Exhibit 1.01
Quad/Graphics, Inc.
Conflict Minerals Report
for the Year Ended December 31, 2015
This conflict minerals report for the year ended December 31, 2015, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the "Rule").
Quad/Graphics, Inc. (the "Company" or "we," "our" or "us") is a leading global provider of print and media solutions. In the vast majority of our business, conflict minerals have not been found to be necessary to the production of any product manufactured or contracted to be manufactured by the Company. However, one of our subsidiary companies, Quad/Tech, Inc. ("QuadTech"), manufactures printing equipment and related products. Certain of the products manufactured by QuadTech contain materials or components that use tin, tantalum, tungsten and/or gold ("3TG").
The Company is far removed from the sources of ore from which these 3TG are produced and the smelters/refiners that process those ores; our efforts undertaken to identify the country(ies) of origin of those ores as described in this Conflict Minerals Report reflect our circumstances and position in the supply chain. We believe the amount of information that is available globally on the traceability and sourcing of these ores is limited at this time.
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| II. | Reasonable Country of Origin Inquiry |
We designed a country of origin inquiry for products manufactured by QuadTech to provide a reasonable basis for us to determine whether we source 3TG from the Democratic Republic of the Congo or an adjoining country (the "Covered Countries"). There are many tiers of suppliers between QuadTech and the smelters and refiners who process 3TG. The number of tiers depends on the components provided to us by suppliers. Therefore, it is inherently difficult to ascertain the ultimate source of 3TG contained in the products we manufacture or contract to manufacture.
We rely on our direct suppliers to provide information on the origin of 3TG contained in components and materials supplied to us, including sources of 3TG that are supplied to them from lower-tier suppliers. We asked our direct suppliers of material that could potentially contain 3TG to provide answers to our Supply Chain Compliance Questionnaire, which we adapted from the Conflict-Free Sourcing Initiative's Conflict Minerals Reporting Template (the "Template") to reflect the Company's position on the supply chain. The Template is generally regarded as the most common reporting tool for conflict minerals content and sourcing information worldwide.
We received responses to the Supply Chain Compliance Questionnaire from approximately 83% of the surveyed suppliers, which represented approximately 95% of QuadTech's calendar year 2015 applicable supplier expenditures. We reviewed the responses both for completeness and internal consistency of the responses contained in each questionnaire. Where necessary, we required suppliers to provide corrections and clarifications to correct any internal inconsistencies in the responses contained in their respective questionnaires.
As such, we believe we conducted our country of origin inquiry in good faith and that our process was reasonably designed to allow us to make our determination.
After reviewing the results of our reasonable country of origin inquiry, we determined that we had reason to believe that some of the 3TG necessary for the functionality or production of QuadTech's products may have originated in a Covered Country during calendar year 2015, all within the meaning of the Rule. Therefore, we determined that the Rule required that we exercise due diligence regarding the source of such 3TG.
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| III. | Design of Due Diligence Measures |
We designed our overall conflict minerals due diligence procedures based on the framework of the Organisation for Economic Co-operation and Development ("OECD") for conducting due diligence regarding the source and chain of custody of conflict minerals. This framework is found in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, and the related supplements on tin, tantalum, tungsten and gold.
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| IV. | Due Diligence Measures Performed by the Company |
Consistent with the due diligence framework discussed above, we perform the following due diligence measures over our conflict minerals supply chain.
Company Management Systems. As necessary, we establish and strengthen our internal management systems in support of our due diligence efforts:
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| • | We adopted a company-wide Policy on Conflict Minerals (our "Conflict Minerals Policy") that can be located on our website at www.qg.com/pdfs/supplier-information/ConflictMinerals.pdf. |
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| • | We continue to work toward establishing better controls and transparency over our conflict minerals supply chain by increasing awareness internally, specifically within the Purchasing Department, making Conflict Minerals-related expectations a part of regular company communications. |
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| • | We continue to strengthen our engagement with suppliers regarding conflict minerals. In addition to sending our Conflict Minerals Policy to all suppliers, we also include a clause in our Supplier Survey which is filled out by all new and potential suppliers. |
Supply Chain Risk Assessment. As discussed above, our supply chain is complex, with many tiers of suppliers between us and the smelters and refiners. As a result, we use a risk-based approach to carrying out our due diligence, focusing our efforts where we believe the risk is most prevalent. This approach begins with assessing the risk in our supply chain.
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| • | First, we attempt to identify, to the best of our efforts, the smelters and refiners that may have processed the 3TG in our products and the countries of origin of such minerals. Because we do not have a direct relationship with smelters or refiners, we rely on information provided by our suppliers to determine the smelters and refiners in our supply chain. |
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| • | Next, we attempt to identify the risk associated with each smelter or refiner, based on participation with third-party audit programs like the Conflict-Free Sourcing Initiative's Conflict-Free Smelter Program and other publicly available information. We are largely unable to assess smelters and refiners directly because we have no direct relationship with them. |
Risk Management. Once we identify the risks in our supply chain, we undertake a systematic approach to managing that risk.
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| • | We report any suppliers using high-risk smelters or refiners to Company management. |
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| • | We devise and implement a risk management plan specific to the individual supplier's circumstances. Such plans typically include greater engagement with the supplier. |
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| • | We continue to monitor the supplier for compliance, as necessary. |
Support for Independent Third-Party Audit Programs. As mentioned above, because we lack a direct relationship with the smelters and refiners in our supply chain, we have little opportunity to assess smelters' and refiners' due diligence practices directly. Nevertheless, we support third-party audit programs like the Conflict-Free Smelter Program through our own procurement practices and by encouraging our direct suppliers to source only from smelters and refiners verified by such programs.
Report on Supply Chain Due Diligence. Consistent with our framework and our obligations under the Rule, we file this Report on an annual basis to make our due diligence efforts public.
The large majority of the responses we received pursuant to the due diligence process provided data at the supplier company level or a division/segment level relative to the supplier, rather than at a level directly related to a part number that the supplier supplies to us. Additionally, some suppliers were otherwise unable to specify the smelters or refiners used for components supplied to us.
However, based on information we obtained, we believe that, to the best of our knowledge, the smelters and refiners listed in Annex I to this Report may have been used to process the 3TG contained in the products manufactured by QuadTech. Based on the information we obtained as well as information from the Conflict-Free Sourcing Initiative and other sources, we believe that, to the best of our knowledge, the countries of origin for the 3TG contained in the products manufactured by QuadTech include the countries listed in Annex II to this Report, as well as scrap and recycled sources. Additionally, we cross-checked the list of smelters and refiners in Annex I with the list of smelters and refiners who are compliant with the Conflict-Free Sourcing Initiative's Conflict-Free Smelter Program.
Of the surveys received, eleven indicated that their supply chains include material sourced from covered countries. Eight suppliers listed the same smelter for tin, Phoenix Metal Ltd., Rwanda (CID002507). This smelter is listed in Active status on the Conflict Free Sourcing Initiative website, indicating that they have committed to undergo a Conflict-Free Smelter Program ("CFSP") audit or are participating in one of the cross-recognized certification programs. The three other suppliers did not include any smelters in their lists from covered countries. At this time, no additional follow up is in process directly with these suppliers due to the following: one of the suppliers had provided QuadTech with a single part that has now been designed out of our products with no further purchases necessary, a second supplier provided parts specific to QuadTech product lines that have since been discontinued with no future activity planned, and the final supplier provided a part that was a one-time purchase for a specific customer need and is not expected to be repeated.
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| VI. | Actions to Improve Our Due Diligence |
During calendar year 2015, we made the following improvements to our due diligence processes:
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| • | improved communication of expectations with internal stakeholders; |
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| • | formally documented our approach to Conflict Minerals reporting; |
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| • | developed specific criteria for defining those in our supply chain that may have provided 3TG materials; and |
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| • | implemented tools and processes to better track the progress of suppliers in the Reasonable Country of Origin Inquiry ("RCOI") and due diligence processes. |
In calendar year 2016, we will continue to review our due diligence processes for improvement opportunities.
Annex I
Listing of Smelters and Refiners
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| Mineral | Smelter/Refiner | Location |
| Gold | Aida Chemical Industries Co. Ltd. | JAPAN |
| Gold | Aktyubinsk Copper Company TOO | KAZAKHSTAN |
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES |
| Gold | Allgemeine Gold- und Silberscheideanstalt A.G. | GERMANY |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| Gold | AngloGold Ashanti Córrego do Sítio Minerção | BRAZIL |
| Gold | Argor-Heraeus S.A. | SWITZERLAND |
| Gold | Asahi Pretec Corporation | JAPAN |
| Gold | Asahi Refining Canada Limited | CANADA |
| Gold | Asahi Refining USA Inc. | UNITED STATES |
| Gold | Asaka Riken Co Ltd | JAPAN |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
| Gold | Aurubis AG | GERMANY |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| Gold | Bauer Walser AG | GERMANY |
| Gold | Boliden AB | SWEDEN |
| Gold | C. Hafner GmbH + Co. KG | GERMANY |
| Gold | Caridad | MEXICO |
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA |
| Gold | Cendres & Metaux SA | SWITZERLAND |
| Gold | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| Gold | Chimet S.p.A. | ITALY |
| Gold | China National Gold Group Corporation | CHINA |
| Gold | Chugai Mining | JAPAN |
| Gold | Cookson | UNITED STATES |
| Gold | Daejin Indus Co. Ltd | REPUBLIC OF KOREA |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| Gold | DODUCO GmbH | GERMANY |
| Gold | Dowa | JAPAN |
| Gold | DSC (Do Sung Corporation) | REPUBLIC OF KOREA |
| Gold | Eco-System Recycling Co., Ltd. | JAPAN |
| Gold | Elemetal Refining, LLC | UNITED STATES |
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES |
| Gold | Empresa Metallurgica Vinto | BOLIVIA |
| Gold | FAGGI ENRICO SPA | ITALY |
| Gold | Gansu Seemine Material Hi-Tech Co Ltd | CHINA |
| Gold | Geib Refining Corporation | UNITED STATES |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA |
| Gold | Guangdong Jinding Gold Ltd. | CHINA |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| Gold | Heimerle + Meule GmbH | GERMANY |
| Gold | Heraeus Incorporated | UNITED STATES |
| Gold | Heraeus Ltd. Hong Kong | HONG KONG |
| Gold | Heraeus Materials Technology GMBH&CO.KG | GERMANY |
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
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| Mineral | Smelter/Refiner | Location |
| Gold | Hunan Chenzhou Mining Group Co., Ltd. | CHINA |
| Gold | Hwasung CJ Co., Ltd. | REPUBLIC OF KOREA |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| Gold | Istanbul Gold Refinery | TURKEY |
| Gold | Japan Mint | JAPAN |
| Gold | Jiangxi Copper Company Limited | CHINA |
| Gold | Johnson Matthey Limited | CANADA |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
| Gold | JSC Uralectromed | RUSSIAN FEDERATION |
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN |
| Gold | Kazzinc Ltd | KAZAKHSTAN |
| Gold | Kennecott Utah Copper | UNITED STATES |
| Gold | KGHM Polska Miedź Spółka Akcyjna | POLAND |
| Gold | Kojima Chemicals Co., Ltd | JAPAN |
| Gold | Korea Metal Co., Ltd. | REPUBLIC OF KOREA |
| Gold | Korea Zinc Co. Ltd. | REPUBLIC OF KOREA |
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
| Gold | L'azurde Company For Jewelry | SAUDI ARABIA |
| Gold | Lingbao Gold Co., Ltd. | CHINA |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| Gold | LS-Nikko Copper Inc | REPUBLIC OF KOREA |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| Gold | Materion | UNITED STATES |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| Gold | Metahub Industries Sdn. Bhd. | MALAYSIA |
| Gold | Metalor Technologies (Hong Kong) Ltd | HONG KONG |
| Gold | Metalor Technologies (Singapore) Pte. Ltd. | SINGAPORE |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| Gold | Metalor Technologies S.A. | SWITZERLAND |
| Gold | Metalor USA Refining Corporation | UNITED STATES |
| Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO |
| Gold | Met-Mex Peñoles, S.A. | MEXICO |
| Gold | Minsur | PERU |
| Gold | Mitsubishi Materials Corporation | JAPAN |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| Gold | Morris and Watson | NEW ZEALAND |
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| Gold | Nihon Material Co. LTD | JAPAN |
| Gold | Nippon Micrometal Corporation | JAPAN |
| Gold | Nippon Mining & Metals | JAPAN |
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastvetmet) | RUSSIAN FEDERATION |
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| Mineral | Smelter/Refiner | Location |
| Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION |
| Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION |
| Gold | PAMP S.A. | SWITZERLAND |
| Gold | Perth Mint (Western Australia Mint) | AUSTRALIA |
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| Gold | PT Timah | INDONESIA |
| Gold | PX Précinox S.A. | SWITZERLAND |
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| Gold | Republic Metals Corporation | UNITED STATES |
| Gold | Royal Canadian Mint | CANADA |
| Gold | SAAMP | FRANCE |
| Gold | Sabin Metal Corp. | UNITED STATES |
| Gold | Samduck Precious Metals | REPUBLIC OF KOREA |
| Gold | SAMWON Metals Corp. | REPUBLIC OF KOREA |
| Gold | Schone Edelmetaal B.V. | NETHERLANDS |
| Gold | SEMPSA Joyería Platería S.A. | SPAIN |
| Gold | Senju Metal Industry Co Ltd | JAPAN |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | CHINA |
| Gold | Sichuan Tianze Precious Metals Co., Ltd | CHINA |
| Gold | Singway Technology Co., Ltd. | TAIWAN |
| Gold | So Accurate Group, Inc. | UNITED STATES |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN |
| Gold | Sudan Gold Refinery | SUDAN |
| Gold | Sumisho Materials Corp. | JAPAN |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Gold | T.C.A S.p.A | ITALY |
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| Gold | Technic Inc | UNITED STATES |
| Gold | Thailand Smelting & Refining Co Ltd | THAILAND |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA |
| Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| Gold | TongLing Nonferrous Metals Group Holdings Co., Ltd | CHINA |
| Gold | Tony Goetz NV | BELGIUM |
| Gold | Torecom | REPUBLIC OF KOREA |
| Gold | Umicore Brasil Ltda. | BRAZIL |
| Gold | Umicore Precious Metals Thailand | THAILAND |
| Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES |
| Gold | Valcambi SA | SWITZERLAND |
| Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA |
| Gold | Yammamoto Precious Metal Co., Ltd. | JAPAN |
| Gold | Yokohama Metal Co., Ltd. | JAPAN |
| Gold | Yunnan Chengfeng | CHINA |
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA |
| Gold | Yunnan Tin Company Limited | CHINA |
| Gold | Zhaoyuan Gold Co. | CHINA |
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA |
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| Mineral | Smelter/Refiner | Location |
| Tantalum | Avon Specialty Metals Ltd | UNITED KINGDOM |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| Tantalum | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA |
| Tantalum | D Block Metals, LLC | UNITED STATES |
| Tantalum | DAYU WEILIANG TUNGSTEN CO.,LTD | CHINA |
| Tantalum | Douluoshan | CHINA |
| Tantalum | E.S.R. Electronics | UNITED STATES |
| Tantalum | Exotech Inc. | UNITED STATES |
| Tantalum | F&X Electro-Materials Ltd. | CHINA |
| Tantalum | FIR Metals & Resource Ltd. | CHINA |
| Tantalum | Gannon & Scott | UNITED STATES |
| Tantalum | Ganzhou Sinda W&Mo Co., Ltd. | CHINA |
| Tantalum | Global Advanced Metals Aizu | JAPAN |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES |
| Tantalum | Global Tungsten & Powders Corp. | UNITED STATES |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
| Tantalum | Guixi Sanyo Smelting Chemistry Co. Ltd. | CHINA |
| Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA |
| Tantalum | H.C. Starck Co., Ltd. | THAILAND |
| Tantalum | H.C. Starck GmbH Goslar | GERMANY |
| Tantalum | H.C. Starck GmbH Laufenburg | GERMANY |
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY |
| Tantalum | H.C. Starck Inc. | UNITED STATES |
| Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
| Tantalum | H.C.Starck Ltd | JAPAN |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES |
| Tantalum | Hunan Chenzhou Mining Group Co., Ltd. | CHINA |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | KEMET Blue Metals | MEXICO |
| Tantalum | Kemet Blue Powder | UNITED STATES |
| Tantalum | Kennametal inc | UNITED STATES |
| Tantalum | King-Tan Tantalum Industry Ltd. | CHINA |
| Tantalum | LSM Brasil S.A. | BRAZIL |
| Tantalum | Metallurgical Products India (Pvt.) Ltd. | INDIA |
| Tantalum | Mineração Taboca S.A. | BRAZIL |
| Tantalum | Mitsui Mining & Smelting | JAPAN |
| Tantalum | Molycorp Silmet A.S. | ESTONIA |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| Tantalum | Plansee SE Liezen | AUSTRIA |
| Tantalum | Plansee SE Reutte | AUSTRIA |
| Tantalum | Posco | REPUBLIC OF KOREA |
| Tantalum | QuantumClean | UNITED STATES |
| Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL |
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| | |
| Mineral | Smelter/Refiner | Location |
| Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA |
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION |
| Tantalum | Sumitomo Metal Mining Co. Ltd. | JAPAN |
| Tantalum | Taki Chemical Co., Ltd. | JAPAN |
| Tantalum | Tantalite Resources | SOUTH AFRICA |
| Tantalum | Telex Metals | UNITED STATES |
| Tantalum | Tranzact, Inc. | UNITED STATES |
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| Tantalum | Wolfram Bergbau und Hutten AG | AUSTRIA |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA |
| Tantalum | Zhuzhou Cemented Carbide | CHINA |
| Tin | Alpha Metals | UNITED STATES |
| Tin | Amalgamet Inc | PERU |
| Tin | An Thai Minerals Company Limited | VIETNAM |
| Tin | An Vinh Joint Stock Mineral Processing Company | VIETNAM |
| Tin | ATI Metalworking Products | UNITED STATES |
| Tin | Aurubis AG | UNITED STATES |
| Tin | CCR Refinery - Glencore Canada Corporation | CANADA |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| Tin | China Minmetals Nonferrous Metals Co., Ltd. | CHINA |
| Tin | China Tin Group Co., Ltd. | CHINA |
| Tin | Chugai Mining Co Ltd | JAPAN |
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| Tin | Cookson | UNITED STATES |
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL |
| Tin | COOPERMETAL - Cooperative Metalurgica de Rondonia Ltda. | BRAZIL |
| Tin | Coopersanta | BRAZIL |
| Tin | CSC Pure Technologies | RUSSIAN FEDERATION |
| Tin | CV Ayi Jaya | INDONESIA |
| Tin | CV Dua Sekawan | INDONESIA |
| Tin | CV Duta Putra Bangka | INDONESIA |
| Tin | CV Gita Pesona | INDONESIA |
| Tin | CV Justindo | INDONESIA |
| Tin | CV Makmur Jaya | INDONESIA |
| Tin | CV Nurjanah | INDONESIA |
| Tin | CV Prima Timah Utama | INDONESIA |
| Tin | CV Serumpun Sebalai | INDONESIA |
| Tin | CV Tiga Sekawan | INDONESIA |
| Tin | CV United Smelting | INDONESIA |
| Tin | CV Venus Inti Perkasa | INDONESIA |
| Tin | CV. SERUMPUN SEBALAI | INDONESIA |
| Tin | Dowa | JAPAN |
| Tin | Duoluoshan | CHINA |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIETNAM |
| Tin | Electroy Metal Pte | SINGAPORE |
| Tin | Elmet S.L.U. (Metallo Group) | SPAIN |
| Tin | EM Vinto | BOLIVIA |
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| | |
| Mineral | Smelter/Refiner | Location |
| Tin | Empresa Metallurgica Vinto,Empressa Nacional de Fundiciones (ENAF),Complejo Metalurico Vinto S.A. | BOLIVIA |
| Tin | Estanho de Rondônia S.A. | BRAZIL |
| Tin | Feinhütte Halsbrücke GmbH | GERMANY |
| Tin | Fenix Metals | POLAND |
| Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| Tin | Gejiu Non-Ferrous Metal Processing Co. Ltd. | CHINA |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
| Tin | Heimerle & Meule | AUSTRIA |
| Tin | Heraeus Ltd Hong Kong | HONG KONG |
| Tin | Heraeus Materials Singapore Pte, Ltd. | SINGAPORE |
| Tin | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
| Tin | Hong-Qiao Metals Co., Ltd. | CHINA |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA |
| Tin | Hunan Chaungda Metallurgy Group Co. Ltd. | CHINA |
| Tin | Hyundai-Steel | REPUBLIC OF KOREA |
| Tin | Japan Mint | JAPAN |
| Tin | Japan New Metals Co Ltd | JAPAN |
| Tin | Jean Goldcchmidt International SA | BELGIUM |
| Tin | Jiangsu Hetian Technological Material Co Ltd | CHINA |
| Tin | Jiangxi Copper Corporation (JCC) | CHINA |
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA |
| Tin | Jiangxi Tungsten Co Ltd | CHINA |
| Tin | Johnson Matthey Gold and Silver Refining Inc | UNITED STATES |
| Tin | Koki Products Co Ltd | THAILAND |
| Tin | KOVOHUTĚ PŘÍBRAM NÁSTUPNICKÁ, A.S. | CZECH REPUBLIC |
| Tin | Laibin Smeltery of Liuzhou | CHINA |
| Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA |
| Tin | LS - Nikko Copper Inc | REPUBLIC OF KOREA |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| Tin | Malaysia Smelting Corp | MALAYSIA |
| Tin | Matsuda Sangyo Co Ltd | JAPAN |
| Tin | Melt Metais e Ligas S/A | BRAZIL |
| Tin | Metahub Industries Sdn. Bhd. | MALAYSIA |
| Tin | Metallic Resources, Inc. | UNITED STATES |
| Tin | Metallo-Chimique N.V. | BELGIUM |
| Tin | Metalor Group | SWITZERLAND |
| Tin | Met-Mex Penoles SA | MEXICO |
| Tin | Mineracao Taboca S.A. | BRAZIL |
| Tin | Minsur S.A. Tin Metal | PERU |
| Tin | Mistubishi Materials Corporation | JAPAN |
| Tin | Mitsubishi Materials Corp | JAPAN |
| Tin | Nanchang Cemented Carbide LLC | CHINA |
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIETNAM |
|
| | |
| Mineral | Smelter/Refiner | Location |
| Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| Tin | OJSC Krastvetmett | RUSSIAN FEDERATION |
| Tin | Operaciones Metalurgical S.A. | BOLIVIA |
| Tin | Phoenix Metal Ltd. | RWANDA |
| Tin | Plansee Group | AUSTRIA |
| Tin | Poongsan | REPUBLIC OF KOREA |
| Tin | Posco | REPUBLIC OF KOREA |
| Tin | PT Alam Lestari Kencana | INDONESIA |
| Tin | PT Aries Kencana Sejahtera | INDONESIA |
| Tin | PT Artha Cipta Langgeng | INDONESIA |
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| Tin | PT Babel Inti Perkasa | INDONESIA |
| Tin | PT Babel Surya Alam Lestari | INDONESIA |
| Tin | PT Bangka Kudai Tin | INDONESIA |
| Tin | PT Bangka Prima Tin | INDONESIA |
| Tin | PT Bangka Putra Karya | INDONESIA |
| Tin | PT Bangka Timah Utama Sejahtera | INDONESIA |
| Tin | PT Bangka Tin Industry | INDONESIA |
| Tin | PT Belitung Industri Sejahtera | INDONESIA |
| Tin | PT Belitung Industri Sejahtera | INDONESIA |
| Tin | PT Bellitin Makmur Lestari,BML | INDONESIA |
| Tin | PT Bukit Timah | INDONESIA |
| Tin | PT Cipta Persada Mulia | INDONESIA |
| Tin | PT DS Jaya Abadi | INDONESIA |
| Tin | PT Eunindo Usaha Mandiri | INDONESIA |
| Tin | PT Fang Di MulTindo | INDONESIA |
| Tin | PT HP Metals Indonesia | INDONESIA |
| Tin | PT Inti Stania Prima | INDONESIA |
| Tin | PT Justindo | INDONESIA |
| Tin | PT Karimun Mining | INDONESIA |
| Tin | PT Kijang Jaya Mandiri | INDONESIA |
| Tin | PT Koba Tin | INDONESIA |
| Tin | PT KOBA TIN | INDONESIA |
| Tin | PT Mitra Stania Prima | INDONESIA |
| Tin | PT Panca Mega Persada | INDONESIA |
| Tin | PT Pelat Timah Nusantara Tbk | INDONESIA |
| Tin | PT Prima Timah Utama | INDONESIA |
| Tin | PT Refined Bangka Tin | INDONESIA |
| Tin | PT Sariwiguna Binasentosa | INDONESIA |
| Tin | PT Seirama Tin investment | INDONESIA |
| Tin | PT Stanindo Inti Perkasa | INDONESIA |
| Tin | PT Sukses Inti Makmur | INDONESIA |
| Tin | PT Sumber Jaya Indah | INDONESIA |
| Tin | PT Tambang Timah | INDONESIA |
| Tin | PT Timah (Persero), Tbk | INDONESIA |
| Tin | PT Tinindo Inter Nusa | INDONESIA |
| Tin | PT Tirus Putra Mandiri | INDONESIA |
|
| | |
| Mineral | Smelter/Refiner | Location |
| Tin | PT Tommy Utama | INDONESIA |
| Tin | PT Wahana Perkit Jaya | INDONESIA |
| Tin | PT Yinchendo Mining Industry | INDONESIA |
| Tin | Pure Technology | RUSSIAN FEDERATION |
| Tin | Rahman Hydrailic Tin Sdn Bhd | MALAYSIA |
| Tin | Resind Indústria e Comércio Ltda. | BRAZIL |
| Tin | Rui Da Hung | TAIWAN |
| Tin | Senju Metal Industries Co., Ltd. | JAPAN |
| Tin | Soft Metais, Ltda. | BRAZIL |
| Tin | Sumitomo Metal Mining | CHINA |
| Tin | Tanaka Kikinzoku kogyo K.K. | JAPAN |
| Tin | Technic Inc | UNITED STATES |
| Tin | Teijing Tungsten Co Ltd | VIETNAM |
| Tin | Thailand Smelting & Refining Co Ltd | THAILAND |
| Tin | Thaisarco | THAILAND |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIETNAM |
| Tin | United Precious Metal Refining, Inc. | UNITED STATES |
| Tin | VQB Mineral and Trading Group JSC | VIETNAM |
| Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL |
| Tin | Wieland Metals | UNITED STATES |
| Tin | Wieland-Werke AG | GERMANY |
| Tin | Wilhelm Westmetall | GERMANY |
| Tin | Wind Yunnan Nonferrous Metals Co Ltd | CHINA |
| Tin | Winter Metalle GmbH | GERMANY |
| Tin | WKK PCB Trading Ltd | CHINA |
| Tin | Wolfram JSC | RUSSIAN FEDERATION |
| Tin | Wu Xi Shi Yi Zheng Ji Xie She Bei Company | CHINA |
| Tin | Wuxi Lantronic Electronic Co Ltd | CHINA |
| Tin | wuxi yunxi | CHINA |
| Tin | Xi Niu Po Management Zone | CHINA |
| Tin | Xia Yi Metal Industries (shares) Ltd. | TAIWAN |
| Tin | Xia Yi Metal Industries Ltd | CHINA |
| Tin | Xiamen Carbide Ltd | CHINA |
| Tin | Xiamen Honglu Tungsten Molybdenum Co Ltd | CHINA |
| Tin | XiHai | CHINA |
| Tin | Xin Tongding | CHINA |
| Tin | XIN WANG copper smelter | CHINA |
| Tin | Xingrui Noble Metal Material Co Ltd | CHINA |
| Tin | Yantai Zhaojin Precious Metals Co., Ltd. | CHINA |
| Tin | Yifeng Tin Industry Co Ltd | CHINA |
| Tin | Yik Shing Tat Solder Manufacturer Ltd | CHINA |
| Tin | Yokohama Metal Co Ltd | JAPAN |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| Tin | Yunnan Tin Group (Holding) Company Limited | CHINA |
| Tin | ZhongShi Metal Co. Ltd. | CHINA |
| Tin | Zijin Mining Group Co. Ltd. | CHINA |
| Tungsten | A.L.M.T. Tungsten Corp. | JAPAN |
| Tungsten | ACL Metais Eireli | BRAZIL |
| Tungsten | Air Products | UNITED STATES |
|
| | |
| Mineral | Smelter/Refiner | Location |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIETNAM |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
| Tungsten | Gallatin Steel | UNITED STATES |
| Tungsten | Ganzhou Hongfei Tungsten & Molybdenum Materials Co., Ltd. | CHINA |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| Tungsten | Ganzhou sinda W&Mo Co.,Ltd (Ganzhou Sea Dragon) | CHINA |
| Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA |
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES |
| Tungsten | Guangdong Xianglu Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
| Tungsten | HC Starck | RUSSIAN FEDERATION |
| Tungsten | HC Starck GmbH | GERMANY |
| Tungsten | Hi-Temp Specialty Metals | UNITED STATES |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| Tungsten | Hunan Chenzhou Mining Group Co., Ltd. | CHINA |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION |
| Tungsten | Izawa Metal Co., Ltd | JAPAN |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten | Jiangxi Rare Earth & Rare Metals Tungsten Group Corp | CHINA |
| Tungsten | Jiangxi Richsea New Materials Co., Ltd. | CHINA |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| Tungsten | Jiangxi Tungsten Industry Group Co. Ltd. | CHINA |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| Tungsten | JX Nippon Mining & Metal | JAPAN |
| Tungsten | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| Tungsten | Kennametal Fallon | UNITED STATES |
| Tungsten | Kennametal Huntsville | UNITED STATES |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| Tungsten | Metallo-Chimique | BELGIUM |
| Tungsten | Mitsubishi Materials Corporation | JAPAN |
| Tungsten | Moliren Ltd | RUSSIAN FEDERATION |
| Tungsten | Nanchang Cemented Carbide Limited Liability Company | CHINA |
| Tungsten | Niagara Refining LLC | UNITED STATES |
| Tungsten | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| Tungsten | Nippon Micrometal Cop | JAPAN |
|
| | |
| Mineral | Smelter/Refiner | Location |
| Tungsten | North American Tungsten | UNITED STATES |
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIETNAM |
| Tungsten | Philippine Chuangin Industrial Co., Inc. | PHILIPPINES |
| Tungsten | PLANSEE Group | AUSTRIA |
| Tungsten | Pobedit, JSC | RUSSIAN FEDERATION |
| Tungsten | PT Timah | INDONESIA |
| Tungsten | Saganoseki Smelter & Refinery | JAPAN |
| Tungsten | Sanher Tungsten Vietnam Co., Ltd. | VIETNAM |
| Tungsten | Solar Applied Materials Technology Corp. | TAIWAN |
| Tungsten | Sumitomo Metal Mining Co. Ltd. | JAPAN |
| Tungsten | Taegutec Ltd | REPUBLIC OF KOREA |
| Tungsten | Tamano Smelter, Hibi Kyodo Smelting Co., Ltd | JAPAN |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM |
| Tungsten | Thai Sarco | THAILAND |
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIETNAM |
| Tungsten | Voss Metals Company, Inc. | UNITED STATES |
| Tungsten | WBH | AUSTRIA |
| Tungsten | Woltech Korea Co., Ltd. | REPUBLIC OF KOREA |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| Tungsten | Xiamen Honglu Tungsten Molybdenum Co., Ltd. | CHINA |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
| Tungsten | Zhangyuan Tungsten Co Ltd | CHINA |
| Tungsten | Zhuzhou Cemented Carbide Group Co Ltd | CHINA |
Annex II
List of Countries of Origin for 3TG
|
|
| AUSTRALIA |
| AUSTRIA |
| BELGIUM |
| BOLIVIA |
| BRAZIL |
| CANADA |
| CHINA |
| CZECH REPUBLIC |
| ESTONIA |
| FRANCE |
| GERMANY |
| HONG KONG |
| INDIA |
| INDONESIA |
| ITALY |
| JAPAN |
| KAZAKHSTAN |
| KYRGYZSTAN |
| MALAYSIA |
| MEXICO |
| NETHERLANDS |
| NEW ZEALAND |
| PERU |
| PHILIPPINES |
| POLAND |
| REPUBLIC OF KOREA |
| RUSSIAN FEDERATION |
| RWANDA |
| SAUDI ARABIA |
| SINGAPORE |
| SOUTH AFRICA |
| SPAIN |
| SUDAN |
| SWEDEN |
| SWITZERLAND |
| TAIWAN |
| THAILAND |
| TURKEY |
| UNITED ARAB EMIRATES |
| UNITED KINGDOM |
| UNITED STATES |
| UZBEKISTAN |
| VIETNAM |
