The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Equities | 002824100 | 2,939 | 35,129 | SH | SOLE | 0 | 34,282 | 0 | 846 | |
AbbVie, Inc. | Equities | 00287Y109 | 506 | 6,680 | SH | SOLE | 0 | 6,680 | 0 | 0 | |
Accenture PLC | Equities | G1151C101 | 440 | 2,287 | SH | SOLE | 0 | 2,287 | 0 | 0 | |
Agilent Technologies, Inc. | Equities | 00846U101 | 1,657 | 21,622 | SH | SOLE | 0 | 20,984 | 0 | 638 | |
Alabama Power Preferred A 2022 | Equities | 010392462 | 1,313 | 49,539 | SH | SOLE | 0 | 48,281 | 0 | 1,258 | |
Albemarle Corp | Equities | 012653101 | 1,391 | 20,007 | SH | SOLE | 0 | 19,315 | 0 | 692 | |
Alcanna Inc | Equities | 01374C109 | 39 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
Allstate Preferred G 2023 | Equities | 020002127 | 1,424 | 52,174 | SH | SOLE | 0 | 50,966 | 0 | 1,208 | |
Allstate Preferred H 2024 | Equities | 020002838 | 1,384 | 52,691 | SH | SOLE | 0 | 51,398 | 0 | 1,293 | |
Alphabet Inc Class A | Equities | 02079K305 | 1,691 | 1,385 | SH | SOLE | 0 | 1,345 | 0 | 40 | |
Alphabet Inc Class C | Equities | 02079K107 | 249 | 204 | SH | SOLE | 0 | 204 | 0 | 0 | |
Amazon.com, Inc. | Equities | 023135106 | 1,722 | 992 | SH | SOLE | 0 | 948 | 0 | 44 | |
American Water Works Company, Inc. | Equities | 030420103 | 2,793 | 22,482 | SH | SOLE | 0 | 21,815 | 0 | 667 | |
Apple, Inc. | Equities | 037833100 | 5,569 | 24,863 | SH | SOLE | 0 | 22,440 | 0 | 2,423 | |
Applied Materials, Inc. | Equities | 038222105 | 260 | 5,206 | SH | SOLE | 0 | 5,206 | 0 | 0 | |
Aqua America, Inc. | Equities | 03836W103 | 400 | 8,923 | SH | SOLE | 0 | 8,923 | 0 | 0 | |
AT&T Incorporated | Equities | 00206R102 | 693 | 18,313 | SH | SOLE | 0 | 18,313 | 0 | 0 | |
Banco Bradesco S.A. | Equities | 059460303 | 557 | 68,384 | SH | SOLE | 0 | 66,742 | 0 | 1,643 | |
Bank of America Corporation | Equities | 060505104 | 997 | 34,165 | SH | SOLE | 0 | 32,165 | 0 | 2,000 | |
BB&T Corporation | Equities | 054937107 | 527 | 9,874 | SH | SOLE | 0 | 9,874 | 0 | 0 | |
Berkshire Hathaway Inc | Equities | 084670108 | 935 | 3 | SH | SOLE | 0 | 3 | 0 | 0 | |
Berkshire Hathaway Inc. | Equities | 084670702 | 2,246 | 10,798 | SH | SOLE | 0 | 10,798 | 0 | 0 | |
Blackstone Group L Pcom Unit Repstg | Equities | 09260D107 | 225 | 4,601 | SH | SOLE | 0 | 4,201 | 0 | 400 | |
Boeing Company | Equities | 097023105 | 225 | 591 | SH | SOLE | 0 | 67 | 0 | 524 | |
Cheniere Energy Inc New | Equities | 16411R208 | 2,035 | 32,272 | SH | SOLE | 0 | 31,371 | 0 | 901 | |
Chevron Corporation | Equities | 166764100 | 286 | 2,410 | SH | SOLE | 0 | 2,410 | 0 | 0 | |
Chubb Corporation | Equities | H1467J104 | 979 | 6,063 | SH | SOLE | 0 | 5,907 | 0 | 156 | |
Cisco Systems, Inc. | Equities | 17275R102 | 2,305 | 46,651 | SH | SOLE | 0 | 45,194 | 0 | 1,457 | |
Coca-Cola Company | Equities | 191216100 | 1,268 | 23,296 | SH | SOLE | 0 | 23,296 | 0 | 0 | |
Colgate-Palmolive Company | Equities | 194162103 | 487 | 6,626 | SH | SOLE | 0 | 6,626 | 0 | 0 | |
Copa Holdings Sa | Equities | P31076105 | 790 | 7,999 | SH | SOLE | 0 | 7,853 | 0 | 145 | |
Costco Wholesale Corporation | Equities | 22160K105 | 1,980 | 6,872 | SH | SOLE | 0 | 6,691 | 0 | 182 | |
Crown Castle Intl Corp New Com Isin us2 | Equities | 22822V101 | 1,541 | 11,082 | SH | SOLE | 0 | 10,817 | 0 | 266 | |
Ctrip Com Intl Ltd ADR | Equities | 22943F100 | 832 | 28,420 | SH | SOLE | 0 | 27,242 | 0 | 1,178 | |
Danaher Corporation | Equities | 235851102 | 1,732 | 11,992 | SH | SOLE | 0 | 11,631 | 0 | 361 | |
Docusign INC | Equities | 256163106 | 965 | 15,577 | SH | SOLE | 0 | 15,295 | 0 | 282 | |
Dominion Resources, Inc. | Equities | 25746U109 | 565 | 6,976 | SH | SOLE | 0 | 6,976 | 0 | 0 | |
Domino s Pizza Inc | Equities | 25754A201 | 606 | 2,479 | SH | SOLE | 0 | 2,392 | 0 | 87 | |
Duke Energy Corporation New | Equities | 26441C204 | 1,489 | 15,537 | SH | SOLE | 0 | 15,238 | 0 | 298 | |
Eaton Vance Txmg Gl Bu | Equities | 27829C105 | 318 | 32,893 | SH | SOLE | 0 | 32,893 | 0 | 0 | |
Ecolab Incorporated | Equities | 278865100 | 2,185 | 11,034 | SH | SOLE | 0 | 10,726 | 0 | 308 | |
Edwards Lifesciences Corporation | Equities | 28176E108 | 1,699 | 7,725 | SH | SOLE | 0 | 7,499 | 0 | 226 | |
Eli Lilly and Company | Equities | 532457108 | 313 | 2,800 | SH | SOLE | 0 | 2,800 | 0 | 0 | |
Exxon Mobil Corporation | Equities | 30231G102 | 645 | 9,135 | SH | SOLE | 0 | 9,135 | 0 | 0 | |
FIDUS INVESTMENT CORPORATION | Equities | 316500107 | 246 | 16,598 | SH | SOLE | 0 | 16,598 | 0 | 0 | |
Franco-Nevado Corp | Equities | 351858105 | 3,654 | 40,088 | SH | SOLE | 0 | 39,207 | 0 | 881 | |
FS Energy and Power Fund | Equities | 30264D109 | 76 | 12,422 | SH | SOLE | 0 | 12,422 | 0 | 0 | |
General Dynamics Corporation | Equities | 369550108 | 1,803 | 9,867 | SH | SOLE | 0 | 9,633 | 0 | 234 | |
Hormel Foods Corp | Equities | 440452100 | 1,269 | 29,020 | SH | SOLE | 0 | 28,265 | 0 | 755 | |
Illumina Inc | Equities | 452327109 | 2,633 | 8,655 | SH | SOLE | 0 | 8,381 | 0 | 274 | |
Intercontinental Exchange | Equities | 45866F104 | 900 | 9,758 | SH | SOLE | 0 | 9,504 | 0 | 254 | |
Invesco BuyBack Achievers ETF | Equities | 46137V308 | 239 | 3,812 | SH | SOLE | 0 | 3,812 | 0 | 0 | |
iShares Barclays TIPS Bond | Equities | 464287176 | 829 | 7,131 | SH | SOLE | 0 | 6,529 | 0 | 602 | |
iShares Core US Growth ETF | Equities | 464287671 | 2,820 | 44,848 | SH | SOLE | 0 | 40,865 | 0 | 3,982 | |
iShares Dow Jones Select Dividend Index | Equities | 464287168 | 373 | 3,655 | SH | SOLE | 0 | 3,655 | 0 | 0 | |
iShares Emerging Mkts Bond Fund | Equities | 464288281 | 373 | 3,287 | SH | SOLE | 0 | 2,480 | 0 | 806 | |
iShares Gold Trust | Equities | 464285105 | 4,608 | 326,835 | SH | SOLE | 0 | 312,632 | 0 | 14,203 | |
iShares iBoxx $ Invest Grade Corp Bond | Equities | 464287242 | 1,802 | 14,132 | SH | SOLE | 0 | 12,870 | 0 | 1,262 | |
Ishares Inc Core MSCI Emerging Mkts ETF | Equities | 46434G103 | 4,127 | 84,193 | SH | SOLE | 0 | 82,256 | 0 | 1,937 | |
iShares MSCI All Country Asia | Equities | 464288182 | 607 | 9,151 | SH | SOLE | 0 | 8,383 | 0 | 767 | |
iShares Russell 1000 Value Index | Equities | 464287598 | 265 | 2,065 | SH | SOLE | 0 | 2,065 | 0 | 0 | |
iShares Russell 2000 Index | Equities | 464287648 | 1,384 | 7,183 | SH | SOLE | 0 | 6,599 | 0 | 584 | |
iShares S&P 500 Index | Equities | 464287200 | 3,071 | 10,287 | SH | SOLE | 0 | 9,435 | 0 | 852 | |
iShares S&P Latin America 40 Index | Equities | 464287390 | 1,766 | 55,920 | SH | SOLE | 0 | 55,510 | 0 | 410 | |
iShares S&P MidCap 400 Value Index | Equities | 464287705 | 540 | 3,376 | SH | SOLE | 0 | 2,077 | 0 | 1,299 | |
iShares S&P National AMT-Free Muni Bd | Equities | 464288414 | 264 | 2,310 | SH | SOLE | 0 | 2,310 | 0 | 0 | |
iShares S&P SmallCap 600 Index | Equities | 464287804 | 458 | 5,884 | SH | SOLE | 0 | 3,277 | 0 | 2,607 | |
iShares S&P U.S. Preferred Stock Index Fd | Equities | 464288687 | 509 | 13,563 | SH | SOLE | 0 | 13,563 | 0 | 0 | |
iShares Tr 1-3 Yr Trs Bd | Equities | 464287457 | 496 | 5,843 | SH | SOLE | 0 | 5,469 | 0 | 374 | |
iShares Tr 7-10 Yr Trs Bd | Equities | 464287440 | 1,234 | 10,976 | SH | SOLE | 0 | 9,334 | 0 | 1,642 | |
iShares US Aerospace & Defense | Equities | 464288760 | 345 | 1,535 | SH | SOLE | 0 | 0 | 0 | 1,535 | |
JELD-WEN Holding Inc | Equities | 47580P103 | 909 | 47,121 | SH | SOLE | 0 | 46,317 | 0 | 804 | |
Johnson & Johnson | Equities | 478160104 | 807 | 6,241 | SH | SOLE | 0 | 6,241 | 0 | 0 | |
JPMorgan Preferred EE 2024 | Equities | 48128B648 | 1,430 | 50,823 | SH | SOLE | 0 | 49,624 | 0 | 1,199 | |
Kayne Anderson Mlp Invt | Equities | 486606106 | 2,066 | 142,856 | SH | SOLE | 0 | 139,678 | 0 | 3,178 | |
Kinder Morgan, Inc. | Equities | 49456B101 | 329 | 15,961 | SH | SOLE | 0 | 15,961 | 0 | 0 | |
KKR Preferred A 2021 | Equities | 48251W203 | 1,335 | 49,968 | SH | SOLE | 0 | 48,741 | 0 | 1,227 | |
Lockheed Martin Corporation | Equities | 539830109 | 1,508 | 3,866 | SH | SOLE | 0 | 3,741 | 0 | 125 | |
Martin Marietta Matls | Equities | 573284106 | 2,454 | 8,952 | SH | SOLE | 0 | 8,739 | 0 | 213 | |
Medtronic, Inc. | Equities | G5960L103 | 1,192 | 10,977 | SH | SOLE | 0 | 10,687 | 0 | 290 | |
MetLife Preferred E 2023 | Equities | 59156R876 | 1,379 | 50,302 | SH | SOLE | 0 | 49,082 | 0 | 1,220 | |
Microsoft Corporation | Equities | 594918104 | 2,851 | 20,508 | SH | SOLE | 0 | 18,238 | 0 | 2,270 | |
Nextera Energy Inc. | Equities | 65339F101 | 330 | 1,418 | SH | SOLE | 0 | 1,418 | 0 | 0 | |
Nike Inc. Class B | Equities | 654106103 | 1,564 | 16,651 | SH | SOLE | 0 | 16,210 | 0 | 441 | |
Northrop Grumman Corporation | Equities | 666807102 | 1,188 | 3,170 | SH | SOLE | 0 | 3,074 | 0 | 96 | |
NVIDIA Corporation | Equities | 67066G104 | 1,432 | 8,224 | SH | SOLE | 0 | 7,510 | 0 | 714 | |
Oaktree Capital Preferred B 2023 | Equities | 674001409 | 1,328 | 49,729 | SH | SOLE | 0 | 48,506 | 0 | 1,223 | |
Palo Alto Networks Inc | Equities | 697435105 | 685 | 3,362 | SH | SOLE | 0 | 3,254 | 0 | 108 | |
Partners Group Private Equity Llc Cl I Nonstandard | Equities | 70299N235 | 451 | 75,608 | SH | SOLE | 0 | 75,608 | 0 | 0 | |
PayPal Holdings Inc | Equities | 70450Y103 | 1,295 | 12,498 | SH | SOLE | 0 | 11,767 | 0 | 731 | |
PepsiCo | Equities | 713448108 | 743 | 5,417 | SH | SOLE | 0 | 5,417 | 0 | 0 | |
Pfizer Inc. | Equities | 717081103 | 1,372 | 38,177 | SH | SOLE | 0 | 38,177 | 0 | 0 | |
Philip Morris International Inc. | Equities | 718172109 | 228 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
Pioneer Natural Resources Company | Equities | 723787107 | 894 | 7,108 | SH | SOLE | 0 | 6,837 | 0 | 271 | |
PowerShares Build America Bond Portfolio | Equities | 46138G805 | 3,147 | 97,126 | SH | SOLE | 0 | 90,163 | 0 | 6,963 | |
Powershares Exchange Traded Fund Tr II Sen | Equities | 46138G508 | 391 | 17,288 | SH | SOLE | 0 | 15,510 | 0 | 1,778 | |
Procter & Gamble Company | Equities | 742718109 | 1,038 | 8,345 | SH | SOLE | 0 | 8,345 | 0 | 0 | |
ProShares UltraShort QQQ | Equities | 74347B243 | 3,881 | 129,235 | SH | SOLE | 0 | 126,454 | 0 | 2,781 | |
Raytheon Company | Equities | 755111507 | 879 | 4,481 | SH | SOLE | 0 | 4,362 | 0 | 119 | |
Roper Inds Inc | Equities | 776696106 | 2,133 | 5,981 | SH | SOLE | 0 | 5,780 | 0 | 201 | |
Ross Stores Inc | Equities | 778296103 | 1,008 | 9,172 | SH | SOLE | 0 | 8,922 | 0 | 250 | |
Royal Bank of Canada | Equities | 780087102 | 615 | 7,573 | SH | SOLE | 0 | 7,573 | 0 | 0 | |
Schwab Short-Term US Treasury ETF | Equities | 808524862 | 3,476 | 68,707 | SH | SOLE | 0 | 65,830 | 0 | 2,877 | |
Schwab Strategic Tr US Reit ETF | Equities | 808524847 | 461 | 9,777 | SH | SOLE | 0 | 7,935 | 0 | 1,843 | |
Schwab US Dividend Equity ETF | Equities | 808524797 | 270 | 4,923 | SH | SOLE | 0 | 3,923 | 0 | 1,000 | |
Schwab US TIPS ETF | Equities | 808524870 | 3,368 | 59,342 | SH | SOLE | 0 | 56,922 | 0 | 2,420 | |
Select Sector SPDR Trust-Consumer Staples | Equities | 81369Y308 | 325 | 5,293 | SH | SOLE | 0 | 0 | 0 | 5,293 | |
ServiceNow Inc | Equities | 81762P102 | 1,261 | 4,969 | SH | SOLE | 0 | 4,819 | 0 | 150 | |
Sherwin-Williams Company | Equities | 824348106 | 2,561 | 4,657 | SH | SOLE | 0 | 4,526 | 0 | 131 | |
Smith A O Corp | Equities | 831865209 | 880 | 18,453 | SH | SOLE | 0 | 17,820 | 0 | 633 | |
SPDR Gold Shares | Equities | 78463V107 | 534 | 3,842 | SH | SOLE | 0 | 3,124 | 0 | 718 | |
State Street Preferred D 2024 | Equities | 857477608 | 1,389 | 50,458 | SH | SOLE | 0 | 49,236 | 0 | 1,222 | |
The India Fund, Inc. | Equities | 454089103 | 354 | 17,220 | SH | SOLE | 0 | 16,019 | 0 | 1,201 | |
Thermo Fisher Scientific, Inc. | Equities | 883556102 | 1,549 | 5,319 | SH | SOLE | 0 | 5,172 | 0 | 147 | |
TJX Companies, Inc. | Equities | 872540109 | 1,598 | 28,674 | SH | SOLE | 0 | 27,618 | 0 | 1,056 | |
Twitter Inc | Equities | 90184L102 | 1,250 | 30,333 | SH | SOLE | 0 | 29,304 | 0 | 1,029 | |
Ulta Salon Cosmetics & | Equities | 90384S303 | 662 | 2,642 | SH | SOLE | 0 | 2,531 | 0 | 111 | |
Union Pacific Corporation | Equities | 907818108 | 454 | 2,803 | SH | SOLE | 0 | 2,803 | 0 | 0 | |
United Parcel Service Incorporated Class B | Equities | 911312106 | 433 | 3,615 | SH | SOLE | 0 | 3,615 | 0 | 0 | |
United Technologies Corporation | Equities | 913017109 | 678 | 4,967 | SH | SOLE | 0 | 4,967 | 0 | 0 | |
Vanguard Dividend Appreciation ETF | Equities | 921908844 | 547 | 4,573 | SH | SOLE | 0 | 4,573 | 0 | 0 | |
Vanguard FTSE Emerging Markets ETF | Equities | 922042858 | 645 | 16,011 | SH | SOLE | 0 | 15,293 | 0 | 718 | |
VANGUARD GROWTH ETF MSCI US PR IME MKT | Equities | 922908736 | 562 | 3,380 | SH | SOLE | 0 | 3,380 | 0 | 0 | |
Vanguard Mid-Cap ETF | Equities | 922908629 | 2,269 | 13,536 | SH | SOLE | 0 | 12,546 | 0 | 990 | |
Vanguard Total Bond Market ETF | Equities | 921937835 | 1,783 | 21,124 | SH | SOLE | 0 | 18,519 | 0 | 2,605 | |
Vanguard Total International Stock ETF | Equities | 921909768 | 1,382 | 26,754 | SH | SOLE | 0 | 23,035 | 0 | 3,719 | |
Vanguard Total Stock Market VIPERs | Equities | 922908769 | 276 | 1,825 | SH | SOLE | 0 | 1,825 | 0 | 0 | |
Vanguard Value ETF | Equities | 922908744 | 244 | 2,184 | SH | SOLE | 0 | 2,184 | 0 | 0 | |
Verizon Communications, Inc. | Equities | 92343V104 | 2,242 | 37,137 | SH | SOLE | 0 | 36,547 | 0 | 590 | |
Visa Inc. | Equities | 92826C839 | 1,049 | 6,097 | SH | SOLE | 0 | 5,948 | 0 | 149 | |
Vornado Realty Preferred M 2022 | Equities | 929042828 | 1,822 | 70,486 | SH | SOLE | 0 | 68,038 | 0 | 2,448 | |
Walt Disney Company | Equities | 254687106 | 1,623 | 12,454 | SH | SOLE | 0 | 12,205 | 0 | 249 | |
Westinghouse Air Brake Technologies Corporation | Equities | 929740108 | 851 | 11,838 | SH | SOLE | 0 | 11,529 | 0 | 309 |