UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-Q/A
(Amendment No. 3)
(Amendment No. 3)
| x | Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
For the quarterly period ended: March 31, 2013 | |
| o | Transition Report pursuant to 13 or 15(d) of the Securities Exchange Act of 1934 |
| For the transition period from __________ to __________ | |
Commission File Number: 333-165863 |
E-Waste Systems, Inc.
(Exact name of registrant as specified in its charter)
| Nevada | 26-4018362 |
| (State or other jurisdiction of incorporation or organization) | (IRS Employer Identification No.) |
| 1350 E. Flamingo, #3101, Las Vegas, NV | 89119 |
| (Address of principal executive offices) | (Zip Code) |
| 650-283-2907 |
| (Registrant’s telephone number) |
__________________________________________________________________ |
| (Former name, former address and former fiscal year, if changed since last report) |
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 229.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.
Large accelerated filer o | Accelerated filer o |
Non-accelerated filer o | Smaller reporting company x |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x
State the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date: As of May 8, 2013, there were 148,545,168 shares of our common stock issued and outstanding..
Explanatory Note:
The purpose of this Amendment No. 3 to E-Waste System, Inc.’s Quarterly Report on Form 10Q for the quarter ended March 31, 2013 (the “Form 10-Q”), as filed with the Securities and Exchange Commission on November 19, 2013, is to furnish Exhibits 101 to the Form 10-Q in accordance with Rule 201(c) and Rule 405 of Regulation S-T. Exhibits 101 provide the financial statements and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language). This Amendment No. 3 to the Form 10-Q also updates the Exhibit Index to reflect the furnishing of Exhibits 101.
No other changes have been made to the Form 10-Q. This Amendment No. 3 to the Form 10-Q continues to speak as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way the disclosures made in the original Form 10-Q.
- 2 -
SIGNATURES
In accordance with the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| E-Waste Systems, Inc. | |
| Date: | December 4, 2013 |
| By: | /s/ Martin Nielson |
| Martin Nielson | |
Title: | President, Chief Executive Officer and Director |
- 3 -
E-Waste Systems, Inc.
(the “Registrant”)
(Commission File No. 333-165863)
Exhibit Index
To Quarterly Report on Form 10-Q
for the Quarter Ended March 31, 2013
Exhibit Number | Description | Incorporated by Reference to: | Filed Herewith | |||
| 31.1* | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 31.2* | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.1* | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.2* | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
101.INS † | XBRL Instance Document | X | ||||
101.SCH † | XBRL Taxonomy Extension Schema Document | X | ||||
101.CAL † | XBRL Taxonomy Extension Calculation Linkbase Document | X | ||||
101.DEF † | XBRL Taxonomy Extension Definition Linkbase Document | X | ||||
101.LAB † | XBRL Extension Labels Linkbase Document | X | ||||
101.PRE † | XBRL Taxonomy Extension Presentation Linkbase Document | X |
| * | Filed as an exhibit to the original Form 10-Q for the quarter ended March 31, 2013, filed November 19, 2013. |
| † | In accordance with SEC rules, this interactive data file is deemed “furnished” and not “filed” for purposes of Sections 11 or 12 of the Securities Act of 1933 and Section 18 of the Securities and Exchange Act of 1934, and otherwise is not subject to liability under those sections or acts. |
- 4 -