Exhibit 1.01
Quad/Graphics, Inc.
Conflict Minerals Report
for the Year Ended December 31, 2016
This conflict minerals report for the year ended December 31, 2016, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the "Rule").
Quad/Graphics, Inc. (the "Company" or "we," "our" or "us") is a leading global provider of print and marketing services. In the vast majority of our business, conflict minerals have not been found to be necessary to the production of any product manufactured or contracted to be manufactured by the Company. However, one of our subsidiary companies, Quad/Tech, Inc. ("QuadTech"), manufactures printing equipment and related products. Certain of the products manufactured by QuadTech contain materials or components that use tin, tantalum, tungsten and/or gold ("3TG").
The Company is far removed from the sources of ore from which these 3TG are produced and the smelters/refiners that process those ores; our efforts undertaken to identify the country(ies) of origin of those ores as described in this Conflict Minerals Report reflect our circumstances and position in the supply chain. We believe the amount of information that is available globally on the traceability and sourcing of these ores is limited at this time.
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| II. | Reasonable Country of Origin Inquiry |
We designed a country of origin inquiry for products manufactured by QuadTech to provide a reasonable basis for us to determine whether we source 3TG from the Democratic Republic of the Congo or an adjoining country (the "Covered Countries"). There are many tiers of suppliers between QuadTech and the smelters and refiners who process 3TG. The number of tiers depends on the components provided to us by suppliers. Therefore, it is inherently difficult to ascertain the ultimate source of 3TG contained in the products we manufacture or contract to manufacture.
We rely on our direct suppliers to provide information on the origin of 3TG contained in components and materials supplied to us, including sources of 3TG that are supplied to them from lower-tier suppliers. We asked our direct suppliers of material that could potentially contain 3TG to provide answers to our Supply Chain Compliance Questionnaire, which we adapted from the Conflict-Free Sourcing Initiative's Conflict Minerals Reporting Template (the "Template") to reflect the Company's position on the supply chain. The Template is generally regarded as the most common reporting tool for conflict minerals content and sourcing information worldwide.
We received responses to the Supply Chain Compliance Questionnaire from approximately 85% of the surveyed suppliers, which represented approximately 85% of QuadTech's calendar year 2016 applicable supplier expenditures. We reviewed the responses both for completeness and internal consistency of the responses contained in each questionnaire. Where necessary, we required suppliers to provide corrections and clarifications to correct any internal inconsistencies in the responses contained in their respective questionnaires.
As such, we believe we conducted our country of origin inquiry in good faith and that our process was reasonably designed to allow us to make our determination.
After reviewing the results of our reasonable country of origin inquiry, we determined that we had reason to believe that some of the 3TG necessary for the functionality or production of QuadTech's products may have originated in a Covered Country during calendar year 2016, all within the meaning of the Rule. Therefore, we determined that the Rule required that we exercise due diligence regarding the source of such 3TG.
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| III. | Design of Due Diligence Measures |
We designed our overall conflict minerals due diligence procedures based on the framework of the Organisation for Economic Co-operation and Development ("OECD") for conducting due diligence regarding the source and chain of custody of conflict minerals. This framework is found in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, and the related supplements on tin, tantalum, tungsten and gold.
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| IV. | Due Diligence Measures Performed by the Company |
Consistent with the due diligence framework discussed above, we perform the following due diligence measures over our conflict minerals supply chain.
Company Management Systems. As necessary, we establish and strengthen our internal management systems in support of our due diligence efforts:
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| • | We adopted a company-wide Policy on Conflict Minerals (our "Conflict Minerals Policy") that can be located on our website at www.qg.com/pdfs/supplier-information/ConflictMinerals.pdf. |
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| • | We continue to work toward establishing better controls and transparency over our conflict minerals supply chain by increasing awareness internally, specifically within the Purchasing Department, making Conflict Minerals-related expectations a part of regular company communications. |
Supply Chain Risk Assessment. As discussed above, our supply chain is complex, with many tiers of suppliers between us and the smelters and refiners. As a result, we use a risk-based approach to carrying out our due diligence, focusing our efforts where we believe the risk is most prevalent. This approach begins with assessing the risk in our supply chain.
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| • | First, we attempt to identify, to the best of our efforts, the smelters and refiners that may have processed the 3TG in our products and the countries of origin of such minerals. Because we do not have a direct relationship with smelters or refiners, we rely on information provided by our suppliers to determine the smelters and refiners in our supply chain. |
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| • | Next, we attempt to identify the risk associated with each smelter or refiner, based on participation with third-party audit programs like the Conflict-Free Sourcing Initiative's Conflict-Free Smelter Program ("CFSP") and other publicly available information. We are largely unable to assess smelters and refiners directly because we have no direct relationship with them. |
Risk Management. Once we identify the risks in our supply chain, we undertake a systematic approach to managing that risk.
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| • | We report any suppliers using high-risk smelters or refiners to Company management. |
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| • | We devise and implement a risk management plan specific to the individual supplier's circumstances. Such plans typically include greater engagement with the supplier. |
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| • | We continue to monitor the supplier for compliance, as necessary. |
Support for Independent Third-Party Audit Programs. As mentioned above, because we lack a direct relationship with the smelters and refiners in our supply chain, we have little opportunity to assess smelters' and refiners' due diligence practices directly. Nevertheless, we support third-party audit programs like the CFSP through our own procurement practices and by encouraging our direct suppliers to source only from smelters and refiners verified by such programs.
Report on Supply Chain Due Diligence. Consistent with our framework and our obligations under the Rule, we file this Report on an annual basis to make our due diligence efforts public.
The large majority of the responses we received pursuant to the due diligence process provided data at the supplier company level or a division/segment level relative to the supplier, rather than at a level directly related to a part number that the supplier supplies to us. Additionally, some suppliers were otherwise unable to specify the smelters or refiners used for components supplied to us.
However, based on information we obtained, we believe that, to the best of our knowledge, the smelters and refiners listed in Annex I to this Report may have been used to process the 3TG contained in the products manufactured by QuadTech. Based on the information we obtained as well as information from the Conflict-Free Sourcing Initiative and other sources, we believe that, to the best of our knowledge, the countries of origin for the 3TG contained in the products manufactured by QuadTech include the countries listed in Annex II to this Report, as well as scrap and recycled sources. Additionally, we cross-checked the list of smelters and refiners in Annex I with the list of smelters and refiners who are compliant with the Conflict-Free Sourcing Initiative's CFSP.
Of the surveys received, thirty-two indicated that their supply chains include material sourced from covered countries. Of those thirty-two responses:
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| • | Twenty-seven suppliers listed the same smelter for tin and/or tantalum, Phoenix Metal Ltd., Rwanda. This smelter was listed in Active status on the Conflict Free Sourcing Initiative website in 2016, indicating that they have committed to undergo a CFSP audit or are participating in one of the cross-recognized certification programs. However, our due diligence uncovered that this smelter is no longer in operation and therefore no longer listed in Active status on the Conflict Free Sourcing Initiative website, and will be removed from future versions of the Template. For these suppliers, we will notify them of our findings and ask them to provide accurate information on their current smelters. |
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| • | The remaining five suppliers listed the same smelter for gold, Universal Precious Metals, Zambia. This smelter is not listed in Active nor Compliant status on the Conflict Free Sourcing Initiative website. For these five suppliers, we will notify them of our findings, reiterate our Conflict Minerals Policy regarding the use of audited smelters and refiners, and ask those suppliers to review their processes for supplier due diligence. |
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| VI. | Actions to Improve Our Due Diligence |
During calendar year 2016, we continued to support the following improvements to our due diligence processes:
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| • | maintained communication of expectations with internal stakeholders; |
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| • | confirmed our approach to Conflict Minerals reporting; |
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| • | continued reviewing those in our supply chain that may have provided 3TG materials; and |
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| • | maintained tools and processes to better track the progress of suppliers in the Reasonable Country of Origin Inquiry ("RCOI") and due diligence processes. |
In calendar year 2017, we will continue to review our due diligence processes for improvement opportunities.
Annex I
Listing of Smelters and Refiners
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| | |
| Mineral | Smelter/Refiner | Location |
| Gold | Advanced Chemical Company | UNITED STATES |
| Gold | Aida Chemical Industries Co. Ltd. | JAPAN |
| Gold | Al Etihad Gold LLC | UNITED ARAB EMIRATES |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| Gold | AngloGold Ashanti Mineração Ltda | BRAZIL |
| Gold | Argor-Heraeus S.A. | SWITZERLAND |
| Gold | Asahi Pretec Corp | JAPAN |
| Gold | Asahi Refining Canada Limited | CANADA |
| Gold | Asahi Refining USA Inc. | UNITED STATES |
| Gold | Asaka Riken Co Ltd | JAPAN |
| Gold | ASARCO Incorporated | UNITED STATES |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
| Gold | AU Traders and Refiners | SOUTH AFRICA |
| Gold | Aurubis AG | GERMANY |
| Gold | Bangalore Refinery | INDIA |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| Gold | Boliden AB | SWEDEN |
| Gold | C. Hafner GmbH + Co. KG | GERMANY |
| Gold | Caridad | MEXICO |
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA |
| Gold | Cendres & Metaux SA | SWITZERLAND |
| Gold | Chimet S.p.A. | ITALY |
| Gold | China National Gold Group Corporation | CHINA |
| Gold | Chugai Mining Co Ltd | JAPAN |
| Gold | Codelco - Corporation Nacional Del Combre | CHILE |
| Gold | Daejin Indus Co. Ltd | REPUBLIC OF KOREA |
| Gold | Daye Nonferrous Metals Mining Ltd. | CHINA |
| Gold | DODUCO GmbH | GERMANY |
| Gold | Dowa | JAPAN |
| Gold | DSC (Do Sung Corporation) | REPUBLIC OF KOREA |
| Gold | Eco-System Recycling Co., Ltd. | JAPAN |
| Gold | Emirates Gold | UNITED ARAB EMIRATES |
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
| Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION |
| Gold | Gannon & Scott | UNITED STATES |
| Gold | Gansu Seemine Material Hi-Tech Co Ltd | CHINA |
| Gold | Geib Refining Corporation | UNITED STATES |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA |
| Gold | Great Wall Gold Silver Refinery of China | CHINA |
| Gold | Guangdong Gaoyao Co | CHINA |
| Gold | Gujarat Gold Center | INDIA |
| Gold | Heimerle + Meule GmbH | GERMANY |
| Gold | Heraeus Ltd Hong Kong | HONG KONG |
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
| Gold | House of Currency of Brazil (Casa da Moeda do Brazil) | BRAZIL |
| Gold | Hunan Chenzhou Mining Group Co., Ltd. | CHINA |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Ltd. | CHINA |
| Gold | Ishifuku Metal Industry Co Ltd. | JAPAN |
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| | |
| Mineral | Smelter/Refiner | Location |
| Gold | Istanbul Gold Refinery | TURKEY |
| Gold | Japan Mint | JAPAN |
| Gold | Jiangxi Copper Co., Ltd. | CHINA |
| Gold | Johnson Matthey Gold & Silver Refining Inc. | UNITED STATES |
| Gold | Johnson Matthey plc | CANADA |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION |
| Gold | JX Nippon Mining & Metals Co Ltd | JAPAN |
| Gold | Kaloti Jewellery Group | UNITED ARAB EMIRATES |
| Gold | Kazakhmys plc | KAZAKHSTAN |
| Gold | KazZinc | KAZAKHSTAN |
| Gold | Kennecott Utah Copper Corporation | UNITED STATES |
| Gold | Kojima Chemicals Co., Ltd | JAPAN |
| Gold | Korea Zinc Co. Ltd. | REPUBLIC OF KOREA |
| Gold | Kovohutĕ Příbram Nastupnicka, A.S. | CZECH REPUBLIC |
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
| Gold | L' azurde Company For Jewelry | SAUDI ARABIA |
| Gold | LS-Nikko Copper Inc. | REPUBLIC OF KOREA |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| Gold | Marsam Metals | BRAZIL |
| Gold | Materion | UNITED STATES |
| Gold | Matsuda Sangyo Co. Ltd | JAPAN |
| Gold | Metalor Technologies (Hong Kong) Ltd | HONG KONG |
| Gold | Metalor Technologies (Singapore) Pte. Ltd. | SINGAPORE |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| Gold | Metalor Technologies S.A. | SWITZERLAND |
| Gold | Metalor Technologies S.A. | SWITZERLAND |
| Gold | Metalor USA Refining Corporation | UNITED STATES |
| Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO |
| Gold | Mitsubishi Materials Corporation | JAPAN |
| Gold | Mitsui Mining and Smelting Co. | JAPAN |
| Gold | MMTC-PAMP India Pvt. Ltd | INDIA |
| Gold | Modeltech Sdn Bhd | MALAYSIA |
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| Gold | Nihon Material Co. LTD | JAPAN |
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| Gold | Ohio Precious Metals, LLC | UNITED STATES |
| Gold | Ohura Precious Metal Industry Co., Ltd | JAPAN |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
| Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION |
| Gold | OJSC Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION |
| Gold | PAMP S.A. | SWITZERLAND |
| Gold | Penglai Penggang Gold Industry Co Ltd | CHINA |
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| Gold | PX Précinox S.A. | SWITZERLAND |
| Gold | Rand Refinery Ltd | SOUTH AFRICA |
| Gold | Republic Metals Corporation | UNITED STATES |
| Gold | Royal Canadian Mint | CANADA |
| Gold | Sabin Metal Corp. | UNITED STATES |
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF |
|
| | |
| Mineral | Smelter/Refiner | Location |
| Gold | SAXONIA Edelmetalle GmbH | GERMANY |
| Gold | Schone Edelmetaal B.V. | NETHERLANDS |
| Gold | Sempsa Joyería Platería S.A. | SPAIN |
| Gold | Shandong Gold Group Co Ltd | CHINA |
| Gold | Shandong Yanggu Xiangguang Co. Ltd. | CHINA |
| Gold | Shandong Zhaojin Gold and Silver Refinery Co. Ltd | CHINA |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| Gold | Singway Technology Co., Ltd. | TAIWAN |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Gold | T.C.A S.p.A | ITALY |
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| Gold | The Refinery of Shandong Gold Mining Co. Ltd | CHINA |
| Gold | Tokuriki Honten Co., Ltd | JAPAN |
| Gold | Tongling Nonferrous Metals Group Holdings Co., Ltd. | CHINA |
| Gold | Tony Goetz NV | BELGIUM |
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
| Gold | Torecom | KOREA, REPUBLIC OF |
| Gold | Umicore Brasil Ltda | BRAZIL |
| Gold | Umicore Precious Metals Thailand | THAILAND |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES |
| Gold | Universal Precious Metals Refining Zambia | ZAMBIA |
| Gold | Valcambi S.A. | SWITZERLAND |
| Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA |
| Gold | WIELAND Edelmetalle GmbH | GERMANY |
| Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN |
| Gold | Yokohama Metal Co Ltd | JAPAN |
| Gold | Zhaoyuan Gold Co. | CHINA |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA |
| Tantalum | ABS Industrial Resources Ltd | UNITED KINGDOM |
| Tantalum | Advanced Metallurgical Group | UNITED STATES |
| Tantalum | AMG Advanced Metallurgical Group NV | BRAZIL |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| Tantalum | Conghua Tantalum & Niobium Smeltry | CHINA |
| Tantalum | D Block Metals, LLC | UNITED STATES |
| Tantalum | Duoluoshan | CHINA |
| Tantalum | Exotech Inc. | UNITED STATES |
| Tantalum | F&X Electro-Materials Ltd. | CHINA |
| Tantalum | FIR Metals & Resource Ltd. | CHINA |
| Tantalum | Gannon & Scott | UNITED STATES |
| Tantalum | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
| Tantalum | Global Advanced Metals Pty Ltd | JAPAN |
| Tantalum | Global Advanced Metals Pty Ltd | UNITED STATES |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
| Tantalum | H.C. Starck (Thailand) Company Ltd. | THAILAND |
| Tantalum | H.C. Starck GmbH | GERMANY |
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY |
| Tantalum | H.C. Starck Inc. | UNITED STATES |
| Tantalum | H.C. Starck Ltd. | JAPAN |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
|
| | |
| Mineral | Smelter/Refiner | Location |
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES |
| Tantalum | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| Tantalum | Jiujiang Jinxin Nonferrous Metals Co. Ltd. | CHINA |
| Tantalum | JiuJiang Tanbre's Smeltery | CHINA |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | JX Nippon Mining & Metals Co Ltd | JAPAN |
| Tantalum | Kemet Blue Powder | MEXICO |
| Tantalum | Kemet Corp. | UNITED STATES |
| Tantalum | King-Tan Industry Ltd | CHINA |
| Tantalum | LSM Brasil S.A. | BRAZIL |
| Tantalum | Metallurgical Products India (Pvt.) Ltd. | INDIA |
| Tantalum | Mineração Taboca S.A. | BRAZIL |
| Tantalum | Mitsui Mining and Smelting Co. | JAPAN |
| Tantalum | Molycorp Silmet | ESTONIA |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| Tantalum | Phoenix Metal Ltd. | RWANDA |
| Tantalum | Plansee Group | AUSTRIA |
| Tantalum | Power Resources Ltd. | MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF) |
| Tantalum | QuantumClean | UNITED STATES |
| Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL |
| Tantalum | RFH Tantalum Smeltry | CHINA |
| Tantalum | Solikamsk Magnesium Works | RUSSIAN FEDERATION |
| Tantalum | Taki Chemical Co., Ltd. | JAPAN |
| Tantalum | Tantalite Resources | SOUTH AFRICA |
| Tantalum | Telex Metals | UNITED STATES |
| Tantalum | Tranzact, Inc. | UNITED STATES |
| Tantalum | Treibacher Industrie AG | AUSTRIA |
| Tantalum | Ulba Metallurgical Plant | KAZAKHSTAN |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd | CHINA |
| Tantalum | Zhuzhou Cement Carbide Group Co., Ltd. | CHINA |
| Tin | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
| Tin | Alpha | UNITED STATES |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| Tin | China Tin Group Co., Ltd. | CHINA |
| Tin | CNMC (Guangxi) PGMA Co. Ltd. | CHINA |
| Tin | Complejo Metalurgico Vinto S.A. | BOLIVIA |
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL |
| Tin | CSC Pure Technologies | RUSSIAN FEDERATION |
| Tin | CV Ayi Jaya | INDONESIA |
| Tin | CV Dua Sekawan | INDONESIA |
| Tin | CV Duta Putra Bangka | INDONESIA |
| Tin | CV Gita Pesona | INDONESIA |
| Tin | CV Makmur Jaya | INDONESIA |
| Tin | CV Prima Timah Utama | INDONESIA |
| Tin | CV Serumpun Sebalai | INDONESIA |
| Tin | CV Tiga Sekawan | INDONESIA |
| Tin | CV United Smelting | INDONESIA |
|
| | |
| Mineral | Smelter/Refiner | Location |
| Tin | CV Venus Inti Perkasa | INDONESIA |
| Tin | Dongguan Qiandao Tin Co., Ltd | CHINA |
| Tin | Dowa | JAPAN |
| Tin | EFD INC. | UNITED STATES |
| Tin | Electroloy Metal Pte | SINGAPORE |
| Tin | Elmet S.L.U. | SPAIN |
| Tin | EM Vinto | BOLIVIA |
| Tin | Fenix Metals | POLAND |
| Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA |
| Tin | Gejiu Jinye Mineral Company | CHINA |
| Tin | Gejiu Non-Ferrous Metal Processing Co. Ltd. | CHINA |
| Tin | Global Advanced Metals Pty Ltd | AUSTRALIA |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
| Tin | Guixi Sanyuan Smelting Chemistry CO., Ltd | CHINA |
| Tin | Heraeus Materials Technology GmbH & Co. KG | SINGAPORE |
| Tin | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
| Tin | Hezhou Jinwei Tin Co., Ltd | CHINA |
| Tin | Hongqiao Metals (Kunshan) Co., Ltd. | CHINA |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| Tin | Hyundai-Steel | REPUBLIC OF KOREA |
| Tin | Japan New Metals Co., Ltd. | JAPAN |
| Tin | Jean Goldschmidt International SA | BELGIUM |
| Tin | Jiangxi Copper Co., Ltd. | CHINA |
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA |
| Tin | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| Tin | JX Nippon Mining & Metals Co Ltd | JAPAN |
| Tin | Kovohutĕ Příbram Nastupnicka, A.S. | CZECH REPUBLIC |
| Tin | Kunshan Chengli Tin Co., Ltd. | CHINA |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| Tin | Malaysia Smelting Corp (MSC) | MALAYSIA |
| Tin | Melt Metais e Ligas S.A. | BRAZIL |
| Tin | Metallic Resources, Inc. | UNITED STATES |
| Tin | Metallo-Chimique N.V. | BELGIUM |
| Tin | Mineração Taboca S.A. | BRAZIL |
| Tin | Minsur | PERU |
| Tin | Mitsubishi Materials Corporation | JAPAN |
| Tin | Mitsui Mining and Smelting Co. | JAPAN |
| Tin | Nippon Micrometal Corp. | JAPAN |
| Tin | Novosibirsk | RUSSIAN FEDERATION |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| Tin | Operaciones Metalurgical S.A. | BOLIVIA |
| Tin | PBT | FRANCE |
| Tin | Phoenix Metal Ltd. | RWANDA |
| Tin | Poongsan Corporation | REPUBLIC OF KOREA |
| Tin | POSCO | REPUBLIC OF KOREA |
| Tin | Primeyoung Metal Ind. (Zhuhai) Co., Ltd | CHINA |
| Tin | PT Alam Lestari Kencana | INDONESIA |
| Tin | PT Aries Kencana Sejahtera | INDONESIA |
| Tin | PT Artha Cipta Langgeng | INDONESIA |
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| Tin | PT Babel Inti Perkasa | INDONESIA |
| Tin | PT Babel Surya Alam Lestari | INDONESIA |
|
| | |
| Mineral | Smelter/Refiner | Location |
| Tin | PT Bangka Kudai Tin | INDONESIA |
| Tin | PT Bangka Prima Tin | INDONESIA |
| Tin | PT Bangka Putra Karya | INDONESIA |
| Tin | PT Bangka Timah Utama Sejahtera | INDONESIA |
| Tin | PT Bangka Tin Industry | INDONESIA |
| Tin | PT Belitung Industri Sejahtera | INDONESIA |
| Tin | PT Billiton Makmur Lestari | INDONESIA |
| Tin | PT Bukit Timah | INDONESIA |
| Tin | PT Cipta Persada Mulia | INDONESIA |
| Tin | PT Donna Kembara Jaya | INDONESIA |
| Tin | PT DS Jaya Abadi | INDONESIA |
| Tin | PT Eunindo Usaha Mandiri | INDONESIA |
| Tin | PT Fang Di MulTindo | INDONESIA |
| Tin | PT HP Metals Indonesia | INDONESIA |
| Tin | PT Inti Stania Prima | INDONESIA |
| Tin | PT Karimun Mining | INDONESIA |
| Tin | PT Kijang Jaya Mandiri | INDONESIA |
| Tin | PT Koba Tin | INDONESIA |
| Tin | PT Lautan Harmonis Sejahtera | INDONESIA |
| Tin | PT Menara Cipta Mulia | INDONESIA |
| Tin | PT Mitra Stania Prima | INDONESIA |
| Tin | PT O.M. Indonesia | INDONESIA |
| Tin | PT Panca Mega Persada | INDONESIA |
| Tin | PT Prima Timah Utama | INDONESIA |
| Tin | PT Refined Bangka Tin | INDONESIA |
| Tin | PT Sariwiguna Binasentosa | INDONESIA |
| Tin | PT Stanindo Inti Perkasa | INDONESIA |
| Tin | PT Sukses Inti Makmur | INDONESIA |
| Tin | PT Sumber Jaya Indah | INDONESIA |
| Tin | PT Timah Tbk | INDONESIA |
| Tin | PT Tinindo Inter Nusa | INDONESIA |
| Tin | PT Tommy Utama | INDONESIA |
| Tin | PT Yinchendo Mining Industry | INDONESIA |
| Tin | Pure Technology | RUSSIAN FEDERATION |
| Tin | Resind Indústria e Comercio Ltda. | BRAZIL |
| Tin | Rui Da Hung | TAIWAN |
| Tin | Senju Metal Industry Co., Ltd. | BOLIVIA |
| Tin | Senju Metal Industry Co., Ltd. | MALAYSIA |
| Tin | SGS | BOLIVIA |
| Tin | Shangrao Xuri Smelting Factory | CHINA |
| Tin | Shaoxing Tianlong Tin Materials Co., Ltd | CHINA |
| Tin | Shenzhen Anchen Tin Co., Ltd | CHINA |
| Tin | Soft Metais Ltda. | BRAZIL |
| Tin | Solikamsk Magnesium Works | RUSSIAN FEDERATION |
| Tin | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Tin | TaeguTec Ltd. | SOUTH KOREA |
| Tin | Technic Inc. | UNITED STATES |
| Tin | Thai Nguyen Nonferrous Metal Co. | VIETNAM |
| Tin | Thaisarco | THAILAND |
| Tin | TongLing Nonferrous Metals Group Holdings Co., Ltd. | CHINA |
| Tin | Umicore SA Business Unit Precious Metals Refining | BELGIUM |
| Tin | Vale Inco, Ltd. | CANADA |
| Tin | VQB Mineral and Trading Group JSC | VIETNAM |
|
| | |
| Mineral | Smelter/Refiner | Location |
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| Tin | Yunnan Geiju Zili Metallurgy Co. Ltd. | CHINA |
| Tin | Yunnan Tin Co., Ltd | CHINA |
| Tin | Zhongshan Jinye Smelting Co., Ltd | CHINA |
| Tungsten | A.L.M.T corp | JAPAN |
| Tungsten | Air Products | UNITED STATES |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIETNAM |
| Tungsten | ATI Metalworking Products | UNITED STATES |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
| Tungsten | China Minmetals Nonferrous Metals Co., Ltd. | CHINA |
| Tungsten | Chongyi Zhangyuan Tungsten Co Ltd | CHINA |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Haichuang Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| Tungsten | Ganzhou Sinda W&Mo Co. Ltd. | CHINA |
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES |
| Tungsten | GuangDong XiangLu Tungsten Co., Ltd. | CHINA |
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY |
| Tungsten | H.C. Stark Group | GERMANY |
| Tungsten | Hunan Chuangda Metallurgy Group Co. Ltd. | CHINA |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
| Tungsten | Hunan Chun-chang Non-ferrous Smelting & Concentrating Co., Ltd. | CHINA |
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION |
| Tungsten | Izawa Metal Co., Ltd | JAPAN |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| Tungsten | Jiangsu Hetian Technological Material Co., Ltd | CHINA |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten | Jiangxi Richsea New Materials Co., Ltd. | CHINA |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| Tungsten | Jiangxi Tungsten Co.,Ltd | CHINA |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiujiang Tanbre Co., Ltd. | CHINA |
| Tungsten | JX Nippon Mining & Metals Co Ltd | JAPAN |
| Tungsten | Kennametal Fallon | UNITED STATES |
| Tungsten | Kennametal Inc. | UNITED STATES |
| Tungsten | Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd | CHINA |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| Tungsten | Materion | UNITED STATES |
| Tungsten | Mitsubishi Materials Corporation | JAPAN |
| Tungsten | Moliren Ltd | RUSSIAN FEDERATION |
| Tungsten | Niagara Refining PVT LTD | UNITED STATES |
| Tungsten | North American Tungsten | CANADA |
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIETNAM |
|
| | |
| Mineral | Smelter/Refiner | Location |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
| Tungsten | Sanher Tungsten Vietnam Co., Ltd. | VIETNAM |
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA |
| Tungsten | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Tungsten | TaeguTec Ltd. | SOUTH KOREA |
| Tungsten | Tamano Smelter, Hibi Kyodo Smelting Co., Ltd | JAPAN |
| Tungsten | Tejing (Vietnam) Tungsten Co Ltd | VIETNAM |
| Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION |
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd | VIETNAM |
| Tungsten | Voss Metals Company, Inc. | UNITED STATES |
| Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA |
| Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF |
| Tungsten | Xiamen Honglu Tungsten Molybdenum Industry Co.Ltd | CHINA |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| Tungsten | Xiamen Tungsten Co Ltd | CHINA |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
| Tungsten | Zhangyuan Tungsten Co.,Ltd | CHINA |
| Tungsten | Zhuzhou Cement Carbide Group Co., Ltd. | CHINA |
| Tungsten | Zhuzhou Cement Carbide Group Co., Ltd. | CHINA |
| Tungsten | Zigong Cemented Carbide Co., Ltd. | CHINA |
Annex II
List of Countries of Origin for 3TG
|
|
| AUSTRALIA |
| AUSTRIA |
| BELGIUM |
| BOLIVIA |
| BRAZIL |
| CANADA |
| CHILE |
| CHINA |
| CZECH REPUBLIC |
| ESTONIA |
| FRANCE |
| GERMANY |
| HONG KONG |
| INDIA |
| INDONESIA |
| ITALY |
| JAPAN |
| KAZAKHSTAN |
| KYRGYZSTAN |
| MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF) |
| MALAYSIA |
| MEXICO |
| NETHERLANDS |
| PERU |
| PHILIPPINES |
| POLAND |
| REPUBLIC OF KOREA |
| RUSSIAN FEDERATION |
| RWANDA |
| SAUDI ARABIA |
| SINGAPORE |
| SOUTH AFRICA |
| SPAIN |
| SWEDEN |
| SWITZERLAND |
| TAIWAN |
| THAILAND |
| TURKEY |
| UNITED ARAB EMIRATES |
| UNITED KINGDOM |
| UNITED STATES |
| UZBEKISTAN |
| VIETNAM |
| ZAMBIA |
| ZIMBABWE |
