
Article L. 225-42-1 of the Commercial Code
regarding Mr. Alexandre Ricard
O.7 Ratification of the cooptation of Mrs. Mgmt For For
Martina Gonzalez-Gallarza as Board member.
O.8 Ratification of the cooptation of Mr. Mgmt For For
Alexandre Ricard as Board member
O.9 Renewal of term of Mr. Alexandre Ricard as Mgmt For For
Board member
O.10 Renewal of term of Mr. Pierre Pringuet as Mgmt For For
Board member
O.11 Renewal of term of Mr. Wolfgang Colberg as Mgmt For For
Board member
O.12 Renewal of term of Mr. Cesar Giron as Board Mgmt For For
member
O.13 Renewal of term of Mrs. Martina Mgmt For For
Gonzalez-Gallarza as Board member
O.14 Appointment of Mr. Ian Gallienne as Board Mgmt For For
member
O.15 Setting the annual amount of attendance Mgmt For For
allowances allocated to the Board members
O.16 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.17 Authorization to be granted to the Board of Mgmt For For
Directors to carry out free allocation of
performance shares to employees and
corporate Executives of the Company and
Group companies
E.18 Authorization to be granted to the Board of Mgmt For For
Directors to grant options entitling to the
subscription for shares of the Company to
be issued or to purchase existing shares of
the Company to employees and corporate
Executives of the Company and Group
companies
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing shares or
securities giving access to capital
reserved for members of a company savings
plan with cancellation of preferential
subscription rights in favor of the latter
E.20 Amendment to Article 5 of the bylaws Mgmt For For
regarding the duration of the Company
E.21 Amendment to Article 20 of the bylaws Mgmt For For
regarding the age limit of the Chairman of
the Board of Directors
E.22 Alignment of Article 27 of the bylaws with Mgmt For For
legal and regulatory provisions
E.23 Alignment of Article 32 of the bylaws with Mgmt For For
legal and regulatory provisions
E.24 Alignment of Article 33 of the bylaws with Mgmt For For
legal and regulatory provisions
E.25 Powers to carry out all required legal Mgmt For For
formalities
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 704365813
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Company's accounts and the reports Mgmt For For
of the Directors and the Auditors for the
year ended 31 December 2012 be received
2 That the Directors' Remuneration Report for Mgmt For For
the year ended 31 December 2012 be approved
3 That the final dividend recommended by the Mgmt For For
Directors of 78p per ordinary share for the
year ended 31 December 2012 be declared
payable and paid on 30 May 2013 to all
Shareholders on the register at the close
of business on 22 February 2013
4 That Adrian Bellamy (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
5 That Peter Harf (member of the Nomination Mgmt For For
Committee) be re-elected as a Director
6 That Richard Cousins (member of the Mgmt For For
Remuneration Committee) be re-elected as a
Director
7 That Kenneth Hydon (member of the Audit and Mgmt For For
Nomination Committees) be re-elected as a
Director
8 That Rakesh Kapoor (member of the Mgmt For For
Nomination Committee) be re-elected as a
Director
9 That Andre Lacroix (member of the Audit Mgmt For For
Committee) be re-elected as a Director
10 That Graham MacKay (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
11 That Judith Sprieser (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
12 That Warren Tucker (member of the Audit Mgmt For For
Committee) be re-elected as a Director
13 That Adrian Hennah, who was appointed to Mgmt For For
the Board since the date of the last AGM,
be elected as a Director
14 That PricewaterhouseCoopers LLP be Mgmt For For
re-appointed Auditors of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
15 That the Directors be authorised to fix the Mgmt For For
remuneration of the Auditors
16 That in accordance with s366 and s367 of Mgmt For For
the Companies Act 2006 (the 2006 Act) the
Company and any UK registered company which
is or becomes a subsidiary of the Company
during the period to which this resolution
relates be authorised to: a) make political
donations to political parties and/or
independent election candidates up to a
total aggregate amount of GBP 50,000; b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP
50,000; and c) incur political expenditure
up to a total aggregate amount of GBP
50,000 during the period from the date of
this resolution until the conclusion of the
next AGM of the Company in 2014, provided
that the total aggregate amount of all such
donations and expenditure incurred by the
Company and its UK subsidiaries in such
period shall not exceed GBP 50,000. For the
purpose of this resolution, the terms
'political donations', 'political parties',
'independent election candidates',
'political organisations' and 'political
expenditure' have the meanings set out in
s363 to s365 of the 2006 Act
17 That the Directors be generally and Mgmt Against Against
unconditionally authorised to exercise all
the powers of the Company to allot shares
or grant rights to subscribe for or convert
any security into shares of the Company: a)
up to a nominal amount of GBP 21,000,000
(such amount to be reduced by the nominal
amount allotted or granted under paragraph
(b) below in excess of such sum); and b)
comprising equity securities (as defined in
s560(1) of the 2006 Act) up to a nominal
amount of GBP 47,800,000 (such amount to be
reduced by any allotments or grants made
under paragraph (a) above) in connection
with an offer by way of a rights issue: i)
to Shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and ii) to holders of other
equity securities as required by the rights
of those securities or as the Directors
otherwise consider necessary, and so that
the Directors may impose any limits or
restrictions and make any arrangements
which it considers necessary or appropriate
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter, such authorities to apply
until the end of next year's AGM (or, if
earlier, until the close of business on 30
June 2014), but, in each case, so that the
Company may make offers and enter into
agreements during the relevant period which
would, or might, require shares to be
allotted or rights to subscribe for or
convert securities into shares to be
granted after the authority ends and the
Directors may allot shares or grant rights
to subscribe for or convert securities into
shares under any such offer or agreement as
if the authority had not ended
18 That if resolution 17 is passed, the Mgmt For For
Directors be given power to allot equity
securities (as defined in the 2006 Act) for
cash under the authority given by that
resolution and/or to sell ordinary shares
held by the Company as treasury shares for
cash as if s561 of the 2006 Act did not
apply to any such allotment or sale, such
power to be limited: a) to the allotment of
equity securities and sale of treasury
shares for cash in connection with an offer
of, or invitation to apply for, equity
securities (but in the case of the
authority granted under paragraph (b) of
resolution 17, by way of a rights issue
only): i) to Shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and ii ) to holders of
other equity securities, as required by the
rights of those securities or, as the
Directors otherwise consider necessary, and
so that the Directors may impose any limits
or restrictions and make any arrangements
which they consider necessary or
appropriate to deal with treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems in,
or under the laws of, any territory or any
other matter; and b) in the case of the
authority granted under paragraph (a) of
this resolution and/or in the case of any
transfer of treasury shares which is
treated as an allotment of equity
securities under s560(3) of the 2006 Act,
to the allotment (otherwise than under
paragraph (a) above) of equity securities
up to a nominal amount of GBP 3,500,000
such power to apply until the end of next
year's AGM (or, if earlier, until the close
of business on 30 June 2014) but during
this period the Company may make offers,
and enter into agreements, which would, or
might, require equity securities to be
allotted (and treasury shares to be sold)
after the power ends and the Directors may
allot equity securities under any such
offer or agreement as if the power had not
expired
19 That the Company be and it is hereby Mgmt For For
generally and unconditionally authorised
for the purposes of s701 of the 2006 Act to
make market purchases (within the meaning
of s693(4) of the 2006 Act) of ordinary
shares of 10p each in the capital of the
Company (ordinary shares) provided that: a)
the maximum number of ordinary shares which
may be purchased is 73,000,000 ordinary
shares (representing less than 10% of the
Company's issued ordinary share capital as
at 8 March 2013); b) the maximum price at
which ordinary shares may be purchased is
an amount equal to the higher of (i) 5%
above the average of the middle market
quotations for the ordinary shares as taken
from the London Stock Exchange Daily
Official List for the five business days
preceding the date of purchase; and (ii)
that stipulated by article 5(1) of the EU
Buyback and Stabilisation Regulations 2003
(No. 2273/2003); and the minimum price is
10p per ordinary share, in both cases
exclusive of expenses; c) the authority to
purchase conferred by this resolution shall
expire on the earlier of 30 June 2014 or on
the date of the AGM of the Company in 2014
save that the Company may, before such
expiry, enter into a contract to purchase
ordinary shares under which such purchase
will or may be completed or executed wholly
or partly after the expiration of this
authority and may make a purchase of
ordinary shares in pursuance of any such
contract; and d) all ordinary shares
purchased pursuant to the said authority
shall be either: i) cancelled immediately
upon completion of the purchase; or ii)
held, sold, transferred or otherwise dealt
with as treasury shares in accordance with
the provisions of the 2006 Act
20 That a general meeting other than an AGM Mgmt For For
may be called on not less than 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 704326998
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Annual report Mgmt For For
2 Approval of the Remuneration report Mgmt For For
3 To re-elect Robert Brown as a director Mgmt For For
4 To re-elect Vivienne Cox as a director Mgmt For For
5 To re-elect Jan du Plessis as a director Mgmt For For
6 To re-elect Guy Elliott as a director Mgmt For For
7 To re-elect Michael Fitzpatrick as a Mgmt For For
director
8 To re-elect Ann Godbehere as a director Mgmt For For
9 To re-elect Richard Goodmanson as a Mgmt For For
director
10 To re-elect Lord Kerr as a director Mgmt For For
11 To re-elect Chris Lynch as a director Mgmt For For
12 To re-elect Paul Tellier as a director Mgmt For For
13 To re-elect John Varley as a director Mgmt For For
14 To re-elect Sam Walsh as a director Mgmt For For
15 Re-appointment of auditors: To re-appoint Mgmt For For
PricewaterhouseCoopers LLP as auditors of
the Company to hold office until the
conclusion of the next annual general
meeting at which accounts are laid before
the Company
16 Remuneration of auditors Mgmt For For
17 Approval of the Performance Share Plan 2013 Mgmt For For
18 General authority to allot shares Mgmt Against Against
19 Disapplication of pre-emption rights Mgmt For For
20 Authority to purchase Rio Tinto plc shares Mgmt For For
21 Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 704258537
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1.1 Accept Financial Statements and Statutory Non-Voting
Reports
1.2 Approve Remuneration Report Non-Voting
2 Approve Discharge of Board and Senior Non-Voting
Management
3 Approve Allocation of Income and Dividends Non-Voting
of CHF 7.35 per Share and Non-Voting Equity
Security
4.1 Re-elect Andreas Oeri as Director Non-Voting
4.2 Re-elect Pius Baschera as Director Non-Voting
4.3 Re-elect Paul Bulcke as Director Non-Voting
4.4 Re-elect William Burns as Director Non-Voting
4.5 Re-elect Christoph Franz as Director Non-Voting
4.6 Re-elect De Anne Julius as Director Non-Voting
4.7 Re-elect Arthur Levinson as Director Non-Voting
4.8 Re-elect Peter Voser as Director Non-Voting
4.9 Re-elect Beatrice Weder di Mauro as Non-Voting
Director
4.10 Elect Severin Schwan as Director Non-Voting
5 Ratify KPMG Ltd. as Auditors Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933802476
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2 APPROVAL OF REMUNERATION REPORT Mgmt For For
3 RE-APPOINTMENT OF JOSEF ACKERMANN AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 RE-APPOINTMENT OF GUY ELLIOTT AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 RE-APPOINTMENT OF CHARLES O. HOLLIDAY AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 RE-APPOINTMENT OF GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 RE-APPOINTMENT OF JORMA OLLILA AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 RE-APPOINTMENT OF SIR NIGEL SHEINWALD AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 RE-APPOINTMENT OF LINDA G. STUNTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 RE-APPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 RE-APPOINTMENT OF AUDITORS Mgmt For For
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC, SAMPO Agenda Number: 704270494
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2012
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes to pay a
dividend of EUR 1,35 per share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of the Mgmt For For
board of directors the nomination and
compensation committee proposes that the
number of board members be eight (8)
12 Election of members of the board of Mgmt For For
directors the nomination and compensation
committee proposes to re-elect A.Brunila,
A.Grate Axen,V-M.Mattila, E.Palin-Lehtinen,
P.A.Sorlie, M.Vuoria, B.Wahlroos and to
elect J.Fagerholm as new board member
13 Resolution on the remuneration of the Mgmt For For
auditor
14 Election of the auditor the audit committee Mgmt For For
proposes to elect ERNST and Young OY as
company's auditor
15 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
16 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 14. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704307001
--------------------------------------------------------------------------------------------------------------------------
Security: 796050201
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: US7960502018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 Approval of Balance Sheet, Income Non-Voting
Statement, and Statement of Appropriation
of Retained Earnings (Draft), etc. for the
44th Fiscal Year (January 1, 2012-December
31, 2012): - Cash Dividends (including
interim dividends of KRW 500) Dividend per
share: KRW 8,000 (Common)/ KRW 8,050
(Preferred)
2.1.1 Appointment of independent director: Mr. Non-Voting
In-Ho Lee (re-nominated)
2.1.2 Appointment of independent director: Mr. Non-Voting
Kwang-Soo Song (newly nominated)
2.1.3 Appointment of independent director: Dr. Non-Voting
Eun-Mee Kim (newly nominated)
2.2.1 Appointment of executive director: Mr. Non-Voting
Boo-Keun Yoon, (newly nominated)
2.2.2 Appointment of executive director: Mr. Non-Voting
Jong-Kyun Shin (newly nominated)
2.2.3 Appointment of executive director: Mr. Non-Voting
Sang-Hoon Lee (newly nominated)
2.3.1 Appointment of audit committee: In-Ho Lee Non-Voting
(re-nominated)
2.3.2 Appointment of audit committee: Kwang-Soo Non-Voting
Song (newly nominated)
3 Approval of the compensation ceiling for Non-Voting
the Directors
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 704462946
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 14 MAY 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the approved group
financial statements, the combined
management report and group management
report of SAP AG, including the Executive
Board's explanatory notes relating to the
information provided pursuant to Sections
289 (4) and (5) and 315 (4) of the
Commercial Code (HGB), and the Supervisory
Board's report, each for fiscal year 2012
2. Resolution on the appropriation of the Mgmt For For
retained earnings of fiscal year 2012
3. Resolution on the formal approval of the Mgmt For For
acts of the Executive Board in fiscal year
2012
4. Resolution on the formal approval of the Mgmt For For
acts of the Supervisory Board in fiscal
year 2012
5. Resolution on the authorization to acquire Mgmt For For
and use treasury shares pursuant to Section
71 (1) no. 8 AktG, with possible exclusion
of the shareholders' subscription rights
and potential rights to offer shares
6. Appointment of the auditors of the Mgmt For For
financial statements and group financial
statements for fiscal year 2013: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 704397416
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0306/201303061300569.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0408/201304081301065.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
and setting the dividend
O.4 Approval of the regulated agreements Mgmt For For
entered in during the financial year 2012
regarding the supplemental defined benefit
pension plan applicable to Executive Board
members and the Chairman of the Supervisory
Board
O.5 Approval of the amendment to the Mgmt Against Against
compensation plan payable to Mr.
Jean-Pascal Tricoire in case of termination
of his duties
O.6 Renewal of term of Mr. Gerard de La Mgmt For For
Martiniere as Supervisory Board member
O.7 Authorization granted to the Executive Mgmt For For
Board to purchase shares of the
Company-Maximum purchase price of Euros
75.00 per share
E.8 Changing the mode of administration and Mgmt For For
management of the Company by establishing a
Board of Directors
E.9 Continuation of (i) the 22d resolution Mgmt For For
adopted by the Extraordinary General
Meeting held on April 21, 2011 (Capital
increase reserved for employees who are
members of the Company Savings Plan with
cancellation of shareholders' preferential
subscription rights) and of (ii) the 17th
resolution adopted by the Extraordinary
General Meeting held on May 3, 2012
(Capital increase reserved for a class of
beneficiaries: employees of foreign
companies of the Group, either directly or
through entities acting on their behalf
with cancellation of shareholders'
preferential subscription rights); renewal
of the authorizations and delegations
previously granted to the Executive Board
under the aforementioned resolutions for
the benefit of the Board of Directors
E.10 Delegation of authority granted to the Mgmt Against Against
Board of Directors to (i) increase share
capital within the limit of a nominal
amount of Euros 800 million by issuing
ordinary shares or any securities giving
access to capital while maintaining
shareholders' preferential subscription
rights or to (ii) issue securities
entitling to the allotment of debt
securities while maintaining preferential
subscription rights.)
E.11 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts which
may be capitalized
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to (i) increase share
capital within the limit of a nominal
amount of Euros 220 million by issuing
ordinary shares or any securities giving
access to capital of the Company or one of
its subsidiaries with cancellation of
shareholders' preferential subscription
rights or to (ii) issue securities
entitling to the allotment of debt
securities with cancellation of
shareholders' preferential subscription
rights, in both case through a public
offer. This delegation may be used in
consideration for contributions of
securities through a public exchange offer
initiated by the Company
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to increase the initial
issuance amount with or without
shareholders' preferential subscription
rights which was decided under the tenth
and twelfth resolutions respectively
E.14 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital
within the limit of 9.9% of share capital,
in consideration for in-kind contributions
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors to decide, with
cancellation of shareholders' preferential
subscription rights and through an offer
pursuant to Article L.411-2, II of the
Monetary and Financial Code to (i) increase
share capital within the limit of the
nominal amount of Euros 110 million (or for
information, 4.95% of capital), by issuing
ordinary shares or any securities giving
access to capital of the Company or one of
its subsidiaries, whose issue price will be
set by the Board of Directors according to
the terms established by the General
Meeting or to (ii) issue securities
entitling to the allotment of debt
securities
E.16 Authorization granted to the Board of Mgmt For For
Directors to carry out free allocations of
shares (on the basis of shares existing or
to be issued) under performance conditions,
if appropriate, to corporate officers and
employees of the Company and affiliated
companies within the limit of 1.8% of share
capital carrying waiver by shareholders of
their preferential subscription rights
E.17 Authorization granted to the Board of Mgmt For For
Directors to grant share subscription or
purchase options to corporate officers and
employees of the Company and affiliated
companies within the limit of 0.5% of share
capital carrying waiver by shareholders of
their preferential subscription rights
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to carry out capital
increases reserved for members of the
Company Savings Plan within the limit of 2%
of share capital with cancellation of
shareholders' preferential subscription
rights
E.19 Authorization granted to the Board of Mgmt For For
Directors to carry out capital increases
reserved for a class of beneficiaries:
employees of foreign companies of the
Group, either directly or through entities
acting on their behalf or entities acting
to offer employees of foreign companies of
the Group similar benefits to those offered
to members of the Company Savings Plan
within the limit of 1% of share capital
with cancellation of shareholders'
preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to cancel shares of the Company,
if appropriate, repurchased under the
conditions established by the General
Meeting up to 10% of share capital
O.21 Appointment of Mr. Jean-Pascal Tricoire as Mgmt For For
Board member
O.22 Appointment of Mr. Henri Lachmann as Board Mgmt For For
member
O.23 Appointment of Mr. Leo Apotheker as Board Mgmt For For
member
O.24 Appointment of Mrs. Betsy Atkins as Board Mgmt For For
member
O.25 Appointment of Mr. Gerard de La Martiniere Mgmt For For
as Board member
O.26 Appointment of Mr. Xavier Fontanet as Board Mgmt For For
member
O.27 Appointment of Mr. Noel Forgeard as Board Mgmt For For
member
O.28 Appointment of Mr. Antoine Mgmt For For
Gosset-Grainville as Board member
O.29 Appointment of Mr. Willy R. Kissling as Mgmt For For
Board member
O.30 Appointment of Mrs. Cathy Kopp as Board Mgmt For For
member
O.31 Appointment of Mrs. Dominique Senequier as Mgmt For For
Board member
O.32 Appointment of Mr. G. Richard Thoman as Mgmt For For
Board member
O.33 Appointment of Mr. Serge Weinberg as Board Mgmt For For
member
CMMT RESOLUTIONS THIRTY-FOURTH TO Non-Voting
THIRTY-SEVENTH: PURSUANT TO ARTICLE 11-3 OF
THE BYLAWS OF THE COMPANY, ONLY ONE SEAT AS
SUPERVISORY BOARD MEMBER REPRESENTING
EMPLOYEE SHAREHOLDERS NEEDS TO BE FILLED,
AND ONLY THE APPLICANT WITH THE HIGHEST
NUMBER OF VOTES OF SHAREHOLDERS PRESENT AND
REPRESENTED WILL BE APPOINTED. THE
EXECUTIVE BOARD ON THE RECOMMENDATION OF
THE SUPERVISORY BOARD HAS APPROVED THE 35TH
RESOLUTION, THEREFORE, YOU ARE INVITED TO
VOTE IN FAVOR OF THIS RESOLUTION AND TO
ABSTAIN FROM VOTING ON THE 34TH, 36TH AND
37TH RESOLUTIONS
O.34 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt Abstain Against
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Claude Briquet as Board
member representing employee shareholders
O.35 Appointment of Mrs. Magali Herbaut as Board Mgmt For For
member representing employee shareholders
O.36 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt Abstain Against
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Thierry Jacquet as Board
member representing employee shareholders
O.37 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt Abstain Against
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Jean-Michel Vedrine as
Board member representing employee
shareholders
O.38 Setting the amount of attendance allowances Mgmt For For
allocated to the Board of Directors
O.39 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEADRILL LIMITED, HAMILTON Agenda Number: 704014264
--------------------------------------------------------------------------------------------------------------------------
Security: G7945E105
Meeting Type: AGM
Meeting Date: 21-Sep-2012
Ticker:
ISIN: BMG7945E1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To re-elect John Fredriksen as a Director Mgmt Take No Action
of the Company
2 To re-elect Tor Olav Troim as a Director of Mgmt Take No Action
the Company
3 To re-elect Kate Blankenship as a Director Mgmt Take No Action
of the Company
4 To re-elect Carl Erik Steen as a Director Mgmt Take No Action
of the Company
5 To re-elect Kathrine Fredriksen as a Mgmt Take No Action
Director of the Company
6 To re- appoint PricewaterhouseCoopers AS as Mgmt Take No Action
auditor and to authorize the Directors to
determine their remuneration
7 To approve the remuneration of the Mgmt Take No Action
Company's Board of Directors of a total
amount of fees not to exceed USD800,000
for the year ended December 31,2012
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 704578345
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
3 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 704573903
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
4.4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 704375092
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the company's annual report and Mgmt For For
accounts for the financial year ended
31Dec2012 together with the reports of the
directors and auditors
2 To Declare a final dividend of 56.77 US Mgmt For For
cents per ordinary share for the year ended
31Dec2012
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31Dec2012, as set
out on pages 160 to 185 of the annual
report and accounts
4 To elect, Mr O P Bhatt who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
5 To elect, Dr L C Y Cheung who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
6 To elect, Mrs M Ewing who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
7 To elect, Dr L H Thunell who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
8 To re-elect Mr S P Bertamini, an executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Mr J F T Dundas, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Mr R H P Markham, a Mgmt For For
non-executive director
14 To re-elect Ms R Markland, a non-executive Mgmt For For
director
15 To re-elect Mr R H Meddings, an executive Mgmt For For
director
16 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
17 To re-elect Sir John Peace, as chairman Mgmt For For
18 To re-elect Mr A M G Rees, an executive Mgmt For For
director
19 To re-elect Mr P A Sands, an executive Mgmt For For
director
20 To re-elect Mr V Shankar, an executive Mgmt For For
director
21 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
22 To re-elect Mr O H J Stocken, a Mgmt For For
non-executive director
23 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the company from the end of the AGM until
the end of next year's AGM
24 To authorise the board to set the auditor's Mgmt For For
fees
25 To authorise the company and its Mgmt For For
subsidiaries to make political donations
26 To authorise the board to allot shares Mgmt Against Against
27 To extend the authority to allot shares Mgmt Against Against
28 To authorise the board to allot equity Mgmt For For
securities
29 To authorise the company to buy back its Mgmt For For
ordinary shares
30 To authorise the company to buy back its Mgmt For For
preference shares
31 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
32 That the rules of the standard chartered Mgmt For For
2013 sharesave plan
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO'S 2
AND 23. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 704595808
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 11th ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Decrease Capital
Shares to be issued to 3,000,564,000 shs.
in accordance with a Reduction to be Caused
in the Total Number of each of the Classes
of Shares, Eliminate Articles Related to
Type 6 Preferred Stocks(PLEASE NOTE THAT
THIS IS THE CONCURRENT AGENDA ITEM FOR THE
CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS
OF ORDINARY SHARES.)
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
5 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB, STOCKHOLM Agenda Number: 704275785
--------------------------------------------------------------------------------------------------------------------------
Security: W90937181
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: SE0000193120
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the meeting Non-Voting
2 Election of the chairman of the meeting: Non-Voting
The nomination committee proposes that Mr
Sven Unger should be chairman of the
meeting
3 Establishment and approval of the list of Non-Voting
voters
4 Approval of the agenda Non-Voting
5 Election of two persons to countersign the Non-Voting
minutes
6 Determining whether the meeting has been Non-Voting
duly called
7.1 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a presentation of
the past year's work by the Board and its
committees
7.2 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a speech by the
Group Chief Executive, and any questions
from shareholders to the Board and
management of the Bank
7.3 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a presentation of
audit work during 2012
8 Resolutions concerning adoption of the Mgmt For For
income statement and the balance sheet, as
well as the consolidated income statement
and consolidated balance sheet
9 Resolution on the allocation of the Bank's Mgmt For For
profits in accordance with the adopted
balance sheet and also concerning the
record day. The Board proposes a dividend
of SEK 10.75 per share, and that Monday, 25
March 2013 be the record day for the
receiving of dividends. If the meeting
resolves in accordance with the proposal,
Euroclear expects to distribute the
dividend on Thursday, 28 March 2013
10 Resolution on release from liability for Mgmt For For
the members of the Board and the Group
Chief Executive for the period referred to
in the financial reports
11 Authorisation for the Board to resolve on Mgmt For For
acquisition and divestment of shares in the
Bank
12 Acquisition of shares in the Bank for the Mgmt For For
Bank's trading book pursuant to Chapter 7,
Section 6 of the Swedish Securities Market
Act
13 Determining the number of members of the Mgmt For For
Board to be appointed by the meeting
14 Determining the number of auditors to be Mgmt For For
appointed by the meeting
15 Deciding fees for Board members and Mgmt For For
auditors
16 Election of the Board members and the Mgmt For For
Chairman of the Board: The nomination
committee proposes that the meeting
re-elect all Board members with the
exception of Mr Hans Larsson who has
declined re-election. The nomination
committee also proposes that Mr Anders
Nyren be elected as Chairman of the Board
17 Election of auditors: The nomination Mgmt For For
committee proposes that the meeting
re-elect KPMG AB and Ernst & Young AB as
auditors for the period until the end of
the AGM to be held in 2014. These two
auditing companies have announced that,
should they be elected, they will appoint
the same auditors to be auditors in charge
as in 2012: Mr Stefan Holmstrom (authorised
public accountant) will be appointed as
auditor in charge for KPMG AB, while Mr
Erik Astrom (authorised public accountant)
will be appointed as auditor in charge for
Ernst & Young AB
18 The Board's proposal concerning guidelines Mgmt For For
for compensation to senior management
19 The Board's proposal concerning the Mgmt For For
appointment of auditors in foundations
without own management
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Shareholder's
proposal regarding a change to the articles
of association in respect of the
composition of the Board
21 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 9.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SWIRE PROPERTIES LTD, HONG KONG Agenda Number: 704382681
--------------------------------------------------------------------------------------------------------------------------
Security: Y83191109
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: HK0000063609
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0403/LTN20130403863.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0403/LTN20130403648.pdf
1a To re-elect Christopher Dale PRATT as a Mgmt For For
Director
1b To re-elect Martin CUBBON as a Director Mgmt For For
1c To re-elect Guy Martin Coutts BRADLEY as a Mgmt For For
Director
1d To re-elect Stephen Edward BRADLEY as a Mgmt For For
Director
1e To re-elect CHAN Cho Chak John as a Mgmt For For
Director
1f To re-elect Paul Kenneth ETCHELLS as a Mgmt For For
Director
1g To re-elect HO Cho Ying Davy as a Director Mgmt For For
1h To re-elect James Wyndham John Mgmt For For
HUGHES-HALLETT as a Director
1i To re-elect Peter Alan KILGOUR as a Mgmt For For
Director
1j To re-elect LIU Sing Cheong as a Director Mgmt For For
1k To re-elect Gordon James ONGLEY as a Mgmt For For
Director
1l To re-elect Merlin Bingham SWIRE as a Mgmt For For
Director
1m To elect Spencer Theodore FUNG as a Mgmt For For
Director
2 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditors and to authorise the Directors to
fix their remuneration
3 To grant a general mandate for share Mgmt For For
repurchase
4 To grant a general mandate to issue and Mgmt Against Against
dispose of additional shares in the Company
--------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG, ITTIGEN Agenda Number: 704304790
--------------------------------------------------------------------------------------------------------------------------
Security: H8398N104
Meeting Type: AGM
Meeting Date: 04-Apr-2013
Ticker:
ISIN: CH0008742519
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152247,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU
1.1 Approval of the annual report, financial Mgmt For For
statements of Swisscom Ltd and consolidated
financial statements for fiscal year 2012
1.2 Consultative vote on the 2012 remuneration Mgmt For For
report
2 Appropriation of retained earnings 2012 and Mgmt For For
declaration of dividend
3 Discharge of the members of the board of Mgmt For For
directors and the group executive board
4.1 Re-election of Hansueli Loosli as chairman Mgmt For For
4.2 Re-election of Michel Gobet Mgmt For For
4.3 Re-election of Dr Torsten G. Kreindl Mgmt For For
4.4 Re-election of Richard Roy Mgmt For For
4.5 Re-election of Theophil Schlatter Mgmt For For
5 Re-election of the statutory auditors KPMG Mgmt For For
Ltd, of Muri near Bern
6 Ad-hoc Mgmt For Against
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda Number: 704328980
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 154692,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the annual report, including Mgmt For For
the annual financial statements and the
group consolidated financial statements for
the year 2012
1.2 Consultative vote on the compensation Mgmt For For
system
2 Discharge of the members of the board of Mgmt For For
directors and the executive committee
3 Appropriation of the available earnings as Mgmt For For
per balance sheet 2012 and dividend
decision: CHF 9.50 per share
4.1 Re-election of Michael Mack to the board of Mgmt For For
director
4.2 Re-election of Jacques Vincent to the board Mgmt For For
of director
4.3 Election of Eleni Gabre-Madhin to the board Mgmt For For
of director
4.4 Election of Eveline Saupper to the board of Mgmt For For
director
5 Election of the external auditor Ernst and Mgmt For For
Young Ag
6 Additional and/or counter - proposals Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
SYSMEX CORPORATION Agenda Number: 704573624
--------------------------------------------------------------------------------------------------------------------------
Security: J7864H102
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3351100007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELUS CORPORATION Agenda Number: 933685399
--------------------------------------------------------------------------------------------------------------------------
Security: 87971M202
Meeting Type: Annual
Meeting Date: 17-Oct-2012
Ticker: TU
ISIN: CA87971M2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PASS BY MEANS OF A SEPARATE VOTE, WITH OR Mgmt For For
WITHOUT VARIATION, A SPECIAL SEPARATE
RESOLUTION, APPROVING A PLAN OF ARRANGEMENT
TO EFFECT THE EXCHANGE OF NON-VOTING SHARES
FOR COMMON SHARES ON A ONE-FOR-ONE BASIS
PURSUANT TO DIVISION 5, PART 9 OF THE
BUSINESS CORPORATIONS ACT (BRITISH
COLUMBIA) INVOLVING TELUS CORPORATION, AND
ITS HOLDERS OF NON-VOTING SHARES, THE FULL
TEXT OF WHICH IS SET FORTH IN APPENDIX A TO
THE MANAGEMENT INFORMATION CIRCULAR OF
TELUS CORPORATION DATED AUGUST 30, 2012
(THE "CIRCULAR").
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 704294925
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
3.4 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 704383140
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Accounts and Mgmt For For
Balance Sheet for the year ended 31
December 2012, together with the Directors'
Report and the Auditor's Report
2 To consider and, if thought fit, approve Mgmt For For
the Directors' Remuneration Report for the
year ended 31 December 2012 included within
the Annual Report and Accounts 2012
3 To re-elect as Executive Director: Mr P G J Mgmt For For
M Polman
4 To re-elect as Executive Director: Mr R J-M Mgmt For For
S Huet
5 To re-elect as Non-Executive Director: Mgmt For For
Professor L O Fresco
6 To re-elect as Non-Executive Director: Ms A Mgmt For For
M Fudge
7 To re-elect as Non-Executive Director: Mr C Mgmt For For
E Golden
8 To re-elect as Non-Executive Director: Dr B Mgmt For For
E Grote
9 To re-elect as Non-Executive Director: Ms H Mgmt For For
Nyasulu
10 To re-elect as Non-Executive Director: The Mgmt For For
Rt Hon Sir Malcolm Rifkind MP
11 To re-elect as Non-Executive Director: Mr K Mgmt For For
J Storm
12 To re-elect as Non-Executive Director: Mr M Mgmt For For
Treschow
13 To re-elect as Non-Executive Director: Mr P Mgmt For For
S Walsh
14 To elect as Non-Executive Director: Mrs L M Mgmt For For
Cha
15 To elect as Non-Executive Director: Ms M Ma Mgmt For For
16 To elect as Non-Executive Director: Mr J Mgmt For For
Rishton
17 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditor of the Company, to hold office
until the conclusion of the next general
meeting at which Accounts are laid before
the members
18 To authorise the Directors to fix the Mgmt For For
remuneration of the Auditor
19 Directors' authority to issue shares Mgmt For For
20 Disapplication of pre-emption rights Mgmt For For
21 Company's authority to purchase its own Mgmt For For
shares
22 Political Donations and Expenditure Mgmt For For
23 Notice period for General Meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WHITBREAD PLC Agenda Number: 704503704
--------------------------------------------------------------------------------------------------------------------------
Security: G9606P197
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: GB00B1KJJ408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
for the year ended 28 February 2013
2 To approve the Remuneration Report Mgmt For For
3 To declare a final dividend of 37.90P per Mgmt For For
ordinary share excluding those shares owned
by shareholders who elect, or have elected,
to participate in the Scrip
4 To elect Nicholas Cadbury as a director Mgmt For For
5 To elect Louise Smalley as a director Mgmt For For
6 To re-elect Richard Baker as a director Mgmt For For
7 To re-elect Wendy Becker as a director Mgmt For For
8 To re-elect Ian Cheshire as a director Mgmt For For
9 To re-elect Patrick Dempsey as a director Mgmt For For
10 To re-elect Anthony Habgood as a director Mgmt For For
11 To re-elect Andy Harrison as a director Mgmt For For
12 To re-elect Susan Hooper as a director Mgmt For For
13 To re-elect Simon Melliss as a director Mgmt For For
14 To re-elect Christopher Rogers as a Mgmt For For
director
15 To re-elect Susan Taylor Martin as a Mgmt For For
director
16 To re-elect Stephen Williams as a director Mgmt For For
17 To re-appoint the auditor: Ernst & Young Mgmt For For
LLP
18 To authorise the Board to set the auditor's Mgmt For For
remuneration
19 To renew the authority given to the Board Mgmt Against Against
to allot shares
20 To Increase the limit on directors' fee set Mgmt For For
out in Article 87 of the Company's Articles
of Association from GBP 500,000 to GBP
700,000 a year
21 To renew the authority given to the Board Mgmt For For
to allot equity securities for cash other
than on a pro rata basis including
authority to sell treasury shares
22 To give the Company authority to purchase Mgmt For For
its ordinary shares
23 To authorise the Company to call general Mgmt For For
meetings other than an Annual General
Meeting on reduced notice
--------------------------------------------------------------------------------------------------------------------------
WOLTERS KLUWER N.V., ALPHEN AAN DEN RIJN Agenda Number: 704324499
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV09931
Meeting Type: AGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: NL0000395903
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3.b Proposal to adopt the financial statements Mgmt For For
for 2012 as included in the annual report
for 2012
3.c Proposal to distribute a dividend of EUR Mgmt For For
0.69 per ordinary share
4.a Proposal to release the members of the Mgmt For For
Executive Board from liability for the
exercise of their duties, as stipulated in
Article 28 of the Articles of Association
4.b Proposal to release the members of the Mgmt For For
Supervisory Board from liability for the
exercise of their duties, as stipulated in
Article 28 of the Articles of Association
5.a Proposal to reappoint Mr. P.N. Wakkie as Mgmt For For
member of the Supervisory Board
5.b Proposal to reappoint Ms. B.M. Dalibard as Mgmt For For
member of the Supervisory Board
5.c Proposal to reappoint Mr. L.P Forman as Mgmt For For
member of the Supervisory Board
6 Proposal to appoint Mr. K.B. Entricken as Mgmt For For
member of the Executive Board
7 Proposal to amend the Articles of Mgmt For For
Association: Definitions a, b, c, d, e, f,
g, h, i, j, l, m, n, o, p and q, article 3,
article 4, article 5, article 12, article
13, article 14, article 15, article 17,
article 19, article 24, article 27, article
33, article 37 and article 38
8.a Proposal to extend the authority of the Mgmt Against Against
Executive Board to issue shares and/or
grant rights to subscribe for shares
8.b Proposal to extend the authority of the Mgmt Against Against
Executive Board to restrict or exclude
statutory pre-emptive rights
9 Proposal to authorize the Executive Board Mgmt For For
to acquire own shares
10 Proposal to appoint the external auditor: Mgmt For For
KPMG Accountants N.V.
Capital Group U.S. Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt Against Against
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For
PRACTICES
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933802022
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF ROBERT M. HERNANDEZ Mgmt For For
1.2 ELECTION OF PETER MENIKOFF Mgmt For For
1.3 ELECTION OF ROBERT RIPP Mgmt For For
1.4 ELECTION OF THEODORE E. SHASTA Mgmt For For
2. AMENDMENT TO THE ARTICLES OF ASSOCIATION TO Mgmt For For
DECLASSIFY THE BOARD OF DIRECTORS
3.1 APPROVAL OF THE ANNUAL REPORT Mgmt For For
3.2 APPROVAL OF THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF ACE LIMITED
3.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
4. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
5. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
6.1 ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL ORDINARY GENERAL MEETING
6.2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2013
6.3 ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
7. APPROVAL OF ACE LIMITED 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN AS AMENDED THROUGH THE SIXTH
AMENDMENT
8. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
9. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 933751833
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For
1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J. ELECTION OF DIRECTOR: E. STEPHEN PURDOM, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For
DRPH
1L. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt For For
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCUSSION IN THE
PROXY STATEMENT"
3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For
OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933732023
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: PAUL N. CLARK Mgmt For For
02 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
03 ELECTION OF DIRECTOR: TADATAKA YAMADA, M.D. Mgmt For For
2 TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
4 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE ANNUAL MEETING,
TO REPEAL THE CLASSIFIED BOARD STRUCTURE.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933716827
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 24-Jan-2013
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. DAVIS III Mgmt For For
1B. ELECTION OF DIRECTOR: W. DOUGLAS FORD Mgmt For For
1C. ELECTION OF DIRECTOR: EVERT HENKES Mgmt For For
1D. ELECTION OF DIRECTOR: MARGARET G. MCGLYNN Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2013.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt For For
INCENTIVE PLAN. TO APPROVE THE LONG-TERM
INCENTIVE PLAN, INCLUDING TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR USE UNDER
THE PLAN. THE BOARD OF DIRECTORS
RECOMMENDS YOU VOTE "AGAINST"
THE FOLLOWING PROPOSAL
5. SHAREHOLDER PROPOSAL TO REPEAL CLASSIFIED Shr For Against
BOARD.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933757114
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. HARSHMAN Mgmt For For
CAROLYN CORVI Mgmt For For
BARBARA S. JEREMIAH Mgmt For For
JOHN D. TURNER Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933747618
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1E ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1F ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1H ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1I ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
4 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION
5.1 STOCKHOLDER PROPOSAL #1 - RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT
5.2 STOCKHOLDER PROPOSAL #2 - DISCLOSURE OF Shr Against For
LOBBYING PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933777457
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED BY-LAWS TO REDUCE THE
OWNERSHIP THRESHOLD REQUIRED TO CALL A
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 933775833
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1J. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1K. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2012.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT.
8. APPROVAL OF THE AON PLC GLOBAL SHARE Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt Against Against
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933755451
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt For For
C.W.D. BIRCHALL Mgmt For For
D.J. CARTY Mgmt For For
G. CISNEROS Mgmt For For
R.M. FRANKLIN Mgmt For For
J.B. HARVEY Mgmt For For
D. MOYO Mgmt For For
B. MULRONEY Mgmt For For
A. MUNK Mgmt For For
P. MUNK Mgmt For For
S.J. SHAPIRO Mgmt For For
J.C. SOKALSKY Mgmt For For
J.L. THORNTON Mgmt For For
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 933742985
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. ALLISON IV Mgmt For For
JENNIFER S. BANNER Mgmt For For
K. DAVID BOYER, JR. Mgmt For For
ANNA R. CABLIK Mgmt For For
RONALD E. DEAL Mgmt For For
JAMES A. FAULKNER Mgmt For For
I. PATRICIA HENRY Mgmt For For
JOHN P. HOWE III, M.D. Mgmt For For
ERIC C. KENDRICK Mgmt For For
KELLY S. KING Mgmt For For
LOUIS B. LYNN Mgmt For For
EDWARD C. MILLIGAN Mgmt For For
CHARLES A. PATTON Mgmt For For
NIDO R. QUBEIN Mgmt For For
TOLLIE W. RICH, JR. Mgmt For For
THOMAS E. SKAINS Mgmt For For
THOMAS N. THOMPSON Mgmt For For
EDWIN H. WELCH, PH.D. Mgmt For For
STEPHEN T. WILLIAMS Mgmt For For
2. TO RATIFY THE REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE BB&T'S OVERALL PAY-FOR-PERFORMANCE
EXECUTIVE COMPENSATION PROGRAM, COMMONLY
REFERRED TO AS A "SAY ON PAY" VOTE.
4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING REPORTS WITH RESPECT TO BB&T'S
POLITICAL CONTRIBUTIONS AND RELATED
POLICIES AND PROCEDURES.
5. TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr Against For
MAJORITY VOTING IN DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 933743355
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Special
Meeting Date: 23-Apr-2013
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AMENDMENTS TO THE RESTATED Mgmt For For
ARTICLES OF INCORPORATION, AS AMENDED, OF
BB&T TO CHANGE THE PAYMENT DATES OF ITS
PREFERRED STOCK DIVIDENDS TO CONFORM WITH
THE PAYMENT DATE OF ITS COMMON STOCK
DIVIDENDS AND CONFORM PREFERRED STOCK
RECORD DATES.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING FOR ANY REASON.
--------------------------------------------------------------------------------------------------------------------------
BEAM INC. Agenda Number: 933741072
--------------------------------------------------------------------------------------------------------------------------
Security: 073730103
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: BEAM
ISIN: US0737301038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN W. GOLSBY Mgmt For For
1C. ELECTION OF DIRECTOR: ANN F. HACKETT Mgmt For For
1D. ELECTION OF DIRECTOR: A.D. DAVID MACKAY Mgmt For For
1E. ELECTION OF DIRECTOR: GRETCHEN W. PRICE Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW J. SHATTOCK Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. STEELE Mgmt For For
1H. ELECTION OF DIRECTOR: PETER M. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933791027
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: DENNIS D. DAMMERMAN Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1H. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1J. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933766593
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. FINOCCHIO, JR. Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CAE INC. Agenda Number: 933666806
--------------------------------------------------------------------------------------------------------------------------
Security: 124765108
Meeting Type: Annual and Special
Meeting Date: 09-Aug-2012
Ticker: CAE
ISIN: CA1247651088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LYNTON R. WILSON Mgmt For For
MARC PARENT Mgmt For For
BRIAN E. BARENTS Mgmt For For
JOHN A. (IAN) CRAIG Mgmt For For
H. GARFIELD EMERSON Mgmt For For
MICHAEL M. FORTIER Mgmt For For
PAUL GAGNÉ Mgmt For For
JAMES F. HANKINSON Mgmt For For
R. (RANDY) JAYNE II Mgmt For For
ROBERT LACROIX Mgmt For For
JOHN P. MANLEY Mgmt For For
PETER J. SCHOOMAKER Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
LAWRENCE N. STEVENSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For
AS AUDITORS AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 CONSIDERING AND APPROVING A RESOLUTION (SEE Mgmt For For
"SPECIAL BUSINESS OF THE MEETING - RENEWAL
OF SHAREHOLDER PROTECTION RIGHTS PLAN" IN
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
RENEWING THE SHAREHOLDER PROTECTION RIGHTS
PLAN AGREEMENT, A SUMMARY OF WHICH IS SET
FORTH IN APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 CONSIDERING AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933736716
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
5. TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
7. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
9. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
10. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
11. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
12. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
13. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS OF CARNIVAL PLC.
14. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2012 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE FISCAL 2012 COMPENSATION OF Mgmt Against Against
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
16. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2012 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
17. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt Against Against
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
19. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 933809937
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. CALHOUN Mgmt For For
DANIEL M. DICKINSON Mgmt For For
JUAN GALLARDO Mgmt For For
DAVID R. GOODE Mgmt For For
JESSE J. GREENE, JR. Mgmt For For
JON M. HUNTSMAN, JR. Mgmt For For
PETER A. MAGOWAN Mgmt For For
DENNIS A. MUILENBURG Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
WILLIAM A. OSBORN Mgmt For For
CHARLES D. POWELL Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
SUSAN C. SCHWAB Mgmt For For
JOSHUA I. SMITH Mgmt For For
MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD.
5. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL - EXECUTIVE STOCK Shr Against For
RETENTION.
7. STOCKHOLDER PROPOSAL - SUSTAINABILITY Shr Against For
MEASURE IN EXECUTIVE COMPENSATION.
8. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For
CORPORATE STANDARDS.
9. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC. Agenda Number: 933758990
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: CVE
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALPH S. CUNNINGHAM Mgmt For For
PATRICK D. DANIEL Mgmt For For
IAN W. DELANEY Mgmt For For
BRIAN C. FERGUSON Mgmt For For
MICHAEL A. GRANDIN Mgmt For For
VALERIE A.A. NIELSEN Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
COLIN TAYLOR Mgmt For For
WAYNE G. THOMSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION.
03 ACCEPTANCE OF THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda Number: 933738859
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: CNC
ISIN: US15135B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ORLANDO AYALA Mgmt For For
PAMELA A. JOSEPH Mgmt For For
TOMMY G. THOMPSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933795099
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD E. BISBEE, Mgmt For For
JR., PH.D
1B. ELECTION OF DIRECTOR: DENIS A. CORTESE, Mgmt For For
M.D.
1C. ELECTION OF DIRECTOR: LINDA M. DILLMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2013.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. AMENDMENT TO OUR SECOND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION REPEALING THE
CLASSIFICATION OF OUR BOARD OF DIRECTORS.
5. AMENDMENT TO OUR SECOND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION INCREASING THE
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr Against For
6. OFFSHORE OIL WELLS Shr Against For
7. CLIMATE RISK Shr Against For
8. LOBBYING DISCLOSURE Shr Against For
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr For Against
11. SPECIAL MEETINGS Shr For Against
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933784781
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE A. DUFFY Mgmt For For
CHARLES P. CAREY Mgmt For For
MARK E. CERMAK Mgmt For For
MARTIN J. GEPSMAN Mgmt For For
LEO MELAMED Mgmt For For
JOSEPH NICIFORO Mgmt For For
C.C. ODOM II Mgmt For For
JOHN F. SANDNER Mgmt For For
DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING PROXY Shr Against For
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 933690287
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
MICHAEL MURPHY Mgmt For For
STEPHANIE TILENIUS Mgmt For For
JIDE ZEITLIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC Agenda Number: 933757190
--------------------------------------------------------------------------------------------------------------------------
Security: 19075F106
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CIE
ISIN: US19075F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH H. BRYANT Mgmt For For
N. JOHN LANCASTER Mgmt For For
JON A. MARSHALL Mgmt For For
KENNETH A. PONTARELLI Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2013.
3. APPROVAL OF THE COBALT INTERNATIONAL Mgmt For For
ENERGY, INC. LONG TERM INCENTIVE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY MATERIALS.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933764739
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. TO PROHIBIT ACCELERATED VESTING UPON A Shr Against For
CHANGE IN CONTROL
4. TO ADOPT A RECAPITALIZATION PLAN Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933764842
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
4. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
5. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
6. GENDER IDENTITY NON-DISCRIMINATION. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933772635
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1.2 ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1.3 ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1.4 ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1.7 ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. TO APPROVE CERTAIN AMENDMENTS TO DANAHER'S Mgmt For For
2007 STOCK INCENTIVE PLAN AND ALL OF THE
MATERIAL TERMS OF THE PERFORMANCE GOALS.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT COMPENSATION COMMITTEE
ADOPT A POLICY REQUIRING THAT SENIOR
EXECUTIVES RETAIN A SIGNIFICANT PERCENTAGE
OF SHARES ACQUIRED THROUGH EQUITY PAY
PROGRAMS UNTIL REACHING NORMAL RETIREMENT
AGE.
6. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURES AND
POLITICAL EXPENDITURE POLICIES, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 933673774
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Annual
Meeting Date: 18-Sep-2012
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL W. BARNES Mgmt For For
LEONARD L. BERRY Mgmt For For
CHRISTOPHER J. FRALEIGH Mgmt For For
VICTORIA D. HARKER Mgmt For For
DAVID H. HUGHES Mgmt For For
CHARLES A. LEDSINGER JR Mgmt For For
WILLIAM M. LEWIS, JR. Mgmt For For
SENATOR CONNIE MACK III Mgmt For For
ANDREW H. MADSEN Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
MICHAEL D. ROSE Mgmt For For
MARIA A. SASTRE Mgmt For For
WILLIAM S. SIMON Mgmt For For
2. TO APPROVE A RESOLUTION PROVIDING ADVISORY Mgmt For For
APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 26, 2013.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933687418
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 17-Oct-2012
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2012. Mgmt For For
2. DIRECTORS' REMUNERATION REPORT 2012. Mgmt For For
3. DECLARATION OF FINAL DIVIDEND. Mgmt For For
4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
5. RE-ELECTION OF LM DANON AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
6. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION(CHAIRMAN
OF THE COMMITTEE))
7. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
8. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt For For
(NOMINATION COMMITTEE (CHAIRMAN OF THE
COMMITTEE))
9. RE-ELECTION OF D MAHLAN AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE)
10. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt For For
(AUDIT(CHAIRMAN OF THE COMMITTEE),
NOMINATION, REMUNERATION COMMITTEE)
11. RE-ELECTION OF HT STITZER AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
12. RE-ELECTION OF PS WALSH AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
13. ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
14. ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE)
15. RE-APPOINTMENT OF AUDITOR. Mgmt For For
16. REMUNERATION OF AUDITOR. Mgmt For For
17. AUTHORITY TO ALLOT SHARES. Mgmt For For
18. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For For
19. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For For
20. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
21. REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP, INC. Agenda Number: 933783068
--------------------------------------------------------------------------------------------------------------------------
Security: 262037104
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: DRQ
ISIN: US2620371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ALEXANDER P. SHUKIS Mgmt For For
1.2 ELECTION OF DIRECTOR: TERENCE B. JUPP Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933689575
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Special
Meeting Date: 26-Oct-2012
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTING THE TRANSACTION AGREEMENT, DATED Mgmt For For
MAY 21, 2012, AMONG EATON CORPORATION,
COOPER INDUSTRIES PLC, NEW EATON
CORPORATION (F/K/A ABEIRON LIMITED),
ABEIRON II LIMITED (F/K/A COMDELL LIMITED),
TURLOCK B.V. AND TURLOCK CORPORATION, AS
AMENDED BY AMENDMENT NO. 1 TO THE
TRANSACTION AGREEMENT, DATED JUNE 22, 2012,
AND APPROVING THE MERGER.
2. APPROVING THE REDUCTION OF CAPITAL OF NEW Mgmt For For
EATON TO ALLOW THE CREATION OF
DISTRIBUTABLE RESERVES OF NEW EATON WHICH
ARE REQUIRED UNDER IRISH LAW IN ORDER TO
ALLOW NEW EATON TO MAKE DISTRIBUTIONS AND
TO PAY DIVIDENDS AND REPURCHASE OR REDEEM
SHARES FOLLOWING COMPLETION OF THE
TRANSACTION.
3. APPROVING, ON AN ADVISORY BASIS, SPECIFIED Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN EATON AND
ITS NAMED EXECUTIVE OFFICERS RELATING TO
THE TRANSACTION AGREEMENT.
4. APPROVING ANY MOTION TO ADJOURN THE SPECIAL Mgmt For For
MEETING, OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933749143
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2013 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. APPROVING THE SENIOR EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. APPROVING THE EXECUTIVE STRATEGIC INCENTIVE Mgmt For For
PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
6. AUTHORIZING THE COMPANY AND OR ANY Mgmt For For
SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS
MARKET PURCHASES OF COMPANY SHARES.
7. AUTHORIZING THE PRICE RANGE AT WHICH THE Mgmt Against Against
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS
TREASURY SHARES.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933751693
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1I. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1K. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1L. ELECTION OF DIRECTOR: MARY M. VANDEWEGHE Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2013.
3. APPROVE AMENDMENTS TO THE ECOLAB INC. 2010 Mgmt Against Against
STOCK INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. STOCKHOLDER PROPOSAL REQUESTING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK.
6. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933717261
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 05-Feb-2013
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.A.H. BOERSIG* Mgmt For For
J.B. BOLTEN* Mgmt For For
M.S. LEVATICH* Mgmt For For
R.L. STEPHENSON* Mgmt For For
A.A. BUSCH III# Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF AN AMENDMENT TO THE RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS.
5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THE ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933777320
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT FRANCIS S. KALMAN AS A DIRECTOR Mgmt For For
OF ENSCO PLC.
2. TO ELECT ROXANNE J. DECYK AS A DIRECTOR OF Mgmt For For
ENSCO PLC.
3. TO ELECT MARY FRANCIS CBE AS A DIRECTOR OF Mgmt For For
ENSCO PLC.
4. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED 31 DECEMBER 2013.
5. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For
STATUTORY AUDITORS UNDER THE U.K. COMPANIES
ACT 2006 (TO HOLD OFFICE FROM THE
CONCLUSION OF THE MEETING UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY).
6. TO AUTHORIZE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
8. A NON-BINDING VOTE TO APPROVE THE Mgmt For For
DIRECTORS' REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2012.
9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
REPORTS OF THE AUDITORS AND THE DIRECTORS
AND THE U.K. STATUTORY ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2012.
10. TO ADOPT THE ARTICLES OF ASSOCIATION Mgmt For For
(PRODUCED AT THE MEETING AND INITIALED BY
THE CHAIRMAN FOR THE PURPOSE OF
IDENTIFICATION) AS THE ARTICLES OF
ASSOCIATION OF THE COMPANY, IN SUBSTITUTION
FOR AND TO THE EXCLUSION OF THE EXISTING
ARTICLES OF ASSOCIATION, WITH EFFECT FROM
THE CONCLUSION OF THIS MEETING, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
11. TO (I) APPROVE THE TERMS OF THE PROPOSED Mgmt For For
PURCHASE AGREEMENT OR AGREEMENTS AND (II)
AUTHORISE THE COMPANY TO MAKE OFF-MARKET
PURCHASES OF CLASS A ORDINARY SHARES
PURSUANT TO SUCH AGREEMENT OR AGREEMENTS,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933763054
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1C. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1D. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDED AND RESTATED EOG Mgmt For For
RESOURCES, INC. 2008 OMNIBUS EQUITY
COMPENSATION PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933758306
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SAMUEL K. SKINNER Mgmt For For
1L. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt Against Against
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENPACT LIMITED Agenda Number: 933795241
--------------------------------------------------------------------------------------------------------------------------
Security: G3922B107
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: G
ISIN: BMG3922B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
N.V. TYAGARAJAN Mgmt For For
ROBERT G. SCOTT Mgmt For For
JOHN W. BARTER Mgmt For For
AMIT CHANDRA Mgmt For For
LAURA CONIGLIARO Mgmt For For
DAVID HUMPHREY Mgmt For For
JAGDISH KHATTAR Mgmt For For
JAMES C. MADDEN Mgmt For For
MARK NUNNELLY Mgmt For For
MARK VERDI Mgmt For For
2. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
KPMG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt Against Against
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933767317
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B. ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C. ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D. ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F. ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G. ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H. ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K. ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
4. PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
HALLIBURTON COMPANY STOCK AND INCENTIVE
PLAN.
5. PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 933741957
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERNEST J. MROZEK Mgmt For For
DAVID C. PARRY Mgmt For For
L.L. SATTERTHWAITE Mgmt For For
2. TO VOTE ON A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933744004
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 73)
5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT (PAGE 74)
6. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIR (PAGE 75)
7. STOCKHOLDER PROPOSAL FOR EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK (PAGE 76)
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 933802464
--------------------------------------------------------------------------------------------------------------------------
Security: 462846106
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: IRM
ISIN: US4628461067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TED R. ANTENUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: CLARKE H. BAILEY Mgmt For For
1C. ELECTION OF DIRECTOR: KENT P. DAUTEN Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL F. DENINGER Mgmt For For
1E. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1F. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR D. LITTLE Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. MEANEY Mgmt For For
1I. ELECTION OF DIRECTOR: VINCENT J. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: LAURIE A. TUCKER Mgmt For For
1K. ELECTION OF DIRECTOR: ALFRED J. VERRECCHIA Mgmt For For
2. THE APPROVAL OF THE ADOPTION OF THE IRON Mgmt For For
MOUNTAIN INCORPORATED 2013 EMPLOYEE STOCK
PURCHASE PLAN.
3. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4. THE RATIFICATION OF THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
IRON MOUNTAIN INCORPORATED'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC. Agenda Number: 933789161
--------------------------------------------------------------------------------------------------------------------------
Security: 46333X108
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: IRWD
ISIN: US46333X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARSHA H. FANUCCI Mgmt For For
TERRANCE G. MCGUIRE Mgmt For For
EDWARD P. OWENS Mgmt For For
CHRISTOPHER T. WALSH Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda Number: 933720585
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 24-Jan-2013
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA F. BROOKS Mgmt For For
MEL S. LAVITT Mgmt For For
TIMOTHY L. MAIN Mgmt For For
MARK T. MONDELLO Mgmt For For
LAWRENCE J. MURPHY Mgmt For For
FRANK A. NEWMAN Mgmt For For
STEVEN A. RAYMUND Mgmt For For
THOMAS A. SANSONE Mgmt For For
DAVID M. STOUT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS JABIL'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING AUGUST 31, 2013.
3. TO APPROVE (ON AN ADVISORY BASIS) JABIL'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO INCREASE THE Mgmt Against Against
SIZE OF THE JABIL CIRCUIT, INC. 2011 STOCK
AWARD AND INCENTIVE PLAN BY 9,500,000
SHARES.
5. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL MEETING,
INCLUDING ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 933695186
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. HALL Mgmt For For
M. FLANIGAN Mgmt For For
W. BROWN Mgmt For For
M. SHEPARD Mgmt For For
J. PRIM Mgmt For For
T. WILSON Mgmt For For
J. FIEGEL Mgmt For For
T. WIMSETT Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. TO APPROVE THE COMPANY'S 2012 ANNUAL Mgmt For For
INCENTIVE PLAN.
4. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr Against For
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN INC Agenda Number: 933761771
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
C. PARK SHAPER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933690439
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT P. AKINS Mgmt For For
ROBERT T. BOND Mgmt For For
KIRAN M. PATEL Mgmt For For
DAVID C. WANG Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2013.
3 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE COMPANY'S BOARD OF DIRECTORS.
4 ADVISORY proposal ON THE COMPANY'S Mgmt For For
EXECUTIVE compensation.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933768989
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZACHARY W. CARTER Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1D. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1E. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1F. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1I. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1J. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1K. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1L. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt Against Against
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt Against Against
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt Against Against
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt Against Against
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt Against Against
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt Against Against
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt Against Against
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt Against Against
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Against Against
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr For Against
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC Agenda Number: 933661402
--------------------------------------------------------------------------------------------------------------------------
Security: 636274300
Meeting Type: Annual
Meeting Date: 30-Jul-2012
Ticker: NGG
ISIN: US6362743006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3 TO ELECT SIR PETER GERSHON Mgmt For For
4 TO RE-ELECT STEVE HOLLIDAY Mgmt For For
5 TO RE-ELECT ANDREW BONFIELD Mgmt For For
6 TO RE-ELECT TOM KING Mgmt For For
7 TO RE-ELECT NICK WINSER Mgmt For For
8 TO RE-ELECT KEN HARVEY Mgmt For For
9 TO RE-ELECT LINDA ADAMANY Mgmt For For
10 TO RE-ELECT PHILIP AIKEN Mgmt For For
11 TO ELECT NORA BROWNELL Mgmt For For
12 TO ELECT PAUL GOLBY Mgmt For For
13 TO ELECT RUTH KELLY Mgmt For For
14 TO RE-ELECT MARIA RICHTER Mgmt For For
15 TO RE-ELECT GEORGE ROSE Mgmt For For
16 TO REAPPOINT THE AUDITORS Mgmt For For
PRICEWATERHOUSECOOPERS LLP
17 TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For
AUDITORS' REMUNERATION
18 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
19 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt Against Against
ORDINARY SHARES
S20 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
S21 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
S22 TO AUTHORISE THE DIRECTORS TO HOLD GENERAL Mgmt For For
MEETINGS ON 14 CLEAR DAYS' NOTICE
S23 TO AMEND THE EXISTING ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 933753154
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 11-Apr-2013
Ticker: NSRGY
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2012
1B ACCEPTANCE OF THE COMPENSATION REPORT 2012 Mgmt For For
(ADVISORY VOTE)
2 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFITS RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2012
4A1 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
PETER BRABECK-LETMATHE
4A2 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
STEVEN G. HOCH
4A3 RE-ELECTION TO THE BOARD OF DIRECTOR: MS Mgmt For For
TITIA DE LANGE
4A4 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
JEAN-PIERRE ROTH
4B ELECTION TO THE BOARD OF DIRECTORS: MS EVA Mgmt For For
CHENG
4C RE-ELECTION OF THE STATUTORY AUDITORS: KPMG Mgmt For For
SA, GENEVA BRANCH
5 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt For For
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: "FOR" = VOTE IN
ACCORDANCE WITH THE PROPOSAL OF THE BOARD
OF DIRECTORS "AGAINST" = VOTE AGAINST THE
PROPOSAL OF THE BOARD OF DIRECTORS
"ABSTAIN" = ABSTAIN
6 MARK THE BOX AT THE RIGHT IF YOU WISH TO Mgmt For For
GIVE A PROXY TO THE INDEPENDENT
REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN
(AS FURTHER DISCUSSED IN THE COMPANY'S
INVITATION)
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933755045
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY Mgmt For For
1C. ELECTION OF DIRECTOR: JOSE IGNACIO Mgmt For For
PEREZ-LIZAUR
1D. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2013.
3. APPROVE THE NEWELL RUBBERMAID INC. 2013 Mgmt Against Against
INCENTIVE PLAN.
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS N.V. Agenda Number: 933792904
--------------------------------------------------------------------------------------------------------------------------
Security: N63218106
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: NLSN
ISIN: NL0009538479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2012 AND (B) AUTHORIZE THE PREPARATION OF
OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE
ANNUAL REPORT OF THE BOARD OF DIRECTORS
REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR
ENDING DECEMBER 31, 2013, IN THE ENGLISH
LANGUAGE.
2. TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY PURSUANT TO DUTCH
LAW IN RESPECT OF THE EXERCISE OF THEIR
DUTIES DURING THE YEAR ENDED DECEMBER 31,
2012.
3A. ELECTION OF EXECUTIVE DIRECTOR: DAVID L. Mgmt For For
CALHOUN
3B. ELECTION OF NON-EXECUTIVE DIRECTOR: JAMES Mgmt For For
A. ATTWOOD, JR.
3C. ELECTION OF NON-EXECUTIVE DIRECTOR: RICHARD Mgmt For For
J. BRESSLER
3D. ELECTION OF NON-EXECUTIVE DIRECTOR: PATRICK Mgmt For For
HEALY
3E. ELECTION OF NON-EXECUTIVE DIRECTOR: KAREN Mgmt For For
M. HOGUET
3F. ELECTION OF NON-EXECUTIVE DIRECTOR: JAMES Mgmt For For
M. KILTS
3G. ELECTION OF NON-EXECUTIVE DIRECTOR: Mgmt For For
ALEXANDER NAVAB
3H. ELECTION OF NON-EXECUTIVE DIRECTOR: ROBERT Mgmt For For
POZEN
3I. ELECTION OF NON-EXECUTIVE DIRECTOR: VIVEK Mgmt For For
RANADIVE
3J. ELECTION OF NON-EXECUTIVE DIRECTOR: ROBERT Mgmt For For
REID
3K. ELECTION OF NON-EXECUTIVE DIRECTOR: JAVIER Mgmt For For
G. TERUEL
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
5. TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For
OUR AUDITOR WHO WILL AUDIT OUR DUTCH
STATUTORY ANNUAL ACCOUNTS FOR THE YEAR
ENDING DECEMBER 31, 2013.
6. TO APPROVE THE AMENDED AND RESTATED NIELSEN Mgmt For For
HOLDINGS 2010 STOCK INCENTIVE PLAN.
7. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For
OF THE BOARD OF DIRECTORS TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL
NOVEMBER 7, 2014 ON THE OPEN MARKET,
THROUGH PRIVATELY NEGOTIATED TRANSACTIONS
OR IN ONE OR MORE SELF TENDER OFFERS FOR A
PRICE PER SHARE NOT LESS THAN THE NOMINAL
VALUE OF A SHARE AND NOT HIGHER THAN 110%
OF THE MOST RECENTLY AVAILABLE PRICE OF A
SHARE ON ANY SECURITIES EXCHANGE WHERE OUR
SHARES ARE TRADED.
8. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933673471
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2012
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
4. TO RE-APPROVE AND AMEND THE NIKE, INC. Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933772914
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1992 STOCK OPTION AND
RESTRICTED STOCK PLAN.
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION.
6. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933758851
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1G. ELECTION OF DIRECTOR: BURTON M. JOYCE Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2013 ANNUAL MEETING OF STOCKHOLDERS.
4. APPROVAL OF AN AMENDMENT TO THE NORFOLK Mgmt For For
SOUTHERN BYLAWS GIVING STOCKHOLDERS THE
RIGHT TO CALL A SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933765399
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
CLAYTON C. DALEY, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013
3. APPROVAL OF THE SENIOR OFFICERS ANNUAL AND Mgmt For For
LONG-TERM INCENTIVE PLANS
4. APPROVAL OF THE AMENDMENT OF NUCOR'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REDUCE THE SUPERMAJORITY VOTING THRESHOLDS
5. APPROVAL OF THE AMENDMENT OF NUCOR'S BYLAWS Mgmt For For
TO REDUCE THE SUPERMAJORITY VOTING
THRESHOLDS
6. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
7. STOCKHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
LOBBYING ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt For For
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933748521
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933754182
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1D. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1E. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1L. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt Against Against
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda Number: 933758926
--------------------------------------------------------------------------------------------------------------------------
Security: 760759100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: RSG
ISIN: US7607591002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES W. CROWNOVER Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. FLYNN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1D. ELECTION OF DIRECTOR: NOLAN LEHMANN Mgmt For For
1E. ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For
1F. ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD W. SLAGER Mgmt For For
1H. ELECTION OF DIRECTOR: ALLAN C. SORENSEN Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN M. TRANI Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL W. WICKHAM Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
4. APPROVAL OF THE AMENDED AND RESTATED 2007 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REGARDING PAYMENTS Shr Against For
UPON THE DEATH OF A SENIOR EXECUTIVE.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 933760630
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF THE 2012 ANNUAL REPORT Mgmt For For
2. APPROVAL OF THE REMUNERATION REPORT Mgmt For For
3. TO RE-ELECT ROBERT BROWN AS A DIRECTOR Mgmt For For
4. TO RE-ELECT VIVIENNE COX AS A DIRECTOR Mgmt For For
5. TO RE-ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For For
6. TO RE-ELECT GUY ELLIOTT AS A DIRECTOR Mgmt For For
7. TO RE-ELECT MICHAEL FITZPATRICK AS A Mgmt For For
DIRECTOR
8. TO RE-ELECT ANN GODBEHERE AS A DIRECTOR Mgmt For For
9. TO RE-ELECT RICHARD GOODMANSON AS A Mgmt For For
DIRECTOR
10. TO RE-ELECT LORD KERR AS A DIRECTOR Mgmt For For
11. TO RE-ELECT CHRIS LYNCH AS A DIRECTOR Mgmt For For
12. TO RE-ELECT PAUL TELLIER AS A DIRECTOR Mgmt For For
13. TO RE-ELECT JOHN VARLEY AS A DIRECTOR Mgmt For For
14. TO RE-ELECT SAM WALSH AS A DIRECTOR Mgmt For For
15. RE-APPOINTMENT OF THE AUDITORS Mgmt For For
16. AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
REMUNERATION OF AUDITORS
17. APPROVAL OF THE PERFORMANCE SHARE PLAN 2013 Mgmt For For
18. GENERAL AUTHORITY TO ALLOT SHARES Mgmt Against Against
19. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20. AUTHORITY TO PURCHASE RIO TINTO PLC SHARES Mgmt For For
21. NOTICE PERIOD FOR GENERAL MEETINGS OTHER Mgmt For For
THAN ANNUAL GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933802476
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2 APPROVAL OF REMUNERATION REPORT Mgmt For For
3 RE-APPOINTMENT OF JOSEF ACKERMANN AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 RE-APPOINTMENT OF GUY ELLIOTT AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 RE-APPOINTMENT OF CHARLES O. HOLLIDAY AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 RE-APPOINTMENT OF GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 RE-APPOINTMENT OF JORMA OLLILA AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 RE-APPOINTMENT OF SIR NIGEL SHEINWALD AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 RE-APPOINTMENT OF LINDA G. STUNTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 RE-APPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 RE-APPOINTMENT OF AUDITORS Mgmt For For
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt Against Against
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC. Agenda Number: 933781684
--------------------------------------------------------------------------------------------------------------------------
Security: 811065101
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: SNI
ISIN: US8110651010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. GALLOWAY Mgmt For For
NICHOLAS B. PAUMGARTEN Mgmt For For
JEFFREY SAGANSKY Mgmt For For
RONALD W. TYSOE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 933782268
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: SGEN
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC E. LIPPMAN, M.D. Mgmt For For
FRANKLIN M. BERGER Mgmt For For
DANIEL G. WELCH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SIGNET JEWELERS LIMITED Agenda Number: 933812794
--------------------------------------------------------------------------------------------------------------------------
Security: G81276100
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: SIG
ISIN: BMG812761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DALE W. HILPERT Mgmt For For
1B ELECTION OF DIRECTOR: H. TODD STITZER Mgmt For For
1C ELECTION OF DIRECTOR: MARIANNE PARRS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL BARNES Mgmt For For
1E ELECTION OF DIRECTOR: RUSSELL WALLS Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS G. PLASKETT Mgmt For For
1G ELECTION OF DIRECTOR: VIRGINIA DROSOS Mgmt For For
2. TO APPOINT KPMG LLP AS INDEPENDENT AUDITOR Mgmt For For
OF THE COMPANY, TO HOLD OFFICE FROM THE
CONCLUSION OF THIS MEETING UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
AUDIT COMMITTEE TO DETERMINE ITS
COMPENSATION.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT (THE "SAY-ON-PAY" VOTE).
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933750920
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BUCKLEY Mgmt For For
PATRICK D. CAMPBELL Mgmt For For
CARLOS M. CARDOSO Mgmt For For
ROBERT B. COUTTS Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
JOHN F. LUNDGREN Mgmt For For
ANTHONY LUISO Mgmt For For
MARIANNE M. PARRS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE THE STANLEY BLACK & DECKER 2013 Mgmt For For
LONG-TERM INCENTIVE PLAN.
3. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE COMPANY'S 2013 FISCAL YEAR.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933726842
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE 2005 LONG-TERM EQUITY INCENTIVE PLAN,
INCLUDING AN INCREASE IN THE NUMBER OF
AUTHORIZED SHARES UNDER THE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 29, 2013.
5. SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL Shr Against For
SPENDING.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 933808163
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1H. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1I. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1J. ELECTION OF DIRECTOR: GREGG W. STEINHAFEL Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1L. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr For Against
AN INDEPENDENT CHAIRMAN.
5. SHAREHOLDER PROPOSAL ON ELECTRONICS Shr Against For
RECYCLING.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933668141
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Special
Meeting Date: 25-Jul-2012
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE REALLOCATION OF LEGAL Mgmt For For
RESERVES (FROM CAPITAL CONTRIBUTIONS) (CHF
9,745 MILLION) TO FREE RESERVES
2. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE EXTRAORDINARY GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933735738
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
2.1 TO APPROVE THE 2012 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 28, 2012 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 28, 2012)
2.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 28, 2012
2.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 28, 2012
3. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 28, 2012
4.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013
4.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
4.3 TO ELECT PRICEWATERHOUSECOOPERS, AG, Mgmt For For
ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S
SPECIAL AUDITOR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF TE CONNECTIVITY
5. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
6. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US$1.00 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF
US$0.25 STARTING WITH THE THIRD FISCAL
QUARTER OF 2013 AND ENDING IN THE SECOND
FISCAL QUARTER OF 2014 PURSUANT TO THE
TERMS OF THE DIVIDEND RESOLUTION
7. TO APPROVE THE RENEWAL OF AUTHORIZED Mgmt Against Against
CAPITAL AND RELATED AMENDMENT TO THE
ARTICLES OF ASSOCIATION
8. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
9. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933747315
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013.
4. FUTURE EXTRAORDINARY RETIREMENT BENEFITS. Shr Against For
5. ACTION BY WRITTEN CONSENT. Shr For Against
6. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933758609
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933779754
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
03 APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt For For
RESTATED STOCK INCENTIVE PLAN (2013)
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
COMMITTEE
06 SHAREHOLDER PROPOSAL REGARDING GOLDMAN Shr Against For
SACHS LOBBYING DISCLOSURE
07 SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
08 SHAREHOLDER PROPOSAL REGARDING MAXIMIZATION Shr Against For
OF VALUE FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933779259
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE MATERIAL TERMS OF OFFICER Mgmt For For
PERFORMANCE GOALS UNDER THE MANAGEMENT
INCENTIVE PLAN
5. APPROVAL OF THE AMENDED AND RESTATED 2005 Mgmt For For
OMNIBUS STOCK INCENTIVE PLAN
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
7. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shr Against For
MANAGEMENT POLICY
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 933763129
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAWTON W. FITT Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY D. KELLY Mgmt For For
1C. ELECTION OF DIRECTOR: PETER B. LEWIS Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK H. NETTLES, Mgmt For For
PH.D.
1E. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
2. CAST AN ADVISORY VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933727109
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
3. TO APPROVE THE TERMS OF THE COMPANY'S Mgmt Against Against
AMENDED AND RESTATED 2002 EXECUTIVE
PERFORMANCE PLAN, AS AMENDED.
4. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO FUTURE SEPARATION OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933770681
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1G ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1I ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2 APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2014.
3 APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 933770643
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr Against For
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933779398
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1M. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. ADOPT THE UNION PACIFIC CORPORATION 2013 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933743684
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933799390
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933787535
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1F. ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, VERISIGN, Mgmt For For
INC.'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr Against For
AND EXPENDITURES, IF PROPERLY PRESENTED.
* Management position unknown
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS
(Registrant)
| By /s/ John S. Armour |
John S. Armour, President and Principal Executive Officer |
| Date: August 27, 2013 |