The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Apple, Inc. | Equities | 37833100 | 2,681 | 28,039 | SH | SOLE | 0 | 27,616 | 0 | 423 | |
iShares MSCI All Country Asia | Equities | 464288182 | 1,292 | 23,623 | SH | SOLE | 0 | 23,623 | 0 | 0 | |
AbbVie, Inc. | Equities | 00287Y109 | 581 | 9,382 | SH | SOLE | 0 | 9,382 | 0 | 0 | |
Abbott Laboratories | Equities | 2824100 | 1,611 | 40,993 | SH | SOLE | 0 | 40,507 | 0 | 486 | |
Accenture PLC | Equities | G1151C101 | 356 | 3,140 | SH | SOLE | 0 | 3,140 | 0 | 0 | |
iShares MSCI ACWI Index | Equities | 464288257 | 679 | 12,072 | SH | SOLE | 0 | 10,704 | 0 | 1,368 | |
Applied Materials, Inc. | Equities | 38222105 | 2,411 | 100,591 | SH | SOLE | 0 | 99,122 | 0 | 1,469 | |
Amgen Inc. | Equities | 31162100 | 1,926 | 12,658 | SH | SOLE | 0 | 12,476 | 0 | 182 | |
ALPS Alerian MLP ETF | Equities | 00162Q866 | 146 | 11,506 | SH | SOLE | 0 | 11,506 | 0 | 0 | |
Amazon.com, Inc. | Equities | 23135106 | 1,707 | 2,385 | SH | SOLE | 0 | 2,354 | 0 | 31 | |
Smith A O Corp | Equities | 831865209 | 1,413 | 16,033 | SH | SOLE | 0 | 15,803 | 0 | 230 | |
Antero Resources Corp | Equities | 03674X106 | 1,523 | 58,617 | SH | SOLE | 0 | 57,747 | 0 | 870 | |
Activision Blizzard, Inc. | Equities | 00507V109 | 1,557 | 39,276 | SH | SOLE | 0 | 38,711 | 0 | 565 | |
American Water Works Company, Inc. | Equities | 30420103 | 2,357 | 27,890 | SH | SOLE | 0 | 27,487 | 0 | 403 | |
PowerShares Build America Bond Portfolio | Equities | 73937B407 | 1,867 | 59,285 | SH | SOLE | 0 | 58,574 | 0 | 711 | |
Bank of America Corporation | Equities | 60505104 | 445 | 22,424 | SH | SOLE | 0 | 22,424 | 0 | 0 | |
Bank Amer Corp Wt Exp 011619 | User-Defined | 60505146 | 223 | 64,194 | SH | SOLE | 0 | 64,194 | 0 | 0 | |
Bristol Myers Squibb Company | Equities | 110122108 | 1,826 | 24,830 | SH | SOLE | 0 | 24,491 | 0 | 339 | |
Vanguard Total Bond Market ETF | Equities | 921937835 | 3,237 | 38,402 | SH | SOLE | 0 | 36,351 | 0 | 2,051 | |
Berkshire Hathaway Inc Class A | Equities | 84670108 | 651 | 3 | SH | SOLE | 0 | 3 | 0 | 0 | |
Berkshire Hathaway Inc Class B | Equities | 84670702 | 1,556 | 10,750 | SH | SOLE | 0 | 10,750 | 0 | 0 | |
Cerner Corp | Equities | 156782104 | 919 | 15,688 | SH | SOLE | 0 | 15,458 | 0 | 230 | |
Calamos Conv Opps & Inc Fd | Equities | 128117108 | 281 | 28,556 | SH | SOLE | 0 | 28,556 | 0 | 0 | |
Colgate-Palmolive Company | Equities | 194162103 | 1,840 | 25,133 | SH | SOLE | 0 | 24,871 | 0 | 262 | |
Core Laboratories N V Com | Equities | N22717107 | 1,752 | 14,139 | SH | SOLE | 0 | 13,926 | 0 | 213 | |
Costco Wholesale Corporation | Equities | 22160K105 | 870 | 5,541 | SH | SOLE | 0 | 5,458 | 0 | 83 | |
Salesforce Com Inc | Equities | 79466L302 | 2,012 | 25,338 | SH | SOLE | 0 | 24,974 | 0 | 364 | |
Cisco Systems, Inc. | Equities | 17275R102 | 1,897 | 66,113 | SH | SOLE | 0 | 65,318 | 0 | 795 | |
iShares Barclays 1-3 year Credit Bond | Equities | 464288646 | 288 | 2,716 | SH | SOLE | 0 | 2,616 | 0 | 100 | |
CVS Health Corp | Equities | 126650100 | 1,912 | 19,972 | SH | SOLE | 0 | 19,511 | 0 | 461 | |
Chevron Corporation | Equities | 166764100 | 298 | 2,845 | SH | SOLE | 0 | 2,720 | 0 | 125 | |
SPDR Dow Jones Industrial Average | Equities | 78467X109 | 883 | 4,935 | SH | SOLE | 0 | 4,369 | 0 | 566 | |
Walt Disney Company | Equities | 254687106 | 2,117 | 21,647 | SH | SOLE | 0 | 21,208 | 0 | 439 | |
Duke Energy Corporation New | Equities | 26441C204 | 419 | 4,880 | SH | SOLE | 0 | 4,880 | 0 | 0 | |
iShares Dow Jones Select Dividend Index | Equities | 464287168 | 454 | 5,327 | SH | SOLE | 0 | 4,652 | 0 | 675 | |
Ecolab Incorporated | Equities | 278865100 | 1,266 | 10,671 | SH | SOLE | 0 | 10,519 | 0 | 152 | |
Direxion Daily Emrg Mkts Bull 3X | Equities | 25490K281 | 990 | 19,213 | SH | SOLE | 0 | 19,213 | 0 | 0 | |
Eaton Vance Txmg Gl Bu | Equities | 27829C105 | 312 | 30,033 | SH | SOLE | 0 | 30,033 | 0 | 0 | |
iShares MSCI EMU Index Fund | Equities | 464286608 | 1,437 | 44,517 | SH | SOLE | 0 | 44,517 | 0 | 0 | |
Facebook, Inc. | Equities | 30303M102 | 1,250 | 10,934 | SH | SOLE | 0 | 10,785 | 0 | 149 | |
FIDUS INVESTMENT CORPORATION | Equities | 316500107 | 199 | 13,011 | SH | SOLE | 0 | 0 | 0 | 13,011 | |
iShares Floating Rate Bond ETF | Equities | 46429B655 | 587 | 11,600 | SH | SOLE | 0 | 10,704 | 0 | 896 | |
General Dynamics Corporation | Equities | 369550108 | 2,042 | 14,662 | SH | SOLE | 0 | 14,489 | 0 | 173 | |
General Electric Company | Equities | 369604103 | 1,116 | 35,444 | SH | SOLE | 0 | 35,099 | 0 | 345 | |
The GEO Group Inc | Equities | 36162J106 | 1,541 | 45,086 | SH | SOLE | 0 | 44,535 | 0 | 551 | |
SPDR Gold Shares | Equities | 78463V107 | 308 | 2,433 | SH | SOLE | 0 | 2,343 | 0 | 90 | |
Alphabet Inc Class A | Equities | 02079K305 | 2,159 | 3,069 | SH | SOLE | 0 | 3,015 | 0 | 54 | |
Harman International Industries, Inc. | Equities | 413086109 | 1,359 | 18,918 | SH | SOLE | 0 | 18,637 | 0 | 281 | |
iShares Gold Trust | Equities | 464285105 | 235 | 18,443 | SH | SOLE | 0 | 18,443 | 0 | 0 | |
iShares Tr Barclays 3-7 Yr Treasury Bond | Equities | 464288661 | 2,379 | 18,679 | SH | SOLE | 0 | 18,467 | 0 | 212 | |
iShares Russell 2000 Index | Equities | 464287648 | 679 | 4,953 | SH | SOLE | 0 | 4,122 | 0 | 831 | |
Nuveen Energy Mlp Totl R | Equities | 67074U103 | 1,071 | 81,782 | SH | SOLE | 0 | 80,739 | 0 | 1,043 | |
Johnson & Johnson | Equities | 478160104 | 2,007 | 16,547 | SH | SOLE | 0 | 16,302 | 0 | 245 | |
Kraft Heinz Co | Equities | 500754106 | 327 | 3,701 | SH | SOLE | 0 | 701 | 0 | 3,000 | |
Kimberly-Clark Corporation | Equities | 494368103 | 1,885 | 13,714 | SH | SOLE | 0 | 13,524 | 0 | 190 | |
Kinder Morgan, Inc. | Equities | 49456B101 | 405 | 21,624 | SH | SOLE | 0 | 21,124 | 0 | 500 | |
Kinder Morgan Inc 17wts | Equities | 49456B119 | 4 | 251,985 | SH | SOLE | 0 | 247,469 | 0 | 4,516 | |
Coca-Cola Company | Equities | 191216100 | 922 | 20,348 | SH | SOLE | 0 | 20,348 | 0 | 0 | |
Kayne Anderson Mlp Invt | Equities | 486606106 | 5,185 | 254,782 | SH | SOLE | 0 | 251,162 | 0 | 3,620 | |
Eli Lilly and Company | Equities | 532457108 | 221 | 2,800 | SH | SOLE | 0 | 2,800 | 0 | 0 | |
Lockheed Martin Corporation | Equities | 539830109 | 1,194 | 4,813 | SH | SOLE | 0 | 4,756 | 0 | 57 | |
Cheniere Energy Inc New | Equities | 16411R208 | 1,436 | 38,253 | SH | SOLE | 0 | 37,716 | 0 | 537 | |
Lowes Companies Incorporated | Equities | 548661107 | 1,393 | 17,594 | SH | SOLE | 0 | 17,353 | 0 | 241 | |
iShares iBoxx $ Invest Grade Corp Bond | Equities | 464287242 | 444 | 3,615 | SH | SOLE | 0 | 2,511 | 0 | 1,104 | |
Lyondellbasell Industries NV | Equities | N53745100 | 1,334 | 17,923 | SH | SOLE | 0 | 17,674 | 0 | 249 | |
Mondelez Intl Inc Cl A | Equities | 609207105 | 1,513 | 33,249 | SH | SOLE | 0 | 32,763 | 0 | 486 | |
SPDR S&P MidCap 400 | Equities | 78467Y107 | 755 | 2,772 | SH | SOLE | 0 | 2,306 | 0 | 466 | |
Macquarie Global Infrastructure Total Return Fund | Equities | 55608D101 | 1,435 | 67,058 | SH | SOLE | 0 | 66,166 | 0 | 892 | |
Martin Marietta Matls | Equities | 573284106 | 2,975 | 15,493 | SH | SOLE | 0 | 15,363 | 0 | 130 | |
MFS Multimarket Income Trust | Equities | 552737108 | 1,248 | 206,357 | SH | SOLE | 0 | 203,715 | 0 | 2,642 | |
Monster Beverage | Equities | 61174X109 | 1,144 | 7,121 | SH | SOLE | 0 | 7,016 | 0 | 105 | |
Altria Group, Inc. | Equities | 02209S103 | 264 | 3,825 | SH | SOLE | 0 | 3,825 | 0 | 0 | |
Microsoft Corporation | Equities | 594918104 | 2,011 | 39,301 | SH | SOLE | 0 | 38,650 | 0 | 651 | |
NEW DOMINION BANK CHARLOTTE NC | Equities | 65120C101 | 6 | 25,000 | SH | SOLE | 0 | 25,000 | 0 | 0 | |
Nextera Energy Inc. | Equities | 65339F101 | 225 | 1,723 | SH | SOLE | 0 | 1,723 | 0 | 0 | |
Northrop Grumman Corporation | Equities | 666807102 | 983 | 4,424 | SH | SOLE | 0 | 4,359 | 0 | 65 | |
PepsiCo | Equities | 713448108 | 752 | 7,103 | SH | SOLE | 0 | 6,952 | 0 | 151 | |
Pfizer Inc. | Equities | 717081103 | 1,260 | 35,796 | SH | SOLE | 0 | 35,066 | 0 | 730 | |
iShares S&P U.S. Preferred Stock Index Fd | Equities | 464288687 | 736 | 18,442 | SH | SOLE | 0 | 18,032 | 0 | 410 | |
Procter & Gamble Company | Equities | 742718109 | 835 | 9,862 | SH | SOLE | 0 | 9,862 | 0 | 0 | |
Philip Morris International Inc. | Equities | 718172109 | 517 | 5,078 | SH | SOLE | 0 | 5,078 | 0 | 0 | |
Piedmont Natural Gas Company, Inc. | Equities | 720186105 | 371 | 6,170 | SH | SOLE | 0 | 6,170 | 0 | 0 | |
PowerShares QQQ | Equities | 73935A104 | 3,213 | 29,873 | SH | SOLE | 0 | 28,369 | 0 | 1,504 | |
Reynolds American Inc. | Equities | 761713106 | 214 | 3,960 | SH | SOLE | 0 | 3,960 | 0 | 0 | |
Roche Hldg Ltd Spons | Equities | 771195104 | 1,491 | 45,365 | SH | SOLE | 0 | 44,774 | 0 | 591 | |
Roper Inds Inc | Equities | 776696106 | 1,122 | 6,576 | SH | SOLE | 0 | 6,478 | 0 | 98 | |
Guggenheim S&P 500 Equal Weight | Equities | 78355W106 | 3,177 | 39,540 | SH | SOLE | 0 | 37,484 | 0 | 2,056 | |
Raytheon Company | Equities | 755111507 | 1,482 | 10,899 | SH | SOLE | 0 | 10,738 | 0 | 161 | |
Royal Bank of Canada | Equities | 780087102 | 524 | 8,871 | SH | SOLE | 0 | 8,871 | 0 | 0 | |
SCANA Corporation | Equities | 80589M102 | 1,523 | 20,134 | SH | SOLE | 0 | 20,134 | 0 | 0 | |
Schwab U.S. TIPS ETF | Equities | 808524870 | 1,959 | 34,676 | SH | SOLE | 0 | 33,504 | 0 | 1,172 | |
Sherwin-Williams Company | Equities | 824348106 | 982 | 3,344 | SH | SOLE | 0 | 3,344 | 0 | 0 | |
ProShares Short High Yield | Equities | 74347R131 | 661 | 25,188 | SH | SOLE | 0 | 25,188 | 0 | 0 | |
ProShares UltraShort Financials | Equities | 74347B748 | 3,749 | 83,929 | SH | SOLE | 0 | 83,929 | 0 | 0 | |
Schlumberger Limited | Equities | 806857108 | 1,551 | 19,616 | SH | SOLE | 0 | 19,357 | 0 | 259 | |
Direxion Shs Etf New | Equities | 25459Y371 | 2,806 | 201,463 | SH | SOLE | 0 | 201,463 | 0 | 0 | |
ProShares UltraPro Short S&P500 | Equities | 74348A442 | 1,558 | 59,356 | SH | SOLE | 0 | 59,356 | 0 | 0 | |
Stericycle Inc | Equities | 858912108 | 1,260 | 12,106 | SH | SOLE | 0 | 11,929 | 0 | 177 | |
AT&T Incorporated | Equities | 00206R102 | 599 | 13,858 | SH | SOLE | 0 | 13,548 | 0 | 310 | |
iShares Barclays TIPS Bond | Equities | 464287176 | 238 | 2,043 | SH | SOLE | 0 | 1,888 | 0 | 155 | |
TJX Companies, Inc. | Equities | 872540109 | 1,075 | 13,914 | SH | SOLE | 0 | 13,718 | 0 | 196 | |
Thermo Fisher Scientific, Inc. | Equities | 883556102 | 1,814 | 12,279 | SH | SOLE | 0 | 12,016 | 0 | 263 | |
Time Warner, Inc. | Equities | 887317303 | 3,280 | 44,595 | SH | SOLE | 0 | 44,013 | 0 | 582 | |
Union Pacific Corporation | Equities | 907818108 | 1,301 | 14,906 | SH | SOLE | 0 | 14,724 | 0 | 182 | |
United Technologies Corporation | Equities | 913017109 | 700 | 6,824 | SH | SOLE | 0 | 6,824 | 0 | 0 | |
Vanguard Intermediate Term Corp Bd ETF | Equities | 92206C870 | 1,067 | 11,932 | SH | SOLE | 0 | 11,932 | 0 | 0 | |
V F Corporation | Equities | 918204108 | 850 | 13,819 | SH | SOLE | 0 | 13,468 | 0 | 351 | |
Vanguard FTSE Europe ETF | Equities | 922042874 | 560 | 12,006 | SH | SOLE | 0 | 10,522 | 0 | 1,484 | |
Vanguard Dividend Appreciation ETF | Equities | 921908844 | 426 | 5,115 | SH | SOLE | 0 | 5,115 | 0 | 0 | |
Vulcan Materials Company | Equities | 929160109 | 1,855 | 15,408 | SH | SOLE | 0 | 15,180 | 0 | 228 | |
Vanguard FTSE Emerging Markets ETF | Equities | 922042858 | 4,794 | 136,091 | SH | SOLE | 0 | 135,102 | 0 | 989 | |
iPath S&P 500 VIX ST Futures ETN | Equities | 06740Q252 | 635 | 45,995 | SH | SOLE | 0 | 45,995 | 0 | 0 | |
Verizon Communications, Inc. | Equities | 92343V104 | 2,017 | 36,114 | SH | SOLE | 0 | 35,740 | 0 | 374 | |
Westinghouse Air Brake Technologies Corporation | Equities | 929740108 | 1,201 | 17,096 | SH | SOLE | 0 | 16,844 | 0 | 252 | |
Wells Fargo & Company | Equities | 949746101 | 341 | 7,207 | SH | SOLE | 0 | 6,947 | 0 | 260 | |
Aqua America, Inc. | Equities | 03836W103 | 470 | 13,193 | SH | SOLE | 0 | 13,193 | 0 | 0 | |
Cimarex Energy Co. | Equities | 171798101 | 1,377 | 11,540 | SH | SOLE | 0 | 11,383 | 0 | 157 | |
Exxon Mobil Corporation | Equities | 30231G102 | 973 | 10,376 | SH | SOLE | 0 | 10,215 | 0 | 161 |