The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1/100 Berkshire Htwy Cla | CL A | 084670108 | 1,496 | 500 | SH | SOLE | 0 | 0 | 500 | ||
21st Cent Fox Cl A | CL A | 90130A101 | 833 | 22,699 | SH | SOLE | 0 | 0 | 22,699 | ||
A T & T Inc. | COM | 00206R102 | 4,463 | 125,184 | SH | SOLE | 0 | 0 | 125,184 | ||
Acadia Pharmaceuticals | COM | 00404A109 | 1,923 | 85,566 | SH | SOLE | 0 | 0 | 85,566 | ||
Aerovironment Inc | Com | 008073108 | 412 | 9,062 | SH | SOLE | 0 | 0 | 9,062 | ||
Air Lease Corp Cl A | CLA | 00912X302 | 451 | 10,575 | SH | SOLE | 0 | 0 | 10,575 | ||
Allergan Inc | SHS | G0177J108 | 1,515 | 9,004 | SH | SOLE | 0 | 0 | 9,004 | ||
Alphabet Inc Class A | CL A | 38259P508 | 8,062 | 7,773 | SH | SOLE | 0 | 0 | 7,773 | ||
Alps Alerian Mlp Etf | Alerian MLP | 00162Q866 | 190 | 20,234 | SH | SOLE | 0 | 0 | 20,234 | ||
Altria Group Inc | COM | 02209S103 | 311 | 4,988 | SH | SOLE | 0 | 0 | 4,988 | ||
Amazon Com Inc | COM | 023135106 | 1,132 | 782 | SH | SOLE | 0 | 0 | 782 | ||
Ambac Finl Group 23wts | W. Exp 4/30/202 | 023139116 | 414 | 59,215 | SH | SOLE | 0 | 0 | 59,215 | ||
Ambac Finl Group New | COM | 023139884 | 1,398 | 89,161 | SH | SOLE | 0 | 0 | 89,161 | ||
Amicus Therapeutics Inc | COM | 03152W109 | 487 | 32,356 | SH | SOLE | 0 | 0 | 32,356 | ||
Apple Inc | Com | 037833100 | 632 | 3,767 | SH | SOLE | 0 | 0 | 3,767 | ||
Arcelor Mittal NY New | NY Registry SH | 03938L104 | 332 | 10,430 | SH | SOLE | 0 | 0 | 10,430 | ||
Arconic Inc | Com | 03965L100 | 299 | 12,957 | SH | SOLE | 0 | 0 | 12,957 | ||
Astronova Inc | Com | 04638F108 | 254 | 16,380 | SH | SOLE | 0 | 0 | 16,380 | ||
Bank Of America Corp | Com | 060505104 | 8,516 | 283,954 | SH | SOLE | 0 | 0 | 283,954 | ||
Bellicum Pharmaceuticals | Com | 079481107 | 497 | 75,722 | SH | SOLE | 0 | 0 | 75,722 | ||
Berkshire Hathaway Cl B | Com | 084670702 | 1,580 | 7,922 | SH | SOLE | 0 | 0 | 7,922 | ||
Biotime Inc | Com | 09066L105 | 106 | 39,275 | SH | SOLE | 0 | 0 | 39,275 | ||
Boeing Co | COM | 097023105 | 3,540 | 10,797 | SH | SOLE | 0 | 0 | 10,797 | ||
Boston Scientific Corp | Com | 101137107 | 810 | 29,641 | SH | SOLE | 0 | 0 | 29,641 | ||
Catalyst Pharma Partners | Com | 14888U101 | 120 | 50,100 | SH | SOLE | 0 | 0 | 50,100 | ||
CBS Corporation CL B | CL B | 124857202 | 3,954 | 76,933 | SH | SOLE | 0 | 0 | 76,933 | ||
Celgene Corp | COM | 151020104 | 4,851 | 54,377 | SH | SOLE | 0 | 0 | 54,377 | ||
Citigroup Inc | Com | 172967954 | 8,691 | 128,752 | SH | SOLE | 0 | 0 | 128,752 | ||
Colony Northstar Inc | CL A Com | 19625W104 | 1,188 | 211,439 | SH | SOLE | 0 | 0 | 211,439 | ||
Corning Inc | Com | 219350105 | 3,187 | 114,303 | SH | SOLE | 0 | 0 | 114,303 | ||
Digimarc Corp New | COM | 25381B101 | 242 | 10,096 | SH | SOLE | 0 | 0 | 10,096 | ||
Dowdupont Inc | COM | 260543103 | 3,315 | 52,031 | SH | SOLE | 0 | 0 | 52,031 | ||
Emergent Capital Inc | COM | 29102N105 | 217 | 571,854 | SH | SOLE | 0 | 0 | 571,854 | ||
Enzo Biochem Inc | COM | 294100102 | 1,693 | 308,878 | SH | SOLE | 0 | 0 | 308,878 | ||
Exxon Mobil Corporation | Com | 30231G102 | 210 | 2,820 | SH | SOLE | 0 | 0 | 2,820 | ||
Facebook Inc Class A | CL A | 30303M102 | 340 | 2,128 | SH | SOLE | 0 | 0 | 2,128 | ||
Flexion Therapeutics | COM | 33938J106 | 290 | 12,922 | SH | SOLE | 0 | 0 | 12,922 | ||
Flextronics Intl Ltd | ORD | Y2573F102 | 3,582 | 219,342 | SH | SOLE | 0 | 0 | 219,342 | ||
Fly Leasing Ltd Adr | Sponsored ADR | 34407D109 | 2,852 | 214,250 | SH | SOLE | 0 | 0 | 214,250 | ||
Ford Motor Company | Com | 345370860 | 241 | 21,715 | SH | SOLE | 0 | 0 | 21,715 | ||
Gamestop Corp | CLA | 36467W109 | 261 | 20,694 | SH | SOLE | 0 | 0 | 20,694 | ||
Gavekal Knwldg Leadr | KNLDG LD WD ETF | 30151E608 | 604 | 17,668 | SH | SOLE | 0 | 0 | 17,668 | ||
Gencor Industries Inc | Com | 368678108 | 452 | 28,045 | SH | SOLE | 0 | 0 | 28,045 | ||
General Electric Company | Com | 369604103 | 251 | 18,590 | SH | SOLE | 0 | 0 | 18,590 | ||
Genius Brands Intl | COM Par | 37229T202 | 176 | 62,919 | SH | SOLE | 0 | 0 | 62,919 | ||
Gugg Bltshs 2018 Hgh Yld | GUG BUL2018 HY | 18383M381 | 2,470 | 98,333 | SH | SOLE | 0 | 0 | 98,333 | ||
Gugg Bltshs 2019 Hgh Yld | GUG BUL 2019 HY | 18383M373 | 2,624 | 107,899 | SH | SOLE | 0 | 0 | 107,899 | ||
Gugg Bltshs 2020 Hgh Yld | GUG BUL 2020 HY | 18383M365 | 2,606 | 107,064 | SH | SOLE | 0 | 0 | 107,064 | ||
Guggenheim Bultsh 2018 | GUG Bull2018 E | 18383M530 | 299 | 14,170 | SH | SOLE | 0 | 0 | 14,170 | ||
Guggenheim Bultsh 2019 | GUG Bull2019 E | 18383M522 | 418 | 19,905 | SH | SOLE | 0 | 0 | 19,905 | ||
Guggenheim Bultsh 2020 | GUG Bull2020 E | 18383M514 | 419 | 19,905 | SH | SOLE | 0 | 0 | 19,905 | ||
Halliburton Co Hldg Co | COM | 406216101 | 235 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
Hershey Foods Corp | Com | 427866108 | 319 | 3,223 | SH | SOLE | 0 | 0 | 3,223 | ||
Id Systems Inc | COM | 449489103 | 187 | 30,130 | SH | SOLE | 0 | 0 | 30,130 | ||
Idera Pharma | COM New | 45168K306 | 114 | 61,950 | SH | SOLE | 0 | 0 | 61,950 | ||
Imprimis Pharma New | COM New | 45323A201 | 194 | 110,249 | SH | SOLE | 0 | 0 | 110,249 | ||
Incyte Corporation | COM | 45337C102 | 1,004 | 12,049 | SH | SOLE | 0 | 0 | 12,049 | ||
Intel Corp | Com | 458140100 | 1,185 | 22,760 | SH | SOLE | 0 | 0 | 22,760 | ||
Intl Business Machines | COM | 459200101 | 294 | 1,914 | SH | SOLE | 0 | 0 | 1,914 | ||
Ishares Core S&P 500 | Core S&P500 ETF | 464287200 | 770 | 2,900 | SH | SOLE | 0 | 0 | 2,900 | ||
Ishares Select Dividend | Select Divid ETF | 464287168 | 391 | 4,107 | SH | SOLE | 0 | 0 | 4,107 | ||
J P Morgan Chase & Co | COM | 46625H100 | 221 | 2,014 | SH | SOLE | 0 | 0 | 2,014 | ||
Johnson & Johnson | Com | 478160104 | 427 | 3,330 | SH | SOLE | 0 | 0 | 3,330 | ||
Landmark Infrastruct Lp | Com Unit Ltd | 51508J108 | 389 | 23,347 | SH | SOLE | 0 | 0 | 23,347 | ||
Macquarie Infrastruc | COM | 55608B105 | 1,130 | 30,601 | SH | SOLE | 0 | 0 | 30,601 | ||
Micron Technology Inc | COM | 595112103 | 809 | 15,510 | SH | SOLE | 0 | 0 | 15,510 | ||
Microsoft Corp | Com | 594918104 | 3,166 | 34,685 | SH | SOLE | 0 | 0 | 34,685 | ||
New Media Inv Grp Inc | Com | 64704V106 | 3,742 | 218,319 | SH | SOLE | 0 | 0 | 218,319 | ||
New Residential Inv Corp | Com | 64828T102 | 6,644 | 403,906 | SH | SOLE | 0 | 0 | 403,906 | ||
Newell Rubbermaid Inc | COM | 651229106 | 339 | 13,319 | SH | SOLE | 0 | 0 | 13,319 | ||
News Corp New CL A | CL A | 65249B109 | 235 | 14,889 | SH | SOLE | 0 | 0 | 14,889 | ||
Nextera Energy Partn Lp | Com Unit Part In | 65341B106 | 323 | 8,078 | SH | SOLE | 0 | 0 | 8,078 | ||
Ocwen Financial Corp | COM New | 675746309 | 414 | 100,500 | SH | SOLE | 0 | 0 | 100,500 | ||
Outfront Media Inc | Com | 69007J106 | 454 | 24,220 | SH | SOLE | 0 | 0 | 24,220 | ||
Pattern Energy | CL A | 70338P100 | 462 | 26,700 | SH | SOLE | 0 | 0 | 26,700 | ||
Pfizer Incorporated | Com | 717081103 | 299 | 8,429 | SH | SOLE | 0 | 0 | 8,429 | ||
Philip Morris Intl Inc | COM | 718172109 | 398 | 4,003 | SH | SOLE | 0 | 0 | 4,003 | ||
Pimco Broad US Tips | Broad US Tips | 72201R403 | 1,622 | 28,125 | SH | SOLE | 0 | 0 | 28,125 | ||
Pitney Bowes Inc | Com | 724479100 | 305 | 28,037 | SH | SOLE | 0 | 0 | 28,037 | ||
PureFunds ISE Cyber Security E | Purefunds ISE CY | 26924G201 | 253 | 7,385 | SH | SOLE | 0 | 0 | 7,385 | ||
Qualcomm Inc | Com | 747525103 | 3,905 | 70,483 | SH | SOLE | 0 | 0 | 70,483 | ||
Royal Dutch Shell B Adrf | Sponsored ADR B | 780259104 | 1,106 | 16,878 | SH | SOLE | 0 | 0 | 16,878 | ||
Safe Bulkers Inc | Com | Y7388L103 | 78 | 24,650 | SH | SOLE | 0 | 0 | 24,650 | ||
Schw US LCap Etf | US LRG CAP ETF | 808524201 | 801 | 12,695 | SH | SOLE | 0 | 0 | 12,695 | ||
Seattle Genetics Inc | Com | 812578102 | 1,075 | 20,543 | SH | SOLE | 0 | 0 | 20,543 | ||
Sector Spdr Consumer Fd | SBI CINS Discr | 81369Y407 | 300 | 2,962 | SH | SOLE | 0 | 0 | 2,962 | ||
Sector Spdr Fincl Select | SBI INT-Finl | 81369Y605 | 932 | 33,811 | SH | SOLE | 0 | 0 | 33,811 | ||
Sector Spdr Health Fund | SBI Healthcare | 81369Y209 | 689 | 8,464 | SH | SOLE | 0 | 0 | 8,464 | ||
Sector Spdr Tech Select | Technology | 81369Y803 | 7,400 | 113,110 | SH | SOLE | 0 | 0 | 113,110 | ||
Spdr Index Shares Emerg | Portfolio EMG MK | 78463X509 | 546 | 13,887 | SH | SOLE | 0 | 0 | 13,887 | ||
Spdr Large Cap Etf | Portfolio LR ETF | 78464A854 | 3,750 | 121,195 | SH | SOLE | 0 | 0 | 121,195 | ||
Spdr Mid Cap Etf | Portfolio MD ETF | 78464A847 | 1,906 | 57,466 | SH | SOLE | 0 | 0 | 57,466 | ||
Spdr Msci Eafe | MSCI EAFE STRTGC | 78463X434 | 3,011 | 46,452 | SH | SOLE | 0 | 0 | 46,452 | ||
Spdr Msci Japan | MSCI JAP STRTGIC | 78463X368 | 339 | 4,192 | SH | SOLE | 0 | 0 | 4,192 | ||
Spdr NYSE Technology | NYSE TECH ETF | 78464A102 | 342 | 3,848 | SH | SOLE | 0 | 0 | 3,848 | ||
Spdr S&P Aerosp & Def | Aerospace DEF | 78464A631 | 264 | 3,043 | SH | SOLE | 0 | 0 | 3,043 | ||
Spdr S&P Biotech Etf | S&P Biotech | 78464A870 | 335 | 3,823 | SH | SOLE | 0 | 0 | 3,823 | ||
Spdr S&P Capital Markets | S&P Cap MKTS | 78464A771 | 230 | 3,953 | SH | SOLE | 0 | 0 | 3,953 | ||
Spdr S&P Global Infrastructure | S&P GBLINF ETF | 78463X855 | 221 | 4,486 | SH | SOLE | 0 | 0 | 4,486 | ||
Spdr S&P Regional Bking | S&P Regl BKG | 78464A698 | 319 | 5,277 | SH | SOLE | 0 | 0 | 5,277 | ||
Spdr S&P Semiconductor | S&P Semicndctr | 78464A862 | 527 | 7,525 | SH | SOLE | 0 | 0 | 7,525 | ||
Starwood Ppty TRUST Inc | Com | 85571B105 | 8,268 | 394,644 | SH | SOLE | 0 | 0 | 394,644 | ||
Teekay Lng Partners LP | Partnership Units | Y8564M105 | 5,236 | 292,488 | SH | SOLE | 0 | 0 | 292,488 | ||
Teekay Offshore Partners | Partnership Un | Y8565J101 | 244 | 107,296 | SH | SOLE | 0 | 0 | 107,296 | ||
Teekay Tankers Ltd Cl Af | CL A | Y8565N102 | 961 | 807,465 | SH | SOLE | 0 | 0 | 807,465 | ||
Therapeuticsmd Inc | COM | 88338N107 | 371 | 76,185 | SH | SOLE | 0 | 0 | 76,185 | ||
Time Warner Incorporated | COM NEW | 887317303 | 2,289 | 24,197 | SH | SOLE | 0 | 0 | 24,197 | ||
Tronox Ltd Class A | SHS CL A | Q9235V102 | 946 | 51,310 | SH | SOLE | 0 | 0 | 51,310 | ||
Two Harbors Investment | Com | 90187B101 | 334 | 21,756 | SH | SOLE | 0 | 0 | 21,756 | ||
United Parcel Service B | CL B | 911312106 | 382 | 3,647 | SH | SOLE | 0 | 0 | 3,647 | ||
Visa Inc Cl A | COM CL A | 92826C839 | 2,455 | 20,520 | SH | SOLE | 0 | 0 | 20,520 | ||
Vistagen Therapeutic | COM New | 92840H202 | 62 | 66,428 | SH | SOLE | 0 | 0 | 66,428 | ||
Volkswagen A G | COM Disney | 254687106 | 4,077 | 101,824 | SH | SOLE | 0 | 0 | 101,824 | ||
Walt Disney Co | COM Disney | 254687107 | 602 | 5,992 | SH | SOLE | 0 | 0 | 5,992 | ||
Windstream Hldgs Inc | COM New | 97382A200 | 23 | 16,222 | SH | SOLE | 0 | 0 | 16,222 | ||
Wisdomtree Europe Etf | EURPOE HEDGED EQ | 97717X701 | 649 | 10,347 | SH | SOLE | 0 | 0 | 10,347 | ||
Xperi Corporation | COM | 98421B100 | 269 | 12,740 | SH | SOLE | 0 | 0 | 12,740 |