The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Equities | 002824100 | 4,013 | 36,876 | SH | SOLE | 0 | 36,292 | 0 | 584 | |
AbbVie, Inc. | Equities | 00287Y109 | 501 | 5,724 | SH | SOLE | 0 | 5,724 | 0 | 0 | |
Accenture PLC | Equities | G1151C101 | 517 | 2,289 | SH | SOLE | 0 | 2,289 | 0 | 0 | |
Adobe Systems Inc. | Equities | 00724F101 | 2,456 | 5,008 | SH | SOLE | 0 | 4,912 | 0 | 96 | |
Aerovironment Inc | Equities | 008073108 | 697 | 11,616 | SH | SOLE | 0 | 11,491 | 0 | 125 | |
Agilent Technologies, Inc. | Equities | 00846U101 | 2,430 | 24,072 | SH | SOLE | 0 | 23,612 | 0 | 460 | |
Alabama Power Preferred A 2022 | Equities | 010392462 | 1,491 | 53,240 | SH | SOLE | 0 | 52,351 | 0 | 889 | |
Alcanna Inc | Equities | 01374C109 | 33 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
Alibaba Group Holding Ltd ADR | Equities | 01609W102 | 1,819 | 6,186 | SH | SOLE | 0 | 6,072 | 0 | 114 | |
Allstate Preferred G 2023 | Equities | 020002127 | 626 | 22,566 | SH | SOLE | 0 | 22,566 | 0 | 0 | |
Alphabet Inc Class A | Equities | 02079K305 | 2,836 | 1,935 | SH | SOLE | 0 | 1,905 | 0 | 30 | |
Alphabet Inc Class C | Equities | 02079K107 | 491 | 334 | SH | SOLE | 0 | 334 | 0 | 0 | |
Amazon.com, Inc. | Equities | 023135106 | 4,065 | 1,291 | SH | SOLE | 0 | 1,217 | 0 | 74 | |
American Water Works Company, Inc. | Equities | 030420103 | 3,298 | 22,761 | SH | SOLE | 0 | 22,353 | 0 | 408 | |
Apollo Global Mgmt Llc Com Npv Cl A | Equities | 03768E105 | 1,614 | 36,062 | SH | SOLE | 0 | 35,460 | 0 | 602 | |
Apple, Inc. | Equities | 037833100 | 6,950 | 60,016 | SH | SOLE | 0 | 54,903 | 0 | 5,113 | |
Applied Materials, Inc. | Equities | 038222105 | 309 | 5,206 | SH | SOLE | 0 | 5,206 | 0 | 0 | |
AT&T Incorporated | Equities | 00206R102 | 417 | 14,638 | SH | SOLE | 0 | 14,638 | 0 | 0 | |
Axon Enterprise Inc | Equities | 05464C101 | 1,160 | 12,788 | SH | SOLE | 0 | 10,559 | 0 | 2,229 | |
Bank of America Corporation | Equities | 060505104 | 804 | 33,385 | SH | SOLE | 0 | 27,385 | 0 | 6,000 | |
Berkshire Hathaway Inc | Equities | 084670108 | 960 | 3 | SH | SOLE | 0 | 3 | 0 | 0 | |
Berkshire Hathaway Inc. | Equities | 084670702 | 2,354 | 11,057 | SH | SOLE | 0 | 11,057 | 0 | 0 | |
Blackstone Group L Pcom Unit Repstg | Equities | 09260D107 | 4,817 | 92,275 | SH | SOLE | 0 | 90,623 | 0 | 1,652 | |
Boeing Company | Equities | 097023105 | 1,388 | 8,402 | SH | SOLE | 0 | 8,255 | 0 | 147 | |
Booking Hldgs Inc | Equities | 09857L108 | 997 | 583 | SH | SOLE | 0 | 570 | 0 | 13 | |
Cboe Global Markets Inc | Equities | 12503M108 | 1,418 | 16,157 | SH | SOLE | 0 | 15,862 | 0 | 295 | |
Celanese Corp | Equities | 150870103 | 1,353 | 12,595 | SH | SOLE | 0 | 12,348 | 0 | 247 | |
Centene Corp Del | Equities | 15135B101 | 1,345 | 23,050 | SH | SOLE | 0 | 22,607 | 0 | 443 | |
Chevron Corporation | Equities | 166764100 | 315 | 4,381 | SH | SOLE | 0 | 4,381 | 0 | 0 | |
Cisco Systems, Inc. | Equities | 17275R102 | 420 | 10,674 | SH | SOLE | 0 | 10,674 | 0 | 0 | |
Coca-Cola Company | Equities | 191216100 | 1,987 | 40,252 | SH | SOLE | 0 | 39,745 | 0 | 508 | |
Colgate-Palmolive Company | Equities | 194162103 | 558 | 7,238 | SH | SOLE | 0 | 7,238 | 0 | 0 | |
Constellation Brands Inc | Equities | 21036P108 | 2,038 | 10,752 | SH | SOLE | 0 | 10,560 | 0 | 192 | |
Cooper Cos Inc New | Equities | 216648402 | 1,581 | 4,689 | SH | SOLE | 0 | 4,589 | 0 | 100 | |
Costco Wholesale Corporation | Equities | 22160K105 | 2,524 | 7,110 | SH | SOLE | 0 | 6,986 | 0 | 124 | |
Crown Castle Intl Corp New Com Isin us2 | Equities | 22822V101 | 2,138 | 12,843 | SH | SOLE | 0 | 12,383 | 0 | 461 | |
CVS Health Corp | Equities | 126650100 | 1,183 | 20,265 | SH | SOLE | 0 | 19,890 | 0 | 375 | |
Danaher Corporation | Equities | 235851102 | 2,545 | 11,820 | SH | SOLE | 0 | 11,624 | 0 | 196 | |
Diamondback Energy Inc | Equities | 25278X109 | 1,236 | 41,042 | SH | SOLE | 0 | 40,247 | 0 | 795 | |
Dominion Resources, Inc. | Equities | 25746U109 | 542 | 6,865 | SH | SOLE | 0 | 6,865 | 0 | 0 | |
Domino s Pizza Inc | Equities | 25754A201 | 1,799 | 4,231 | SH | SOLE | 0 | 4,152 | 0 | 80 | |
Duke Energy Corporation New | Equities | 26441C204 | 2,027 | 22,883 | SH | SOLE | 0 | 22,605 | 0 | 278 | |
Eaton Vance Txmg Gl Bu | Equities | 27829C105 | 309 | 36,231 | SH | SOLE | 0 | 36,231 | 0 | 0 | |
Ecolab Incorporated | Equities | 278865100 | 2,732 | 13,668 | SH | SOLE | 0 | 13,429 | 0 | 239 | |
Eli Lilly and Company | Equities | 532457108 | 414 | 2,800 | SH | SOLE | 0 | 2,800 | 0 | 0 | |
Enterprise Products Partners LP | Equities | 293792107 | 218 | 13,795 | SH | SOLE | 0 | 1,795 | 0 | 12,000 | |
Essential utilities ord | Equities | 29670G102 | 1,257 | 31,238 | SH | SOLE | 0 | 30,717 | 0 | 521 | |
Exponent Inc | Equities | 30214U102 | 1,663 | 23,093 | SH | SOLE | 0 | 22,645 | 0 | 448 | |
Exxon Mobil Corporation | Equities | 30231G102 | 331 | 9,635 | SH | SOLE | 0 | 9,635 | 0 | 0 | |
FIDUS INVESTMENT CORPORATION | Equities | 316500107 | 188 | 19,068 | SH | SOLE | 0 | 19,068 | 0 | 0 | |
Fiserv Inc | Equities | 337738108 | 1,560 | 15,139 | SH | SOLE | 0 | 14,850 | 0 | 289 | |
FS Energy and Power Fund | Equities | 30264D109 | 43 | 13,032 | SH | SOLE | 0 | 13,032 | 0 | 0 | |
General Dynamics Corporation | Equities | 369550108 | 317 | 2,287 | SH | SOLE | 0 | 2,287 | 0 | 0 | |
Global Payments Inc. | Equities | 37940X102 | 1,357 | 7,639 | SH | SOLE | 0 | 7,490 | 0 | 149 | |
HCA Inc. | Equities | 40412C101 | 2,422 | 19,422 | SH | SOLE | 0 | 19,050 | 0 | 372 | |
Honeywell International Incorporated | Equities | 438516106 | 1,747 | 10,614 | SH | SOLE | 0 | 10,395 | 0 | 218 | |
Hormel Foods Corp | Equities | 440452100 | 1,775 | 36,306 | SH | SOLE | 0 | 35,673 | 0 | 633 | |
Illinois Tool Works Inc. | Equities | 452308109 | 211 | 1,094 | SH | SOLE | 0 | 1,094 | 0 | 0 | |
Illumina Inc | Equities | 452327109 | 3,172 | 10,262 | SH | SOLE | 0 | 10,077 | 0 | 185 | |
Intercontinental Exchange | Equities | 45866F104 | 1,385 | 13,842 | SH | SOLE | 0 | 13,576 | 0 | 266 | |
Intuit Inc. | Equities | 461202103 | 2,016 | 6,181 | SH | SOLE | 0 | 6,079 | 0 | 102 | |
iShares Barclays TIPS Bond | Equities | 464287176 | 1,285 | 10,155 | SH | SOLE | 0 | 9,081 | 0 | 1,074 | |
iShares Core MSCI Intl Dev Mkts ETF | Equities | 46435G326 | 1,245 | 23,081 | SH | SOLE | 0 | 20,761 | 0 | 2,319 | |
iShares Emerging Mkts Bond Fund | Equities | 464288281 | 370 | 3,339 | SH | SOLE | 0 | 2,630 | 0 | 709 | |
iShares Gold Trust | Equities | 464285105 | 12,023 | 668,288 | SH | SOLE | 0 | 651,429 | 0 | 16,859 | |
iShares iBoxx $ Invest Grade Corp Bond | Equities | 464287242 | 273 | 2,025 | SH | SOLE | 0 | 2,025 | 0 | 0 | |
Ishares Inc Core MSCI Emerging Mkts ETF | Equities | 46434G103 | 807 | 15,288 | SH | SOLE | 0 | 12,998 | 0 | 2,290 | |
iShares Russell 1000 Growth Index | Equities | 464287614 | 254 | 1,173 | SH | SOLE | 0 | 1,173 | 0 | 0 | |
iShares Russell 1000 Value Index | Equities | 464287598 | 253 | 2,139 | SH | SOLE | 0 | 2,139 | 0 | 0 | |
iShares Russell 2000 Index | Equities | 464287655 | 3,132 | 20,907 | SH | SOLE | 0 | 20,543 | 0 | 364 | |
iShares S&P 500 Index | Equities | 464287200 | 5,691 | 16,936 | SH | SOLE | 0 | 15,342 | 0 | 1,594 | |
iShares S&P MidCap 400 Index | Equities | 464287507 | 225 | 1,212 | SH | SOLE | 0 | 1,212 | 0 | 0 | |
iShares S&P MidCap 400 Value Index | Equities | 464287705 | 332 | 2,464 | SH | SOLE | 0 | 1,200 | 0 | 1,264 | |
iShares S&P National AMT-Free Muni Bd | Equities | 464288414 | 343 | 2,962 | SH | SOLE | 0 | 2,962 | 0 | 0 | |
iShares S&P SmallCap 600 Index | Equities | 464287804 | 1,267 | 18,046 | SH | SOLE | 0 | 14,176 | 0 | 3,870 | |
iShares S&P U.S. Preferred Stock Index Fd | Equities | 464288687 | 374 | 10,250 | SH | SOLE | 0 | 10,250 | 0 | 0 | |
iShares Short-Term National Muni Bond | Equities | 464288158 | 3,179 | 29,404 | SH | SOLE | 0 | 29,174 | 0 | 231 | |
iShares Tr 1-3 Yr Trs Bd | Equities | 464287457 | 1,102 | 12,734 | SH | SOLE | 0 | 11,800 | 0 | 934 | |
Ishares Tr Sh Tr Crport Etf | Equities | 464288646 | 8,367 | 152,376 | SH | SOLE | 0 | 152,206 | 0 | 170 | |
iShares US Credit Bond | Equities | 464288620 | 1,443 | 23,741 | SH | SOLE | 0 | 20,770 | 0 | 2,971 | |
Janus Henderson Short Duration Inc ETF | Equities | 47103U886 | 232 | 4,600 | SH | SOLE | 0 | 4,600 | 0 | 0 | |
JD.com Inc ADR | Equities | 47215P106 | 2,004 | 25,818 | SH | SOLE | 0 | 25,280 | 0 | 538 | |
JELD-WEN Holding Inc | Equities | 47580P103 | 2,251 | 99,593 | SH | SOLE | 0 | 97,770 | 0 | 1,823 | |
Johnson & Johnson | Equities | 478160104 | 950 | 6,383 | SH | SOLE | 0 | 6,383 | 0 | 0 | |
Karyopharm Therapeutics Inc | Equities | 48576U106 | 1,432 | 98,092 | SH | SOLE | 0 | 96,133 | 0 | 1,959 | |
KKR Preferred A 2021 | Equities | 48251W203 | 1,549 | 60,325 | SH | SOLE | 0 | 59,342 | 0 | 983 | |
Laboratory Corp. of America Holdings | Equities | 50540R409 | 2,492 | 13,237 | SH | SOLE | 0 | 12,983 | 0 | 254 | |
Lockheed Martin Corporation | Equities | 539830109 | 1,628 | 4,248 | SH | SOLE | 0 | 4,185 | 0 | 63 | |
Martin Marietta Matls | Equities | 573284106 | 1,577 | 6,702 | SH | SOLE | 0 | 6,621 | 0 | 81 | |
McDonald's Corporation | Equities | 580135101 | 278 | 1,268 | SH | SOLE | 0 | 1,268 | 0 | 0 | |
Microsoft Corporation | Equities | 594918104 | 4,438 | 21,101 | SH | SOLE | 0 | 18,890 | 0 | 2,211 | |
Nike Inc. Class B | Equities | 654106103 | 2,657 | 21,167 | SH | SOLE | 0 | 20,771 | 0 | 396 | |
Northrop Grumman Corporation | Equities | 666807102 | 1,229 | 3,897 | SH | SOLE | 0 | 3,826 | 0 | 71 | |
NVIDIA Corporation | Equities | 67066G104 | 4,465 | 8,250 | SH | SOLE | 0 | 7,501 | 0 | 749 | |
Oaktree Capital Preferred B 2023 | Equities | 674001409 | 2,000 | 75,923 | SH | SOLE | 0 | 74,981 | 0 | 942 | |
O'REILLY AUTOMOTIVE INC COM | Equities | 67103H107 | 2,072 | 4,494 | SH | SOLE | 0 | 4,409 | 0 | 85 | |
Partners Group Private Equity Llc Cl I Nonstandard | Equities | 70299N235 | 498 | 77,746 | SH | SOLE | 0 | 77,746 | 0 | 0 | |
PayPal Holdings Inc | Equities | 70450Y103 | 3,302 | 16,760 | SH | SOLE | 0 | 16,022 | 0 | 738 | |
PepsiCo | Equities | 713448108 | 733 | 5,290 | SH | SOLE | 0 | 5,290 | 0 | 0 | |
Pfizer Inc. | Equities | 717081103 | 1,471 | 40,092 | SH | SOLE | 0 | 40,092 | 0 | 0 | |
PIMCO 25plus Year Zero Coupon US Trs ETF | Equities | 72201R882 | 200 | 1,170 | SH | SOLE | 0 | 1,170 | 0 | 0 | |
PIMCO Intermediate Municipal Bd Actv ETF | Equities | 72201R866 | 1,003 | 17,854 | SH | SOLE | 0 | 15,862 | 0 | 1,991 | |
PIMCO Short Term Municipal Bond Actv ETF | Equities | 72201R874 | 699 | 13,628 | SH | SOLE | 0 | 13,628 | 0 | 0 | |
Pool Corp | Equities | 73278L105 | 1,731 | 5,175 | SH | SOLE | 0 | 5,071 | 0 | 104 | |
PowerShares Build America Bond Portfolio | Equities | 46138G805 | 4,572 | 137,078 | SH | SOLE | 0 | 132,464 | 0 | 4,614 | |
PowerShares QQQ | Equities | 46090E103 | 1,984 | 7,140 | SH | SOLE | 0 | 6,065 | 0 | 1,075 | |
Procter & Gamble Company | Equities | 742718109 | 1,024 | 7,370 | SH | SOLE | 0 | 7,370 | 0 | 0 | |
Progressive Corporation | Equities | 743315103 | 1,823 | 19,259 | SH | SOLE | 0 | 18,861 | 0 | 398 | |
ProShares UltraShort QQQ | Equities | 74347B243 | 3,755 | 397,334 | SH | SOLE | 0 | 393,248 | 0 | 4,086 | |
ProShares Ultrashort S&P 500 | Equities | 74347B383 | 4,967 | 311,383 | SH | SOLE | 0 | 308,225 | 0 | 3,158 | |
PUBLIC STOR 1000 DS REP SRS L PRF | Equities | 74460W552 | 616 | 22,885 | SH | SOLE | 0 | 22,885 | 0 | 0 | |
Public Storage Com | Equities | 74460D109 | 1,825 | 8,195 | SH | SOLE | 0 | 8,031 | 0 | 164 | |
Qualcomm, Inc. | Equities | 747525103 | 3,119 | 26,504 | SH | SOLE | 0 | 26,013 | 0 | 491 | |
Raytheon Technologies Ord | Equities | 75513E101 | 243 | 4,232 | SH | SOLE | 0 | 4,232 | 0 | 0 | |
Rocket Companies | Equities | 77311W101 | 1,224 | 61,430 | SH | SOLE | 0 | 60,241 | 0 | 1,189 | |
Roper Inds Inc | Equities | 776696106 | 2,865 | 7,252 | SH | SOLE | 0 | 7,129 | 0 | 123 | |
Ross Stores Inc | Equities | 778296103 | 1,180 | 12,644 | SH | SOLE | 0 | 12,352 | 0 | 292 | |
Royal Bank of Canada | Equities | 780087102 | 529 | 7,545 | SH | SOLE | 0 | 7,545 | 0 | 0 | |
Rydex ETF Trust Health Care | Equities | 46137V332 | 1,342 | 5,700 | SH | SOLE | 0 | 5,095 | 0 | 605 | |
Schwab Short-Term US Treasury ETF | Equities | 808524862 | 6,130 | 119,039 | SH | SOLE | 0 | 116,427 | 0 | 2,611 | |
Schwab US Dividend Equity ETF | Equities | 808524797 | 725 | 13,103 | SH | SOLE | 0 | 4,103 | 0 | 9,000 | |
Schwab US TIPS ETF | Equities | 808524870 | 4,770 | 77,398 | SH | SOLE | 0 | 76,447 | 0 | 951 | |
ServiceNow Inc | Equities | 81762P102 | 2,442 | 5,036 | SH | SOLE | 0 | 4,938 | 0 | 98 | |
Sherwin-Williams Company | Equities | 824348106 | 3,234 | 4,641 | SH | SOLE | 0 | 4,570 | 0 | 71 | |
Smith A O Corp | Equities | 831865209 | 1,809 | 34,269 | SH | SOLE | 0 | 33,588 | 0 | 681 | |
SPDR Gold Shares | Equities | 78463V107 | 784 | 4,427 | SH | SOLE | 0 | 3,615 | 0 | 812 | |
SPDR S&P MidCap 400 | Equities | 78467Y107 | 213 | 629 | SH | SOLE | 0 | 629 | 0 | 0 | |
SPDR DoubleLine Total Return Tact ETF | Equities | 78467V848 | 5,605 | 113,674 | SH | SOLE | 0 | 113,400 | 0 | 274 | |
SPDR Portfolio Developed Wld ex-US ETF | Equities | 78463X889 | 420 | 14,338 | SH | SOLE | 0 | 14,338 | 0 | 0 | |
SPDR Portfolio Interm Term Corp Bd ETF | Equities | 78464A375 | 4,141 | 112,658 | SH | SOLE | 0 | 112,278 | 0 | 380 | |
Square Inc | Equities | 852234103 | 2,202 | 13,546 | SH | SOLE | 0 | 13,305 | 0 | 241 | |
Taiwan Semiconductor Manufacturing | Equities | 874039100 | 1,843 | 22,738 | SH | SOLE | 0 | 22,272 | 0 | 466 | |
TENCENT HOLDINGS LTD UNS ADR | Equities | 88032Q109 | 1,475 | 21,797 | SH | SOLE | 0 | 21,349 | 0 | 448 | |
Teradyne Inc | Equities | 880770102 | 1,815 | 22,837 | SH | SOLE | 0 | 22,397 | 0 | 440 | |
Thermo Fisher Scientific, Inc. | Equities | 883556102 | 2,717 | 6,154 | SH | SOLE | 0 | 6,047 | 0 | 107 | |
Truist Finl Corp Com | Equities | 89832Q109 | 348 | 9,138 | SH | SOLE | 0 | 9,138 | 0 | 0 | |
Union Pacific Corporation | Equities | 907818108 | 509 | 2,588 | SH | SOLE | 0 | 2,588 | 0 | 0 | |
United Parcel Service Incorporated Class B | Equities | 911312106 | 2,626 | 15,761 | SH | SOLE | 0 | 15,540 | 0 | 221 | |
UnitedHealth Group Incorporated | Equities | 91324P102 | 316 | 1,013 | SH | SOLE | 0 | 1,013 | 0 | 0 | |
Vail Resorts Inc | Equities | 91879Q109 | 1,398 | 6,532 | SH | SOLE | 0 | 6,408 | 0 | 124 | |
Vanguard Bd Index Fdinc Short Term Bd | Equities | 921937827 | 7,084 | 85,297 | SH | SOLE | 0 | 85,297 | 0 | 0 | |
Vanguard Dividend Appreciation ETF | Equities | 921908844 | 594 | 4,620 | SH | SOLE | 0 | 4,284 | 0 | 336 | |
Vanguard FTSE Emerging Markets ETF | Equities | 922042858 | 2,568 | 59,390 | SH | SOLE | 0 | 53,970 | 0 | 5,420 | |
VANGUARD GROWTH ETF MSCI US PR IME MKT | Equities | 922908736 | 867 | 3,811 | SH | SOLE | 0 | 3,811 | 0 | 0 | |
Vanguard Large Cap ETF | Equities | 922908637 | 237 | 1,513 | SH | SOLE | 0 | 1,513 | 0 | 0 | |
Vanguard Mid-Cap ETF | Equities | 922908629 | 1,892 | 10,735 | SH | SOLE | 0 | 9,976 | 0 | 759 | |
Vanguard Total Bond Market ETF | Equities | 921937835 | 2,213 | 25,085 | SH | SOLE | 0 | 21,828 | 0 | 3,258 | |
Vanguard Total Stock Market VIPERs | Equities | 922908769 | 930 | 5,459 | SH | SOLE | 0 | 5,459 | 0 | 0 | |
Vanguard Value ETF | Equities | 922908744 | 235 | 2,252 | SH | SOLE | 0 | 2,252 | 0 | 0 | |
Verizon Communications, Inc. | Equities | 92343V104 | 732 | 12,300 | SH | SOLE | 0 | 12,300 | 0 | 0 | |
Visa Inc. | Equities | 92826C839 | 1,730 | 8,653 | SH | SOLE | 0 | 8,491 | 0 | 162 | |
Vornado Realty Preferred M 2022 | Equities | 929042828 | 2,211 | 87,204 | SH | SOLE | 0 | 86,130 | 0 | 1,074 | |
Wal Mart Stores Incorporated | Equities | 931142103 | 679 | 4,853 | SH | SOLE | 0 | 4,353 | 0 | 500 | |
Walt Disney Company | Equities | 254687106 | 1,836 | 14,793 | SH | SOLE | 0 | 14,565 | 0 | 228 |