The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Agilent Technologies, Inc. | Equities | 00846U101 | 956 | 20,990 | SH | SOLE | 0 | 10,484 | 0 | 10,506 | |
Apple, Inc. | Equities | 037833100 | 2,446 | 21,117 | SH | SOLE | 0 | 20,861 | 0 | 256 | |
iShares MSCI All Country Asia | Equities | 464288182 | 333 | 6,055 | SH | SOLE | 0 | 6,011 | 0 | 44 | |
AbbVie, Inc. | Equities | 00287Y109 | 576 | 9,200 | SH | SOLE | 0 | 9,200 | 0 | 0 | |
Abbott Laboratories | Equities | 002824100 | 1,530 | 39,842 | SH | SOLE | 0 | 39,087 | 0 | 755 | |
Accenture PLC | Equities | G1151C101 | 368 | 3,141 | SH | SOLE | 0 | 3,141 | 0 | 0 | |
iShares MSCI ACWI Index | Equities | 464288257 | 233 | 3,938 | SH | SOLE | 0 | 2,906 | 0 | 1,032 | |
Amgen Inc. | Equities | 031162100 | 1,747 | 11,950 | SH | SOLE | 0 | 11,660 | 0 | 290 | |
Amazon.com, Inc. | Equities | 023135106 | 1,271 | 1,695 | SH | SOLE | 0 | 1,654 | 0 | 41 | |
Antero Resources Corp | Equities | 03674X106 | 1,211 | 51,189 | SH | SOLE | 0 | 49,810 | 0 | 1,379 | |
Activision Blizzard, Inc. | Equities | 00507V109 | 1,311 | 36,314 | SH | SOLE | 0 | 35,406 | 0 | 908 | |
American Water Works Company, Inc. | Equities | 030420103 | 1,837 | 25,390 | SH | SOLE | 0 | 24,744 | 0 | 646 | |
PowerShares Build America Bond Portfolio | Equities | 73937B407 | 2,055 | 70,653 | SH | SOLE | 0 | 66,924 | 0 | 3,729 | |
Bank of America Corporation | Equities | 060505104 | 743 | 33,605 | SH | SOLE | 0 | 33,605 | 0 | 0 | |
Bank Amer Corp Wt Exp 011619 | Equities | 060505146 | 614 | 61,755 | SH | SOLE | 0 | 31,206 | 0 | 30,549 | |
BB&T Corporation | Equities | 054937107 | 231 | 4,913 | SH | SOLE | 0 | 4,913 | 0 | 0 | |
Powershares Exchange Traded Fund Tr II Sen | Equities | 73936Q769 | 201 | 8,598 | SH | SOLE | 0 | 8,513 | 0 | 85 | |
Vanguard Total Bond Market ETF | Equities | 921937835 | 2,789 | 34,516 | SH | SOLE | 0 | 31,979 | 0 | 2,537 | |
Berkshire Hathaway Inc. Class B | Equities | 084670702 | 1,734 | 10,640 | SH | SOLE | 0 | 10,290 | 0 | 350 | |
Berkshire Hathaway Inc. Class A | Equities | 084670108 | 732 | 3 | SH | SOLE | 0 | 2 | 0 | 1 | |
Celgene Corporation | Equities | 151020104 | 1,394 | 12,041 | SH | SOLE | 0 | 11,729 | 0 | 312 | |
Calamos Conv Opps & Inc Fd | Equities | 128117108 | 233 | 23,078 | SH | SOLE | 0 | 23,078 | 0 | 0 | |
Colgate-Palmolive Company | Equities | 194162103 | 467 | 7,133 | SH | SOLE | 0 | 7,133 | 0 | 0 | |
Core Laboratories NV Com | Equities | N22717107 | 1,555 | 12,956 | SH | SOLE | 0 | 12,618 | 0 | 338 | |
Cabot Oil & Gas Corp | Equities | 127097103 | 980 | 41,945 | SH | SOLE | 0 | 40,945 | 0 | 1,000 | |
Costco Wholesale Corporation | Equities | 22160K105 | 864 | 5,394 | SH | SOLE | 0 | 5,960 | 0 | 566 | |
Cisco Systems, Inc. | Equities | 17275R102 | 1,751 | 57,926 | SH | SOLE | 0 | 56,654 | 0 | 1,272 | |
iShares Barclays 1-3 year Credit Bond | Equities | 464288646 | 1,017 | 9,695 | SH | SOLE | 0 | 8,501 | 0 | 1,194 | |
Chevron Corporation | Equities | 166764100 | 320 | 2,720 | SH | SOLE | 0 | 2,720 | 0 | 0 | |
Danaher Corporation | Equities | 235851102 | 750 | 9,633 | SH | SOLE | 0 | 9,488 | 0 | 145 | |
SPDR Dow Jones Industrial Average | Equities | 78467X109 | 276 | 1,399 | SH | SOLE | 0 | 997 | 0 | 402 | |
Walt Disney Company | Equities | 254687106 | 1,215 | 11,661 | SH | SOLE | 0 | 11,421 | 0 | 240 | |
Duke Energy Corporation New | Equities | 26441C204 | 379 | 4,883 | SH | SOLE | 0 | 4,883 | 0 | 0 | |
iShares Dow Jones Select Dividend Index | Equities | 464287168 | 397 | 4,480 | SH | SOLE | 0 | 3,805 | 0 | 675 | |
Ecolab Incorporated | Equities | 278865100 | 1,273 | 10,859 | SH | SOLE | 0 | 10,607 | 0 | 252 | |
Direxion Daily Emrg Mkts Bull 3X | Equities | 25490K281 | 668 | 12,637 | SH | SOLE | 0 | 12,367 | 0 | 270 | |
Equitable Resources, Inc. | Equities | 26884L109 | 907 | 13,864 | SH | SOLE | 0 | 13,536 | 0 | 328 | |
Eaton Vance Txmg Gl Bu | Equities | 27829C105 | 305 | 30,291 | SH | SOLE | 0 | 30,291 | 0 | 0 | |
Edwards Lifesciences Corporation | Equities | 28176E108 | 537 | 5,732 | SH | SOLE | 0 | 5,611 | 0 | 121 | |
iShares MSCI Mexico ETF | Equities | 464286822 | 612 | 13,913 | SH | SOLE | 0 | 13,618 | 0 | 295 | |
First Trust ISE-Revere Natural Gas ETF | Equities | 33733E807 | 1,016 | 38,820 | SH | SOLE | 0 | 38,005 | 0 | 815 | |
FIDUS INVESTMENT CORPORATION | Equities | 316500107 | 205 | 13,011 | SH | SOLE | 0 | 13,011 | 0 | 0 | |
iShares Floating Rate Bond ETF | Equities | 46429B655 | 385 | 7,584 | SH | SOLE | 0 | 6,865 | 0 | 719 | |
Franco-Nevado Corp | Equities | 351858105 | 686 | 11,481 | SH | SOLE | 0 | 1,481 | 0 | 10,000 | |
General Dynamics Corporation | Equities | 369550108 | 1,285 | 7,445 | SH | SOLE | 0 | 7,343 | 0 | 102 | |
General Electric Company | Equities | 369604103 | 983 | 31,107 | SH | SOLE | 0 | 31,107 | 0 | 0 | |
SPDR Gold Shares | Equities | 78463V107 | 461 | 4,209 | SH | SOLE | 0 | 4,106 | 0 | 103 | |
Alphabet Inc Class A | Equities | 02079K305 | 2,201 | 2,778 | SH | SOLE | 0 | 2,716 | 0 | 62 | |
Goldman Sachs Group, Inc. | Equities | 38141G104 | 1,793 | 7,490 | SH | SOLE | 0 | 7,311 | 0 | 179 | |
Hormel Foods Corp | Equities | 440452100 | 918 | 26,367 | SH | SOLE | 0 | 25,730 | 0 | 637 | |
iShares Gold Trust | Equities | 464285105 | 1,144 | 103,224 | SH | SOLE | 0 | 103,224 | 0 | 0 | |
iShares NASDAQ Biotechnology Sector | Equities | 464287556 | 598 | 2,253 | SH | SOLE | 0 | 2,208 | 0 | 45 | |
iShares Tr 7-10 Yr Trs Bd | Equities | 464287440 | 1,418 | 13,528 | SH | SOLE | 0 | 13,482 | 0 | 46 | |
Ishares Inc Core MSCI Emerging Mkts ETF | Equities | 46434G103 | 720 | 16,959 | SH | SOLE | 0 | 16,959 | 0 | 0 | |
The India Fund, Inc. | Equities | 454089103 | 251 | 11,743 | SH | SOLE | 0 | 10,123 | 0 | 1,620 | |
Illumina Inc | Equities | 452327109 | 1,276 | 9,966 | SH | SOLE | 0 | 9,723 | 0 | 243 | |
Illinois Tool Works Inc. | Equities | 452308109 | 202 | 1,649 | SH | SOLE | 0 | 1,649 | 0 | 0 | |
iShares Core US Growth ETF | Equities | 464287671 | 1,253 | 29,204 | SH | SOLE | 0 | 28,983 | 0 | 221 | |
iShares S&P 500 Index | Equities | 464287200 | 1,382 | 6,141 | SH | SOLE | 0 | 6,094 | 0 | 47 | |
iShares Russell 2000 Index | Equities | 464287648 | 2,833 | 18,405 | SH | SOLE | 0 | 17,530 | 0 | 875 | |
Johnson & Johnson | Equities | 478160104 | 1,810 | 15,708 | SH | SOLE | 0 | 1,561 | 0 | 14,147 | |
Kraft Heinz Co | Equities | 500754106 | 335 | 3,833 | SH | SOLE | 0 | 3,833 | 0 | 0 | |
Kimberly-Clark Corporation | Equities | 494368103 | 1,419 | 12,434 | SH | SOLE | 0 | 12,132 | 0 | 302 | |
Kinder Morgan, Inc. | Equities | 49456B101 | 435 | 21,006 | SH | SOLE | 0 | 20,506 | 0 | 500 | |
Kinder Morgan Inc 17wts | Equities | 49456B119 | 1 | 208,058 | SH | SOLE | 0 | 201,380 | 0 | 6,678 | |
Coca-Cola Company | Equities | 191216100 | 844 | 20,348 | SH | SOLE | 0 | 20,348 | 0 | 0 | |
SPDR S&P Regional Banking ETF | Equities | 78464a698 | 5,448 | 98,035 | SH | SOLE | 0 | 95,604 | 0 | 2,431 | |
Kayne Anderson Mlp Invt | Equities | 486606106 | 2,211 | 112,928 | SH | SOLE | 0 | 110,465 | 0 | 2,463 | |
Eli Lilly and Company | Equities | 532457108 | 206 | 2,800 | SH | SOLE | 0 | 2,800 | 0 | 0 | |
Lockheed Martin Corporation | Equities | 539830109 | 945 | 3,780 | SH | SOLE | 0 | 3,709 | 0 | 71 | |
Cheniere Energy Inc New | Equities | 16411R208 | 1,457 | 35,174 | SH | SOLE | 0 | 34,311 | 0 | 863 | |
iShares iBoxx $ Invest Grade Corp Bond | Equities | 464287242 | 1,134 | 9,676 | SH | SOLE | 0 | 8,641 | 0 | 1,035 | |
Lyondellbasell Industries NV | Equities | N53745100 | 1,435 | 16,729 | SH | SOLE | 0 | 16,334 | 0 | 395 | |
Medtronic, Inc. | Equities | G5960L103 | 493 | 6,917 | SH | SOLE | 0 | 6,777 | 0 | 140 | |
SPDR S&P MidCap 400 | Equities | 78467Y107 | 275 | 913 | SH | SOLE | 0 | 526 | 0 | 387 | |
Macquarie Global Infrastructure Total Return Fund | Equities | 55608D101 | 233 | 11,811 | SH | SOLE | 0 | 11,811 | 0 | 0 | |
Martin Marietta Matls | Equities | 573284106 | 2,437 | 11,001 | SH | SOLE | 0 | 10,823 | 0 | 178 | |
Altria Group, Inc. | Equities | 02209S103 | 259 | 3,825 | SH | SOLE | 0 | 3,825 | 0 | 0 | |
Microsoft Corporation | Equities | 594918104 | 2,178 | 35,047 | SH | SOLE | 0 | 34,326 | 0 | 721 | |
NEW DOMINION BANK CHARLOTTE NC | Equities | 65120C101 | 8 | 25,000 | SH | SOLE | 0 | 25,000 | 0 | 0 | |
Nike Inc. Class B | Equities | 654106103 | 930 | 18,287 | SH | SOLE | 0 | 17,845 | 0 | 442 | |
Northrop Grumman Corporation | Equities | 666807102 | 728 | 3,128 | SH | SOLE | 0 | 3,051 | 0 | 77 | |
PepsiCo | Equities | 713448108 | 727 | 6,953 | SH | SOLE | 0 | 6,953 | 0 | 0 | |
Pfizer Inc. | Equities | 717081103 | 1,129 | 34,750 | SH | SOLE | 0 | 34,750 | 0 | 0 | |
iShares S&P U.S. Preferred Stock Index Fd | Equities | 464288687 | 2,036 | 54,704 | SH | SOLE | 0 | 52,957 | 0 | 1,747 | |
Procter & Gamble Company | Equities | 742718109 | 780 | 9,271 | SH | SOLE | 0 | 9,271 | 0 | 0 | |
Philip Morris International Inc. | Equities | 718172109 | 485 | 5,299 | SH | SOLE | 0 | 5,299 | 0 | 0 | |
PayPal Holdings Inc | Equities | 70450Y103 | 1,008 | 25,526 | SH | SOLE | 0 | 24,896 | 0 | 630 | |
PowerShares QQQ | Equities | 73935A104 | 2,294 | 19,365 | SH | SOLE | 0 | 17,757 | 0 | 1,608 | |
Reynolds American Inc. | Equities | 761713106 | 222 | 3,960 | SH | SOLE | 0 | 3,960 | 0 | 0 | |
Roper Inds Inc | Equities | 776696106 | 1,154 | 6,301 | SH | SOLE | 0 | 6,146 | 0 | 155 | |
Range Resources Corp | Equities | 75281A109 | 1,204 | 35,044 | SH | SOLE | 0 | 34,193 | 0 | 851 | |
Guggenheim S&P 500 Equal Weight | Equities | 78355W106 | 1,454 | 16,780 | SH | SOLE | 0 | 14,754 | 0 | 2,026 | |
Royal Bank of Canada | Equities | 780087102 | 553 | 8,161 | SH | SOLE | 0 | 8,161 | 0 | 0 | |
SCANA Corporation | Equities | 80589M102 | 1,503 | 20,514 | SH | SOLE | 0 | 20,514 | 0 | 0 | |
Schwab US TIPS ETF | Equities | 808524870 | 2,644 | 48,215 | SH | SOLE | 0 | 46,234 | 0 | 1,981 | |
Sherwin-Williams Company | Equities | 824348106 | 1,920 | 7,144 | SH | SOLE | 0 | 7,052 | 0 | 92 | |
ProShares Short High Yield | Equities | 74347R131 | 345 | 13,982 | SH | SOLE | 0 | 13,686 | 0 | 296 | |
Schlumberger Limited | Equities | 806857108 | 1,567 | 18,663 | SH | SOLE | 0 | 18,264 | 0 | 399 | |
AT&T Incorporated | Security Type | 00206R102 | 623 | 14,648 | SH | SOLE | 0 | 14,648 | 0 | 0 | |
iShares Barclays TIPS Bond | Equities | 464287176 | 575 | 5,079 | SH | SOLE | 0 | 4,896 | 0 | 183 | |
TJX Companies, Inc. | Equities | 872540109 | 1,014 | 13,500 | SH | SOLE | 0 | 13,188 | 0 | 312 | |
Thermo Fisher Scientific, Inc. | Equities | 883556102 | 1,646 | 11,663 | SH | SOLE | 0 | 11,372 | 0 | 291 | |
Time Warner, Inc. | Equities | 887317303 | 457 | 4,733 | SH | SOLE | 0 | 4,733 | 0 | 0 | |
Union Pacific Corporation | Equities | 907818108 | 1,439 | 13,876 | SH | SOLE | 0 | 13,596 | 0 | 280 | |
United Technologies Corporation | Equities | 913017109 | 748 | 6,825 | SH | SOLE | 0 | 6,825 | 0 | 0 | |
Vanguard Financials ETF | Equities | 92204A405 | 5,270 | 88,791 | SH | SOLE | 0 | 86,654 | 0 | 2,137 | |
Vanguard Dividend Appreciation ETF | Equities | 921908844 | 383 | 4,498 | SH | SOLE | 0 | 4,498 | 0 | 0 | |
Valero Energy Corp New | Equities | 91913Y100 | 1,243 | 18,198 | SH | SOLE | 0 | 17,759 | 0 | 439 | |
Vulcan Materials Company | Equities | 929160109 | 1,730 | 13,825 | SH | SOLE | 0 | 13,463 | 0 | 362 | |
Vanguard Mid-Cap ETF | Equities | 922908629 | 944 | 7,172 | SH | SOLE | 0 | 0 | 0 | 0 | |
Vanguard FTSE Emerging Markets ETF | Equities | 922042858 | 2,853 | 79,730 | SH | SOLE | 0 | 77,458 | 0 | 2,272 | |
Vanguard Total International Stock ETF | Equities | 921909768 | 635 | 13,849 | SH | SOLE | 0 | 13,744 | 0 | 105 | |
Verizon Communications, Inc. | Equities | 92343V104 | 1,847 | 34,605 | SH | SOLE | 0 | 34,025 | 0 | 580 | |
Westinghouse Air Brake Technologies Corporation | Equities | 929740108 | 1,260 | 15,181 | SH | SOLE | 0 | 14,779 | 0 | 402 | |
Wells Fargo & Company | Equities | 949746101 | 254 | 4,617 | SH | SOLE | 0 | 4,617 | 0 | 0 | |
Aqua America, Inc. | Equities | 03836W103 | 295 | 9,833 | SH | SOLE | 0 | 9,833 | 0 | 0 | |
Cimarex Energy Co. | Equities | 171798101 | 1,483 | 10,909 | SH | SOLE | 0 | 10,660 | 0 | 249 | |
Financial Select Sector SPDR | Equities | 81369Y605 | 775 | 33,325 | SH | SOLE | 0 | 32,629 | 0 | 696 | |
Exxon Mobil Corporation | Equities | 30231G102 | 1,066 | 11,811 | SH | SOLE | 0 | 11,801 | 0 | 10 |