SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol Extended Stay America, Inc. [ STAY ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 11/18/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) 11/19/2015 | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Paired Shares | 11/12/2015 | S(1) | 941,750 | D | $16.64 | 8,035,311 | I | See Footnotes(2)(3)(10)(11)(12)(13) | ||
Paired Shares | 11/12/2015 | S(1) | 1,153,995 | D | $16.64 | 9,846,250 | I | See Footnotes(2)(4)(10)(11)(12)(13) | ||
Paired Shares | 11/12/2015 | S(1) | 404,255 | D | $16.64 | 3,449,235 | I | See Footnotes(2)(5)(10)(11)(12)(13) | ||
Paired Shares | 11/12/2015 | S(1) | 1,205,772 | D | $16.64 | 10,288,029 | I | See Footnotes(2)(6)(10)(11)(12)(13) | ||
Paired Shares | 11/12/2015 | S(1) | 1,205,322 | D | $16.64 | 10,284,194 | I | See Footnotes(2)(7)(10)(11)(12)(13) | ||
Paired Shares | 11/12/2015 | S(1) | 80,738 | D | $16.64 | 688,878 | I | See Footnotes(2)(8)(10)(11)(12)(13) | ||
Paired Shares | 11/12/2015 | S(1) | 8,168 | D | $16.64 | 69,694 | I | See Footnotes(2)(9)(10)(11)(12)(13) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. This Form 4/A amends the Form 4 filed by the reporting persons on November 19, 2015 to reflect the correct transaction code of "S" in Table 1, Section 3. No other information has been changed. |
2. Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B Common Stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. A Form 4 reflecting the holdings of Paired Shares by the Reporting Persons shown on this Form 4 has been concurrently filed with respect to ESH Hospitality, Inc. as issuer. |
3. These Paired Shares are directly held by Centerbridge Credit Partners, L.P. |
4. These Paired Shares are directly held by Centerbridge Credit Partners TE Intermediate I, L.P. |
5. These Paired Shares are directly held by Centerbridge Credit Partners Offshore Intermediate III, L.P. |
6. These Paired Shares are directly held by Centerbridge Capital Partners AIV VI-A, L.P. |
7. These Paired Shares are directly held by Centerbridge Capital Partners AIV VI-B, L.P. |
8. These Paired Shares are directly held by Centerbridge Capital Partners Strategic AIV I, L.P. |
9. These Paired Shares are directly held by Centerbridge Capital Partners SBS, L.P. |
10. Centerbridge Credit Partners General Partner, L.P. is the general partner of Centerbridge Credit Partners, L.P. and Centerbridge Credit Partners TE Intermediate I, L.P. Centerbridge Credit GP Investors, L.L.C. is the general partner of Centerbridge Credit Partners General Partner, L.P. Centerbridge Credit Partners Offshore General Partner, L.P. is the general partner of Centerbridge Credit Partners Offshore Intermediate III, L.P. Centerbridge Credit Offshore GP Investors, L.L.C. is the general partner of Centerbridge Credit Partners Offshore General Partner, L.P. Centerbridge Associates, L.P. is the general partner of Centerbridge Capital Partners AIV VI-A, L.P., Centerbridge Capital Partners AIV VI-B, L.P., Centerbridge Capital Partners Strategic AIV I, L.P. and Centerbridge Capital Partners SBS, L.P. Centerbridge GP Investors, LLC is the general partner of Centerbridge Associates, L.P. (continued in Footnote 11) |
11. (continued from Footnote 10) Jeffrey H. Aronson and Mark T. Gallogly, the managing members of Centerbridge Credit GP Investors, L.L.C., Centerbridge Credit Offshore GP Investors, L.L.C. and Centerbridge GP Investors, LLC, share the power to vote and invest the Paired Shares and shares of Preferred Stock held by Centerbridge Credit Partners, L.P., Centerbridge Credit Partners TE Intermediate I, L.P., Centerbridge Credit Partners Offshore Intermediate III, L.P., Centerbridge Capital Partners AIV VI-A, L.P., Centerbridge Capital Partners AIV VI-B, L.P., Centerbridge Capital Partners Strategic AIV I, L.P. and Centerbridge Capital Partners SBS, L.P. (continued in Footnote 12) |
12. (continued from Footnote 11) Each of the Centerbridge entities (other than the Centerbridge entities that directly hold Paired Shares to the extent of their direct holdings) and Messrs. Gallogly and Aronson may be deemed to beneficially own the Paired Shares and shares of Preferred Stock beneficially owned by such direct holders directly or indirectly controlled by it or him, but each disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
13. Due to the limitations of the Securities and Exchange Commission's EDGAR system, Centerbridge Credit Partners, L.P., Centerbridge Credit Partners TE Intermediate I, L.P., Centerbridge Credit Partners Offshore Intermediate III, L.P., Centerbridge Capital Partners AIV VI-A LP, Centerbridge Capital Partners AIV VI-B LP, Centerbridge Capital Partners Strategic AIV I, L.P. and Centerbridge Capital Partners SBS, L.P. have filed a separate Form 4. |
Remarks: |
Centerbridge Credit Partners General Partner, L.P.; By: Centerbridge Credit GP Investors, L.L.C., its general partner; By: /s/ Jeffrey H. Aronson, Authorized Signatory | 12/03/2015 | |
Centerbridge Credit GP Investors, L.L.C.; By: /s/ Jeffrey H. Aronson, Authorized Signatory | 12/03/2015 | |
Centerbridge Credit Partners Offshore General Partner, L.P.; By: Centerbridge Credit Offshore GP Investors, L.L.C.; By: /s/ Jeffrey H. Aronson, Authorized Signatory | 12/03/2015 | |
Centerbridge Credit Offshore GP Investors, L.L.C.; By: /s/ Jeffrey H. Aronson, Authorized Signatory | 12/03/2015 | |
Centerbridge Associates, L.P.; By: Centerbridge GP Investors, LLC; By: /s/ Jeffrey H. Aronson, Authorized Signatory | 12/03/2015 | |
Centerbridge GP Investors, LLC; By: /s/ Jeffrey H. Aronson, Authorized Signatory | 12/03/2015 | |
/s/ Jeffrey H. Aronson | 12/03/2015 | |
/s/ Mark T. Gallogly | 12/03/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |