Chiminski John R Form 4 Catalent / John R Chiminski ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Chiminski John R

(Last)

(First)

(Middle)

C/O CATALENT, INC.

14 SCHOOLHOUSE ROAD

(Street)

SOMERSET

08873

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Catalent, Inc. [ CTLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chair & CEO

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/01/2021		M⁽¹⁾		25,939	A	$36.02	244,811⁽²⁾	D
Common Stock	10/01/2021		M⁽¹⁾		15,264	A	$34.91	260,075⁽²⁾	D
Common Stock	10/01/2021		M⁽¹⁾		34,635	A	$43.88	294,710⁽²⁾	D
Common Stock	10/01/2021		S⁽³⁾		4,601	D	$127.34⁽⁴⁾	290,109⁽²⁾	D
Common Stock	10/01/2021		S⁽³⁾		18,510	D	$128.1⁽⁵⁾	271,599⁽²⁾	D
Common Stock	10/01/2021		S⁽³⁾		12,700	D	$129.22⁽⁶⁾	258,899⁽²⁾	D
Common Stock	10/01/2021		S⁽³⁾		21,245	D	$130.39⁽⁷⁾	237,654⁽²⁾	D
Common Stock	10/01/2021		S⁽³⁾		26,662	D	$131.21⁽⁸⁾	210,992⁽²⁾	D
Common Stock	10/01/2021		S⁽³⁾		64,031	D	$132.18⁽⁹⁾	146,961⁽²⁾	D
Common Stock	10/01/2021		S⁽³⁾		4,888	D	$132.86⁽¹⁰⁾	142,073⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Options to purchase Common Stock	$36.02	10/01/2021		M⁽¹⁾			25,939	⁽¹¹⁾	07/24/2027	Common Stock	25,939	$0	0	D
Options to purchase Common Stock	$34.91	10/01/2021		M⁽¹⁾			15,264	⁽¹²⁾	08/23/2027	Common Stock	15,264	$0	0	D
Options to purchase Common Stock	$43.88	10/01/2021		M⁽¹⁾			34,635	⁽¹³⁾	07/23/2028	Common Stock	34,635	$0	34,638	D

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.

2. Includes restricted stock units.

3. Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.

4. Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $126.68 to $127.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

5. Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $127.71 to $128.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

6. Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $128.72 to $129.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

7. Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $129.72 to $130.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

8. Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $130.72 to $131.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

9. Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $131.74 to $132.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

10. Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $132.74 to $133.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

11. The options vest and become exercisable in four equal annual installments beginning on July 24, 2018.

12. The options vest and become exercisable in four equal annual installments beginning on August 23, 2018.

13. The options vest and become exercisable in four equal annual installments beginning on July 23, 2019.

Remarks:

	/s/ Jose Ibietatorremendia, attorney-in-fact	10/05/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Chiminski John R Form 4Catalent / John R Chiminski ownership change