1. Name and Address of Reporting Person*
C/O H.I.G. CAPITAL, LLC | 1450 BRICKELL AVENUE, 31ST FLOOR |
(Street)
| 2. Issuer Name and Ticker or Trading Symbol ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC [ AERT ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) | Director | X | 10% Owner | | Officer (give title below) | | Other (specify below) | |
|
3. Date of Earliest Transaction (Month/Day/Year) 05/01/2017 |
4. If Amendment, Date of Original Filed (Month/Day/Year)
| 6. Individual or Joint/Group Filing (Check Applicable Line) | Form filed by One Reporting Person | X | Form filed by More than One Reporting Person |
|
1. Name and Address of Reporting Person*
C/O H.I.G. CAPITAL, LLC | 1450 BRICKELL AVENUE, 31ST FLOOR |
(Street)
|
1. Name and Address of Reporting Person*H.I.G. Capital Partners IV, L.P. |
C/O H.I.G. CAPITAL, LLC | 1450 BRICKELL AVENUE, 31ST FLOOR |
(Street)
|
1. Name and Address of Reporting Person*BAYSIDE OPPORTUNITY FUND, LP |
C/O H.I.G. CAPITAL, LLC | 1450 BRICKELL AVENUE, 31ST FLOOR |
(Street)
|
1. Name and Address of Reporting Person*H.I.G. Advisors IV, L.L.C. |
C/O H.I.G. CAPITAL, LLC | 1450 BRICKELL AVENUE, 31ST FLOOR |
(Street)
|
1. Name and Address of Reporting Person*BAYSIDE OPPORTUNITY ADVISORS, LLC |
C/O H.I.G. CAPITAL, LLC | 1450 BRICKELL AVENUE, 31ST FLOOR |
(Street)
|
1. Name and Address of Reporting Person*
C/O H.I.G. CAPITAL, LLC | 1450 BRICKELL AVENUE, 31ST FLOOR |
(Street)
|
1. Name and Address of Reporting Person*
C/O H.I.G. CAPITAL, LLC | 1450 BRICKELL AVENUE, 31ST FLOOR |
(Street)
|
1. Name and Address of Reporting Person*
C/O H.I.G. CAPITAL, LLC | 1450 BRICKELL AVENUE, 31ST FLOOR |
(Street)
|
| H.I.G. AERT, LLC, By: H.I.G. Capital Partners IV, L.P., Title: Member, By: H.I.G. Advisors IV, LLC, Title: General Partner, By: H.I.G.- GPII, Inc., Title: Manager, By: /s/ Richard Siegel, Name: Richard Siegel, Title: Authorized Signatory | 05/01/2017 |
| H.I.G. Capital Partners IV, L.P., By: H.I.G. Advisors IV, LLC, Title: General Partner, By: H.I.G.- GPII, Inc., Title: Manager, By: /s/ Richard Siegel, Name: Richard Siegel, Title: Authorized Signatory | 05/01/2017 |
| Bayside Opportunity Fund, L.P., By: Bayside Opportunity Advisors, LLC, Title: General Partner, By: H.I.G.- GPII, Inc., Title: Manager, By: /s/ Richard Siegel, Name: Richard Siegel, Title: Authorized Signatory | 05/01/2017 |
| H.I.G. Advisors IV, LLC, By: H.I.G.- GPII, Inc., Title: Manager, By: /s/ Richard Siegel, Name: Richard Siegel, Title: Authorized Signatory | 05/01/2017 |
| Bayside Opportunity Advisors, LLC, By: H.I.G.- GPII, Inc., Title: Manager, By: /s/ Richard Siegel, Name: Richard Siegel, Title: Authorized Signatory | 05/01/2017 |
| H.I.G.- GPII, Inc., By: /s/ Richard Siegel, Name: Richard Siegel, Title: Authorized Signatory | 05/01/2017 |
| /s/ Sami W. Mnaymneh | 05/01/2017 |
| /s/ Anthony A. Tamer | 05/01/2017 |
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |