The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Equities | 002824100 | 3,080 | 35,463 | SH | SOLE | 0 | 34,694 | 0 | 769 | |
AbbVie, Inc. | Equities | 00287Y109 | 488 | 5,512 | SH | SOLE | 0 | 5,512 | 0 | 0 | |
Accenture PLC | Equities | G1151C101 | 483 | 2,294 | SH | SOLE | 0 | 2,294 | 0 | 0 | |
Agilent Technologies, Inc. | Equities | 00846U101 | 1,843 | 21,599 | SH | SOLE | 0 | 21,014 | 0 | 585 | |
Alabama Power Preferred A 2022 | Equities | 010392462 | 1,340 | 49,472 | SH | SOLE | 0 | 48,319 | 0 | 1,153 | |
Albemarle Corp | Equities | 012653101 | 1,511 | 20,691 | SH | SOLE | 0 | 20,036 | 0 | 655 | |
Alcanna Inc | Equities | 01374C109 | 34 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
Allstate Preferred G 2023 | Equities | 020002127 | 1,423 | 52,040 | SH | SOLE | 0 | 50,936 | 0 | 1,104 | |
Allstate Preferred H 2024 | Equities | 020002838 | 1,375 | 52,584 | SH | SOLE | 0 | 51,402 | 0 | 1,182 | |
Alphabet Inc Class A | Equities | 02079K305 | 1,919 | 1,433 | SH | SOLE | 0 | 1,405 | 0 | 28 | |
Alphabet Inc Class C | Equities | 02079K107 | 473 | 354 | SH | SOLE | 0 | 354 | 0 | 0 | |
Amazon.com, Inc. | Equities | 023135106 | 2,764 | 1,496 | SH | SOLE | 0 | 1,448 | 0 | 48 | |
American Water Works Company, Inc. | Equities | 030420103 | 2,753 | 22,407 | SH | SOLE | 0 | 21,795 | 0 | 611 | |
Apple, Inc. | Equities | 037833100 | 7,901 | 26,905 | SH | SOLE | 0 | 24,504 | 0 | 2,401 | |
Applied Materials, Inc. | Equities | 038222105 | 318 | 5,206 | SH | SOLE | 0 | 5,206 | 0 | 0 | |
Aqua America, Inc. | Equities | 03836W103 | 420 | 8,958 | SH | SOLE | 0 | 8,958 | 0 | 0 | |
AT&T Incorporated | Equities | 00206R102 | 710 | 18,169 | SH | SOLE | 0 | 18,169 | 0 | 0 | |
Banco Bradesco S.A. | Equities | 059460303 | 626 | 69,916 | SH | SOLE | 0 | 68,433 | 0 | 1,483 | |
Banco Santander | Equities | 05964H105 | 1,107 | 267,323 | SH | SOLE | 0 | 260,894 | 0 | 6,429 | |
Bank of America Corporation | Equities | 060505104 | 1,275 | 36,209 | SH | SOLE | 0 | 32,209 | 0 | 4,000 | |
Berkshire Hathaway Inc Del Cl B | Equities | 084670702 | 2,659 | 11,739 | SH | SOLE | 0 | 9,622 | 0 | 2,117 | |
Berkshire Hathaway Inc CL A | Equities | 084670108 | 1,019 | 3 | SH | SOLE | 0 | 3 | 0 | 0 | |
Blackstone Group L Pcom Unit Repstg | Equities | 09260D107 | 259 | 4,633 | SH | SOLE | 0 | 1,921 | 0 | 2,712 | |
Cheniere Energy Inc New | Equities | 16411R208 | 2,006 | 32,847 | SH | SOLE | 0 | 32,023 | 0 | 824 | |
Chevron Corporation | Equities | 166764100 | 750 | 6,220 | SH | SOLE | 0 | 6,220 | 0 | 0 | |
Chubb Corporation | Equities | H1467J104 | 940 | 6,040 | SH | SOLE | 0 | 5,898 | 0 | 142 | |
Cisco Systems, Inc. | Equities | 17275R102 | 2,290 | 47,758 | SH | SOLE | 0 | 46,400 | 0 | 1,358 | |
Coca-Cola Company | Equities | 191216100 | 1,292 | 23,349 | SH | SOLE | 0 | 23,349 | 0 | 0 | |
Colgate-Palmolive Company | Equities | 194162103 | 459 | 6,668 | SH | SOLE | 0 | 6,668 | 0 | 0 | |
Copa Holdings Sa | Equities | P31076105 | 862 | 7,977 | SH | SOLE | 0 | 7,850 | 0 | 127 | |
Costco Wholesale Corporation | Equities | 22160K105 | 2,020 | 6,873 | SH | SOLE | 0 | 6,707 | 0 | 166 | |
Crown Castle Intl Corp New Com Isin #us2 | Equities | 22822V101 | 1,609 | 11,321 | SH | SOLE | 0 | 11,079 | 0 | 242 | |
Danaher Corporation | Equities | 235851102 | 1,840 | 11,990 | SH | SOLE | 0 | 11,656 | 0 | 334 | |
Docusign INC | Equities | 256163106 | 1,142 | 15,413 | SH | SOLE | 0 | 15,167 | 0 | 246 | |
Dominion Resources, Inc. | Equities | 25746U109 | 552 | 6,665 | SH | SOLE | 0 | 6,665 | 0 | 0 | |
Domino s Pizza Inc | Equities | 25754A201 | 727 | 2,476 | SH | SOLE | 0 | 2,396 | 0 | 80 | |
Duke Energy Corporation New | Equities | 26441C204 | 1,601 | 17,548 | SH | SOLE | 0 | 17,254 | 0 | 294 | |
Eaton Vance Txmg Gl Bu | Equities | 27829C105 | 348 | 33,597 | SH | SOLE | 0 | 33,597 | 0 | 0 | |
Ecolab Incorporated | Equities | 278865100 | 2,159 | 11,185 | SH | SOLE | 0 | 10,903 | 0 | 283 | |
Edwards Lifesciences Corporation | Equities | 28176E108 | 1,796 | 7,698 | SH | SOLE | 0 | 7,491 | 0 | 207 | |
Eli Lilly and Company | Equities | 532457108 | 368 | 2,800 | SH | SOLE | 0 | 2,800 | 0 | 0 | |
Enterprise Products Partners LP | Equities | 293792107 | 337 | 11,985 | SH | SOLE | 0 | 1,485 | 0 | 10,500 | |
Exxon Mobil Corporation | Equities | 30231G102 | 619 | 8,869 | SH | SOLE | 0 | 8,869 | 0 | 0 | |
FIDUS INVESTMENT CORPORATION | Equities | 316500107 | 253 | 17,062 | SH | SOLE | 0 | 17,062 | 0 | 0 | |
First Trust Enhanced Short Maturity ETF | Equities | 33739Q408 | 250 | 4,161 | SH | SOLE | 0 | 4,161 | 0 | 0 | |
Franco-Nevado Corp | Equities | 351858105 | 4,179 | 40,452 | SH | SOLE | 0 | 39,371 | 0 | 1,081 | |
FS Energy and Power Fund | Equities | 30264D109 | 73 | 12,698 | SH | SOLE | 0 | 12,698 | 0 | 0 | |
General Dynamics Corporation | Equities | 369550108 | 1,734 | 9,831 | SH | SOLE | 0 | 9,673 | 0 | 158 | |
Hormel Foods Corp | Equities | 440452100 | 1,310 | 29,042 | SH | SOLE | 0 | 28,358 | 0 | 684 | |
Illumina Inc | Equities | 452327109 | 2,866 | 8,640 | SH | SOLE | 0 | 8,388 | 0 | 252 | |
Intercontinental Exchange | Equities | 45866F104 | 900 | 9,724 | SH | SOLE | 0 | 9,493 | 0 | 231 | |
Invesco BuyBack Achievers(TM) ETF | Equities | 46137V308 | 264 | 3,826 | SH | SOLE | 0 | 3,826 | 0 | 0 | |
iShares Barclays TIPS Bond | Equities | 464287176 | 815 | 6,990 | SH | SOLE | 0 | 6,388 | 0 | 602 | |
iShares Core US Growth ETF | Equities | 464287671 | 2,964 | 43,827 | SH | SOLE | 0 | 39,844 | 0 | 3,983 | |
iShares Dow Jones Select Dividend Index | Equities | 464287168 | 388 | 3,674 | SH | SOLE | 0 | 3,674 | 0 | 0 | |
iShares Emerging Mkts Bond Fund | Equities | 464288281 | 372 | 3,249 | SH | SOLE | 0 | 2,443 | 0 | 806 | |
iShares Gold Trust | Equities | 464285105 | 4,757 | 328,081 | SH | SOLE | 0 | 316,168 | 0 | 11,913 | |
iShares iBoxx $ Invest Grade Corp Bond | Equities | 464287242 | 1,773 | 13,858 | SH | SOLE | 0 | 12,595 | 0 | 1,263 | |
Ishares Inc Core MSCI Emerging Mkts ETF | Equities | 46434G103 | 4,997 | 92,956 | SH | SOLE | 0 | 91,249 | 0 | 1,707 | |
iShares MSCI All Country Asia | Equities | 464288182 | 1,268 | 17,249 | SH | SOLE | 0 | 16,392 | 0 | 858 | |
iShares MSCI Emerging Markets Index | Equities | 464287234 | 9,006 | 200,712 | SH | SOLE | 0 | 198,618 | 0 | 2,094 | |
iShares Russell 1000 Growth Index | Equities | 464287614 | 205 | 1,165 | SH | SOLE | 0 | 1,165 | 0 | 0 | |
iShares Russell 1000 Value Index | Equities | 464287598 | 286 | 2,096 | SH | SOLE | 0 | 2,096 | 0 | 0 | |
iShares Russell 2000 Index | Equities | 464287655 | 206 | 1,242 | SH | SOLE | 0 | 1,236 | 0 | 6 | |
iShares Russell 2000 Index | Equities | 464287648 | 1,501 | 7,008 | SH | SOLE | 0 | 6,279 | 0 | 728 | |
iShares S&P 500 Index | Equities | 464287200 | 3,245 | 10,038 | SH | SOLE | 0 | 9,186 | 0 | 852 | |
iShares S&P Latin America 40 Index | Equities | 464287390 | 1,974 | 58,120 | SH | SOLE | 0 | 57,879 | 0 | 241 | |
iShares S&P MidCap 400 Value Index | Equities | 464287705 | 575 | 3,366 | SH | SOLE | 0 | 2,067 | 0 | 1,299 | |
iShares S&P National AMT-Free Muni Bd | Equities | 464288414 | 265 | 2,328 | SH | SOLE | 0 | 2,328 | 0 | 0 | |
iShares S&P SmallCap 600 Index | Equities | 464287804 | 494 | 5,897 | SH | SOLE | 0 | 3,290 | 0 | 2,607 | |
iShares S&P U.S. Preferred Stock Index Fd | Equities | 464288687 | 516 | 13,716 | SH | SOLE | 0 | 13,716 | 0 | 0 | |
iShares Short Maturity Bond ETF | Equities | 46431W507 | 250 | 4,978 | SH | SOLE | 0 | 4,978 | 0 | 0 | |
iShares Tr 1-3 Yr Trs Bd | Equities | 464287457 | 1,083 | 12,798 | SH | SOLE | 0 | 12,369 | 0 | 429 | |
iShares Tr 7-10 Yr Trs Bd | Equities | 464287440 | 1,190 | 10,793 | SH | SOLE | 0 | 9,151 | 0 | 1,642 | |
Ishares TRUST Core Us Treasury Bond Etf | Equities | 46429B267 | 259 | 9,976 | SH | SOLE | 0 | 9,976 | 0 | 0 | |
JELD-WEN Holding Inc | Equities | 47580P103 | 1,095 | 46,771 | SH | SOLE | 0 | 46,076 | 0 | 695 | |
Johnson & Johnson | Equities | 478160104 | 909 | 6,230 | SH | SOLE | 0 | 6,230 | 0 | 0 | |
JPMorgan Preferred EE 2024 | Equities | 48128B648 | 1,430 | 50,827 | SH | SOLE | 0 | 49,730 | 0 | 1,097 | |
Kayne Anderson Mlp Invt | Equities | 486606106 | 2,086 | 149,733 | SH | SOLE | 0 | 146,731 | 0 | 3,002 | |
Kinder Morgan, Inc. | Equities | 49456B101 | 342 | 16,132 | SH | SOLE | 0 | 16,132 | 0 | 0 | |
KKR Preferred A 2021 | Equities | 48251W203 | 1,337 | 50,282 | SH | SOLE | 0 | 49,163 | 0 | 1,119 | |
Lockheed Martin Corporation | Equities | 539830109 | 1,497 | 3,846 | SH | SOLE | 0 | 3,758 | 0 | 88 | |
Lowes Companies Incorporated | Equities | 548661107 | 919 | 7,671 | SH | SOLE | 0 | 7,476 | 0 | 195 | |
Martin Marietta Matls | Equities | 573284106 | 2,501 | 8,942 | SH | SOLE | 0 | 8,806 | 0 | 136 | |
Medtronic, Inc. | Equities | G5960L103 | 1,242 | 10,944 | SH | SOLE | 0 | 10,680 | 0 | 264 | |
MetLife Preferred E 2023 | Equities | 59156R876 | 1,384 | 50,644 | SH | SOLE | 0 | 49,528 | 0 | 1,116 | |
Microsoft Corporation | Equities | 594918104 | 3,269 | 20,732 | SH | SOLE | 0 | 18,485 | 0 | 2,247 | |
Nextera Energy Inc. | Equities | 65339F101 | 344 | 1,421 | SH | SOLE | 0 | 1,421 | 0 | 0 | |
Nike Inc. Class B | Equities | 654106103 | 1,686 | 16,643 | SH | SOLE | 0 | 16,242 | 0 | 401 | |
Northrop Grumman Corporation | Equities | 666807102 | 1,090 | 3,169 | SH | SOLE | 0 | 3,082 | 0 | 87 | |
NVIDIA Corporation | Equities | 67066G104 | 1,926 | 8,186 | SH | SOLE | 0 | 7,439 | 0 | 747 | |
Oaktree Capital Preferred B 2023 | Equities | 674001409 | 1,340 | 49,562 | SH | SOLE | 0 | 48,443 | 0 | 1,119 | |
Palo Alto Networks Inc | Equities | 697435105 | 779 | 3,367 | SH | SOLE | 0 | 3,268 | 0 | 99 | |
PayPal Holdings Inc | Equities | 70450Y103 | 1,331 | 12,305 | SH | SOLE | 0 | 12,003 | 0 | 302 | |
PepsiCo | Equities | 713448108 | 711 | 5,200 | SH | SOLE | 0 | 5,200 | 0 | 0 | |
Pfizer Inc. | Equities | 717081103 | 1,478 | 37,731 | SH | SOLE | 0 | 37,731 | 0 | 0 | |
Philip Morris International Inc. | Equities | 718172109 | 255 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
PIMCO Enhanced Short Maturity Active ETF | Equities | 72201R833 | 250 | 2,461 | SH | SOLE | 0 | 2,461 | 0 | 0 | |
Pioneer Natural Resources Company | Equities | 723787107 | 1,067 | 7,047 | SH | SOLE | 0 | 6,870 | 0 | 177 | |
PowerShares Build America Bond Portfolio | Equities | 46138G805 | 3,869 | 122,169 | SH | SOLE | 0 | 116,178 | 0 | 5,991 | |
Powershares Exchange Traded Fund Tr II Sen | Equities | 46138G508 | 385 | 16,865 | SH | SOLE | 0 | 15,086 | 0 | 1,778 | |
Procter & Gamble Company | Equities | 742718109 | 1,047 | 8,379 | SH | SOLE | 0 | 8,379 | 0 | 0 | |
ProShares UltraShort QQQ | Equities | 74347B243 | 587 | 24,973 | SH | SOLE | 0 | 23,630 | 0 | 1,343 | |
Raytheon Company | Equities | 755111507 | 985 | 4,481 | SH | SOLE | 0 | 4,372 | 0 | 109 | |
Roper Inds Inc | Equities | 776696106 | 2,130 | 6,014 | SH | SOLE | 0 | 5,868 | 0 | 146 | |
Ross Stores Inc | Equities | 778296103 | 1,068 | 9,171 | SH | SOLE | 0 | 8,943 | 0 | 228 | |
Royal Bank of Canada | Equities | 780087102 | 587 | 7,434 | SH | SOLE | 0 | 7,434 | 0 | 0 | |
Salesforce Com Inc | Equities | 79466L302 | 534 | 3,283 | SH | SOLE | 0 | 3,226 | 0 | 57 | |
Schwab Short-Term US Treasury ETF | Equities | 808524862 | 5,064 | 100,316 | SH | SOLE | 0 | 97,469 | 0 | 2,847 | |
Schwab Strategic Tr US Reit ETF | Equities | 808524847 | 446 | 9,705 | SH | SOLE | 0 | 7,863 | 0 | 1,843 | |
Schwab US Dividend Equity ETF | Equities | 808524797 | 550 | 9,490 | SH | SOLE | 0 | 3,990 | 0 | 5,500 | |
Schwab US TIPS ETF | Equities | 808524870 | 3,658 | 64,591 | SH | SOLE | 0 | 63,140 | 0 | 1,451 | |
ServiceNow Inc | Equities | 81762P102 | 1,394 | 4,936 | SH | SOLE | 0 | 4,800 | 0 | 136 | |
Sherwin-Williams Company | Equities | 824348106 | 2,716 | 4,655 | SH | SOLE | 0 | 4,563 | 0 | 92 | |
Smith A O Corp | Equities | 831865209 | 887 | 18,617 | SH | SOLE | 0 | 17,876 | 0 | 741 | |
SPDR Gold Shares | Equities | 78463V107 | 540 | 3,780 | SH | SOLE | 0 | 3,062 | 0 | 718 | |
SPDR(R) DoubleLine Total Return Tact ETF | Equities | 78467V848 | 4,935 | 100,728 | SH | SOLE | 0 | 100,487 | 0 | 241 | |
SPDR(R) Portfolio Interm Term Corp Bd ETF | Equities | 78464A375 | 3,717 | 105,271 | SH | SOLE | 0 | 104,936 | 0 | 335 | |
State Street Preferred D 2024 | Equities | 857477608 | 1,394 | 50,771 | SH | SOLE | 0 | 49,655 | 0 | 1,116 | |
Tesla Motors, Inc. | Equities | 88160R101 | 902 | 2,157 | SH | SOLE | 0 | 2,103 | 0 | 54 | |
The India Fund, Inc. | Equities | 454089103 | 344 | 17,091 | SH | SOLE | 0 | 15,890 | 0 | 1,201 | |
Thermo Fisher Scientific, Inc. | Equities | 883556102 | 1,731 | 5,328 | SH | SOLE | 0 | 5,192 | 0 | 136 | |
TJX Companies, Inc. | Equities | 872540109 | 1,742 | 28,523 | SH | SOLE | 0 | 27,784 | 0 | 739 | |
Trip Com Group Adr | Equities | 89677Q107 | 996 | 29,683 | SH | SOLE | 0 | 28,576 | 0 | 1,107 | |
Truist Finl Corp Com | Equities | 89832Q109 | 558 | 9,914 | SH | SOLE | 0 | 9,914 | 0 | 0 | |
Twitter Inc | Equities | 90184L102 | 1,054 | 32,877 | SH | SOLE | 0 | 31,923 | 0 | 954 | |
Ulta Salon Cosmetics & | Equities | 90384S303 | 707 | 2,794 | SH | SOLE | 0 | 2,690 | 0 | 104 | |
Union Pacific Corporation | Equities | 907818108 | 509 | 2,816 | SH | SOLE | 0 | 2,816 | 0 | 0 | |
United Parcel Service Incorporated Class B | Equities | 911312106 | 420 | 3,590 | SH | SOLE | 0 | 3,590 | 0 | 0 | |
United Technologies Corporation | Equities | 913017109 | 747 | 4,987 | SH | SOLE | 0 | 4,987 | 0 | 0 | |
UnitedHealth Group Incorporated | Equities | 91324P102 | 254 | 865 | SH | SOLE | 0 | 865 | 0 | 0 | |
Valmont Industries, Inc. | Equities | 920253101 | 894 | 5,970 | SH | SOLE | 0 | 5,818 | 0 | 152 | |
Vanguard Bd Index Fdinc Short Term Bd | Equities | 921937827 | 9,346 | 115,946 | SH | SOLE | 0 | 115,922 | 0 | 24 | |
Vanguard Dividend Appreciation ETF | Equities | 921908844 | 570 | 4,575 | SH | SOLE | 0 | 4,575 | 0 | 0 | |
Vanguard FTSE Emerging Markets ETF | Equities | 922042858 | 711 | 15,982 | SH | SOLE | 0 | 15,265 | 0 | 718 | |
VANGUARD GROWTH ETF MSCI US PR IME MKT | Equities | 922908736 | 617 | 3,389 | SH | SOLE | 0 | 3,389 | 0 | 0 | |
Vanguard Mid-Cap ETF | Equities | 922908629 | 2,371 | 13,306 | SH | SOLE | 0 | 12,316 | 0 | 990 | |
Vanguard Total Bond Market ETF | Equities | 921937835 | 1,749 | 20,857 | SH | SOLE | 0 | 18,252 | 0 | 2,605 | |
Vanguard Total International Stock ETF | Equities | 921909768 | 1,476 | 26,505 | SH | SOLE | 0 | 22,786 | 0 | 3,719 | |
Vanguard Total Stock Market VIPERs | Equities | 922908769 | 300 | 1,835 | SH | SOLE | 0 | 1,835 | 0 | 0 | |
Vanguard Value ETF | Equities | 922908744 | 264 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | 0 | |
Verizon Communications, Inc. | Equities | 92343V104 | 2,236 | 36,416 | SH | SOLE | 0 | 35,886 | 0 | 530 | |
Visa Inc. | Equities | 92826C839 | 1,145 | 6,092 | SH | SOLE | 0 | 5,956 | 0 | 136 | |
Vornado Realty Preferred M 2022 | Equities | 929042828 | 1,789 | 70,051 | SH | SOLE | 0 | 68,327 | 0 | 1,724 | |
Walt Disney Company | Equities | 254687106 | 1,820 | 12,587 | SH | SOLE | 0 | 12,362 | 0 | 225 | |
Westinghouse Air Brake Technologies Corporation | Equities | 929740108 | 910 | 11,694 | SH | SOLE | 0 | 11,415 | 0 | 279 | |
First Tr Exch Traded Fd | Equities | 33733B100 | 360 | 6,000 | SH | SOLE | 0 | 0 | 0 | 6,000 | |
iShares US Aerospace & Defense | Equities | 464288760 | 343 | 1,546 | SH | SOLE | 0 | 0 | 0 | 1,546 | |
Partners Group Private Equity Llc Cl I Nonstandard | Equities | 70299N235 | 461 | 75,608 | SH | SOLE | 0 | 75,608 | 0 | 0 | |
PureFunds ISE Cyber Security ETF | Equities | 26924G201 | 208 | 5,007 | SH | SOLE | 0 | 0 | 0 | 5,007 | |
Select Sector SPDR Trust-Consumer Staples | Equities | 81369Y308 | 336 | 5,336 | SH | SOLE | 0 | 0 | 0 | 5,336 |