Cypress Equipment Fund 18 D/A $35M in equity, sold $34.99M, 456 investors

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL

OMB Number:	3235-0076
Estimated average burden
hours per response:	4.00

1. Issuer's Identity

CIK (Filer ID Number)

Previous Names

X None

Entity Type

0001480374

	Corporation
	Limited Partnership
X	Limited Liability Company
	General Partnership
	Business Trust
	Other (Specify)

Name of Issuer

Cypress Equipment Fund 18, LLC

Jurisdiction of Incorporation/Organization

CALIFORNIA

Year of Incorporation/Organization

	Over Five Years Ago
X	Within Last Five Years (Specify Year)	2009
	Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Cypress Equipment Fund 18, LLC
Street Address 1		Street Address 2
188 THE EMBARCADERO, SUITE 420
City	State/Province/Country	ZIP/PostalCode	Phone Number of Issuer
SAN FRANCISCO	CALIFORNIA	94105	415-281-3020

3. Related Persons

Last Name	First Name	Middle Name
Harwood	Stephen	Rogers
Street Address 1	Street Address 2
188 The Embarcadero, Suite 420
City	State/Province/Country	ZIP/PostalCode
San Francisco	CALIFORNIA	94105

Relationship: X Executive Officer X Director X Promoter

Clarification of Response (if Necessary):

Officer and Director of LLC Manager

Last Name	First Name	Middle Name
Cypress Equipment Management Corp V	NA
Street Address 1	Street Address 2
188 The Embarcadero, Suite 420
City	State/Province/Country	ZIP/PostalCode
San Francisco	CALIFORNIA	94105

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

LLC Manager

Last Name	First Name	Middle Name
Park	Kenneth
Street Address 1	Street Address 2
188 The Embarcadero, Suite 420
City	State/Province/Country	ZIP/PostalCode
San Francisco	CALIFORNIA	94105

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Officer of LLC Manager

Last Name	First Name	Middle Name
Rael	Daniel
Street Address 1	Street Address 2
188 The Embarcadero, Suite 420
City	State/Province/Country	ZIP/PostalCode
San Francisco	CALIFORNIA	94105

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Officer of LLC Manager

4. Industry Group

Agriculture

Banking & Financial Services

	Commercial Banking
	Insurance
	Investing
	Investment Banking
	Pooled Investment Fund
	Is the issuer registered as an investment company under the Investment Company Act of 1940?
	Yes No
X	Other Banking & Financial Services

Business Services

Energy

Coal Mining

Electric Utilities

Energy Conservation

Environmental Services

Oil & Gas

Other Energy

Health Care

Biotechnology

Health Insurance

Hospitals & Physicians

Pharmaceuticals

Other Health Care

Manufacturing

Real Estate

Commercial

Construction

REITS & Finance

Residential

Other Real Estate

Retailing

Restaurants

Technology

Computers

Telecommunications

Other Technology

Travel

Airlines & Airports

Lodging & Conventions

Tourism & Travel Services

Other Travel

Other

5. Issuer Size

Revenue Range		OR	Aggregate Net Asset Value Range
	No Revenues			No Aggregate Net Asset Value
	$1 - $1,000,000			$1 - $5,000,000
	$1,000,001 - $5,000,000			$5,000,001 - $25,000,000
	$5,000,001 - $25,000,000			$25,000,001 - $50,000,000
	$25,000,001 - $100,000,000			$50,000,001 - $100,000,000
	Over $100,000,000			Over $100,000,000
X	Decline to Disclose			Decline to Disclose
	Not Applicable			Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))		Rule 505
Rule 504 (b)(1)(i)	X	Rule 506
Rule 504 (b)(1)(ii)		Securities Act Section 4(5)
Rule 504 (b)(1)(iii)		Investment Company Act Section 3(c)
	Section 3(c)(1) Section 3(c)(9)   Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7)

7. Type of Filing

	New Notice	Date of First Sale	2011-02-07	First Sale Yet to Occur
X	Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year? X Yes No

9. Type(s) of Securities Offered (select all that apply)

X	Equity	Pooled Investment Fund Interests
	Debt	Tenant-in-Common Securities
	Option, Warrant or Other Right to Acquire Another Security	Mineral Property Securities
	Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security	Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $35,000 USD

12. Sales Compensation

Recipient	Recipient CRD Number None
Cypress Capital Corporation	42618
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Cypress Capital Corporation	42618
Street Address 1	Street Address 2
188 The Embarcadero, Suite 420
City	State/Province/Country	ZIP/Postal Code
San Francisco	CALIFORNIA	94105
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MICHIGAN MINNESOTA MISSOURI NORTH CAROLINA NEBRASKA NEW JERSEY NEVADA NEW YORK OHIO OREGON PENNSYLVANIA SOUTH CAROLINA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING ALABAMA

Recipient	Recipient CRD Number None
VSR Financial Services, Inc.	14503
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
VSR Financial Services, Inc.	14503
Street Address 1	Street Address 2
8620 W. 110th Street, Suite 200
City	State/Province/Country	ZIP/Postal Code
Overland Park	KANSAS	66210
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Ameritas Investment Corp.	14869
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Ameritas Investment Corp.	14869
Street Address 1	Street Address 2
5900 "O" Street
City	State/Province/Country	ZIP/Postal Code
Lincoln	NEBRASKA	68510
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Commonwealth Financial Network	8032
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Commonwealth Financial Network	8032
Street Address 1	Street Address 2
29 Sawyer Road
City	State/Province/Country	ZIP/Postal Code
Waltham	MASSACHUSETTS	02453
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Dewaay Financial Network, LLC	30767
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Dewaay Financial Network, LLC	30767
Street Address 1	Street Address 2
13001 University Avenue
City	State/Province/Country	ZIP/Postal Code
Clive	IOWA	50325
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
LPL Financial LLC	6413
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
LPL Financial LLC	6413
Street Address 1	Street Address 2
One Beacon Street, 22nd Floor
City	State/Province/Country	ZIP/Postal Code
Boston	MASSACHUSETTS	02108
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Pacific West Securities, Inc.	6390
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Pacific West Securities, Inc.	6390
Street Address 1	Street Address 2
555 S. Renton Village Pl., Suite 700
City	State/Province/Country	ZIP/Postal Code
Renton	WASHINGTON	98057
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Proequities, Inc.	15708
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Proequities, Inc.	15708
Street Address 1	Street Address 2
2801 Highway 280 South
City	State/Province/Country	ZIP/Postal Code
Birmingham	ALABAMA	35223
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Questar Capital Corporation	43100
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Questar Capital Corporation	43100
Street Address 1	Street Address 2
5701 Golden Hills Drive
City	State/Province/Country	ZIP/Postal Code
Minneapolis	MINNESOTA	55416
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Woodbury Financial Services, Inc.	421
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Woodbury Financial Services, Inc.	421
Street Address 1	Street Address 2
7755 Third Street North
City	State/Province/Country	ZIP/Postal Code
Oakdale	MINNESOTA	55128
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Nancy E. Schulze	5568490
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Berthel, Fisher and Company Financial Services, Inc.	13609
Street Address 1	Street Address 2
301 S. Sherman Street, Suite 200
City	State/Province/Country	ZIP/Postal Code
Richardson	TEXAS	75081
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MONTANA OREGON TEXAS ARIZONA WASHINGTON

Recipient	Recipient CRD Number None
Oliver B. Williamson	4642029
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Calton and Associates, Inc.	20999
Street Address 1	Street Address 2
611 Hambley Blvd., Suite 3
City	State/Province/Country	ZIP/Postal Code
Pikeville	KENTUCKY	41501
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA FLORIDA INDIANA KENTUCKY NORTH CAROLINA NEW YORK OHIO PENNSYLVANIA SOUTH CAROLINA TENNESSEE VIRGINIA WISCONSIN

Recipient	Recipient CRD Number None
Centaurus Financial, Inc.	30833
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Centaurus Financial, Inc.	30833
Street Address 1	Street Address 2
2300 E. Katella Ave., Suite 200
City	State/Province/Country	ZIP/Postal Code
Anaheim	CALIFORNIA	92806
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA NEVADA OREGON ALASKA ALABAMA ARKANSAS ARIZONA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEW YORK OHIO OKLAHOMA PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Crown Capital Securites, L.P.	6312
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Crown Capital Securites, L.P.	6312
Street Address 1	Street Address 2
725 Town and Country Road, Suite 530
City	State/Province/Country	ZIP/Postal Code
Orange	CALIFORNIA	92868
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA NORTH CAROLINA ALASKA ALABAMA ARKANSAS ARIZONA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Steven L. Stahler	1706697
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Berthel, Fisher and Company Financial Services, Inc.	13609
Street Address 1	Street Address 2
7660 Goodwood, Suite A102
City	State/Province/Country	ZIP/Postal Code
Baton Rouge	LOUISIANA	70806
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
NORTH CAROLINA TEXAS FLORIDA IOWA ILLINOIS LOUISIANA MICHIGAN MISSOURI OREGON PENNSYLVANIA WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Michael L. Staines Jr.	5303142
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Berthel, Fisher and Company FInancial Services, Inc.	13609
Street Address 1	Street Address 2
5701 Lonetree Blvd., No. 224
City	State/Province/Country	ZIP/Postal Code
Rocklin	CALIFORNIA	95765
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA COLORADO ILLINOIS NEW JERSEY NEW MEXICO NEW YORK TEXAS

Recipient	Recipient CRD Number None
FSC Securities Corporation	7461
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
FSC Securities Corporation	7461
Street Address 1	Street Address 2
2300 Windy Ridge Parkway, Suite 1100
City	State/Province/Country	ZIP/Postal Code
Atlanta	GEORGIA	30339
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA COLORADO FLORIDA GEORGIA IOWA ILLINOIS MINNESOTA MISSOURI NORTH CAROLINA SOUTH CAROLINA WISCONSIN ALASKA ALABAMA ARKANSAS CALIFORNIA CONNECTICUT DISTRICT OF COLUMBIA DELAWARE HAWAII IDAHO INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MISSISSIPPI MONTANA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WYOMING

Recipient	Recipient CRD Number None
Keith R. Nielsen	2814298
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Girard Securities, Inc.	18697
Street Address 1	Street Address 2
1512 Lake Air Drive, Suite 110
City	State/Province/Country	ZIP/Postal Code
Waco	TEXAS	76710
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA ILLINOIS KENTUCKY TEXAS

Recipient	Recipient CRD Number None
Joseph M. Gatt	218745
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Girard Securities, Inc.	18697
Street Address 1	Street Address 2
1455 East Tropicana Ave., Suite 275
City	State/Province/Country	ZIP/Postal Code
Las Vegas	NEVADA	89119
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA COLORADO NEVADA UTAH

Recipient	Recipient CRD Number None
Independent Financial Group, LLC	7717
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Independent Financial Group, LLC	7717
Street Address 1	Street Address 2
12636 High Bluff Drive, Suite 100
City	State/Province/Country	ZIP/Postal Code
San Diego	CALIFORNIA	92130
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA IOWA MICHIGAN MISSOURI NEW JERSEY TENNESSEE WASHINGTON ALASKA ALABAMA ARKANSAS ARIZONA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MINNESOTA MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TEXAS UTAH VIRGINIA VERMONT WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Lora J. Hoff	3175071
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Investment Planners, Inc.	18557
Street Address 1	Street Address 2
10440 N. Central Expressway, Suite 1040
City	State/Province/Country	ZIP/Postal Code
Dallas	TEXAS	75231
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
IOWA MINNESOTA MISSOURI TEXAS WISCONSIN

Recipient	Recipient CRD Number None
Philip S. Blancato	2122221
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Ladenburg Thalmann and Co. Inc.	505
Street Address 1	Street Address 2
520 Madison Avenue
City	State/Province/Country	ZIP/Postal Code
New York	NEW YORK	10022
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ALABAMA ARKANSAS ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Nathan L. Rewerts	2913269
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Investment Planners, Inc.	18557
Street Address 1	Street Address 2
3500 SW Birchwood Dr.
City	State/Province/Country	ZIP/Postal Code
Topeka	KANSAS	66614
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
COLORADO MARYLAND KANSAS MINNESOTA OKLAHOMA TEXAS ARIZONA

Recipient	Recipient CRD Number None
NFP Securities, Inc.	42046
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP Securities, Inc.	42046
Street Address 1	Street Address 2
1250 Capital of Texas Hwy. S. No.2-125
City	State/Province/Country	ZIP/Postal Code
Austin	TEXAS	78746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ARIZONA COLORADO DISTRICT OF COLUMBIA FLORIDA HAWAII NEW MEXICO NEVADA UTAH VIRGINIA ALABAMA ARKANSAS CALIFORNIA CONNECTICUT DELAWARE GEORGIA IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Jon R. Hulsey	3014289
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Regal Securities, Inc.	7297
Street Address 1	Street Address 2
4141 NW Expressway, Suite 150
City	State/Province/Country	ZIP/Postal Code
Oklahoma City	OKLAHOMA	73116
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA HAWAII INDIANA MISSOURI NEBRASKA OKLAHOMA PENNSYLVANIA TEXAS VIRGINIA WASHINGTON

Recipient	Recipient CRD Number None
Ryan F. Smith	4888612
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Regal Securities, Inc.	7297
Street Address 1	Street Address 2
950 Milwaukee Ave., Suite 102
City	State/Province/Country	ZIP/Postal Code
Glenview	ILLINOIS	60025
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
KANSAS NEBRASKA

Recipient	Recipient CRD Number None
James L. McKeever	2793792
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Royal Alliance Associates, Inc.	23131
Street Address 1	Street Address 2
4701 Teller Ave., Suite 101
City	State/Province/Country	ZIP/Postal Code
Newport Beach	CALIFORNIA	92660
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA MICHIGAN OHIO SOUTH CAROLINA NEW MEXICO

Recipient	Recipient CRD Number None
Sagepoint Financial, Inc.	133763
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Sagepoint Financial, Inc.	133763
Street Address 1	Street Address 2
2800 North Central Avenue, Suite 2100
City	State/Province/Country	ZIP/Postal Code
Phoenix	ARIZONA	85004
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA FLORIDA ARIZONA MICHIGAN OHIO WISCONSIN ALASKA ALABAMA ARKANSAS COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WYOMING

Recipient	Recipient CRD Number None
Sammons Securities Company, LLC	115368
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Sammons Securities Company, LLC	115368
Street Address 1	Street Address 2
4261 Park Road
City	State/Province/Country	ZIP/Postal Code
Ann Arbor	MICHIGAN	48103
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CALIFORNIA FLORIDA INDIANA MAINE MICHIGAN ALASKA ALABAMA ARKANSAS COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE GEORGIA HAWAII IOWA IDAHO ILLINOIS KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
William E. Riley Jr.	1493287
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Silver Oak Securities, Incorporated	46947
Street Address 1	Street Address 2
306 West 7th Street, Suite 602
City	State/Province/Country	ZIP/Postal Code
Fort Worth	TEXAS	76102
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
TEXAS

Recipient	Recipient CRD Number None
Summit Brokerage Services, Inc.	34643
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Summit Brokerage Services, Inc.	34643
Street Address 1	Street Address 2
595 S. Federal Highway, Suite 500
City	State/Province/Country	ZIP/Postal Code
Boca Raton	FLORIDA	33532
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA COLORADO FLORIDA TEXAS ALASKA ALABAMA ARKANSAS ARIZONA CONNECTICUT DISTRICT OF COLUMBIA DELAWARE GEORGIA HAWAII IOWA IDAHO ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Carlos A. Rasmussen	2505970
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Symetra Investment Services, Inc.	19061
Street Address 1	Street Address 2
16256 Military Road South, Suite 202
City	State/Province/Country	ZIP/Postal Code
Sea Tac	WASHINGTON	98188
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CALIFORNIA NORTH CAROLINA OREGON WASHINGTON

Recipient	Recipient CRD Number None
David L. Goodman	1429972
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Transam Securities Inc.	18923
Street Address 1	Street Address 2
1111 Douglas Avenue
City	State/Province/Country	ZIP/Postal Code
Altamonte Springs	FLORIDA	32714
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA NORTH CAROLINA

Recipient	Recipient CRD Number None
John T. Dunn	2448503
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
The Strategic Financial Alliance, Inc.	126514
Street Address 1	Street Address 2
107 Weatherstone Dr., Suite 520
City	State/Province/Country	ZIP/Postal Code
Woodstock	GEORGIA	30188
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA CALIFORNIA GEORGIA ILLINOIS LOUISIANA NORTH CAROLINA PENNSYLVANIA

Recipient	Recipient CRD Number None
Charles C. Shafe	1277113
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Transam Securities, Inc.	18923
Street Address 1	Street Address 2
531 Versailles Dr., Suite 201
City	State/Province/Country	ZIP/Postal Code
Maitland	FLORIDA	32751
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA FLORIDA GEORGIA ILLINOIS MICHIGAN NORTH CAROLINA NEW JERSEY NEW YORK SOUTH CAROLINA VIRGINIA ARIZONA TEXAS

Recipient	Recipient CRD Number None
Triad Advisors, Inc.	25803
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Triad Advisors, Inc.	25803
Street Address 1	Street Address 2
5185 Peachtree Parkway, Suite 280
City	State/Province/Country	ZIP/Postal Code
Norcross	GEORGIA	30092
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA ILLINOIS INDIANA KANSAS MICHIGAN OHIO ALASKA ALABAMA ARKANSAS ARIZONA COLORADO CONNECTICUT DISTRICT OF COLUMBIA DELAWARE FLORIDA GEORGIA HAWAII IOWA IDAHO KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MINNESOTA MISSOURI MISSISSIPPI MONTANA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA VERMONT WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Joshua A. McWhorter	4790391
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Resource Horizons Group LLC	104368
Street Address 1	Street Address 2
128 W. Cherokee Ave.
City	State/Province/Country	ZIP/Postal Code
Cartersville	GEORGIA	30120
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA CONNECTICUT FLORIDA GEORGIA ILLINOIS SOUTH CAROLINA TENNESSEE

Recipient	Recipient CRD Number None
Donald A. Tessmer	1834222
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Resource Horizons Group LLC	104368
Street Address 1	Street Address 2
1870 The Exchange, Suite 100
City	State/Province/Country	ZIP/Postal Code
Atlanta	GEORGIA	30339
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA GEORGIA

Recipient	Recipient CRD Number None
VFG Securities, Inc.	15121
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
VFG Securities, Inc.	15121
Street Address 1	Street Address 2
632 Arizona Ave.
City	State/Province/Country	ZIP/Postal Code
Santa Monica	CALIFORNIA	90401
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA COLORADO FLORIDA NEVADA OREGON TENNESSEE TEXAS ALABAMA ARIZONA CONNECTICUT IDAHO MARYLAND NORTH DAKOTA NEBRASKA NEW JERSEY NEW YORK OHIO UTAH MICHIGAN

Recipient	Recipient CRD Number None
Jeffrey R. Dixson	4166311
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Madison Avenue Securities, Inc.	23224
Street Address 1	Street Address 2
12405 SE 2nd Circle
City	State/Province/Country	ZIP/Postal Code
Vancouver	WASHINGTON	98684
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS ARIZONA CALIFORNIA IDAHO NEW MEXICO OHIO OREGON SOUTH DAKOTA WASHINGTON

Recipient	Recipient CRD Number None
Stephen Y. Kwan	3183681
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Madison Avenue Securities, Inc.	23224
Street Address 1	Street Address 2
3821 Juniper Trace, Suite 204
City	State/Province/Country	ZIP/Postal Code
Austin	TEXAS	78738
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
COLORADO IOWA TEXAS

Recipient	Recipient CRD Number None
Lamont A. Chandler	2794744
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Madison Avenue Securities, Inc.	23224
Street Address 1	Street Address 2
5200 W. 94th Terrace, Suite 111
City	State/Province/Country	ZIP/Postal Code
Prairie Village	KANSAS	66207
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS CALIFORNIA COLORADO GEORGIA IOWA IDAHO KANSAS MISSOURI TEXAS

Recipient	Recipient CRD Number None
Thomas J. Birch	805540
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Mid Atlantic Capital Corporation	10674
Street Address 1	Street Address 2
1683 Novato Blvd., Suite 2
City	State/Province/Country	ZIP/Postal Code
Novato	CALIFORNIA	94949
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CALIFORNIA DISTRICT OF COLUMBIA GEORGIA IDAHO MARYLAND MISSOURI OREGON

Recipient	Recipient CRD Number None
William H. Lowell	1158722
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Lowell & Company, Inc.	24913
Street Address 1	Street Address 2
4021 84th Street, Suite 100
City	State/Province/Country	ZIP/Postal Code
Lubbock	TEXAS	79423
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA CALIFORNIA COLORADO FLORIDA NEW JERSEY NEW MEXICO NEVADA OKLAHOMA TEXAS UTAH VIRGINIA WASHINGTON

Recipient	Recipient CRD Number None
Paul F. Gardner	1179955
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Royal Alliance Associates, Inc.	23131
Street Address 1	Street Address 2
1015 Beecave Woods Drive, Suite 100
City	State/Province/Country	ZIP/Postal Code
Austin	TEXAS	78746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARIZONA CALIFORNIA COLORADO DISTRICT OF COLUMBIA FLORIDA GEORGIA HAWAII ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MICHIGAN MINNESOTA NORTH CAROLINA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEW YORK OHIO OKLAHOMA OREGON SOUTH CAROLINA TEXAS UTAH VIRGINIA WASHINGTON WISCONSIN

Recipient	Recipient CRD Number None
Donald I. Kuhs, Jr.	726678
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Royal Alliance Associates, Inc.	726678
Street Address 1	Street Address 2
1015 Beecave Woods Drive, Suite 100
City	State/Province/Country	ZIP/Postal Code
Austin	TEXAS	78746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARIZONA CALIFORNIA COLORADO CONNECTICUT DISTRICT OF COLUMBIA FLORIDA GEORGIA HAWAII ILLINOIS INDIANA KANSAS KENTUCKY LOUISIANA MASSACHUSETTS MARYLAND MAINE MICHIGAN MINNESOTA MISSOURI MISSISSIPPI NORTH CAROLINA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEVADA NEW YORK OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA TEXAS UTAH VIRGINIA WASHINGTON WISCONSIN WYOMING

13. Offering and Sales Amounts

Total Offering Amount	$35,000,000	USD	or Indefinite
Total Amount Sold	$34,990,963	USD
Total Remaining to be Sold	$9,037	USD	or Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.

Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

456

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions	$2,975,000	USD	X Estimate
Finders' Fees	$0	USD	Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$1,400,000 USD X Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:

• Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*

• Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.

• Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer	Signature	Name of Signer	Title	Date
Cypress Equipment Fund 18, LLC	/s/ Daniel Rael	Daniel Rael	Vice President of Manager of Issuer	2012-04-10

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.