COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC. CMN CLASS C | COM | 02079K107 | 5,755 | 6,000 | SH | | SOLE | | 6,000 | 0 | 0 |
ALTABA INC. CLOSE ENDED FUND | COM | 021346101 | 3,974 | 60,000 | SH | | SOLE | | 60,000 | 0 | 0 |
AMAZON.COM INC CMN | COM | 023135106 | 11,536 | 12,000 | SH | | SOLE | | 12,000 | 0 | 0 |
AMGEN INC. CMN | COM | 031162100 | 1,865 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
APPLIED MATERIALS INC CMN | COM | 038222105 | 10,378 | 199,230 | SH | | SOLE | | 199,230 | 0 | 0 |
APPROACH RESOURCES INC. CMN | COM | 03834A103 | 25 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
BANK OF AMERICA CORP CMN | COM | 060505104 | 3,801 | 150,000 | SH | | SOLE | | 150,000 | 0 | 0 |
BERKSHIRE HATHAWAY INC CL-A (DEL) CLASS A | COM | 084670108 | 15,111 | 55 | SH | | SOLE | | 55 | 0 | 0 |
BOULDER GROWTH & INCOME FD INC MUTUAL FUND | COM | 101507101 | 735 | 72,106 | SH | | SOLE | | 72,106 | 0 | 0 |
CENTRAL SECURITIES CORP. MUTUAL FUND | COM | 155123102 | 646 | 25,000 | SH | | SOLE | | 25,000 | 0 | 0 |
DIAMOND HILL INVESTMENT GROUP CMN | COM | 25264R207 | 212 | 1,000 | SH | | SOLE | | 1,000 | 0 | 0 |
EMERSON RADIO CORP CMN | COM | 291087203 | 64 | 47,740 | SH | | SOLE | | 47,740 | 0 | 0 |
CALL/FB @ 170 EXP 06/15/2018 | CALL | 30303M102 | 824 | 500 | SH | Call | SOLE | | 500 | 0 | 0 |
FEDERAL STREET ACQUISITION CORP. UNIT | OTHER | 31421V206 | 1,027 | 100,000 | SH | | SOLE | | 100,000 | 0 | 0 |
FIRST INTERNET BANCORP CMN | COM | 320557101 | 3,230 | 100,000 | SH | | SOLE | | 100,000 | 0 | 0 |
ISHARES MSCI IRELAND CAPPED ETF | ETF | 46429B507 | 898 | 19,411 | SH | | SOLE | | 19,411 | 0 | 0 |
JPMORGAN CHASE & CO CMN | COM | 46625H100 | 5,731 | 60,000 | SH | | SOLE | | 60,000 | 0 | 0 |
KAYNE ANDERSON ACQUISITN CORP CMN | COM | 48661U102 | 6,490 | 665,595 | SH | | SOLE | | 665,595 | 0 | 0 |
WTS/KAYNE ANDERSON ACQUISITION CORP EXP06/30/2022 | WTS | 48661U110 | 166 | 221,865 | SH | Call | SOLE | | 221,865 | 0 | 0 |
KAYNE ANDERSON ACQUISITION CORP. CORP | OTHER | 48661U201 | 309 | 30,928 | SH | | SOLE | | 30,928 | 0 | 0 |
LANDMARK BANCORP INC CMN | COM | 51504L107 | 311 | 11,025 | SH | | SOLE | | 11,025 | 0 | 0 |
LIQUIDITY SERVICES INC CMN | COM | 53635B107 | 89 | 15,000 | SH | | SOLE | | 15,000 | 0 | 0 |
MANNATEC, INC. CMN | COM | 563771203 | 340 | 23,469 | SH | | SOLE | | 23,469 | 0 | 0 |
MICROSOFT CORPORATION CMN | COM | 594918104 | 13,408 | 180,000 | SH | | SOLE | | 180,000 | 0 | 0 |
MODUSLINK GLOBAL SOLUTIONS, INC CMN | COM | 60786L206 | 19 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
NEW IRELAND FUND INC MUTUAL FUND | COM | 645673104 | 618 | 45,075 | SH | | SOLE | | 45,075 | 0 | 0 |
NICHOLAS FINANCIAL, INC. CMN | COM | 65373J209 | 104 | 11,946 | SH | | SOLE | | 11,946 | 0 | 0 |
PARKE BANCORP INC CMN | COM | 700885106 | 293 | 13,197 | SH | | SOLE | | 13,197 | 0 | 0 |
PEPSICO INC CMN | COM | 713448108 | 2,340 | 21,000 | SH | | SOLE | | 21,000 | 0 | 0 |
PUT/SVXY @ 60 EXP 12/15/2017 | PUT | 74347W627 | 233 | 1,000 | SH | Put | SOLE | | 1,000 | 0 | 0 |
PUT/SVXY @ 60 EXP 11/17/2017 | PUT | 74347W627 | 275 | 2,000 | SH | Put | SOLE | | 2,000 | 0 | 0 |
CALL/SVXY @ 20 EXP 01/19/2018 | CALL | 74347W627 | 29,490 | 4,000 | SH | Call | SOLE | | 4,000 | 0 | 0 |
PUT/SVXY @ 50 EXP 01/19/2018 | PUT | 74347W627 | 699 | 3,000 | SH | Put | SOLE | | 3,000 | 0 | 0 |
PUT/SVXY @ 60 EXP 10/20/2017 | PUT | 74347W627 | 265 | 5,000 | SH | Put | SOLE | | 5,000 | 0 | 0 |
SPDR S&P 500 ETF TRUST | ETF | 78462F103 | 382,742 | 1,523,471 | SH | | SOLE | | 1,523,471 | 0 | 0 |
SILVER RUN ACQUISITION CORPORATION II CMN CLASS A | COM | 82812A103 | 10,218 | 1,003,698 | SH | | SOLE | | 1,003,698 | 0 | 0 |
WTS/SILVER RUN ACQUISITION CORPORATION II EXP12/31/2022 | WTS | 82812A111 | 534 | 351,266 | SH | Call | SOLE | | 351,266 | 0 | 0 |
THL CREDIT INC MUTUAL FUND | COM | 872438106 | 205 | 21,964 | SH | | SOLE | | 21,964 | 0 | 0 |
PUT/TSLA @ 200 EXP 01/18/2019 | PUT | 88160R101 | 1,824 | 1,600 | SH | Put | SOLE | | 1,600 | 0 | 0 |
TRIANGLE CAPITAL CORPORATION MUTUAL FUND | COM | 895848109 | 14 | 1,000 | SH | | SOLE | | 1,000 | 0 | 0 |
TRUSTCO BANK CORP NY CMN | COM | 898349105 | 2,314 | 260,000 | SH | | SOLE | | 260,000 | 0 | 0 |
U S GEOTHERMAL INC CMN | COM | 90338S201 | 273 | 68,366 | SH | | SOLE | | 68,366 | 0 | 0 |
VANTAGE ENERGY ACQUISITION CORP. CMN | COM | 92211L105 | 4,890 | 499,998 | SH | | SOLE | | 499,998 | 0 | 0 |
WTS/VANTAGE ENERGY ACQUISITION CORP. EXP04/12/2024 | WTS | 92211L113 | 210 | 166,666 | SH | Call | SOLE | | 166,666 | 0 | 0 |
VANGUARD S&P 500 ETF | ETF | 922908363 | 350,713 | 1,519,818 | SH | | SOLE | | 1,519,818 | 0 | 0 |
CALL/XLNX @ 75 EXP 01/18/2019 | CALL | 983919101 | 670 | 1,000 | SH | Call | SOLE | | 1,000 | 0 | 0 |
ALLERGAN PLC CMN | COM | G0177J108 | 205 | 1,000 | SH | | SOLE | | 1,000 | 0 | 0 |
ASIA PACIFIC WIRE & CABLE CORP CMN | COM | G0535E106 | 173 | 57,769 | SH | | SOLE | | 57,769 | 0 | 0 |
WTS/CISION LTD 11.5000 EXP10/19/2020 | WTS | G1992S117 | 138 | 46,850 | SH | Call | SOLE | | 46,850 | 0 | 0 |
WTS/ELECTRUM SPL ACQUISITION C EXP12/31/2020 | WTS | G3105C112 | 11 | 35,000 | SH | Call | SOLE | | 35,000 | 0 | 0 |