The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Agilent Technologies, Inc. | Equities | 00846U101 | 1,250 | 20,216 | SH | SOLE | 0 | 19,499 | 0 | 717 | |
Apple, Inc. | Equities | 037833100 | 4,755 | 25,690 | SH | SOLE | 0 | 22,680 | 0 | 3,009 | |
iShares MSCI All Country Asia | Equities | 464288182 | 609 | 8,494 | SH | SOLE | 0 | 7,723 | 0 | 771 | |
AbbVie, Inc. | Equities | 00287Y109 | 836 | 9,026 | SH | SOLE | 0 | 9,026 | 0 | 0 | |
Abbott Laboratories | Equities | 002824100 | 2,263 | 37,108 | SH | SOLE | 0 | 36,215 | 0 | 892 | |
Accenture PLC | Equities | G1151C101 | 379 | 2,316 | SH | SOLE | 0 | 2,316 | 0 | 0 | |
Applied Materials, Inc. | Equities | 038222105 | 243 | 5,254 | SH | SOLE | 0 | 5,254 | 0 | 0 | |
Amgen Inc. | Equities | 031162100 | 1,857 | 10,059 | SH | SOLE | 0 | 9,762 | 0 | 297 | |
Amazon.com, Inc. | Equities | 023135106 | 1,872 | 1,102 | SH | SOLE | 0 | 1,077 | 0 | 25 | |
Activision Blizzard, Inc. | Equities | 00507V109 | 2,327 | 30,485 | SH | SOLE | 0 | 29,488 | 0 | 997 | |
American Water Works Company, Inc. | Equities | 030420103 | 1,893 | 22,176 | SH | SOLE | 0 | 21,502 | 0 | 675 | |
Boeing Company | Equities | 097023105 | 201 | 600 | SH | SOLE | 0 | 89 | 0 | 510 | |
PowerShares Build America Bond Portfolio | Equities | 46138G805 | 2,449 | 82,713 | SH | SOLE | 0 | 79,088 | 0 | 3,625 | |
Alibaba Group Holding Ltd ADR | Equities | 01609W102 | 656 | 3,538 | SH | SOLE | 0 | 3,420 | 0 | 118 | |
Bank of America Corporation | Equities | 060505104 | 1,077 | 38,195 | SH | SOLE | 0 | 36,195 | 0 | 2,000 | |
Bank Amer Corp Wt Exp 011619 | Equities | 060505146 | 1,091 | 66,856 | SH | SOLE | 0 | 66,139 | 0 | 717 | |
BB&T Corporation | Equities | 054937107 | 551 | 10,922 | SH | SOLE | 0 | 10,552 | 0 | 370 | |
Powershares Exchange Traded Fund Tr II Sen | Equities | 46138G508 | 342 | 14,952 | SH | SOLE | 0 | 1,348 | 0 | 13,604 | |
Global Blockchain Technologies Corp | Equities | 37958L107 | 20 | 100,000 | SH | SOLE | 0 | 100,000 | 0 | 0 | |
Vanguard Total Bond Market ETF | Equities | 921937835 | 1,463 | 18,472 | SH | SOLE | 0 | 16,102 | 0 | 2,370 | |
Berkshire Hathaway Inc | Equities | 084670108 | 846 | 3 | SH | SOLE | 0 | 3 | 0 | 0 | |
Berkshire Hathaway Inc. | Equities | 084670702 | 2,139 | 10,914 | SH | SOLE | 0 | 10,914 | 0 | 0 | |
Celgene Corporation | Equities | 151020104 | 751 | 9,462 | SH | SOLE | 0 | 8,997 | 0 | 465 | |
Colgate-Palmolive Company | Equities | 194162103 | 453 | 6,984 | SH | SOLE | 0 | 6,984 | 0 | 0 | |
Core Laboratories NV Com | Equities | N22717107 | 1,361 | 10,780 | SH | SOLE | 0 | 10,443 | 0 | 337 | |
Chimerix Inc | Equities | 16934W106 | 51 | 10,800 | SH | SOLE | 0 | 10,800 | 0 | 0 | |
Costco Wholesale Corporation | Equities | 22160K105 | 1,336 | 6,392 | SH | SOLE | 0 | 6,211 | 0 | 182 | |
Cisco Systems, Inc. | Equities | 17275R102 | 2,180 | 50,674 | SH | SOLE | 0 | 49,590 | 0 | 1,084 | |
Chevron Corporation | Equities | 166764100 | 323 | 2,555 | SH | SOLE | 0 | 2,430 | 0 | 125 | |
CONCHO RESOURCES INC COM | Equities | 20605P101 | 993 | 7,175 | SH | SOLE | 0 | 6,882 | 0 | 293 | |
Danaher Corporation | Equities | 235851102 | 1,160 | 11,752 | SH | SOLE | 0 | 11,414 | 0 | 338 | |
Walt Disney Company | Equities | 254687106 | 1,300 | 12,407 | SH | SOLE | 0 | 11,994 | 0 | 413 | |
Duke Energy Corporation New | Equities | 26441C204 | 799 | 10,106 | SH | SOLE | 0 | 10,106 | 0 | 0 | |
iShares Dow Jones Select Dividend Index | Equities | 464287168 | 365 | 3,734 | SH | SOLE | 0 | 3,059 | 0 | 675 | |
Dowdupont Inc | Equities | 26078J100 | 209 | 3,178 | SH | SOLE | 0 | 3,178 | 0 | 0 | |
Ecolab Incorporated | Equities | 278865100 | 1,531 | 10,912 | SH | SOLE | 0 | 10,581 | 0 | 331 | |
iShares Emerging Mkts Bond Fund | Equities | 464288281 | 348 | 3,260 | SH | SOLE | 0 | 2,510 | 0 | 750 | |
Eaton Vance Txmg Gl Bu | Equities | 27829C105 | 346 | 29,295 | SH | SOLE | 0 | 29,295 | 0 | 0 | |
Edwards Lifesciences Corporation | Equities | 28176E108 | 1,110 | 7,623 | SH | SOLE | 0 | 7,377 | 0 | 246 | |
Aberdeen Asia Pacific Income | Equities | 003009107 | 44 | 10,103 | SH | SOLE | 0 | 10,103 | 0 | 0 | |
FIDUS INVESTMENT CORPORATION | Equities | 316500107 | 206 | 14,489 | SH | SOLE | 0 | 0 | 0 | 14,489 | |
Franco-Nevado Corp | Equities | 351858105 | 2,564 | 35,114 | SH | SOLE | 0 | 34,528 | 0 | 586 | |
FS Energy and Power Fund | Equities | 30264D109 | 72 | 11,248 | SH | SOLE | 0 | 11,248 | 0 | 0 | |
General Dynamics Corporation | Equities | 369550108 | 1,355 | 7,270 | SH | SOLE | 0 | 7,146 | 0 | 124 | |
General Electric Company | Equities | 369604103 | 164 | 12,019 | SH | SOLE | 0 | 11,674 | 0 | 345 | |
Gilead Sciences, Inc. | Equities | 375558103 | 239 | 3,374 | SH | SOLE | 0 | 284 | 0 | 3,089 | |
SPDR Gold Shares | Equities | 78463V107 | 576 | 4,853 | SH | SOLE | 0 | 4,528 | 0 | 325 | |
Alphabet Inc Class A | Equities | 02079K305 | 2,596 | 2,299 | SH | SOLE | 0 | 2,229 | 0 | 70 | |
Goldman Sachs Group, Inc. | Equities | 38141G104 | 1,659 | 7,519 | SH | SOLE | 0 | 7,286 | 0 | 233 | |
Hormel Foods Corp | Equities | 440452100 | 1,057 | 28,397 | SH | SOLE | 0 | 27,468 | 0 | 929 | |
iShares Gold Trust | Equities | 464285105 | 3,429 | 285,258 | SH | SOLE | 0 | 277,697 | 0 | 7,561 | |
International Business Machines Corp. | Equities | 459200101 | 935 | 6,693 | SH | SOLE | 0 | 6,465 | 0 | 228 | |
iShares Tr 7-10 Yr Trs Bd | Equities | 464287440 | 1,245 | 12,149 | SH | SOLE | 0 | 11,224 | 0 | 926 | |
Ishares Inc Core MSCI Emerging Mkts ETF | Equities | 46434G103 | 3,073 | 58,517 | SH | SOLE | 0 | 57,499 | 0 | 1,018 | |
The India Fund, Inc. | Equities | 454089103 | 379 | 15,613 | SH | SOLE | 0 | 13,430 | 0 | 2,183 | |
iShares S&P MidCap 400 Value Index | Equities | 464287705 | 511 | 3,156 | SH | SOLE | 0 | 3,156 | 0 | 0 | |
iShares S&P SmallCap 600 Index | Equities | 464287804 | 458 | 5,491 | SH | SOLE | 0 | 5,491 | 0 | 0 | |
Illumina Inc | Equities | 452327109 | 2,368 | 8,477 | SH | SOLE | 0 | 8,191 | 0 | 286 | |
Intel Corporation | Equities | 458140100 | 536 | 10,786 | SH | SOLE | 0 | 10,411 | 0 | 375 | |
iShares US Aerospace & Defense | Equities | 464288760 | 330 | 1,713 | SH | SOLE | 0 | 0 | 0 | 1,713 | |
iShares Core US Growth ETF | Equities | 464287671 | 2,457 | 42,959 | SH | SOLE | 0 | 38,971 | 0 | 3,989 | |
iShares S&P 500 Index | Equities | 464287200 | 2,764 | 10,124 | SH | SOLE | 0 | 9,261 | 0 | 863 | |
iShares Russell 2000 Index | Equities | 464287655 | 201 | 1,230 | SH | SOLE | 0 | 1,136 | 0 | 94 | |
iShares Russell 2000 Index | Equities | 464287648 | 5,770 | 28,238 | SH | SOLE | 0 | 27,317 | 0 | 921 | |
Johnson & Johnson | Equities | 478160104 | 2,255 | 18,580 | SH | SOLE | 0 | 18,024 | 0 | 556 | |
JPMorgan Chase & Co. | Equities | 46625H100 | 279 | 2,676 | SH | SOLE | 0 | 2,676 | 0 | 0 | |
Kraft Heinz Co | Equities | 500754106 | 276 | 4,396 | SH | SOLE | 0 | 4,396 | 0 | 0 | |
Kinder Morgan, Inc. | Equities | 49456B101 | 271 | 15,347 | SH | SOLE | 0 | 14,847 | 0 | 500 | |
Coca-Cola Company | Equities | 191216100 | 1,036 | 23,621 | SH | SOLE | 0 | 23,621 | 0 | 0 | |
SPDR S&P Regional Banking ETF | Equities | 78464a698 | 1,201 | 19,685 | SH | SOLE | 0 | 18,382 | 0 | 1,302 | |
Kayne Anderson Mlp Invt | Equities | 486606106 | 2,146 | 113,914 | SH | SOLE | 0 | 110,929 | 0 | 2,985 | |
Eli Lilly and Company | Equities | 532457108 | 342 | 4,003 | SH | SOLE | 0 | 4,003 | 0 | 0 | |
Lockheed Martin Corporation | Equities | 539830109 | 1,075 | 3,639 | SH | SOLE | 0 | 3,549 | 0 | 90 | |
Cheniere Energy Inc New | Equities | 16411R208 | 1,963 | 30,111 | SH | SOLE | 0 | 29,175 | 0 | 936 | |
iShares iBoxx $ Invest Grade Corp Bond | Equities | 464287242 | 1,489 | 12,992 | SH | SOLE | 0 | 11,744 | 0 | 1,248 | |
Alcanna Inc | Equities | 01374C109 | 69 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
Lyondellbasell Industries NV | Equities | N53745100 | 248 | 2,254 | SH | SOLE | 0 | 2,254 | 0 | 0 | |
McDonald's Corporation | Equities | 580135101 | 219 | 1,398 | SH | SOLE | 0 | 1,398 | 0 | 0 | |
Medtronic, Inc. | Equities | G5960L103 | 893 | 10,433 | SH | SOLE | 0 | 9,950 | 0 | 483 | |
Martin Marietta Matls | Equities | 573284106 | 2,369 | 10,609 | SH | SOLE | 0 | 10,420 | 0 | 189 | |
3M Company | Equities | 88579Y101 | 276 | 1,404 | SH | SOLE | 0 | 1,279 | 0 | 125 | |
Altria Group, Inc. | Equities | 02209S103 | 200 | 3,525 | SH | SOLE | 0 | 3,525 | 0 | 0 | |
Microsoft Corporation | Equities | 594918104 | 3,436 | 34,844 | SH | SOLE | 0 | 31,976 | 0 | 2,867 | |
NEW DOMINION BANK CHARLOTTE NC | Equities | 65120C101 | 27 | 25,000 | SH | SOLE | 0 | 25,000 | 0 | 0 | |
Nextera Energy Inc. | Equities | 65339F101 | 234 | 1,399 | SH | SOLE | 0 | 1,399 | 0 | 0 | |
Nike Inc. Class B | Equities | 654106103 | 1,326 | 16,642 | SH | SOLE | 0 | 16,150 | 0 | 492 | |
Northrop Grumman Corporation | Equities | 666807102 | 1,003 | 3,259 | SH | SOLE | 0 | 3,163 | 0 | 96 | |
ServiceNow Inc | Equities | 81762P102 | 794 | 4,604 | SH | SOLE | 0 | 4,443 | 0 | 161 | |
Nucor Corporation | Equities | 670346105 | 997 | 15,951 | SH | SOLE | 0 | 15,230 | 0 | 721 | |
O'REILLY AUTOMOTIVE INC COM | Equities | 67103H107 | 1,064 | 3,891 | SH | SOLE | 0 | 3,766 | 0 | 125 | |
Parsley Energy Inc | Equities | 701877102 | 514 | 16,975 | SH | SOLE | 0 | 16,295 | 0 | 680 | |
Partners Group Private Equity Llc Cl I Nonstandard | Equities | 70299N235 | 396 | 71,443 | SH | SOLE | 0 | 71,443 | 0 | 0 | |
PepsiCo | Equities | 713448108 | 668 | 6,134 | SH | SOLE | 0 | 5,984 | 0 | 150 | |
Pfizer Inc. | Equities | 717081103 | 1,535 | 42,310 | SH | SOLE | 0 | 41,372 | 0 | 938 | |
iShares S&P U.S. Preferred Stock Index Fd | Equities | 464288687 | 354 | 9,388 | SH | SOLE | 0 | 8,978 | 0 | 410 | |
Procter & Gamble Company | Equities | 742718109 | 720 | 9,227 | SH | SOLE | 0 | 9,227 | 0 | 0 | |
Plug Power Inc. | Equities | 72919P202 | 60 | 30,000 | SH | SOLE | 0 | 30,000 | 0 | 0 | |
Philip Morris International Inc. | Equities | 718172109 | 346 | 4,290 | SH | SOLE | 0 | 4,290 | 0 | 0 | |
Pioneer Natural Resources Company | Equities | 723787107 | 1,355 | 7,162 | SH | SOLE | 0 | 6,671 | 0 | 491 | |
PayPal Holdings Inc | Equities | 70450Y103 | 1,974 | 23,705 | SH | SOLE | 0 | 22,606 | 0 | 1,099 | |
PowerShares QQQ | Equities | 73935A104 | 596 | 3,471 | SH | SOLE | 0 | 2,871 | 0 | 600 | |
Roper Inds Inc | Equities | 776696106 | 1,624 | 5,888 | SH | SOLE | 0 | 5,707 | 0 | 180 | |
Range Resources Corp | Equities | 75281A109 | 782 | 46,727 | SH | SOLE | 0 | 44,871 | 0 | 1,856 | |
Guggenheim S&P 500 Equal Weight | Equities | 46137V357 | 333 | 3,268 | SH | SOLE | 0 | 2,337 | 0 | 931 | |
Royal Bank of Canada | Equities | 780087102 | 580 | 7,708 | SH | SOLE | 0 | 7,708 | 0 | 0 | |
Banco Santander | Equities | 05964H105 | 651 | 121,833 | SH | SOLE | 0 | 117,824 | 0 | 4,009 | |
SCANA Corporation | Equities | 80589M102 | 283 | 7,338 | SH | SOLE | 0 | 7,338 | 0 | 0 | |
Schwab Strategic Tr US Reit ETF | Equities | 808524847 | 375 | 8,987 | SH | SOLE | 0 | 8,354 | 0 | 632 | |
Schwab US TIPS ETF | Equities | 808524870 | 2,865 | 52,172 | SH | SOLE | 0 | 50,663 | 0 | 1,509 | |
PROSHARES ULTRAPRO SHORT DOW30 | Equities | 74348A178 | 2,909 | 155,307 | SH | SOLE | 0 | 151,000 | 0 | 4,307 | |
Sherwin-Williams Company | Equities | 824348106 | 2,880 | 7,066 | SH | SOLE | 0 | 6,952 | 0 | 113 | |
iShares Tr 1-3 Yr Trs Bd | Equities | 464287457 | 200 | 2,399 | SH | SOLE | 0 | 2,399 | 0 | 0 | |
Schlumberger Limited | Equities | 806857108 | 1,204 | 17,958 | SH | SOLE | 0 | 17,505 | 0 | 453 | |
Sanchez Energy Corp | Equities | 79970Y105 | 339 | 75,000 | SH | SOLE | 0 | 75,000 | 0 | 0 | |
Summit Materials Inc | Equities | 86614U100 | 1,115 | 42,468 | SH | SOLE | 0 | 41,026 | 0 | 1,442 | |
AT&T Incorporated | Equities | 00206R102 | 727 | 22,656 | SH | SOLE | 0 | 22,346 | 0 | 310 | |
ProShares UltraShort 20 plus Year Treasury | Equities | 74347B201 | 3,140 | 87,356 | SH | SOLE | 0 | 84,759 | 0 | 2,597 | |
TENCENT HOLDINGS LTD UNS ADR | Equities | 88032Q109 | 634 | 12,615 | SH | SOLE | 0 | 12,097 | 0 | 518 | |
iShares Barclays TIPS Bond | Equities | 464287176 | 742 | 6,570 | SH | SOLE | 0 | 5,908 | 0 | 662 | |
TJX Companies, Inc. | Equities | 872540109 | 1,350 | 14,182 | SH | SOLE | 0 | 13,785 | 0 | 397 | |
Thermo Fisher Scientific, Inc. | Equities | 883556102 | 2,337 | 11,282 | SH | SOLE | 0 | 10,853 | 0 | 429 | |
Twitter Inc | Equities | 90184L102 | 1,109 | 25,401 | SH | SOLE | 0 | 24,580 | 0 | 821 | |
UnitedHealth Group Incorporated | Equities | 91324P102 | 276 | 1,127 | SH | SOLE | 0 | 1,027 | 0 | 100 | |
Union Pacific Corporation | Equities | 907818108 | 427 | 3,017 | SH | SOLE | 0 | 3,017 | 0 | 0 | |
United Parcel Service Incorporated Class B | Equities | 911312106 | 406 | 3,820 | SH | SOLE | 0 | 3,820 | 0 | 0 | |
United Technologies Corporation | Equities | 913017109 | 658 | 5,263 | SH | SOLE | 0 | 5,263 | 0 | 0 | |
Vanguard Financials ETF | Equities | 92204A405 | 5,431 | 80,526 | SH | SOLE | 0 | 78,496 | 0 | 2,029 | |
Vanguard Dividend Appreciation ETF | Equities | 921908844 | 464 | 4,564 | SH | SOLE | 0 | 4,564 | 0 | 0 | |
Vanguard Mid-Cap ETF | Equities | 922908629 | 1,683 | 10,677 | SH | SOLE | 0 | 9,698 | 0 | 979 | |
Vanguard FTSE Emerging Markets ETF | Equities | 922042858 | 1,121 | 26,560 | SH | SOLE | 0 | 25,846 | 0 | 713 | |
Vanguard Total International Stock ETF | Equities | 921909768 | 1,322 | 24,439 | SH | SOLE | 0 | 22,501 | 0 | 1,938 | |
Verizon Communications, Inc. | Equities | 92343V104 | 1,910 | 37,973 | SH | SOLE | 0 | 37,313 | 0 | 660 | |
Vornado Realty Tr 5.25 percent Cum Red Prf Ser M | Equities | 929042828 | 1,239 | 53,397 | SH | SOLE | 0 | 52,917 | 0 | 480 | |
Westinghouse Air Brake Technologies Corporation | Equities | 929740108 | 1,215 | 12,328 | SH | SOLE | 0 | 11,938 | 0 | 390 | |
Aqua America, Inc. | Equities | 03836W103 | 307 | 8,735 | SH | SOLE | 0 | 8,735 | 0 | 0 | |
Cimarex Energy Co. | Equities | 171798101 | 1,041 | 10,229 | SH | SOLE | 0 | 9,917 | 0 | 311 | |
Select Sector SPDR Trust-Consumer Staples | Equities | 81369Y308 | 242 | 4,694 | SH | SOLE | 0 | 584 | 0 | 4,110 | |
Exxon Mobil Corporation | Equities | 30231G102 | 1,059 | 12,798 | SH | SOLE | 0 | 12,638 | 0 | 160 |