ContraFect (CFRXQ) Form 3 CONTRAFECT / Lawrence Yuan Tian ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Tian Lawrence Yuan

(Last) (First) (Middle)

12 OLD COLONY DRIVE

(Street)

GREAT NECK NY 11023

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/04/2015

3. Issuer Name and Ticker or Trading Symbol
CONTRAFECT Corp [ CFRX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options (Right to Buy)	05/04/2015(1)	05/04/2025	Common Stock, par value $0.0001 per share	28,571	5.21	D
Options (Right to Buy)	05/04/2015(2)	05/04/2025	Common Stock, par value $0.0001 per share	15,000	5.21	D

Explanation of Responses:

1. Grant award made under the ContraFect Corporation Omnibus Incentive Plan. Grant of 28,571 options vests over three years: 25% upon grant date, 25% to vest upon next three anniversary dates.

2. Grant award made under the ContraFect Corporation Omnibus Incentive Plan. Grant vests over one year, 25% at the end of each quarter following the vesting commencement date.

Remarks:

	/s/Nancy Dong	05/06/2015
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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