The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete. |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D
Notice of Exempt Offering of Securities
| | OMB APPROVAL | | OMB Number: | 3235-0076 | | Estimated average burden | | hours per response: | 4.00 |
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1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001484475 | | | | Corporation | | | Limited Partnership | | X | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
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| Name of Issuer |
|---|
| Chalfouh International LLC |
| Jurisdiction of Incorporation/Organization |
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| CALIFORNIA |
| Year of Incorporation/Organization |
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| | Over Five Years Ago | | X | Within Last Five Years (Specify Year) | 2008 | | | Yet to Be Formed |
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2. Principal Place of Business and Contact Information
| Name of Issuer |
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| Chalfouh International LLC |
| Street Address 1 | Street Address 2 |
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| 11936 MAGONLIA BLVD | SUITE 102 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
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| VALLEY VILLAGE | CA | 91607 | 818 284 0909 |
3. Related Persons
| Last Name | First Name | Middle Name |
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| CHALFOUH | SAMI | BENALI |
| Street Address 1 | Street Address 2 |
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| 11936 MAGNOLIA BLVD | SUITE 102 |
| City | State/Province/Country | ZIP/PostalCode |
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| VALLEY VILLAGE | CA | 91607 |
| Relationship: | X | Executive Officer | | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
PRESIDENT
4. Industry Group
| | Agriculture | | Banking & Financial Services | | | | Commercial Banking | | | Insurance | | | Investing | | | Investment Banking | | | Pooled Investment Fund | | | | Is the issuer registered as
an investment company under
the Investment Company
Act of 1940? | | | | | Other Banking & Financial Services |
| | X | Business Services | | Energy | | | | | | | | | | | | |
| | Health Care | | | | | | | | | | | | | Manufacturing | | Real Estate | | | | | | | | | | |
| | Retailing | | Restaurants | | Technology | | | | | | | | Travel | | | | | | | | Tourism & Travel Services |
| | | | Other |
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5. Issuer Size
| Revenue Range | OR | Aggregate Net Asset Value Range |
|---|
| | No Revenues | | No Aggregate Net Asset Value |
| | $1 - $1,000,000 | | $1 - $5,000,000 |
| | $1,000,001 - $5,000,000 | | $5,000,001 - $25,000,000 |
| | $5,000,001 - $25,000,000 | | $25,000,001 - $50,000,000 |
| | $25,000,001 - $100,000,000 | | $50,000,001 - $100,000,000 |
| | Over $100,000,000 | | Over $100,000,000 |
| | Decline to Disclose | | Decline to Disclose |
| X | Not Applicable | | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
| | Rule 504(b)(1) (not (i), (ii) or (iii)) | | Rule 505 |
| | Rule 504 (b)(1)(i) | X | Rule 506 |
| | Rule 504 (b)(1)(ii) | | Securities Act Section 4(5) |
| | Rule 504 (b)(1)(iii) | | Investment Company Act Section 3(c) |
| | | Section 3(c)(1) | | Section 3(c)(9) |
| | | Section 3(c)(2) | | Section 3(c)(10) |
| | | Section 3(c)(3) | | Section 3(c)(11) |
| | | Section 3(c)(4) | | Section 3(c)(12) |
| | | Section 3(c)(5) | | Section 3(c)(13) |
| | | Section 3(c)(6) | | Section 3(c)(14) |
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7. Type of Filing
| X | New Notice | | Date of First Sale | | X | First Sale Yet to Occur |
| | Amendment |
8. Duration of Offering
| Does the Issuer intend this offering to last more than one year? | | |
9. Type(s) of Securities Offered (select all that apply)
| | Equity | | Pooled Investment Fund Interests |
| | Debt | | Tenant-in-Common Securities |
| | Option, Warrant or Other Right to Acquire Another Security | | Mineral Property Securities |
| | Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) |
| Transactional Funding, use funds to buy and sell physical, tangible commodities, no futures, no equity investment in other companies, no stocks, no bonds, no securities. Example: We buy diamonds for a $1K and sell them for $1.2K=> we split profit 50%50% |
10. Business Combination Transaction
| Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? | | |
Clarification of Response (if Necessary):
11. Minimum Investment
| Minimum investment accepted from any outside investor | $150,000 | USD |
12. Sales Compensation
| Recipient | | Recipient CRD Number | X | None |
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| Independent Portfolio Managers will be added, once Chalfouh International begins bringing them on board, currenty, Sami Chalfouh | None |
| (Associated) Broker or Dealer | X | None |
| | (Associated) Broker or Dealer CRD Number | X | None |
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| None | None |
| Street Address 1 | Street Address 2 |
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| 11936 Magnolia Blvd | Suite 102 |
| City | State/Province/Country | ZIP/Postal Code |
| Valley Village | CA | 9107 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States | X | All States |
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13. Offering and Sales Amounts
| Total Offering Amount | | USD | |
| Total Amount Sold | $0 | USD |
| Total Remaining to be Sold | | USD | |
Clarification of Response (if Necessary):
Funds pulled from fund providors will be used for transactional funding and returns will be split with funds providers on a transactional basis unless funds providers would like to roll their profits or increase funding for upcoming transactions.14. Investors
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | |
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
| Sales Commissions | $20,000 | USD | |
| Finders' Fees | $15,000 | USD | |
Clarification of Response (if Necessary):
Estimates above are based on: Independent Agent/Portfolio Manager: will receive 1.5% of the total funds s/he brings. + 10% of the profits per transaction [if sum brought is 1M => $15000 finders fee + if profit from transaction is 20% => commission is 20K16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
Clarification of Response (if Necessary):
Based on Definition: Gross Proceeds = Net Profits per transaction. See item 15 above sales commission and finder fee answer and clarificatio: any person will receive 1.5% of the total funds s/he brings. + 10% of the profits per transaction as per item 15Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
| In submitting this notice, each issuer named above is: |
- Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
- Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
- Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
| Issuer | Signature | Name of Signer | Title | Date |
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| Chalfouh International LLC | Sami Chalfouh | Sami Chalfouh | President | 2010-03-05 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.
