Cypress Equipment Fund 17 D/A $35M in equity, sold $33.01M, 480 investors

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL

OMB Number:	3235-0076
Estimated average burden
hours per response:	4.00

1. Issuer's Identity

CIK (Filer ID Number)

Previous Names

X None

Entity Type

0001480373

	Corporation
	Limited Partnership
X	Limited Liability Company
	General Partnership
	Business Trust
	Other (Specify)

Name of Issuer

Cypress Equipment Fund 17, LLC

Jurisdiction of Incorporation/Organization

CALIFORNIA

Year of Incorporation/Organization

	Over Five Years Ago
X	Within Last Five Years (Specify Year)	2009
	Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Cypress Equipment Fund 17, LLC
Street Address 1		Street Address 2
188 THE EMBARCADERO, SUITE 420
City	State/Province/Country	ZIP/PostalCode	Phone Number of Issuer
SAN FRANCISCO	CALIFORNIA	94105	415-281-3020

3. Related Persons

Last Name	First Name	Middle Name
Harwood	Stephen	Rogers
Street Address 1	Street Address 2
188 The Embarcadero, Suite 420
City	State/Province/Country	ZIP/PostalCode
San Francisco	CALIFORNIA	94105

Relationship: X Executive Officer X Director X Promoter

Clarification of Response (if Necessary):

Officer and Director of LLC Manager

Last Name	First Name	Middle Name
Cypress Equipment Management Corp V	NA	NA
Street Address 1	Street Address 2
188 The Embarcadero, Suite 420
City	State/Province/Country	ZIP/PostalCode
San Francisco	CALIFORNIA	94105

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

LLC Manager

Last Name	First Name	Middle Name
Park	Kenneth
Street Address 1	Street Address 2
188 The Embarcadero, Suite 420
City	State/Province/Country	ZIP/PostalCode
San Francisco	CALIFORNIA	94015

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Officer of LLC Manager

Last Name	First Name	Middle Name
Rael	Daniel
Street Address 1	Street Address 2
188 The Embarcadero, Suite 420
City	State/Province/Country	ZIP/PostalCode
San Francisco	CALIFORNIA	94105

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Officer of LLC Manager

4. Industry Group

Agriculture

Banking & Financial Services

	Commercial Banking
	Insurance
	Investing
	Investment Banking
	Pooled Investment Fund
	Is the issuer registered as an investment company under the Investment Company Act of 1940?
	Yes No
X	Other Banking & Financial Services

Business Services

Energy

Coal Mining

Electric Utilities

Energy Conservation

Environmental Services

Oil & Gas

Other Energy

Health Care

Biotechnology

Health Insurance

Hospitals & Physicians

Pharmaceuticals

Other Health Care

Manufacturing

Real Estate

Commercial

Construction

REITS & Finance

Residential

Other Real Estate

Retailing

Restaurants

Technology

Computers

Telecommunications

Other Technology

Travel

Airlines & Airports

Lodging & Conventions

Tourism & Travel Services

Other Travel

Other

5. Issuer Size

Revenue Range		OR	Aggregate Net Asset Value Range
	No Revenues			No Aggregate Net Asset Value
	$1 - $1,000,000			$1 - $5,000,000
	$1,000,001 - $5,000,000			$5,000,001 - $25,000,000
	$5,000,001 - $25,000,000			$25,000,001 - $50,000,000
	$25,000,001 - $100,000,000			$50,000,001 - $100,000,000
	Over $100,000,000			Over $100,000,000
X	Decline to Disclose			Decline to Disclose
	Not Applicable			Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))		Rule 505
Rule 504 (b)(1)(i)	X	Rule 506
Rule 504 (b)(1)(ii)		Securities Act Section 4(5)
Rule 504 (b)(1)(iii)		Investment Company Act Section 3(c)
	Section 3(c)(1) Section 3(c)(9)   Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7)

7. Type of Filing

	New Notice	Date of First Sale	2010-02-08	First Sale Yet to Occur
X	Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year? X Yes No

9. Type(s) of Securities Offered (select all that apply)

X	Equity	Pooled Investment Fund Interests
	Debt	Tenant-in-Common Securities
	Option, Warrant or Other Right to Acquire Another Security	Mineral Property Securities
	Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security	Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $35,000 USD

12. Sales Compensation

Recipient	Recipient CRD Number None
Cypress Capital Corporation	42618
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Cypress Capital Corporation	42618
Street Address 1	Street Address 2
188 The Embarcadero, Suite 420
City	State/Province/Country	ZIP/Postal Code
San Francisco	CALIFORNIA	94105
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MICHIGAN MINNESOTA MISSOURI NORTH CAROLINA NEBRASKA NEW JERSEY NEVADA NEW YORK OHIO OREGON PENNSYLVANIA SOUTH CAROLINA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
VSR Financial Services, Inc.	14503
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
VSR Financial Services, Inc	14503
Street Address 1	Street Address 2
8620 W. 110th Street, Suite 200
City	State/Province/Country	ZIP/Postal Code
Overland Park	KANSAS	66210
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Berthel, Fisher and Company Financial Services, Inc.	13609
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Berthel, Fisher and Company Financial Services, Inc.	13609
Street Address 1	Street Address 2
701 Tama Street, Bldg. B
City	State/Province/Country	ZIP/Postal Code
Marion	IOWA	52302
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Commonwealth Financial Network	8032
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Commonwealth Financial Network	8032
Street Address 1	Street Address 2
29 Sawyer Road
City	State/Province/Country	ZIP/Postal Code
Waltham	MASSACHUSETTS	02453
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Independent Financial Group, LLC	7717
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Independent Financial Group, LLC	7717
Street Address 1	Street Address 2
12636 High Bluff Drive, Suite 100
City	State/Province/Country	ZIP/Postal Code
San Diego	CALIFORNIA	92130
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Madison Avenue Securities, Inc.	23224
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Madison Avenue Securities, Inc.	23224
Street Address 1	Street Address 2
15050 Avenue of Science, Suite 150
City	State/Province/Country	ZIP/Postal Code
San Diego	CALIFORNIA	92128
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
NFP Securities, Inc.	42046
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP Securities, Inc.	42046
Street Address 1	Street Address 2
1250 Capital of Texas Hwy., No. 2-125
City	State/Province/Country	ZIP/Postal Code
Austin	TEXAS	78746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Pacific West Securities, Inc.	6390
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Pacific West Securities, Inc.	6390
Street Address 1	Street Address 2
555 S. Renton Village Pl, Suite 700
City	State/Province/Country	ZIP/Postal Code
Renton	WASHINGTON	98057
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Proequities, Inc.	15708
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Proequities, Inc.	15708
Street Address 1	Street Address 2
2801 Highway 280 South
City	State/Province/Country	ZIP/Postal Code
Birmingham	ALABAMA	35223
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Questar Capital Corporation	43100
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Questar Capital Corporation	43100
Street Address 1	Street Address 2
5701 Golden Hills Drive
City	State/Province/Country	ZIP/Postal Code
Minneapolis	MINNESOTA	55416
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Sammons Securities Company, LLC	115368
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Sammons Securities Company, LLC	115368
Street Address 1	Street Address 2
4261 Park Road
City	State/Province/Country	ZIP/Postal Code
Ann Arbor	MICHIGAN	48103
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
William J. Brown	1056215
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
American Portfolios Financial Services, Inc.	18487
Street Address 1	Street Address 2
33 Bloomfield Hills Parkway, Ste. 100
City	State/Province/Country	ZIP/Postal Code
Bloomfield Hills	MICHIGAN	48304
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARIZONA CALIFORNIA COLORADO DISTRICT OF COLUMBIA FLORIDA GEORGIA ILLINOIS INDIANA KANSAS MASSACHUSETTS MICHIGAN MINNESOTA NORTH CAROLINA NEW HAMPSHIRE NEW JERSEY NEW YORK OHIO PENNSYLVANIA SOUTH CAROLINA TEXAS VIRGINIA WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Ameritas Investment Corp.	14869
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Ameritas Investment Corp.	14869
Street Address 1	Street Address 2
5900 O Street
City	State/Province/Country	ZIP/Postal Code
Lincoln	NEBRASKA	68510
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
James E. Steiger	2238190
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Calton and Associates, Inc.	20999
Street Address 1	Street Address 2
11762 Douglass Street, Suite 104
City	State/Province/Country	ZIP/Postal Code
Arlington	TENNESSEE	38002
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS FLORIDA MISSISSIPPI OKLAHOMA SOUTH CAROLINA TENNESSEE TEXAS

Recipient	Recipient CRD Number None
George Werner	2145332
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Calton and Associates, Inc.	20999
Street Address 1	Street Address 2
14497 N. Dale Mabry Hwy., Suite 215
City	State/Province/Country	ZIP/Postal Code
Tampa	FLORIDA	33618
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA MARYLAND MINNESOTA NORTH CAROLINA OKLAHOMA PENNSYLVANIA

Recipient	Recipient CRD Number None
Oliver B. Williamson	4642029
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Calton and Associates, Inc.	20999
Street Address 1	Street Address 2
611 Hambley Blvd., Suite 3
City	State/Province/Country	ZIP/Postal Code
Pikeville	KENTUCKY	41501
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA FLORIDA INDIANA KENTUCKY NORTH CAROLINA NEW YORK OHIO PENNSYLVANIA SOUTH CAROLINA TENNESSEE VIRGINIA WISCONSIN

Recipient	Recipient CRD Number None
Crown Capital Securities, L.P.	6312
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Crown Capital Securities, L.P.	6312
Street Address 1	Street Address 2
725 Town and Country Road, Suite 530
City	State/Province/Country	ZIP/Postal Code
Orange	CALIFORNIA	92868
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Dewaay Financial Network, LLC	30767
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Dewaay Financial Network, LLC	30767
Street Address 1	Street Address 2
13001 University Avenue
City	State/Province/Country	ZIP/Postal Code
Clive	IOWA	50325
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Kenneth D. Tucker	2163052
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Calton and Associates, Inc.	20999
Street Address 1	Street Address 2
348 New Byhalia Road, Suite 8
City	State/Province/Country	ZIP/Postal Code
Collierville	TENNESSEE	38017
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA KENTUCKY LOUISIANA MISSISSIPPI TENNESSEE

Recipient	Recipient CRD Number None
Nathan L. Rewerts	2913269
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Investment Planners, Inc.	18557
Street Address 1	Street Address 2
5950 SW 28th Street
City	State/Province/Country	ZIP/Postal Code
Topeka	KANSAS	66614
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
COLORADO KANSAS MASSACHUSETTS MARYLAND MINNESOTA OKLAHOMA TEXAS

Recipient	Recipient CRD Number None
Thomas J. Birch	805540
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Mid Atlantic Capital Corporation	10674
Street Address 1	Street Address 2
1683 Novato Blvd., Suite 2
City	State/Province/Country	ZIP/Postal Code
Novato	CALIFORNIA	94949
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CALIFORNIA GEORGIA IDAHO MARYLAND MISSOURI OREGON

Recipient	Recipient CRD Number None
Dabney M. Daniel	2359050
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Midsouth Capital, Inc.	35039
Street Address 1	Street Address 2
1050 Crown Point Parkway, Suite 200
City	State/Province/Country	ZIP/Postal Code
Atlanta	GEORGIA	30338
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA GEORGIA VIRGINIA

Recipient	Recipient CRD Number None
Louis H. Lobe	4314977
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Sigma Financial Corporation	14303
Street Address 1	Street Address 2
1389 St. Michaels Ct.
City	State/Province/Country	ZIP/Postal Code
Lilburn	GEORGIA	30047
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA GEORGIA ILLINOIS MINNESOTA NORTH CAROLINA OHIO SOUTH CAROLINA VIRGINIA

Recipient	Recipient CRD Number None
Charles C. Shafe	1277113
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Transam Securities, Inc.	18923
Street Address 1	Street Address 2
531 Versailles Drive, Suite 201
City	State/Province/Country	ZIP/Postal Code
Maitland	FLORIDA	32751
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA GEORGIA MICHIGAN NORTH CAROLINA NEW JERSEY NEW YORK SOUTH CAROLINA VIRGINIA

Recipient	Recipient CRD Number None
Terry D. Wheeler	2163092
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
QA3 Financial Corp.	14754
Street Address 1	Street Address 2
2601 K Street
City	State/Province/Country	ZIP/Postal Code
Sacramento	CALIFORNIA	95816
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA MONTANA NEW MEXICO OREGON TENNESSEE WASHINGTON WYOMING

Recipient	Recipient CRD Number None
Triad Advisors, Inc.	25803
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Triad Advisors, Inc.	25803
Street Address 1	Street Address 2
5185 Peachtree Parkway, Ste. 280
City	State/Province/Country	ZIP/Postal Code
Norcross	GEORGIA	30092
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Woodbury Financial Services, Inc.	421
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Woodbury Financial Services, Inc.	421
Street Address 1	Street Address 2
7755 Third Street North
City	State/Province/Country	ZIP/Postal Code
Oakdale	MINNESOTA	55128
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Robert A. Horning	2311640
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Centaurus Financial, Inc.	30833
Street Address 1	Street Address 2
3 MacArthur Place, Suite 855
City	State/Province/Country	ZIP/Postal Code
Santa Ana	CALIFORNIA	92707
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CALIFORNIA HAWAII IOWA LOUISIANA NEVADA NEW YORK

Recipient	Recipient CRD Number None
Vic V. Mullet	4656976
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Centaurus Financial, Inc.	30833
Street Address 1	Street Address 2
2822 3rd Avenue North, Suite 204
City	State/Province/Country	ZIP/Postal Code
Billings	MONTANA	59101
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA FLORIDA MONTANA TENNESSEE WYOMING

Recipient	Recipient CRD Number None
Maryellen Trotter	862519
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Centaurus Financial, Inc.	30833
Street Address 1	Street Address 2
1515 E. Cedar Avenue, Suite C-5
City	State/Province/Country	ZIP/Postal Code
Flagstaff	ARIZONA	86004
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ARIZONA CALIFORNIA COLORADO FLORIDA MISSISSIPPI

Recipient	Recipient CRD Number None
John L. Pence	2350924
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
The Strategic Financial Alliance, Inc.	126514
Street Address 1	Street Address 2
107 Weatherstone Drive, Suite 520
City	State/Province/Country	ZIP/Postal Code
Woodstock	GEORGIA	30188
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA FLORIDA GEORGIA SOUTH CAROLINA TENNESSEE

Recipient	Recipient CRD Number None
FSC Securities Corporation	7461
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
FSC Securities Corporation	7461
Street Address 1	Street Address 2
2300 Windy Ridge Pkwy, Suite 1100
City	State/Province/Country	ZIP/Postal Code
Atlanta	GEORGIA	30339
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Joseph M. Gatt	218745
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Girard Securities, Inc.	18697
Street Address 1	Street Address 2
1455 East Tropicana Avenue, Suite 275
City	State/Province/Country	ZIP/Postal Code
Las Vegas	NEVADA	89119
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA COLORADO NEVADA UTAH

Recipient	Recipient CRD Number None
Lora J. Hoff	3175071
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Investment Planners, Inc.	18557
Street Address 1	Street Address 2
10440 N. Central Expressway, Suite 1040
City	State/Province/Country	ZIP/Postal Code
Dallas	TEXAS	75231
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
IOWA MINNESOTA MISSOURI TEXAS

Recipient	Recipient CRD Number None
Gerald D. Kroeger	1176761
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
KMS Financial Services, Inc.	3866
Street Address 1	Street Address 2
5901 SW MacAdam Avenue, Suite 135
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97239
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CALIFORNIA IOWA OREGON WASHINGTON

Recipient	Recipient CRD Number None
Hatley J. Harrell Jr.	4594137
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Lowell and Company, Inc.	24913
Street Address 1	Street Address 2
4021 84th Street, Suite 100
City	State/Province/Country	ZIP/Postal Code
Lubbock	TEXAS	79423
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
TEXAS

Recipient	Recipient CRD Number None
William H. Lowell	1158722
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Lowell and Company, Inc.	24913
Street Address 1	Street Address 2
4021 84th Street, Suite 100
City	State/Province/Country	ZIP/Postal Code
Lubbock	TEXAS	79423
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA CALIFORNIA FLORIDA NEW MEXICO OKLAHOMA TEXAS VIRGINIA

Recipient	Recipient CRD Number None
Lisa M. Lyons	2086482
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Royal Alliance Associates, Inc.	23131
Street Address 1	Street Address 2
21800 Burbank Blvd., Suite 325
City	State/Province/Country	ZIP/Postal Code
Woodland Hills	CALIFORNIA	91367
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT FLORIDA GEORGIA HAWAII IDAHO ILLINOIS INDIANA KANSAS LOUISIANA MASSACHUSETTS MARYLAND MICHIGAN MISSOURI MISSISSIPPI NORTH CAROLINA NEBRASKA NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TEXAS UTAH VIRGINIA WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Douglas J. Bauerband	2850269
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Sagepoint Financial, Inc.	133763
Street Address 1	Street Address 2
1184 Fischer Boulevard, Suite 1-D
City	State/Province/Country	ZIP/Postal Code
Toms River	NEW JERSEY	08753
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA GEORGIA NORTH CAROLINA NEW JERSEY PENNSYLVANIA TEXAS VIRGINIA

Recipient	Recipient CRD Number None
Joel M. Johnson	1941908
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Silver Oak Securities, Incorporated	46947
Street Address 1	Street Address 2
100 Great Meadows Road, Suite 502
City	State/Province/Country	ZIP/Postal Code
Wethersfield	CONNECTICUT	06109
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CONNECTICUT NEW YORK

Recipient	Recipient CRD Number None
John T. Dunn	2448503
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
The Strategic Financial Alliance, Inc.	126514
Street Address 1	Street Address 2
107 Weatherstone Drive, Suite 520
City	State/Province/Country	ZIP/Postal Code
Woodstock	GEORGIA	30188
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA CALIFORNIA GEORGIA ILLINOIS LOUISIANA NORTH CAROLINA PENNSYLVANIA

Recipient	Recipient CRD Number None
Warren D. Prehmus	1875927
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
The Strategic Financial Alliance, Inc.	126514
Street Address 1	Street Address 2
3930 East Jones Bridge Road, Suite 175
City	State/Province/Country	ZIP/Postal Code
Norcross	GEORGIA	30092
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO FLORIDA GEORGIA IOWA ILLINOIS MASSACHUSETTS NEW HAMPSHIRE NEW YORK OHIO OKLAHOMA OREGON TENNESSEE TEXAS VIRGINIA VERMONT

Recipient	Recipient CRD Number None
David L. Goodman	1429972
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Transam Securities, Inc.	18923
Street Address 1	Street Address 2
1111 Douglas Avenue
City	State/Province/Country	ZIP/Postal Code
Altamonte Springs	FLORIDA	32714
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA COLORADO FLORIDA GEORGIA NORTH CAROLINA OHIO

Recipient	Recipient CRD Number None
James C. Gaul	218833
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Alternative Wealth Strategies, Inc.	130933
Street Address 1	Street Address 2
1040 N. Kings Highway, Suite 405
City	State/Province/Country	ZIP/Postal Code
Cherry Hill	NEW JERSEY	08034
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
COLORADO CONNECTICUT FLORIDA GEORGIA INDIANA MASSACHUSETTS MAINE NEW HAMPSHIRE NEW JERSEY NEW YORK OHIO PENNSYLVANIA VIRGINIA

Recipient	Recipient CRD Number None
Patrick J. Mason	322289
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
American Portforlios Financial Services, Inc.	18487
Street Address 1	Street Address 2
33 Bloomfield Hills Parkway, Ste. 100
City	State/Province/Country	ZIP/Postal Code
Bloomfield Hills	MICHIGAN	48304
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MICHIGAN TEXAS

Recipient	Recipient CRD Number None
Gregory L. Hutto	2742911
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
BFT Financial Group, LLC	109121
Street Address 1	Street Address 2
1109 Cheek Sparger Road, Suite 150
City	State/Province/Country	ZIP/Postal Code
Colleyville	TEXAS	76034
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
TEXAS

Recipient	Recipient CRD Number None
LPL Financial LLC	6413
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
LPL Financial LLC	6413
Street Address 1	Street Address 2
One Beacon Street, 22nd Floor
City	State/Province/Country	ZIP/Postal Code
Boston	MASSACHUSETTS	02108
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Philip S. Blancato	2122221
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Ladenburg Thalmann and Co. Inc.	505
Street Address 1	Street Address 2
520 Madison Avenue
City	State/Province/Country	ZIP/Postal Code
New York	NEW YORK	10022
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Edward J. Spanski, Jr.	2356329
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Royal Alliance Associates, Inc.	23131
Street Address 1	Street Address 2
8207 Forest Shadow Circle
City	State/Province/Country	ZIP/Postal Code
Cornelius	NORTH CAROLINA	28031
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA FLORIDA GEORGIA INDIANA NORTH CAROLINA TENNESSEE TEXAS VIRGINIA

Recipient	Recipient CRD Number None
Chirstopher R. Bice	3222439
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Sagepoint Financial, Inc.	133763
Street Address 1	Street Address 2
445 Dolly Madison, Suite 110
City	State/Province/Country	ZIP/Postal Code
Greensboro	NORTH CAROLINA	27410
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA COLORADO FLORIDA ILLINOIS MARYLAND NORTH CAROLINA NEW YORK PENNSYLVANIA SOUTH CAROLINA VIRGINIA

Recipient	Recipient CRD Number None
James R. Haught II	2265510
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Summit Brokerage Services, Inc.	34643
Street Address 1	Street Address 2
12800 University Dr., Suite 155
City	State/Province/Country	ZIP/Postal Code
Fort Myers	FLORIDA	33907
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CALIFORNIA FLORIDA GEORGIA ILLINOIS INDIANA LOUISIANA MASSACHUSETTS MICHIGAN MINNESOTA NORTH CAROLINA NEW JERSEY NEW YORK OHIO PENNSYLVANIA SOUTH CAROLINA TEXAS UTAH VIRGINIA WISCONSIN

13. Offering and Sales Amounts

Total Offering Amount	$35,000,000	USD	or Indefinite
Total Amount Sold	$33,009,723	USD
Total Remaining to be Sold	$1,990,277	USD	or Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.

Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

480

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions	$2,805,827	USD	Estimate
Finders' Fees	$0	USD	Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$1,320,389

USD

Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:

• Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*

• Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.

• Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer	Signature	Name of Signer	Title	Date
Cypress Equipment Fund 17, LLC	/s/ Daniel Rael	Daniel Rael	Vice President of Manager of Issuer	2011-02-01

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.