The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Equities | 002824100 | 2,746 | 34,793 | SH | SOLE | 0 | 34,236 | 0 | 557 | |
AbbVie, Inc. | Equities | 00287Y109 | 424 | 5,563 | SH | SOLE | 0 | 5,563 | 0 | 0 | |
Accenture PLC | Equities | G1151C101 | 372 | 2,276 | SH | SOLE | 0 | 2,276 | 0 | 0 | |
Adobe Systems Inc. | Equities | 00724F101 | 1,437 | 4,516 | SH | SOLE | 0 | 4,438 | 0 | 78 | |
Agilent Technologies, Inc. | Equities | 00846U101 | 1,575 | 21,991 | SH | SOLE | 0 | 21,530 | 0 | 460 | |
Alabama Power Preferred A 2022 | Equities | 010392462 | 1,213 | 47,461 | SH | SOLE | 0 | 46,680 | 0 | 780 | |
Alcanna Inc | Equities | 01374C109 | 16 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
Alibaba Group Holding Ltd ADR | Equities | 01609W102 | 997 | 5,124 | SH | SOLE | 0 | 5,030 | 0 | 94 | |
Allstate Preferred G 2023 | Equities | 020002127 | 1,328 | 52,747 | SH | SOLE | 0 | 51,915 | 0 | 832 | |
Allstate Preferred H 2024 | Equities | 020002838 | 1,117 | 48,348 | SH | SOLE | 0 | 47,570 | 0 | 778 | |
Alphabet Inc Class A | Equities | 02079K305 | 2,124 | 1,828 | SH | SOLE | 0 | 1,803 | 0 | 25 | |
Alphabet Inc Class C | Equities | 02079K107 | 383 | 329 | SH | SOLE | 0 | 329 | 0 | 0 | |
Amazon.com, Inc. | Equities | 023135106 | 2,252 | 1,155 | SH | SOLE | 0 | 1,108 | 0 | 47 | |
American Water Works Company, Inc. | Equities | 030420103 | 2,529 | 21,153 | SH | SOLE | 0 | 20,694 | 0 | 459 | |
Anheuser Busch Companies Incorporated | Equities | 03524A108 | 1,126 | 25,514 | SH | SOLE | 0 | 25,102 | 0 | 412 | |
Apollo Global Mgmt Llc Com Npv Cl A | Equities | 03768E105 | 3,510 | 104,777 | SH | SOLE | 0 | 103,024 | 0 | 1,753 | |
Apple, Inc. | Equities | 037833100 | 5,374 | 21,132 | SH | SOLE | 0 | 18,992 | 0 | 2,140 | |
Applied Materials, Inc. | Equities | 038222105 | 239 | 5,206 | SH | SOLE | 0 | 5,206 | 0 | 0 | |
AT&T Incorporated | Equities | 00206R102 | 521 | 17,878 | SH | SOLE | 0 | 17,878 | 0 | 0 | |
Bank of America Corporation | Equities | 060505104 | 1,581 | 74,472 | SH | SOLE | 0 | 69,798 | 0 | 4,674 | |
Berkshire Hathaway - Cl B | Equities | 084670702 | 1,987 | 10,869 | SH | SOLE | 0 | 10,869 | 0 | 0 | |
Berkshire Hathaway - Cl A | Equities | 084670108 | 816 | 3 | SH | SOLE | 0 | 3 | 0 | 0 | |
Blackstone Group L Pcom Unit Repstg | Equities | 09260D107 | 3,815 | 83,727 | SH | SOLE | 0 | 82,079 | 0 | 1,648 | |
Boeing Company | Equities | 097023105 | 1,058 | 7,093 | SH | SOLE | 0 | 6,973 | 0 | 120 | |
Brookfield Asset Management Inc. Class A | Equities | 112585104 | 3,294 | 74,447 | SH | SOLE | 0 | 73,036 | 0 | 1,411 | |
Cboe Global Markets Inc | Equities | 12503M108 | 1,348 | 15,099 | SH | SOLE | 0 | 14,755 | 0 | 344 | |
Chevron Corporation | Equities | 166764100 | 440 | 6,075 | SH | SOLE | 0 | 6,075 | 0 | 0 | |
Cisco Systems, Inc. | Equities | 17275R102 | 1,778 | 45,239 | SH | SOLE | 0 | 44,619 | 0 | 620 | |
Coca-Cola Company | Equities | 191216100 | 1,915 | 43,282 | SH | SOLE | 0 | 42,869 | 0 | 413 | |
Colgate-Palmolive Company | Equities | 194162103 | 428 | 6,449 | SH | SOLE | 0 | 6,449 | 0 | 0 | |
Costco Wholesale Corporation | Equities | 22160K105 | 1,833 | 6,428 | SH | SOLE | 0 | 6,302 | 0 | 126 | |
Crown Castle Intl Corp New Com Isin #us2 | Equities | 22822V101 | 1,693 | 11,723 | SH | SOLE | 0 | 11,543 | 0 | 179 | |
CVS Health Corp | Equities | 126650100 | 1,377 | 23,204 | SH | SOLE | 0 | 22,675 | 0 | 529 | |
Danaher Corporation | Equities | 235851102 | 1,511 | 10,919 | SH | SOLE | 0 | 10,684 | 0 | 235 | |
Dominion Resources, Inc. | Equities | 25746U109 | 487 | 6,742 | SH | SOLE | 0 | 6,742 | 0 | 0 | |
Domino s Pizza Inc | Equities | 25754A201 | 1,273 | 3,928 | SH | SOLE | 0 | 3,819 | 0 | 109 | |
Duke Energy Corporation New | Equities | 26441C204 | 1,909 | 23,606 | SH | SOLE | 0 | 23,382 | 0 | 223 | |
Eaton Vance Txmg Gl Bu | Equities | 27829C105 | 257 | 34,438 | SH | SOLE | 0 | 34,438 | 0 | 0 | |
Ecolab Incorporated | Equities | 278865100 | 1,952 | 12,525 | SH | SOLE | 0 | 12,279 | 0 | 246 | |
Edwards Lifesciences Corporation | Equities | 28176E108 | 1,248 | 6,614 | SH | SOLE | 0 | 6,477 | 0 | 138 | |
Eli Lilly and Company | Equities | 532457108 | 388 | 2,800 | SH | SOLE | 0 | 2,800 | 0 | 0 | |
Essential utilities ord | Equities | 29670G102 | 366 | 8,992 | SH | SOLE | 0 | 8,992 | 0 | 0 | |
Exxon Mobil Corporation | Equities | 30231G102 | 316 | 8,316 | SH | SOLE | 0 | 8,316 | 0 | 0 | |
FIDUS INVESTMENT CORPORATION | Equities | 316500107 | 118 | 17,883 | SH | SOLE | 0 | 17,883 | 0 | 0 | |
Fiserv Inc | Equities | 337738108 | 1,295 | 13,635 | SH | SOLE | 0 | 13,398 | 0 | 237 | |
FS Energy and Power Fund | Equities | 30264D109 | 74 | 12,916 | SH | SOLE | 0 | 12,916 | 0 | 0 | |
General Dynamics Corporation | Equities | 369550108 | 426 | 3,223 | SH | SOLE | 0 | 3,215 | 0 | 7 | |
Gilead Sciences, Inc. | Equities | 375558103 | 1,359 | 18,175 | SH | SOLE | 0 | 17,871 | 0 | 304 | |
HCA Inc. | Equities | 40412C101 | 1,570 | 17,474 | SH | SOLE | 0 | 17,069 | 0 | 405 | |
Honeywell International Incorporated | Equities | 438516106 | 1,104 | 8,249 | SH | SOLE | 0 | 8,114 | 0 | 135 | |
Hormel Foods Corp | Equities | 440452100 | 1,374 | 29,454 | SH | SOLE | 0 | 28,915 | 0 | 539 | |
Illumina Inc | Equities | 452327109 | 2,398 | 8,779 | SH | SOLE | 0 | 8,598 | 0 | 182 | |
Intercontinental Exchange | Equities | 45866F104 | 1,026 | 12,709 | SH | SOLE | 0 | 12,480 | 0 | 229 | |
Intuit Inc. | Equities | 461202103 | 1,102 | 4,791 | SH | SOLE | 0 | 4,714 | 0 | 77 | |
iShares Barclays TIPS Bond | Equities | 464287176 | 847 | 7,187 | SH | SOLE | 0 | 6,544 | 0 | 642 | |
iShares Core US Growth ETF | Equities | 464287671 | 2,374 | 41,591 | SH | SOLE | 0 | 39,140 | 0 | 2,451 | |
iShares Dow Jones Select Dividend Index | Equities | 464287168 | 264 | 3,586 | SH | SOLE | 0 | 3,586 | 0 | 0 | |
iShares Emerging Mkts Bond Fund | Equities | 464288281 | 307 | 3,173 | SH | SOLE | 0 | 2,532 | 0 | 641 | |
iShares Gold Trust | Equities | 464285105 | 8,841 | 586,682 | SH | SOLE | 0 | 573,725 | 0 | 12,957 | |
iShares iBoxx $ Invest Grade Corp Bond | Equities | 464287242 | 1,766 | 14,298 | SH | SOLE | 0 | 12,970 | 0 | 1,328 | |
Ishares Inc Core MSCI Emerging Mkts ETF | Equities | 46434G103 | 3,450 | 85,252 | SH | SOLE | 0 | 82,447 | 0 | 2,804 | |
iShares MSCI All Country Asia | Equities | 464288182 | 1,023 | 17,133 | SH | SOLE | 0 | 16,104 | 0 | 1,029 | |
iShares Russell 1000 Value Index | Equities | 464287598 | 208 | 2,096 | SH | SOLE | 0 | 2,096 | 0 | 0 | |
iShares Russell 2000 Index | Equities | 464287648 | 1,078 | 6,817 | SH | SOLE | 0 | 6,230 | 0 | 587 | |
iShares S&P 500 Index | Equities | 464287200 | 2,536 | 9,812 | SH | SOLE | 0 | 9,133 | 0 | 679 | |
iShares S&P MidCap 400 Value Index | Equities | 464287705 | 274 | 2,495 | SH | SOLE | 0 | 1,231 | 0 | 1,264 | |
iShares S&P National AMT-Free Muni Bd | Equities | 464288414 | 240 | 2,127 | SH | SOLE | 0 | 2,127 | 0 | 0 | |
iShares S&P SmallCap 600 Index | Equities | 464287804 | 237 | 4,221 | SH | SOLE | 0 | 1,659 | 0 | 2,562 | |
iShares S&P U.S. Preferred Stock Index Fd | Equities | 464288687 | 425 | 13,362 | SH | SOLE | 0 | 13,362 | 0 | 0 | |
iShares Tr 1-3 Yr Trs Bd | Equities | 464287457 | 1,134 | 13,087 | SH | SOLE | 0 | 11,823 | 0 | 1,264 | |
iShares Tr 7-10 Yr Trs Bd | Equities | 464287440 | 1,237 | 10,179 | SH | SOLE | 0 | 8,409 | 0 | 1,770 | |
JD.com Inc ADR | Equities | 47215P106 | 936 | 23,115 | SH | SOLE | 0 | 22,673 | 0 | 442 | |
JELD-WEN Holding Inc | Equities | 47580P103 | 863 | 88,714 | SH | SOLE | 0 | 87,156 | 0 | 1,558 | |
Johnson & Johnson | Equities | 478160104 | 820 | 6,257 | SH | SOLE | 0 | 6,257 | 0 | 0 | |
JPMorgan Preferred EE 2024 | Equities | 48128B648 | 1,296 | 49,549 | SH | SOLE | 0 | 48,779 | 0 | 769 | |
Kayne Anderson Mlp Invt | Equities | 486606106 | 562 | 154,772 | SH | SOLE | 0 | 152,073 | 0 | 2,699 | |
Kinder Morgan, Inc. | Equities | 49456B101 | 227 | 16,291 | SH | SOLE | 0 | 16,291 | 0 | 0 | |
KKR Preferred A 2021 | Equities | 48251W203 | 1,297 | 51,009 | SH | SOLE | 0 | 50,163 | 0 | 847 | |
Laboratory Corp. of America Holdings | Equities | 50540R409 | 1,553 | 12,284 | SH | SOLE | 0 | 11,958 | 0 | 326 | |
Las Vegas Sands Corp. | Equities | 517834107 | 726 | 17,089 | SH | SOLE | 0 | 16,773 | 0 | 316 | |
Lockheed Martin Corporation | Equities | 539830109 | 1,281 | 3,780 | SH | SOLE | 0 | 3,724 | 0 | 55 | |
Lowes Companies Incorporated | Equities | 548661107 | 1,097 | 12,753 | SH | SOLE | 0 | 12,549 | 0 | 204 | |
Martin Marietta Matls | Equities | 573284106 | 377 | 1,994 | SH | SOLE | 0 | 1,983 | 0 | 10 | |
MetLife Preferred E 2023 | Equities | 59156R876 | 1,152 | 46,189 | SH | SOLE | 0 | 45,417 | 0 | 771 | |
Microsoft Corporation | Equities | 594918104 | 3,123 | 19,802 | SH | SOLE | 0 | 17,618 | 0 | 2,184 | |
Mongodb Inc Cl A | Equities | 60937P106 | 772 | 5,656 | SH | SOLE | 0 | 5,556 | 0 | 100 | |
Nextera Energy Inc. | Equities | 65339F101 | 343 | 1,425 | SH | SOLE | 0 | 1,425 | 0 | 0 | |
Nike Inc. Class B | Equities | 654106103 | 1,566 | 18,928 | SH | SOLE | 0 | 18,588 | 0 | 340 | |
Northrop Grumman Corporation | Equities | 666807102 | 1,013 | 3,350 | SH | SOLE | 0 | 3,288 | 0 | 61 | |
NVIDIA Corporation | Equities | 67066G104 | 2,083 | 7,900 | SH | SOLE | 0 | 7,219 | 0 | 681 | |
Oaktree Capital Preferred B 2023 | Equities | 674001409 | 1,131 | 51,432 | SH | SOLE | 0 | 50,611 | 0 | 821 | |
O'REILLY AUTOMOTIVE INC COM | Equities | 67103H107 | 1,248 | 4,144 | SH | SOLE | 0 | 4,074 | 0 | 70 | |
PayPal Holdings Inc | Equities | 70450Y103 | 1,283 | 13,403 | SH | SOLE | 0 | 13,162 | 0 | 242 | |
PepsiCo | Equities | 713448108 | 632 | 5,265 | SH | SOLE | 0 | 5,265 | 0 | 0 | |
Pfizer Inc. | Equities | 717081103 | 1,172 | 35,908 | SH | SOLE | 0 | 35,908 | 0 | 0 | |
Philip Morris International Inc. | Equities | 718172109 | 219 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
PIMCO 25 plus Year Zero Coupon US Trs ETF | Equities | 72201R882 | 204 | 1,165 | SH | SOLE | 0 | 1,165 | 0 | 0 | |
PowerShares Build America Bond Portfolio | Equities | 46138G805 | 3,718 | 120,330 | SH | SOLE | 0 | 114,470 | 0 | 5,860 | |
Powershares Exchange Traded Fund Tr II Sen | Equities | 46138G508 | 354 | 17,323 | SH | SOLE | 0 | 15,325 | 0 | 1,998 | |
Procter & Gamble Company | Equities | 742718109 | 925 | 8,414 | SH | SOLE | 0 | 8,414 | 0 | 0 | |
PROSHARES ULTRAPRO SHORT DOW30 | Equities | 74347G309 | 1,773 | 36,770 | SH | SOLE | 0 | 36,381 | 0 | 389 | |
ProShares Ultrashort S&P 500 | Equities | 74347B383 | 8,344 | 274,030 | SH | SOLE | 0 | 271,711 | 0 | 2,319 | |
Qualcomm, Inc. | Equities | 747525103 | 1,630 | 24,091 | SH | SOLE | 0 | 23,592 | 0 | 499 | |
Roper Inds Inc | Equities | 776696106 | 1,631 | 5,231 | SH | SOLE | 0 | 5,138 | 0 | 93 | |
Royal Bank of Canada | Equities | 780087102 | 464 | 7,496 | SH | SOLE | 0 | 7,496 | 0 | 0 | |
Salesforce Com Inc | Equities | 79466L302 | 950 | 6,598 | SH | SOLE | 0 | 6,475 | 0 | 123 | |
Schwab Short-Term US Treasury ETF | Equities | 808524862 | 5,268 | 101,831 | SH | SOLE | 0 | 99,435 | 0 | 2,396 | |
Schwab Strategic Tr US Reit ETF | Equities | 808524847 | 289 | 8,836 | SH | SOLE | 0 | 6,981 | 0 | 1,856 | |
Schwab US Dividend Equity ETF | Equities | 808524797 | 530 | 11,779 | SH | SOLE | 0 | 4,029 | 0 | 7,750 | |
Schwab US TIPS ETF | Equities | 808524870 | 3,616 | 62,885 | SH | SOLE | 0 | 61,852 | 0 | 1,033 | |
ServiceNow Inc | Equities | 81762P102 | 1,333 | 4,652 | SH | SOLE | 0 | 4,541 | 0 | 111 | |
Sherwin-Williams Company | Equities | 824348106 | 2,005 | 4,364 | SH | SOLE | 0 | 4,303 | 0 | 62 | |
Smith A O Corp | Equities | 831865209 | 1,063 | 28,110 | SH | SOLE | 0 | 27,608 | 0 | 502 | |
SPDR Gold Shares | Equities | 78463V107 | 531 | 3,589 | SH | SOLE | 0 | 2,843 | 0 | 746 | |
SPDR(R) DoubleLine Total Return Tact ETF | Equities | 78467V848 | 4,887 | 101,905 | SH | SOLE | 0 | 101,554 | 0 | 351 | |
SPDR(R) Portfolio Interm Term Corp Bd ETF | Equities | 78464A375 | 3,449 | 101,404 | SH | SOLE | 0 | 100,734 | 0 | 670 | |
State Street Preferred D 2024 | Equities | 857477608 | 1,151 | 47,309 | SH | SOLE | 0 | 46,527 | 0 | 782 | |
Taiwan Semiconductor Manufacturing | Equities | 874039100 | 946 | 19,786 | SH | SOLE | 0 | 19,408 | 0 | 378 | |
TENCENT HOLDINGS LTD UNS ADR | Equities | 88032Q109 | 950 | 19,343 | SH | SOLE | 0 | 18,977 | 0 | 366 | |
Teradyne Inc | Equities | 880770102 | 1,058 | 19,523 | SH | SOLE | 0 | 19,156 | 0 | 367 | |
The Carlyle Group LP | Equities | 14316J108 | 1,502 | 69,369 | SH | SOLE | 0 | 67,697 | 0 | 1,672 | |
The India Fund, Inc. | Equities | 454089103 | 239 | 17,531 | SH | SOLE | 0 | 16,289 | 0 | 1,243 | |
Thermo Fisher Scientific, Inc. | Equities | 883556102 | 1,632 | 5,754 | SH | SOLE | 0 | 5,632 | 0 | 122 | |
Truist Finl Corp Com | Equities | 89832Q109 | 279 | 9,041 | SH | SOLE | 0 | 9,041 | 0 | 0 | |
Union Pacific Corporation | Equities | 907818108 | 398 | 2,825 | SH | SOLE | 0 | 2,825 | 0 | 0 | |
United Parcel Service Incorporated Class B | Equities | 911312106 | 1,318 | 14,107 | SH | SOLE | 0 | 13,927 | 0 | 180 | |
United Technologies Corporation | Equities | 913017109 | 473 | 5,012 | SH | SOLE | 0 | 5,012 | 0 | 0 | |
UnitedHealth Group Incorporated | Equities | 91324P102 | 217 | 869 | SH | SOLE | 0 | 869 | 0 | 0 | |
Vanguard Bd Index Fdinc Short Term Bd | Equities | 921937827 | 3,168 | 38,545 | SH | SOLE | 0 | 38,545 | 0 | 0 | |
Vanguard Dividend Appreciation ETF | Equities | 921908844 | 475 | 4,596 | SH | SOLE | 0 | 4,596 | 0 | 0 | |
Vanguard FTSE Emerging Markets ETF | Equities | 922042858 | 523 | 15,579 | SH | SOLE | 0 | 14,844 | 0 | 735 | |
VANGUARD GROWTH ETF MSCI US PR IME MKT | Equities | 922908736 | 532 | 3,398 | SH | SOLE | 0 | 3,398 | 0 | 0 | |
Vanguard Mid-Cap ETF | Equities | 922908629 | 1,694 | 12,870 | SH | SOLE | 0 | 12,119 | 0 | 751 | |
Vanguard Total Bond Market ETF | Equities | 921937835 | 1,870 | 21,914 | SH | SOLE | 0 | 19,136 | 0 | 2,778 | |
Vanguard Total International Stock ETF | Equities | 921909768 | 1,047 | 24,955 | SH | SOLE | 0 | 22,002 | 0 | 2,953 | |
Vanguard Total Stock Market VIPERs | Equities | 922908769 | 237 | 1,835 | SH | SOLE | 0 | 1,835 | 0 | 0 | |
Verizon Communications, Inc. | Equities | 92343V104 | 660 | 12,281 | SH | SOLE | 0 | 12,245 | 0 | 36 | |
Visa Inc. | Equities | 92826C839 | 1,224 | 7,594 | SH | SOLE | 0 | 7,456 | 0 | 138 | |
Vornado Realty Preferred M 2022 | Equities | 929042828 | 1,194 | 61,023 | SH | SOLE | 0 | 60,089 | 0 | 934 | |
Walt Disney Company | Equities | 254687106 | 1,338 | 13,846 | SH | SOLE | 0 | 13,648 | 0 | 198 | |
Zoom video communications-A | Equities | 98980L101 | 498 | 3,411 | SH | SOLE | 0 | 3,353 | 0 | 58 |