The following constitutes Amendment No. 4 (“Amendment No. 4”) to the Schedule 13D filed by the undersigned. This Amendment No. 4 amends the Schedule 13D as specifically set forth.
| Item 3. | Source and Amount of Funds or Other Consideration. |
Item 3 is hereby amended and restated to read as follows:
The aggregate purchase price of the 321,483 UVIC Shares owned by Baker Street Capital is approximately USD $1,383,142, including brokerage commissions. The aggregate purchase price of the 188,359 UVI Shares owned by Baker Street Capital is approximately CAD $917,942, including brokerage commissions. The Shares owned by Baker Street Capital were purchased with working capital (which may, at any given time, include margin loans made by brokerage firms in the ordinary course of business) in open market purchases as set forth in Schedule A, which is incorporated by reference herein.
| Item 5. | Interest in Securities of the Issuer. |
Item 5 is hereby amended and restated to read as follows:
(a) The aggregate percentage of Shares reported owned by each person named herein is based upon 2,369,354 Shares outstanding, which is the total number of Shares outstanding as of March 31, 2010 as reported in the Issuer’s Report on Form 6-K, filed with the Securities and Exchange Commission on May 28, 2010.
As of the close of business on August 26, 2010, BSC LP beneficially owned 509,842 Shares, constituting approximately 21.5% of the Shares outstanding. As the general partner of BSC LP, Baker Street Capital Management may be deemed to beneficially own the 509,842 Shares owned by BSC LP, constituting approximately 21.5% of the Shares outstanding. As the managing member of Baker Street Capital Management, which in turn is the general partner of BSC LP, Mr. Perelman may be deemed to beneficially own 509,842 Shares owned by BSC LP, constituting approximately 21.5% of the Shares outstanding. Mr. Perelman has sole voting and dispositive power with respect to the 509,842 Shares owned by BSC LP by virtue of his authority to vote and dispose of such Shares. Baker Street Capital Management and Mr. Perel man disclaim beneficial ownership of the Shares held by BSC LP, except to the extent of their pecuniary interest therein.
(b) By virtue of his position with Baker Street Capital Management, Mr. Perelman has the sole power to vote and dispose of the Shares reported in this Schedule 13D.
(c) Schedule A annexed hereto lists all transaction in the Shares during the past sixty days by the Reporting Persons. All of such transactions were effected in the open market.
(d) No person other than the Reporting Persons is known to have the right to receive, or the power to direct the receipt of dividends from, or proceeds from the sale of, the Shares.
(e) Not applicable.
SIGNATURES
After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
| Dated: August 27, 2010 | BAKER STREET CAPITAL L.P. |
| | |
| | By: | Baker Street Capital Management, LLC General Partner |
| | |
| | By: | /s/ Vadim Perelman |
| | Name: | Vadim Perelman |
| | Title: | Managing Member |
| | BAKER STREET CAPITAL MANAGEMENT, LLC |
| | |
| | By: | /s/ Vadim Perelman |
| | Name: | Vadim Perelman |
| | Title: | Managing Member |
| | |
| | /s/ Vadim Perelman |
| | VADIM PERELMAN |
SCHEDULE A
Transactions in the Shares During the Past 60 Days
Security Trading
Symbol | Securities Purchased | Price Per Share ($) | Date of Purchase |
BAKER STREET CAPITAL L.P.
| UVIC | 3,989 | | 4.1503 | 07/28/2010 |
| UVIC | 2,000 | | 4.0000 | 08/19/2010 |
| UVIC | 300 | | 4.0000 | 08/20/2010 |
| UVIC | 2,000 | | 4.0000 | 08/23/2010 |
| UVIC | 1,500 | | 4.0000 | 08/24/2010 |
| UVIC | 1,000 | | 4.0000 | 08/25/2010 |
| UVI | 3,700 | | CAD4.1000 | 08/18/2010 |
| UVI | 4,300 | | CAD4.1000 | 08/20/2010 |
BAKER STREET CAPITAL MANAGEMENT, LLC
None
VADIM PERELMAN
None
