The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 8I ENTERPRISES ACQUISITIN CO | SHS | G2956M104 | 3,996 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 2,038 | 201,000 | SH | DFND | 201,000 | 0 | 0 | ||
| ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 472 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 1 | 15,100 | SH | Call | DFND | 15,100 | 0 | 0 | |
| ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 4 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
| B RILEY PRINCIPAL MERGER COR | CL A | 05586Y106 | 2,976 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
| BANCO SANTANDER MEXICO S A | SPONSORED ADS B | 05969B103 | 4,249 | 674,420 | SH | DFND | 674,420 | 0 | 0 | ||
| BANCO SANTANDER SA | ADR | 05964H105 | 3,845 | 956,479 | SH | DFND | 956,479 | 0 | 0 | ||
| BARCLAYS PLC | ADR | 06738E204 | 2,314 | 315,258 | SH | DFND | 315,258 | 0 | 0 | ||
| CHARDAN HEALTHCARE ACQUISITI | UNIT 12/13/2023 | 15957A207 | 695 | 63,500 | SH | DFND | 63,500 | 0 | 0 | ||
| CHASERG TECHNLGY ACQUISITN C | CLASS A | 16166A103 | 4,044 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 2,102 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 87 | 66,666 | SH | DFND | 66,666 | 0 | 0 | ||
| COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 3,057 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
| DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 679 | 64,500 | SH | DFND | 64,500 | 0 | 0 | ||
| DIAMONDPEAK HLDGS COR | UNIT 99/99/9999 | 25280H209 | 5,304 | 520,000 | SH | DFND | 520,000 | 0 | 0 | ||
| DIANA SHIPPING INC | COM | Y2066G104 | 363 | 107,400 | SH | DFND | 107,400 | 0 | 0 | ||
| ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 154 | 44,600 | SH | Put | DFND | 44,600 | 0 | 0 | |
| FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 256 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| FINTECH ACQUISITION CORP III | COM CL A | 31811A101 | 2,014 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 2,777 | 260,000 | SH | DFND | 260,000 | 0 | 0 | ||
| FORUM MERGER II CORP | CL A | 34986F103 | 5,308 | 525,000 | SH | DFND | 525,000 | 0 | 0 | ||
| FORUM MERGER II CORP | UNIT 09/30/2025 | 34986F202 | 3,949 | 369,052 | SH | DFND | 369,052 | 0 | 0 | ||
| GCI LIBERTY INC | COM CLASS A | 36164V305 | 3,451 | 55,602 | SH | DFND | 55,602 | 0 | 0 | ||
| GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,746 | 40,902 | SH | DFND | 40,902 | 0 | 0 | ||
| GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 6,282 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
| GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 1,583 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 3,201 | 302,000 | SH | DFND | 302,000 | 0 | 0 | ||
| GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 1,598 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 3,060 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
| HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 897 | 85,000 | SH | DFND | 85,000 | 0 | 0 | ||
| HL ACQUISITIONS CORP | SHS | G4603R106 | 510 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 6,884 | 179,884 | SH | DFND | 179,884 | 0 | 0 | ||
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | 58 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 41 | 125,000 | SH | Call | DFND | 125,000 | 0 | 0 | |
| LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 2,336 | 231,300 | SH | DFND | 231,300 | 0 | 0 | ||
| LATAM AIRLS GROUP S A | SPONSORED ADR | 51817R106 | 1,388 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
| LATAM AIRLS GROUP S A | SPONSORED ADR | 51817R106 | 17 | 74,800 | SH | Put | DFND | 74,800 | 0 | 0 | |
| LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 140 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| LEGACY ACQUISITION CORP | COM CL A | 524643103 | 4,080 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 1,460 | 137,000 | SH | DFND | 137,000 | 0 | 0 | ||
| LIBERTY BROADBAND CORP | COM SER A | 530307107 | 4,480 | 42,864 | SH | DFND | 42,864 | 0 | 0 | ||
| LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 7,437 | 178,899 | SH | DFND | 178,899 | 0 | 0 | ||
| LIBERTY MEDIA CORP DELAWARE | COM SER A FRMLA | 531229870 | 2,906 | 73,393 | SH | DFND | 73,393 | 0 | 0 | ||
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 20,911 | 7,921,011 | SH | DFND | 7,921,011 | 0 | 0 | ||
| MEGALITH FINL ACQUISITION CO | CL A COM | 58518F109 | 914 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
| MEGALITH FINL ACQUISITION CO | UNIT 09/30/2025 | 58518F208 | 3,440 | 328,900 | SH | DFND | 328,900 | 0 | 0 | ||
| MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | 61946M118 | 29 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| MOSAIC ACQUISITION CORP | COM CL A | 61946M100 | 1,911 | 185,000 | SH | DFND | 185,000 | 0 | 0 | ||
| MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 158 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
| MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 5,141 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
| MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 1,356 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
| NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 4,590 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
| NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 1,065 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| PEARSON PLC | SPONSORED ADR | 705015105 | 904 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| PIVOTAL ACQUISITION CORP | UNIT 12/01/2025 | 72583A200 | 806 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
| PURE ACQUISITION CORP | CL A | 74621Q106 | 17,681 | 1,725,000 | SH | DFND | 1,725,000 | 0 | 0 | ||
| PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 3,326 | 310,000 | SH | DFND | 310,000 | 0 | 0 | ||
| REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 4,644 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
| REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 514 | 49,000 | SH | DFND | 49,000 | 0 | 0 | ||
| RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 2,008 | 199,000 | SH | DFND | 199,000 | 0 | 0 | ||
| ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 5,885 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 514 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| SILVER SPIKE ACQUISITION COR | UNIT 99/99/9999 | G8136L122 | 2,018 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| SINA CORP | ORD | G81477104 | 392 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 183 | 73,233 | SH | DFND | 73,233 | 0 | 0 | ||
| SPARTAN ENERGY ACQUISITON CO | CL A COM STK | 846784106 | 3,030 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
| SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 5,439 | 525,000 | SH | DFND | 525,000 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 106 | 45,000 | SH | Put | DFND | 45,000 | 0 | 0 | |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 7,271 | 513,096 | SH | DFND | 513,096 | 0 | 0 | ||
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 1,772 | 103,014 | SH | DFND | 103,014 | 0 | 0 | ||
| TENZING ACQUISITION CORP | ORD SHS | G8708A116 | 1,811 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
| TIBERIUS ACQUISITION CORP | COM | 88633A107 | 4,096 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| TKK SYMPHONY ACQUISITION COR | *W EXP 02/20/202 | G88950129 | 5 | 57,500 | SH | DFND | 57,500 | 0 | 0 | ||
| TKK SYMPHONY ACQUISITION COR | RIGHT 02/20/2020 | G88950137 | 16 | 57,500 | SH | DFND | 57,500 | 0 | 0 | ||
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | 58,260 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | 2,230 | 1,000,000 | SH | Put | DFND | 1,000,000 | 0 | 0 | |
| TORTOISE ACQUISITION CORP | UNIT 03/04/2024 | 89154L209 | 3,024 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
| TOTTENHAM ACQUISITION I LTD | SHS | G8959N106 | 3,087 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
| TPG PACE HLDGS CORP | CL A | G89827128 | 1,028 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 7,294 | 700,000 | SH | DFND | 700,000 | 0 | 0 | ||
| TRIDENT ACQUISITIONS CORP | UNIT 05/09/2023 | 89615T205 | 6,922 | 654,300 | SH | DFND | 654,300 | 0 | 0 | ||
| TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 4,140 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 667 | 525,240 | SH | DFND | 525,240 | 0 | 0 | ||
| TRINITY MERGER CORP | COM CL A | 89653L106 | 15,610 | 1,495,240 | SH | DFND | 1,495,240 | 0 | 0 | ||
| TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 1,069 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| TWELVE SEAS INVESTMENT COMPA | SHS | G9145A107 | 3,072 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
| UNDER ARMOUR INC | CL C | 904311206 | 350 | 19,314 | SH | DFND | 19,314 | 0 | 0 | ||
| UNITED STATES OIL FUND LP | UNITS | 91232N108 | 989 | 350,000 | SH | Put | DFND | 350,000 | 0 | 0 | |
| UNITED STS 12 MONTH OIL FD L | UNIT BEN INT | 91288V103 | 4,006 | 198,482 | SH | DFND | 198,482 | 0 | 0 | ||
| VECTOIQ ACQUISITION CORP | COM | 92243N103 | 1,021 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 19,868 | 997,870 | SH | DFND | 997,870 | 0 | 0 | ||
| WEALTHBRIDGE ACQUISITION LTD | SHS | G4887W110 | 1,015 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| YATRA ONLINE INC | ORD SHS | G98338109 | 1,506 | 365,602 | SH | DFND | 365,602 | 0 | 0 | ||
