The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001479314 |
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Name of Issuer | |||||||||||||||
BIOX Corp | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
ONTARIO, CANADA | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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BIOX Corp | |||
Street Address 1 | Street Address 2 | ||
125 LAKESHORE ROAD EAST | SUITE 200 | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
OAKVILLE | A6 | L6J 1H3 | (905) 337-4983 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
Haig | Timothy | R. |
Street Address 1 | Street Address 2 | |
125 Lakeshore Road East | Suite 200 | |
City | State/Province/Country | ZIP/PostalCode |
Oakville | A6 | L6J 1H3 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
President and Chief Executive OfficerLast Name | First Name | Middle Name |
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Norton | Kevin | W. |
Street Address 1 | Street Address 2 | |
188 Brookview Court | ||
City | State/Province/Country | ZIP/PostalCode |
Ancaster | A6 | L9G 2B4 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Chief Operating OfficerLast Name | First Name | Middle Name |
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Clinning | Christoper | A. |
Street Address 1 | Street Address 2 | |
401 MacDonald Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oakville | A6 | L6J 2B4 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Chief Financial Officer and SecretaryLast Name | First Name | Middle Name |
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Lewis | Scott | |
Street Address 1 | Street Address 2 | |
150 Farnham Avenue | Suite 514 | |
City | State/Province/Country | ZIP/PostalCode |
Toronto | A6 | M4V 1H5 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Vice President, Business Development and SalesLast Name | First Name | Middle Name |
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Paik | Nakyun | G. |
Street Address 1 | Street Address 2 | |
412 Southland Crescent | ||
City | State/Province/Country | ZIP/PostalCode |
Oakville | A6 | L6L 3N8 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Vice President, OperationsLast Name | First Name | Middle Name |
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Van Knotsenburg | Neil | |
Street Address 1 | Street Address 2 | |
2944 Darien Road | ||
City | State/Province/Country | ZIP/PostalCode |
Burlington | A6 | L7M 4K3 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Vice President, ProjectsLast Name | First Name | Middle Name |
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Colcleugh | David | |
Street Address 1 | Street Address 2 | |
706 Meadow Wood Road | ||
City | State/Province/Country | ZIP/PostalCode |
Mississauga | A6 | L5J 2S6 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Chairman and DirectorLast Name | First Name | Middle Name |
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Beamish | T. | Robert |
Street Address 1 | Street Address 2 | |
2324 Benningon Gate | ||
City | State/Province/Country | ZIP/PostalCode |
Oakville | A6 | L6J 5Z3 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Eaton | James | |
Street Address 1 | Street Address 2 | |
89 Hazelton Avenue | ||
City | State/Province/Country | ZIP/PostalCode |
Toronto | A6 | M5R 2E4 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Lambert | William | |
Street Address 1 | Street Address 2 | |
483 Russell Hill Road | ||
City | State/Province/Country | ZIP/PostalCode |
Toronto | A6 | M5P 2S8 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Orsino | Philip | S. |
Street Address 1 | Street Address 2 | |
61 Yorkville Avenue | Suite 1001 | |
City | State/Province/Country | ZIP/PostalCode |
Toronto | A6 | M5R 1B5 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Salamon | Michael | J. |
Street Address 1 | Street Address 2 | |
25 Admiral Road | ||
City | State/Province/Country | ZIP/PostalCode |
Toronto | A6 | M5R 2L4 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Whitaker | W. | James |
Street Address 1 | Street Address 2 | |
55 Lawrence Crescent | ||
City | State/Province/Country | ZIP/PostalCode |
Toronto | A6 | M4N 1N3 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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University of Toronto Innovations Fund (predecessor to The Governing Council of the University of Toronto) | N/A | |
Street Address 1 | Street Address 2 | |
MaRS Centre, Heritage Building | 101 College Street, Suite 320 | |
City | State/Province/Country | ZIP/PostalCode |
Toronto | A6 | M5G 1L7 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Madison Ventures Ltd. | N/A | |
Street Address 1 | Street Address 2 | |
2 St. Clair Ave. W#2100 | ||
City | State/Province/Country | ZIP/PostalCode |
Toronto | A6 | M4V 1L5 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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VentureLink Brighter Future Fund Inc. | N/A | |
Street Address 1 | Street Address 2 | |
801-I Richmond St., West | ||
City | State/Province/Country | ZIP/PostalCode |
Toronto | A6 | M5H 3W4 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Weatons Holdings Limited | N/A | |
Street Address 1 | Street Address 2 | |
17485 McLaren Road | ||
City | State/Province/Country | ZIP/PostalCode |
Caledon | A6 | L7K 1S2 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Notae Investments Limited | N/A | |
Street Address 1 | Street Address 2 | |
55 St. Clair Avenue, West | Suite 260 | |
City | State/Province/Country | ZIP/PostalCode |
Toronto | A6 | M4V 2Y7 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Birch Hill Equity Partners III, LP | N/A | |
Street Address 1 | Street Address 2 | |
100 Wellington Street, West, Suite 2300 | CP Tower, P.O. Box 22 | |
City | State/Province/Country | ZIP/PostalCode |
Toronto | A6 | M5K 1A1 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Birch Hill Equity Partners (US) III, LP | N/A | |
Street Address 1 | Street Address 2 | |
1209 Orange Street | County of New Castle | |
City | State/Province/Country | ZIP/PostalCode |
Wilmington | DE | 19801-1120 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Dynex Capital Partnership 2 | N/A | |
Street Address 1 | Street Address 2 | |
150 William Street | ||
City | State/Province/Country | ZIP/PostalCode |
Kingston | A6 | K7L 2C9 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
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No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
X | $25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | ||
Over $100,000,000 | Over $100,000,000 | |||
Decline to Disclose | Decline to Disclose | |||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Rule 504(b)(1) (not (i), (ii) or (iii)) | Rule 505 | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(i) | X | Rule 506 | ||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(ii) | Securities Act Section 4(5) | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(iii) | Investment Company Act Section 3(c) | |||||||||||||||||||||||||||||||||||
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7. Type of Filing
X | New Notice | Date of First Sale | 2009-12-08 | First Sale Yet to Occur | |||||
Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
Equity | Pooled Investment Fund Interests | ||
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) | |
Subscribers received Subscription Receipts issued by the Issuer, which entitle the Subscribers to receive, without payment of any further consideration, one common share of JJR IV Acquisition Inc. |
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
Recipient |
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Street Address 1 | Street Address 2 | ||||||
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City | State/Province/Country | ZIP/Postal Code | |||||
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13. Offering and Sales Amounts
Total Offering Amount | $1,278,000 | USD |
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Total Amount Sold | $1,278,000 | USD | ||||
Total Remaining to be Sold | $0 | USD |
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Clarification of Response (if Necessary):
Dollar amounts are in Canadian Dollars.14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $0 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
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Clarification of Response (if Necessary):
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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BIOX Corp | /s/ Christopher Clinning | Christopher Clinning | Chief Financial Officer | 2009-12-23 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.