The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U Inc | Equities | 90214J101 | 1,168 | 30,771 | SH | SOLE | 0 | 30,403 | 0 | 368 | |
Abbott Laboratories | Equities | 002824100 | 3,219 | 35,207 | SH | SOLE | 0 | 34,648 | 0 | 560 | |
AbbVie, Inc. | Equities | 00287Y109 | 551 | 5,616 | SH | SOLE | 0 | 5,616 | 0 | 0 | |
Accenture PLC | Equities | G1151C101 | 490 | 2,283 | SH | SOLE | 0 | 2,283 | 0 | 0 | |
Adobe Systems Inc. | Equities | 00724F101 | 2,037 | 4,679 | SH | SOLE | 0 | 4,587 | 0 | 92 | |
Agilent Technologies, Inc. | Equities | 00846U101 | 2,018 | 22,837 | SH | SOLE | 0 | 22,395 | 0 | 441 | |
Alabama Power Preferred A 2022 | Equities | 010392462 | 1,285 | 49,966 | SH | SOLE | 0 | 49,112 | 0 | 854 | |
Alcanna Inc | Equities | 01374C109 | 26 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
Alibaba Group Holding Ltd ADR | Equities | 01609W102 | 1,233 | 5,716 | SH | SOLE | 0 | 5,606 | 0 | 110 | |
Alphabet Inc Class A | Equities | 02079K305 | 2,636 | 1,859 | SH | SOLE | 0 | 1,831 | 0 | 28 | |
Alphabet Inc Class C | Equities | 02079K107 | 465 | 329 | SH | SOLE | 0 | 329 | 0 | 0 | |
Amazon.com, Inc. | Equities | 023135106 | 3,294 | 1,194 | SH | SOLE | 0 | 1,126 | 0 | 68 | |
American Water Works Company, Inc. | Equities | 030420103 | 2,755 | 21,412 | SH | SOLE | 0 | 21,023 | 0 | 389 | |
Anheuser Busch Companies Incorporated | Equities | 03524A108 | 1,262 | 25,592 | SH | SOLE | 0 | 25,108 | 0 | 484 | |
Apollo Global Mgmt Llc Com Npv Cl A | Equities | 03768E105 | 5,269 | 105,543 | SH | SOLE | 0 | 103,479 | 0 | 2,063 | |
Apple, Inc. | Equities | 037833100 | 7,833 | 21,472 | SH | SOLE | 0 | 19,325 | 0 | 2,147 | |
Applied Materials, Inc. | Equities | 038222105 | 315 | 5,206 | SH | SOLE | 0 | 5,206 | 0 | 0 | |
AT&T Incorporated | Equities | 00206R102 | 528 | 17,454 | SH | SOLE | 0 | 17,454 | 0 | 0 | |
Bank of America Corporation | Equities | 060505104 | 781 | 32,887 | SH | SOLE | 0 | 28,855 | 0 | 4,032 | |
Berkshire Hathaway Inc - A shares | Equities | 084670108 | 802 | 3 | SH | SOLE | 0 | 3 | 0 | 0 | |
Berkshire Hathaway Inc. - B shares | Equities | 084670702 | 1,954 | 10,947 | SH | SOLE | 0 | 10,947 | 0 | 0 | |
Blackstone Group L Pcom Unit Repstg | Equities | 09260D107 | 4,869 | 85,940 | SH | SOLE | 0 | 84,356 | 0 | 1,584 | |
Boeing Company | Equities | 097023105 | 1,380 | 7,529 | SH | SOLE | 0 | 7,389 | 0 | 140 | |
Brookfield Asset Management Inc. Class A | Equities | 112585104 | 3,725 | 113,218 | SH | SOLE | 0 | 110,996 | 0 | 2,222 | |
Cboe Global Markets Inc | Equities | 12503M108 | 1,412 | 15,133 | SH | SOLE | 0 | 14,846 | 0 | 287 | |
Chevron Corporation | Equities | 166764100 | 397 | 4,447 | SH | SOLE | 0 | 4,447 | 0 | 0 | |
Cisco Systems, Inc. | Equities | 17275R102 | 2,176 | 46,660 | SH | SOLE | 0 | 45,987 | 0 | 672 | |
Coca-Cola Company | Equities | 191216100 | 1,683 | 37,657 | SH | SOLE | 0 | 37,171 | 0 | 486 | |
Colgate-Palmolive Company | Equities | 194162103 | 528 | 7,202 | SH | SOLE | 0 | 7,202 | 0 | 0 | |
Costco Wholesale Corporation | Equities | 22160K105 | 2,057 | 6,784 | SH | SOLE | 0 | 6,667 | 0 | 117 | |
Crown Castle Intl Corp New Com Isin #us2 | Equities | 22822V101 | 2,001 | 11,957 | SH | SOLE | 0 | 11,758 | 0 | 199 | |
Danaher Corporation | Equities | 235851102 | 1,957 | 11,065 | SH | SOLE | 0 | 10,876 | 0 | 189 | |
Dominion Resources, Inc. | Equities | 25746U109 | 552 | 6,801 | SH | SOLE | 0 | 6,801 | 0 | 0 | |
Domino s Pizza Inc | Equities | 25754A201 | 1,488 | 4,028 | SH | SOLE | 0 | 3,951 | 0 | 77 | |
Duke Energy Corporation New | Equities | 26441C204 | 1,957 | 24,495 | SH | SOLE | 0 | 24,236 | 0 | 259 | |
Eaton Vance Txmg Gl Bu | Equities | 27829C105 | 306 | 35,350 | SH | SOLE | 0 | 35,350 | 0 | 0 | |
Ecolab Incorporated | Equities | 278865100 | 2,564 | 12,889 | SH | SOLE | 0 | 12,659 | 0 | 230 | |
Eli Lilly and Company | Equities | 532457108 | 460 | 2,800 | SH | SOLE | 0 | 2,800 | 0 | 0 | |
Enterprise Products Partners LP | Equities | 293792107 | 250 | 13,753 | SH | SOLE | 0 | 1,753 | 0 | 12,000 | |
Essential utilities ord | Equities | 29670G102 | 283 | 6,691 | SH | SOLE | 0 | 6,691 | 0 | 0 | |
Exxon Mobil Corporation | Equities | 30231G102 | 337 | 7,534 | SH | SOLE | 0 | 7,534 | 0 | 0 | |
FIDUS INVESTMENT CORPORATION | Equities | 316500107 | 168 | 18,490 | SH | SOLE | 0 | 18,490 | 0 | 0 | |
Fiserv Inc | Equities | 337738108 | 1,387 | 14,209 | SH | SOLE | 0 | 13,931 | 0 | 278 | |
FS Energy and Power Fund | Equities | 30264D109 | 46 | 12,917 | SH | SOLE | 0 | 12,917 | 0 | 0 | |
General Dynamics Corporation | Equities | 369550108 | 370 | 2,478 | SH | SOLE | 0 | 2,478 | 0 | 0 | |
Gilead Sciences, Inc. | Equities | 375558103 | 1,596 | 20,744 | SH | SOLE | 0 | 19,686 | 0 | 1,058 | |
HCA Inc. | Equities | 40412C101 | 1,735 | 17,872 | SH | SOLE | 0 | 17,513 | 0 | 359 | |
Honeywell International Incorporated | Equities | 438516106 | 1,414 | 9,777 | SH | SOLE | 0 | 9,569 | 0 | 208 | |
Hormel Foods Corp | Equities | 440452100 | 1,476 | 30,577 | SH | SOLE | 0 | 29,996 | 0 | 581 | |
Illumina Inc | Equities | 452327109 | 3,302 | 8,917 | SH | SOLE | 0 | 8,742 | 0 | 175 | |
Intercontinental Exchange | Equities | 45866F104 | 1,199 | 13,095 | SH | SOLE | 0 | 12,837 | 0 | 258 | |
Intuit Inc. | Equities | 461202103 | 1,454 | 4,911 | SH | SOLE | 0 | 4,820 | 0 | 91 | |
iShares Barclays TIPS Bond | Equities | 464287176 | 1,293 | 10,509 | SH | SOLE | 0 | 9,620 | 0 | 889 | |
iShares Core MSCI Intl Dev Mkts ETF | Equities | 46435G326 | 1,131 | 22,122 | SH | SOLE | 0 | 20,175 | 0 | 1,947 | |
iShares Emerging Mkts Bond Fund | Equities | 464288281 | 361 | 3,306 | SH | SOLE | 0 | 2,672 | 0 | 634 | |
iShares Gold Trust | Equities | 464285105 | 10,354 | 609,439 | SH | SOLE | 0 | 593,240 | 0 | 16,199 | |
iShares iBoxx $ Invest Grade Corp Bond | Equities | 464287242 | 271 | 2,013 | SH | SOLE | 0 | 2,013 | 0 | 0 | |
Ishares Inc Core MSCI Emerging Mkts ETF | Equities | 46434G103 | 581 | 12,199 | SH | SOLE | 0 | 9,909 | 0 | 2,290 | |
iShares Russell 1000 Growth Index | Equities | 464287614 | 225 | 1,171 | SH | SOLE | 0 | 1,171 | 0 | 0 | |
iShares Russell 1000 Value Index | Equities | 464287598 | 239 | 2,126 | SH | SOLE | 0 | 2,126 | 0 | 0 | |
iShares Russell 2000 Index | Equities | 464287655 | 2,598 | 18,146 | SH | SOLE | 0 | 17,799 | 0 | 347 | |
iShares S&P 500 Index | Equities | 464287200 | 5,075 | 16,386 | SH | SOLE | 0 | 14,951 | 0 | 1,435 | |
iShares S&P MidCap 400 Value Index | Equities | 464287705 | 329 | 2,476 | SH | SOLE | 0 | 1,212 | 0 | 1,264 | |
iShares S&P National AMT-Free Muni Bd | Equities | 464288414 | 247 | 2,139 | SH | SOLE | 0 | 2,139 | 0 | 0 | |
iShares S&P SmallCap 600 Index | Equities | 464287804 | 1,137 | 16,656 | SH | SOLE | 0 | 12,934 | 0 | 3,722 | |
iShares S&P U.S. Preferred Stock Index Fd | Equities | 464288687 | 368 | 10,621 | SH | SOLE | 0 | 10,621 | 0 | 0 | |
iShares Tr 1-3 Yr Trs Bd | Equities | 464287457 | 1,126 | 13,000 | SH | SOLE | 0 | 12,166 | 0 | 834 | |
iShares US Credit Bond | Equities | 464288620 | 1,465 | 24,245 | SH | SOLE | 0 | 21,780 | 0 | 2,465 | |
JD.com Inc ADR | Equities | 47215P106 | 1,448 | 24,068 | SH | SOLE | 0 | 23,549 | 0 | 519 | |
JELD-WEN Holding Inc | Equities | 47580P103 | 1,420 | 88,146 | SH | SOLE | 0 | 86,392 | 0 | 1,754 | |
Johnson & Johnson | Equities | 478160104 | 937 | 6,664 | SH | SOLE | 0 | 6,664 | 0 | 0 | |
Karyopharm Therapeutics Inc | Equities | 48576U106 | 528 | 27,872 | SH | SOLE | 0 | 27,273 | 0 | 599 | |
Kinder Morgan, Inc. | Equities | 49456B101 | 220 | 14,471 | SH | SOLE | 0 | 14,471 | 0 | 0 | |
KKR Preferred A 2021 | Equities | 48251W203 | 1,424 | 55,186 | SH | SOLE | 0 | 54,250 | 0 | 936 | |
Laboratory Corp. of America Holdings | Equities | 50540R409 | 2,058 | 12,387 | SH | SOLE | 0 | 12,144 | 0 | 243 | |
Las Vegas Sands Corp. | Equities | 517834107 | 800 | 17,559 | SH | SOLE | 0 | 17,188 | 0 | 371 | |
Lockheed Martin Corporation | Equities | 539830109 | 1,433 | 3,927 | SH | SOLE | 0 | 3,866 | 0 | 60 | |
Martin Marietta Matls | Equities | 573284106 | 369 | 1,788 | SH | SOLE | 0 | 1,788 | 0 | 0 | |
McDonald's Corporation | Equities | 580135101 | 202 | 1,097 | SH | SOLE | 0 | 1,097 | 0 | 0 | |
McDonald's Corporation | Equities | 580135101 | 202 | 1,097 | SH | SOLE | 0 | 321 | 0 | 776 | |
Microsoft Corporation | Equities | 594918104 | 4,173 | 20,504 | SH | SOLE | 0 | 18,302 | 0 | 2,202 | |
Mongodb Inc Cl A | Equities | 60937P106 | 1,300 | 5,742 | SH | SOLE | 0 | 5,624 | 0 | 118 | |
Nike Inc. Class B | Equities | 654106103 | 1,949 | 19,874 | SH | SOLE | 0 | 19,499 | 0 | 375 | |
Northrop Grumman Corporation | Equities | 666807102 | 1,068 | 3,473 | SH | SOLE | 0 | 3,406 | 0 | 67 | |
NVIDIA Corporation | Equities | 67066G104 | 3,046 | 8,016 | SH | SOLE | 0 | 7,272 | 0 | 744 | |
Oaktree Capital Preferred B 2023 | Equities | 674001409 | 1,378 | 53,819 | SH | SOLE | 0 | 52,918 | 0 | 901 | |
O'REILLY AUTOMOTIVE INC COM | Equities | 67103H107 | 1,793 | 4,253 | SH | SOLE | 0 | 4,171 | 0 | 82 | |
Partners Group Private Equity Llc Cl I Nonstandard | Equities | 70299N235 | 458 | 77,746 | SH | SOLE | 0 | 77,746 | 0 | 0 | |
PayPal Holdings Inc | Equities | 70450Y103 | 2,424 | 13,914 | SH | SOLE | 0 | 13,246 | 0 | 668 | |
PepsiCo | Equities | 713448108 | 661 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
Pfizer Inc. | Equities | 717081103 | 1,189 | 36,365 | SH | SOLE | 0 | 36,365 | 0 | 0 | |
PIMCO 25 plus Year Zero Coupon US Trs ETF | Equities | 72201R882 | 202 | 1,166 | SH | SOLE | 0 | 1,166 | 0 | 0 | |
PIMCO Intermediate Municipal Bd Actv ETF | Equities | 72201R866 | 1,013 | 18,216 | SH | SOLE | 0 | 16,566 | 0 | 1,650 | |
PowerShares Build America Bond Portfolio | Equities | 46138G805 | 4,348 | 132,120 | SH | SOLE | 0 | 127,561 | 0 | 4,559 | |
PowerShares QQQ | Equities | 46090E103 | 1,739 | 7,023 | SH | SOLE | 0 | 6,011 | 0 | 1,012 | |
Procter & Gamble Company | Equities | 742718109 | 907 | 7,581 | SH | SOLE | 0 | 7,581 | 0 | 0 | |
Progressive Corporation | Equities | 743315103 | 1,432 | 17,873 | SH | SOLE | 0 | 17,492 | 0 | 381 | |
ProShares UltraShort QQQ | Equities | 74347B243 | 3,021 | 238,254 | SH | SOLE | 0 | 235,508 | 0 | 2,746 | |
ProShares Ultrashort S&P 500 | Equities | 74347B383 | 5,716 | 294,633 | SH | SOLE | 0 | 291,185 | 0 | 3,448 | |
Public Storage Com | Equities | 74460D109 | 1,456 | 7,588 | SH | SOLE | 0 | 7,430 | 0 | 157 | |
Qualcomm, Inc. | Equities | 747525103 | 2,285 | 25,047 | SH | SOLE | 0 | 24,578 | 0 | 470 | |
Raytheon Technologies Ord | Equities | 75513E101 | 282 | 4,573 | SH | SOLE | 0 | 4,573 | 0 | 0 | |
Roper Inds Inc | Equities | 776696106 | 2,115 | 5,447 | SH | SOLE | 0 | 5,346 | 0 | 102 | |
Royal Bank of Canada | Equities | 780087102 | 514 | 7,575 | SH | SOLE | 0 | 7,575 | 0 | 0 | |
Rydex ETF Trust Health Care | Equities | 46137V332 | 1,287 | 5,789 | SH | SOLE | 0 | 5,253 | 0 | 536 | |
Schwab Short-Term US Treasury ET | Equities | 808524862 | 5,629 | 109,027 | SH | SOLE | 0 | 106,198 | 0 | 2,828 | |
Schwab US Dividend Equity ET | Equities | 808524797 | 624 | 12,064 | SH | SOLE | 0 | 4,064 | 0 | 8,000 | |
Schwab US TIPS ETF | Equities | 808524870 | 3,937 | 65,597 | SH | SOLE | 0 | 64,306 | 0 | 1,290 | |
ServiceNow Inc | Equities | 81762P102 | 1,894 | 4,675 | SH | SOLE | 0 | 4,581 | 0 | 94 | |
Sherwin-Williams Company | Equities | 824348106 | 2,581 | 4,466 | SH | SOLE | 0 | 4,398 | 0 | 68 | |
SPDR Gold Shares | Equities | 78463V107 | 683 | 4,080 | SH | SOLE | 0 | 3,304 | 0 | 776 | |
SPDR DoubleLine Total Return Tact ETF | Equities | 78467V848 | 5,395 | 108,880 | SH | SOLE | 0 | 108,073 | 0 | 807 | |
SPDR Portfolio Interm Term Corp Bd ETF | Equities | 78464A375 | 3,836 | 105,017 | SH | SOLE | 0 | 104,682 | 0 | 335 | |
Square Inc | Equities | 852234103 | 1,339 | 12,760 | SH | SOLE | 0 | 12,607 | 0 | 153 | |
Taiwan Semiconductor Manufacturing | Equities | 874039100 | 1,185 | 20,882 | SH | SOLE | 0 | 20,437 | 0 | 445 | |
TENCENT HOLDINGS LTD UNS ADR | Equities | 88032Q109 | 1,304 | 20,370 | SH | SOLE | 0 | 19,940 | 0 | 430 | |
Teradyne Inc | Equities | 880770102 | 1,698 | 20,089 | SH | SOLE | 0 | 19,665 | 0 | 424 | |
The Carlyle Group LP | Equities | 14316J108 | 2,001 | 71,730 | SH | SOLE | 0 | 70,350 | 0 | 1,380 | |
Thermo Fisher Scientific, Inc. | Equities | 883556102 | 2,087 | 5,758 | SH | SOLE | 0 | 5,657 | 0 | 101 | |
Truist Finl Corp Com | Equities | 89832Q109 | 360 | 9,590 | SH | SOLE | 0 | 9,590 | 0 | 0 | |
Union Pacific Corporation | Equities | 907818108 | 412 | 2,439 | SH | SOLE | 0 | 2,439 | 0 | 0 | |
United Parcel Service Incorporated Class B | Equities | 911312106 | 1,647 | 14,810 | SH | SOLE | 0 | 14,597 | 0 | 212 | |
UnitedHealth Group Incorporated | Equities | 91324P102 | 255 | 865 | SH | SOLE | 0 | 865 | 0 | 0 | |
Vail Resorts Inc | Equities | 91879Q109 | 1,038 | 5,700 | SH | SOLE | 0 | 5,581 | 0 | 119 | |
Vanguard Bd Index Fdinc Short Term Bd | Equities | 921937827 | 3,104 | 37,349 | SH | SOLE | 0 | 37,349 | 0 | 0 | |
Vanguard Dividend Appreciation ETF | Equities | 921908844 | 539 | 4,596 | SH | SOLE | 0 | 4,596 | 0 | 0 | |
Vanguard FTSE Emerging Markets ETF | Equities | 922042858 | 2,583 | 65,206 | SH | SOLE | 0 | 60,337 | 0 | 4,869 | |
VANGUARD GROWTH ETF MSCI US PR IME MKT | Equities | 922908736 | 769 | 3,805 | SH | SOLE | 0 | 3,805 | 0 | 0 | |
Vanguard Mid-Cap ETF | Equities | 922908629 | 1,743 | 10,636 | SH | SOLE | 0 | 9,965 | 0 | 671 | |
Vanguard Total Bond Market ETF | Equities | 921937835 | 2,243 | 25,389 | SH | SOLE | 0 | 22,552 | 0 | 2,837 | |
Vanguard Total Stock Market VIPERs | Equities | 922908769 | 852 | 5,444 | SH | SOLE | 0 | 5,444 | 0 | 0 | |
Vanguard Value ETF | Equities | 922908744 | 223 | 2,237 | SH | SOLE | 0 | 2,237 | 0 | 0 | |
Verizon Communications, Inc. | Equities | 92343V104 | 674 | 12,218 | SH | SOLE | 0 | 12,218 | 0 | 0 | |
Visa Inc. | Equities | 92826C839 | 1,526 | 7,902 | SH | SOLE | 0 | 7,747 | 0 | 155 | |
Vornado Realty Preferred M 2022 | Equities | 929042828 | 1,379 | 63,182 | SH | SOLE | 0 | 62,159 | 0 | 1,023 | |
Walt Disney Company | Equities | 254687106 | 1,591 | 14,271 | SH | SOLE | 0 | 14,055 | 0 | 217 | |
Xilinx Inc | Equities | 983919101 | 1,012 | 10,282 | SH | SOLE | 0 | 10,159 | 0 | 122 | |
Zoom video communications-A | Equities | 98980L101 | 891 | 3,515 | SH | SOLE | 0 | 3,446 | 0 | 69 |