UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 7)*
China Hydroelectric Corporation
(Name of Issuer)
Ordinary Shares, $0.001 par value per share**
American Depositary Shares
(Title of Class of Securities)
16949D101***
(CUSIP Number)
NewQuest Asia Fund I (G.P.) Ltd.
c/o Walkers Corporate Services Limited
Walker House
87 Mary Street, George Town
Grand Cayman, Cayman Islands KY1-9005
September 14, 2012
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| ** | Not for trading, but in connection with the registration of American Depositary Shares, each representing 3 ordinary shares. |
| *** | CUSIP number of the American Depositary Shares. |
| | | | | | |
| (1) | | Names of reporting persons NewQuest Capital Management (Cayman) Limited |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 38,744,395 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) CO |
| | | | | | |
| (1) | | Names of reporting persons NewQuest Asia Fund I (G.P.) Ltd. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 38,744,395 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 38,744,395 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) CO |
| | | | | | |
| (1) | | Names of reporting persons NewQuest Asia Fund I, L.P. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC, AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) HC, PN |
| | | | | | |
| (1) | | Names of reporting persons CPI Ballpark Investments Ltd |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) AF, WC, OO |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Republic of Mauritius |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 38,744,395 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 38,744,395 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) OO |
| | | | | | |
| (1) | | Names of reporting persons Swiss Re Financial Products Corporation (“Swiss Re”) |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC, AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Delaware |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 10,114,508 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 10,114,508 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) CO |
| | | | | | |
| (1) | | Names of reporting persons China Environment Fund III, L.P. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC, AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 7,838,5951 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 7,838,5951 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) PN |
1 China Environment Fund III Management, L.P. (“CEF III Management”), the general partner of China Environmental Fund III, L.P. (“CEF III”) and China Environment Fund III Holdings Ltd. (“CEF III Holdings”), the general partner of CEF III Management, may each be deemed to have sole power to vote these shares, and Messrs. Donald C. Ye, Shelby Chen, Michael Li, Larry Zhang and Ian Zhu, who comprise the members of the CEF III Investment Committee (the “CEF III Investment Committee Members”), may be deemed to have shared power to vote these shares.
| | | | | | |
| (1) | | Names of reporting persons China Environment Fund III Management, L.P. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 7,838,5952 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 7,838,5952 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) PN |
2 CEF III Management, the general partner of CEF III, and CEF III Holdings, the general partner of CEF III Management, may each be deemed to have sole power to vote these shares, and the CEF III Investment Committee Members may be deemed to have shared power to vote these shares.
| | | | | | |
| (1) | | Names of reporting persons China Environment Fund III Holdings Ltd. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 7,838,5953 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 7,838,5953 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) OO |
3 CEF III Management, the general partner of CEF III, and CEF III Holdings, the general partner of CEF III Management, may each be deemed to have sole power to vote these shares, and the CEF III Investment Committee Members may be deemed to have shared power to vote these shares.
| | | | | | |
| (1) | | Names of reporting persons Donald C. Ye |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization USA |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 66,040,8984 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) IN |
4 CEF III Management, the general partner of CEF III, and CEF III Holdings, the general partner of CEF III Management, may each be deemed to have sole power to vote these shares, and the CEF III Investment Committee Members may be deemed to have shared power to vote these shares.
| | | | | | |
| (1) | | Names of reporting persons Shelby Chen |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization USA |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 66,040,8985 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) IN |
5 CEF III Management, the general partner of CEF III, and CEF III Holdings, the general partner of CEF III Management, may each be deemed to have sole power to vote these shares, and the CEF III Investment Committee Members may be deemed to have shared power to vote these shares.
| | | | | | |
| (1) | | Names of reporting persons Michael Li |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Canada |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 66,040,8986 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) IN |
6 CEF III Management, the general partner of CEF III, and CEF III Holdings, the general partner of CEF III Management, may each be deemed to have sole power to vote these shares, and the CEF III Investment Committee Members may be deemed to have shared power to vote these shares.
| | | | | | |
| (1) | | Names of reporting persons Larry Zhang |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization The People’s Republic of China |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 66,040,8987 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) IN |
7 CEF III Management, the general partner of CEF III, and CEF III Holdings, the general partner of CEF III Management, may each be deemed to have sole power to vote these shares, and the CEF III Investment Committee Members may be deemed to have shared power to vote these shares.
| | | | | | |
| (1) | | Names of reporting persons Ian Zhu |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization USA |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 66,040,8988 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) IN |
8 CEF III Management, the general partner of CEF III, and CEF III Holdings, the general partner of CEF III Management, may each be deemed to have sole power to vote these shares, and the CEF III Investment Committee Members may be deemed to have shared power to vote these shares.
| | | | | | |
| (1) | | Names of reporting persons Aqua Resources Fund Limited |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Guernsey, Channel Islands |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 5,941,6139 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 5,941,6139 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) CO |
9 Includes 1,980,537 ADSs, representing 5,941,611 Ordinary Shares. In addition, Aqua Resources Asia Holding Limited (“ARAHL”) holds an additional 2 Ordinary Shares of the Company.
| | | | | | |
| (1) | | Names of reporting persons Aqua Resources Asia Holdings Limited |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 5,941,61310 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 5,941,61310 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) CO |
10 Includes 1,980,537 ADSs, representing 5,941,611 Ordinary Shares. In addition, ARAHL holds an additional 2 Ordinary Shares of the Company.
| | | | | | |
| (1) | | Names of reporting persons FourWinds Capital Management |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) N/A |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 5,941,61311 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) CO |
11 Includes 1,980,537 ADSs, representing 5,941,611 Ordinary Shares. In addition, ARAHL holds an additional 2 Ordinary Shares of the Company.
| | | | | | |
| (1) | | Names of reporting persons Abrax |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC, AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Hong Kong |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 2,316,004 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 2,316,004 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) PN |
| | | | | | |
| (1) | | Names of reporting persons Abrax Limited |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) AF |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization Hong Kong |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 2,316,004 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 2,316,00414 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) CO |
| | | | | | |
| (1) | | Names of reporting persons IWU International Ltd.(“IWU”) |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) þ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) |
| (6) | | Citizenship or place of organization British Virgin Islands |
Number of shares beneficially owned by each reporting person with: | | (7) | | Sole voting power 1,085,783 |
| | (8) | | Shared voting power 66,040,898 |
| | (9) | | Sole dispositive power 1,085,783 |
| | (10) | | Shared dispositive power 0 |
(11) | | Aggregate amount beneficially owned by each reporting person 66,040,898 |
(12) | | Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
(13) | | Percent of class represented by amount in Row (11) 40.8% |
(14) | | Type of reporting person (see instructions) CO |
This Amendment No. 7 relates to the Schedule 13D filed with the Securities and Exchange Commission on April 19, 2011 and amended on April 25, 2011, August 21, 2012, August 30, 2012, September 5, 2012, September 10, 2012 and September 12, 2012 (as so amended, the “Original 13D”), by the Reporting Persons named therein. Capitalized terms used but not defined herein shall have the meaning set forth in the Original 13D. Except as set forth herein, the Original 13D is unmodified.
Item 4. Purpose of Transaction
Item 4 is hereby amended to add the following:
On September 14, 2012, the Consortium sent a letter to the Institutional Shareholder Services Inc. (the “ISS Letter”). A copy of the ISS Letter is attached hereto as Exhibit 99.1, and is incorporated into this Item 4 by reference.
Item 7. Material to be Filed as Exhibits.
The following are filed as exhibits hereto:
| | |
Exhibit | | Description of Exhibit |
| 99.1 | | ISS Letter, dated September 14, 2012 (furnished herewith). |
| |
| 99.2 | | Complaint of the Company, as filed in the United States District Court for the Southern District of New York (furnished herewith). |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| | | | | | |
| Date: September 17, 2012 | | | | NEWQUEST CAPITAL MANAGEMENT (CAYMAN) LIMITED |
| | | |
| | | | By: | | /s/ Randhirsingh Juddoo |
| | | | Name: | | Randhirsingh Juddoo |
| | | | Title: | | Director |
| | |
| | | | NEWQUEST ASIA FUND I (G.P.) LTD. |
| | | |
| | | | By: | | /s/ Darren Massara |
| | | | Name: | | Darren Massara |
| | | | Title: | | Director |
| | | |
| | | | By: | | /s/ Randhirsingh Juddoo |
| | | | Name: | | Randhirsingh Juddoo |
| | | | Title: | | Director |
| | |
| | | | NEWQUEST ASIA FUND I, L.P. |
| | | | By: NewQuest Asia Fund I (G.P.) Ltd. |
| | | |
| | | | By: | | /s/ Darren Massara |
| | | | Name: | | Darren Massara |
| | | | Title: | | Director |
| | | |
| | | | By: | | /s/ Randhirsingh Juddoo |
| | | | Name: | | Randhirsingh Juddoo |
| | | | Title: | | Director |
| | |
| | | | CPI BALLPARK INVESTMENTS LTD |
| | | |
| | | | By: | | /s/ Georges A. Robert |
| | | | Name: | | Georges A. Robert |
| | | | Title: | | Director |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| | | | | | |
| Date: September 17, 2012 | | | | SWISS RE FINANCIAL PRODUCTS CORPORATION |
| | | |
| | | | By: | | /s/ Hank Chance |
| | | | | | Name: Hank Chance |
| | | | | | Title: Authorized Signatory |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| | | | | | |
| Date: September 17, 2012 | | | | CHINA ENVIRONMENT FUND III, L.P. |
| | |
| | | | By: China Environment Fund III Management, L.P., its general partner |
| | |
| | | | By: China Environment Fund III Holdings Ltd., its general partner |
| | | |
| | | | By: | | /s/ Yun Pun Wong |
| | | | | | Name: Yun Pun Wong |
| | | | | | Title: Authorized signatory |
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| Date: September 17, 2012 | | | | CHINA ENVIRONMENT FUND III MANAGEMENT, L.P. |
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| | | | By: China Environment Fund III Holdings Ltd., its general partner |
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| | | | By: | | /s/ Yun Pun Wong |
| | | | | | Name: Yun Pun Wong |
| | | | | | Title: Authorized signatory |
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| Date: September 17, 2012 | | | | CHINA ENVIRONMENT FUND III HOLDINGS LTD. |
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| | | | By: | | /s/ Yun Pun Wong |
| | | | | | Name: Yun Pun Wong |
| | | | | | Title: Authorized signatory |
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| Date: September 17, 2012 | | | | DONALD C. YE |
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| | | | By: | | /s/ Donald C. Ye |
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| Date: September 17, 2012 | | | | SHELBY CHEN |
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| | | | By: | | /s/ Shelby Chen |
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| Date: September 17, 2012 | | | | MICHAEL LI |
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| | | | By: | | /s/ Michael Li |
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| Date: September 17, 2012 | | | | LARRY ZHANG |
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| | | | By: | | /s/ Larry Zhang |
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| Date: September 17, 2012 | | | | IAN ZHU |
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| | | | By: | | /s/ Ian Zhu |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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| Date: September 17, 2012 | | | | AQUA RESOURCES ASIA HOLDINGS LIMITED |
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| | | | By: | | /s/ Kimberly Tara |
| | | | | | Name: Kimberly Tara |
| | | | | | Title: Director |
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| Date: September 17, 2012 | | | | AQUA RESOURCES FUND LIMITED |
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| | | | By: FourWinds Capital Management, its investment manager |
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| | | | By: | | /s/ Kimberly Tara |
| | | | | | Name: Kimberly Tara |
| | | | | | Title: CEO, FourWinds Capital Management |
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| Date: September 17, 2012 | | | | FOURWINDS CAPITAL MANAGEMENT |
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| | | | By: | | /s/ Kimberly Tara |
| | | | | | Name: Kimberly Tara |
| | | | | | Title: CEO, FourWinds Capital Management |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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| Date: September 17, 2012 | | | | ABRAX |
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| | | | By: | | /s/ Manuel Salvisberg |
| | | | | | Name: Manuel Salvisberg |
| | | | | | Title: Director |
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| Date: September 17, 2012 | | | | ABRAX LIMITED |
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| | | | By: | | /s/ Manuel Salvisberg |
| | | | | | Name: Manuel Salvisberg |
| | | | | | Title: Director |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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| Date: September 17, 2012 | | | | IWU INTERNATIONAL LTD. |
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| | | | By: | | /s/ Li Wu Fehlmann |
| | | | | | Name: Li Wu Fehlmann |
| | | | | | Title: Director |
